University of Florida Research v. General Electric Company
Opinion
The University of Florida Research Foundation, Inc. ("UFRF") is the assignee of
SOVEREIGN IMMUNITY
Before reaching the merits of GE's § 101 eligibility challenge to the '251 patent, we must consider whether the district court had subject matter jurisdiction to hear that challenge in the first place, for UFRF argues it did not. According to UFRF, as an arm of the State of Florida, it enjoys sovereign immunity under the Eleventh Amendment, and it has not waived that immunity as to GE's § 101 eligibility challenge. We do not agree.
*1365
The Eleventh Amendment provides that: "The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State ...." U.S. Const. amend. XI. "[A] state waives its Eleventh Amendment immunity when it consents to federal court jurisdiction by voluntarily appearing in federal court," as UFRF has here.
Regents of the Univ. of N.M. v. Knight
,
Under
Our holding in
Dealertrack
is not undermined by
SCA Hygiene Products Aktiebolag v. First Quality Baby Products, LLC
, --- U.S. ----,
Even if § 282 did not extend to a § 101 eligibility challenge, such a challenge would still be a defense to a claim of infringement.
1
We and the Supreme Court have long treated § 101 eligibility as a "condition[ ] of patentability" alongside §§ 102 and 103.
See, e.g.
,
Graham v. John Deere Co.
,
In sum, we hold that a § 101 eligibility challenge is a defense to a claim of infringement. By bringing its claim of infringement, UFRF waived its sovereign immunity "not only [as] to the cause of action but also [as] to any relevant defenses,"
Vas-Cath
,
ELIGIBILITY UNDER § 101
We turn now to the merits of GE's § 101 eligibility challenge. The '251 patent describes a method and system for "integrat[ing] physiologic data from at least one bedside machine." '251 patent at 3:3-6. The system includes a "bedside device" connected to the "bedside machines" that "convert[s] received data streams" from the bedside machines "to a format independent of any particular bedside machine." Id. at 6:64-7:4, 7:14-31. Such conversion may rely on one or more "drivers" specific to each bedside machine. Id. at 7:48-56. "The standardized data can be conveyed to the bedside device [ ] for display" on a graphical user interface. Id. at 8:66-67.
Claim 1 is representative 2 :
1. A method of integrating physiologic treatment data comprising the steps of:
receiving physiologic treatment data from at least two bedside machines;
converting said physiologic treatment data from a machine specific format into a machine independent format within a computing device remotely located from said bedside machines;
performing at least one programmatic action involving said machine-independent data; and
presenting results from said programmatic actions upon a bedside graphical user interface.
Alice
articulated a two-step framework for assessing eligibility under § 101.
Here, the district court determined on GE's motion to dismiss that the '251 patent *1367 claims were not eligible under § 101. J.A. 28. At Alice step one, it determined the claims are directed to the abstract idea of "collecting, analyzing, manipulating, and displaying data." J.A. 15. At step two, it determined the claims did not recite an inventive concept. J.A. 26.
We review a district court's dismissal for failure to state a claim under the law of the regional circuit, here the Eleventh, which reviews dismissal for failure to state a claim de novo.
Aatrix Software, Inc. v. Green Shades Software, Inc.
,
According to the '251 patent, "[m]ost health care facilities ... acquire bedside patient information using pen and paper methodologies, such as flowsheets and patient charts." '251 patent at 1:21-23. "Portions of these flowsheets," it teaches, "can be manually entered into information systems to preserve patient information for administrative and research purposes." Id. at 1:32-34. The '251 patent identifies two problems with such manual entry: it "can be very time-consuming and expensive" and "transcription errors can occur ... which can result in improper treatment." Id. at 1:37-41; see also id. at 2:3-5 ("This manual data entry process consumes substantial human resources and increases the likelihood of typographical errors."). These "shortcomings," it explains, "can be highly problematic" in the "complex, fast-paced" environment in which physicians work, potentially "result[ing] in life altering consequences." Id. at 1:42-47, 54-56.
These "pen and paper methodologies," the '251 patent teaches, are the result of "data integration difficulties." Id. at 2:16-18. Since each bedside machine "transmit[s] data in a proprietary manner using different data formats and protocols," a bedside device can only integrate data from multiple bedside machines using "tailored application[s] ... uniquely written for [each] particular type of bedside machine." Id. at 2:26-34. Accordingly, the '251 patent proposes replacing the "pen and paper methodologies" with "data synthesis technology" in the form of "device drivers written for the various bedside machines" that allow the bedside device to present data from the various bedside machines "in a configurable fashion within a single interface." Id. at 3:3-15.
On its face, the '251 patent seeks to automate "pen and paper methodologies" to conserve human resources and minimize errors. This is a quintessential "do it on a computer" patent: it acknowledges that data from bedside machines was previously collected, analyzed, manipulated, and displayed manually, and it simply proposes doing so with a computer. We have held such claims are directed to abstract ideas.
See
,
e.g.
,
Intellectual Ventures I LLC v. Capital One Fin. Corp.
,
The '251 patent nowhere identifies, and we cannot see in the claims, any "specific improvement to the way computers operate."
*1368
Enfish, LLC v. Microsoft Corp.
,
The claimed "converting said physiologic treatment data from a machine specific format into a machine independent format within a computing device remotely located from said bedside machines" relies on "a driver for each different bedside machine" that "can interpret device specific protocols for data streams of the bedside machine."
Id.
at 7:48-56. UFRF urges that this "converting" improves the functioning of the computer, likening the '251 patent claims to those held eligible in
Visual Memory LLC v. NVIDIA Corp.
,
In
Visual Memory
, the claims recited "an enhanced computer memory system" that used "programmable operational characteristics configurable based on the type of processor" to "enabl[e] interoperability with multiple different processors."
The '251 patent is different. Neither the '251 patent, nor its claims, explains
how
the drivers do the conversion that UFRF points to. That is, the drivers are described in purely
functional
terms: they "facilitate data exchanges," "convert received data streams to a format independent of any particular bedside machine," "translate the data stream," "interpret data streams," "facilitate communications with the bedside machine," and "interpret [discrete] segments" in a "data stream for the machine."
Id.
at 4:16-18, 7:28-31, 7:48-56, 9:30-32, 9:34-40. The claims fare no better. Only dependent claim 10 even mentions a "driver," and it is again recited in purely functional language: "at least one bedside machine configured for particular ones of said bedside machines to facilitate data exchanges between said bedside machines and said bedside computing device." The mere
function
of converting is not a "specific improvement to the way computers operate."
Enfish,
The '251 patent"fails to provide any technical details for the tangible components, ... instead predominately describ[ing] the system and methods in purely functional terms."
In re TLI Commc'ns LLC Patent Litig.
,
The '251 patent claims fare no better at
Alice
step two. UFRF argues the claims recite more than "well-understood, routine, conventional activit[ies]" because the claimed "converting" takes place at a location remote from the bedside machines.
Alice
,
In
BASCOM
, "the patent describe[d] how its particular arrangement of elements [was] a technical improvement over prior art ways of filtering such content,"
Here, the claims do no "more than simply instruct the practitioner to implement the abstract idea ... on a generic computer."
Alice
,
CONCLUSION
Because we hold that the district court had subject matter jurisdiction to hear GE's § 101 eligibility challenge to the '251 patent, and we agree the '251 patent claims are ineligible under § 101, we affirm the district court's grant of GE's motion to dismiss.
AFFIRMED
It cannot fairly be suggested that the "defenses" enumerated in § 282 are the only defenses available to an accused infringer. See, e.g. , Fed. R. Civ. P. 12(b) (listing "defense[s] to a claim for relief").
While UFRF disputes on appeal whether claim 1 is representative, UFRF agreed below that claim 1 could be treated as representative "so long as Claim 1 is construed in light of the details outlined in the other dependent claims and the specification[ ]." J.A. 8. Because the district court so construed claim 1, and we do so on appeal, we treat claim 1 as representative.
Reference
- Full Case Name
- UNIVERSITY OF FLORIDA RESEARCH FOUNDATION, INC., Plaintiff-Appellant v. GENERAL ELECTRIC COMPANY, GE Medical Systems Information Technologies, Inc., GE Medical Systems, Inc., Defendants-Appellees
- Cited By
- 73 cases
- Status
- Published