Cruz v. Wilkie
Opinion of the Court
Eddie Dela Cruz appeals from the decision of the Court of Appeals for Veterans Claims ("Veterans Court") affirming the denial of his claim for a one-time payment from the Filipino Veterans Equity Compensation Fund ("compensation fund"). The Department of Veterans Affairs *1146("VA") denied his claim because the Army certified that Mr. Dela Cruz did not have service as a member of the Philippine Commonwealth Army, including recognized guerillas, as "he was not listed in the Reconstructed Guerilla Roster" ("reconstructed roster"). J.A. 5.
We hold that the VA can generally rely on the service department's determination in deciding eligibility for payment from the compensation fund. But, in this context, the VA cannot rely on the service department's determination that the veteran is not on the reconstructed roster without giving the veteran a meaningful opportunity to challenge his service record. Dela Cruz's proper avenue for relief is to seek a correction of his service record from the Army Board for Correction of Military Records ("Corrections Board"). The government has represented that the Corrections Board will consider such an application. We affirm-in-part and remand to the Veterans Court to hold the case in abeyance pending consideration by the Corrections Board.
BACKGROUND
I
On July 26, 1941, President Franklin D. Roosevelt issued an Executive Order to "order into the service of the armed forces of the United States ... all of the organized military forces of the Government of the Commonwealth of the Philippines." Military Order: Organized Military Forces of the Government of the Commonwealth of the Philippines Called Into Service of the Armed Forces of the United States,
After the war ended, however, Congress passed legislation-the First Supplemental Surplus Appropriation Rescission Act of 1946,
In 2009, Congress enacted Section 1002 of the American Recovery and Reinvestment Act of 2009 ("ARRA"), Pub. L. No. 111-5,
II
Although many Filipino veterans have received payments under this statute, *1147many have not.
III
As relevant here, for claims based on Philippine service in World War II, the appropriate "service department" is the U.S. Army. To verify the service of a Filipino guerrilla, the Army relies on the reconstructed roster and treats the roster as authoritative. See Filipino Veterans Equity Compensation Fund: Examining the Department of Defense and Interagency Process for Verifying Eligibility: Hearing Before the Subcomm. on Oversight and Investigations of the H. Comm. on Armed Servs. , 113th Cong. 9 (2014) [hereinafter Oversight & Investigations Subcomm. Hearing ] (Statement of Scott Levins, Director, Nat'l Personnel Records Ctr., Nat'l Archives & Records Admin.) ("[T]he roster is the definitive source."). If an individual's name does not appear on the reconstructed roster, the Army will refuse to verify service.
The problem is that the reconstructed roster is not always accurate. This is the result of the methodology employed to create the reconstructed roster. According to a 1949 Army report, many of the original rosters for Filipino units were lost, destroyed, or tampered with. See Dela Cruz Op. Br. Addendum at 20-21. After the war ended, "hundreds of unit rosters were missing," some sets of rosters "were being tampered with," "a number of guerillas had been processed and paid but no records existed of their having been recognized," and "no one interested agency possessed a complete set of rosters." Id. at 20. Thus, the Army embarked on a reconstruction project to attempt to create one authentic roster of Filipino guerrillas who served during World War II.
*1148To create the reconstructed roster, the Army first decided which guerrilla units to include in the roster, based on information received from the units themselves, military orders, combat histories of the U.S. units that fought alongside the Filipino units, and so on. Then, if the Army decided that a particular guerrilla unit merited inclusion in the roster, it requested a roster from the unit commander. If the roster appeared to be free of anomalies, it was then authenticated for inclusion in the reconstructed roster. Since completing the reconstructed roster in 1948, the Army has followed a policy prohibiting any changes or corrections to the roster. See Oversight & Investigations Subcomm. Hearing at 3-4 (Statement of Brigadier Gen. David K. MacEwen, The 59th Adjutant Gen. of the U.S. Army, Dep't of the Army); Dela Cruz Op. Br. Addendum at 1 (1974 Memorandum from Howard H. Callaway, Secretary of the Army).
Representatives of the VA and the Army have acknowledged the potential for inaccuracies in the reconstructed roster at Congressional hearings relating to payments to Filipino veterans from the compensation fund. At one hearing, a VA Senior Advisor for Compensation agreed that it would not be unreasonable to think that there are eligible individuals who "didn't make it on the list," given that the reconstructed roster was created "in postwar Philippines, after a country has been ravaged by combat for 4 years." Filipino Veterans Equity Compensation Fund: Inquiry Into the Adequacy of Process in Verifying Eligibility: Hearing Before the Subcomm. on Disability Assistance and Mem'l Affairs of the H. Comm. on Veterans' Affairs , 113th Cong. 12 (2014) (Statement of Brad Flohr, Senior Advisor for Compensation, Veterans Benefits Admin., Dep't of Veterans' Affairs). At the same hearing, Brigadier General MacEwen testified on behalf of the Army he did not "doubt that there are plenty of people that served honorably, patriotically" but that may have been excluded from the roster if it was determined at the time that their role did not "r[i]se to the level of qualifying service." Id. (Statement of Brigadier Gen. David K. MacEwen, The 59th Adjutant Gen. of the U.S. Army, Dep't of the Army). Moreover, at a hearing before the House Subcommittee on Oversight and Investigations to the Committee on Armed Services, Chairman Heck noted that "it certainly is possible that individuals who served honorably in a recognized guerrilla unit may have been omitted from the reconstructed roster," such as if the individual simply "missed the time when the rosters were reconstructed." Oversight & Investigations Subcomm. Hearing at 12 (statement of Rep. Joseph J. Heck, Chairman, Subcomm. on Oversight & Investigations).
IV
Contending that he served in the Filipino guerilla forces during World War II, Dela Cruz timely applied for payment from the compensation fund. To show that he served in the Filipino guerrillas, Dela Cruz submitted an affidavit describing his service (the "Form 23 affidavit"), which he executed at the end of World War II in front of a U.S. Army captain. He also provided a certification from the Armed Forces of the Philippines, which certified his service in a Filipino guerrilla unit. In addition, Dela Cruz submitted affidavits by his brother, his wife, his brother-in-law, and his neighbor (who stated that he served in the Filipino guerrillas together with Dela Cruz). Notably, as the Board of Veterans' Appeals ("BVA") recognized, Dela Cruz has been deemed eligible to receive healthcare from the VA, which requires veteran status, based on an affidavit from the Philippine Army.
*1149The Department of Veterans Affairs Regional Office ("RO") denied Dela Cruz's claim for payment because it determined that he did not establish his service. It concluded that none of the affidavits and supporting documentation Dela Cruz submitted qualified as documents of the service department. See
Dela Cruz appeals. We have jurisdiction under
DISCUSSION
I
At its core, Dela Cruz's argument is that the VA should have made its own determination as to Dela Cruz's service and thus his eligibility for payment. We rejected a similar argument in Soria .
Dela Cruz contends that Soria is distinguishable because it did not involve benefits under ARRA § 1002. According to Dela Cruz, § 1002 is remedial legislation that must be construed broadly to effectuate its purpose. Further, he argues that limiting payment only to those Filipino veterans whose service is verified by the applicable service department under
*1150The government agrees that ARRA § 1002 is remedial legislation, but responds that even so, requiring service department verification is consistent with the statute.
We agree with the government that the remedial purpose and language of § 1002 do not foreclose the VA from requiring service department verification similar to that required under
Dela Cruz also argues that even if the VA is permitted to require service department verification in the context of ARRA § 1002, it misapplied that requirement by not accepting Dela Cruz's Form 23 affidavit as a "document issued by the service department."
For the first time, Dela Cruz argues on appeal that requiring service department verification to receive payment from the compensation fund violates the *1151Equal Protection Component of the Due Process Clause of the Fifth Amendment. Under the circumstances, we decline to consider this argument which was not raised at any point in the proceedings below. See Forshey v. Principi ,
II
Dela Cruz alternatively argues that the VA cannot give conclusive weight to an Army determination that relies solely on the reconstructed roster without giving the veteran a meaningful opportunity to challenge his service record. However, the VA maintains that the proper remedy for this lies with Corrections Board, not the VA, because only the Corrections Board has the "legal authority to amend or correct an official military record." Gov't Br. at 36. Thus, contends the VA, "a dispute concerning determinations as to whether a claimant served in the military is properly directed" to the Corrections Board. Id. at 37. The applicable statute,
After oral argument, we directed the VA to file a response "stating the position of the United States regarding the availability of a remedy from the Army Board for the Corrections of Military Records to correct the Reconstructed Guerilla Roster." Dela Cruz v. United States , No. 18-2101 (Fed. Cir. May 7, 2019), ECF No. 55. The VA's response, which is attached as an Addendum to this opinion, stated that the VA had
consulted with counsel for the Department of the Army and counsel for the Army Review Boards Agency (ARBA), the agency that oversees and administers the [Corrections Board]. Counsel for the ARBA has represented that the board will consider applications filed by purported Filipino Guerillas claiming military service during World War II on behalf of the United States Army, including individuals who are not currently listed on the Reconstructed Guerilla Roster.
Gov't Resp. to Order at 1-2. The VA's response further noted that the Corrections Board will only consider such an application for correction "after the applicant exhausts all other available administrative remedies, including requesting verification of military service from the National Personnel Records Center (NPRC) and the Army Human Resources Command (AHRC)."
Under the circumstances, Dela Cruz should promptly file a request with the Corrections Board to have his service recognized by the Army based on his Form 23 affidavit and other available evidence, such as Philippine military documents and affidavits by contemporary witnesses. We expect *1152the Corrections Board will process the request with appropriate dispatch. If the Corrections Board provides relief, we assume that the VA will promptly approve Dela Cruz's claim for payment from the compensation fund.
The question remains whether to affirm the denial of Dela Cruz's claim or to remand to the Veterans Court. We conclude that remand is appropriate because the Veterans Court has exclusive jurisdiction to review a decision by the Corrections Board if the Board denies relief to Dela Cruz. A similar issue has arisen in the context of claims for monetary relief under the Tucker Act, over which the Claims Court (or its predecessor, the Court of Claims) has exclusive jurisdiction. In such cases, the Court of Claims had authority to review relevant decisions by a military corrections board. See Grieg v. United States ,
Here, the situation is similar. Compensation under ARRA § 1002 is determined only by the Secretary for Veterans Affairs. An appeal to the Veterans Court is the exclusive review mechanism for decisions of the Secretary in the administration of VA benefits. See
CONCLUSION
We conclude that the VA can properly rely on the Army's certification as to service, but it cannot rely simply on the Army's determination that the veteran's name does not appear on the reconstructed roster without giving the veteran a meaningful opportunity to challenge his service record. Based on the government's representation that the Corrections Board will consider requests for correction by individuals who are not listed on the reconstructed roster, we conclude that Dela Cruz's proper recourse is to challenge the Army's determination based on the reconstructed roster before the Corrections Board. We trust that the Corrections *1153Board will act promptly on requests by Filipino veterans such as Dela Cruz, particularly given the long procedural history of such claims and the fact that most World War II veterans are now over 90 years old. The case is remanded to the Veterans Court to hold the case in abeyance pending consideration by the Corrections Board. The mandate shall issue forthwith.
AFFIRMED-IN-PART AND REMANDED
COSTS
No costs.
Attachment
RESPONDENT-APPELLEE'S RESPONSE TO THE COURT'S MAY 7, 2019 ORDER
Respondent-appellee, Robert Wilkie, Secretary of Veterans Affairs, respectfully submits this response to the Court's May 7, 2019 order (ECF No. 55), directing the Secretary to address the availability of a remedy from the Army Board for Correction of Military Records (ABCMR or board) to correct the Reconstructed Guerilla Roster for applicants who challenge their exclusion from the roster, which, in part, determines eligibility for payment from the Filipino Veterans Equity Compensation Fund.
Undersigned counsel has consulted with counsel for the Department of the Army and counsel for the Army Review Boards Agency (ARBA), the agency that oversees and administers the ABCMR. Counsel for the ARBA has represented that the board will consider applications filed by purported Filipino Guerillas claiming military service during World War II on behalf of the United States Army, including individuals who are not currently listed on the Reconstructed Guerilla Roster.
Pursuant to
The ABCMR review process is the highest level of administrative appeal and provides the final decision on behalf of the Army. If the ABCMR denies the requested relief, the applicant may file an application for reconsideration or seek judicial review. Army Reg. No. 15-185, § 2-15 (rule governing requests for reconsideration); Chappell v. Wallace ,
At this stage, the ABCMR is the only remedy available to Mr. Dela Cruz to change the status of his military service. The NPRC and AHRC have already provided responses unfavorable to Mr. Dela Cruz when the Department of Veterans Affairs (VA) requested service verification from those agencies. Appellee Br. 3-4, ECF No. 38. As we stated in our response brief in this appeal, VA takes no position *1154on whether Mr. Dela Cruz would be successful in pursuing relief at the ABCMR, but potential relief is available. Id. at 36-37. Regardless of the potential outcome at the ABCMR, this Court is not the proper forum to resolve Mr. Dela Cruz's dispute concerning recognition of his military service. See Soria v. Brown ,
Respectfully submitted,
JOSEPH H. HUNT
Assistant Attorney General
ROBERT E. KIRSCHMAN, JR.
Director
OF COUNSEL:
BRIAN D. GRIFFIN
Deputy Chief Counsel
BRANDON A. JONAS
Attorney
Benefits Law Group
Department of Veterans Affairs
810 Vermont Ave., NW
Washington, DC 20420
/s/ L. MISHA PREHEIM
L. MISHA PREHEIM
Assistant Director
/s/ JANA MOSES
JANA MOSES
Trial Attorney
Commercial Litigation Branch
Civil Division
Department of Justice
1100 L Street, NW
Washington, DC 20530
Tel: (202) 616-2279
Attorneys for Respondent-Appellee
May 23, 2019
As of January 1, 2019, the VA has granted 18,983 claims for payment from the compensation fund and denied 23,772 claims. See U.S. Dep't of Veterans Affairs, WWII Filipino Veterans Equity Compensation (FVEC) Fund , https://www.va.gov/centerforminorityveterans/fvec.asp (last visited July 24, 2019).
The Army also requires a Form 23 affidavit, such as the one it had in its files for Dela Cruz, though the affidavit is not sufficient by itself. See Oversight & Investigations Subcomm. Hearing at 9.
In relevant part, ARRA § 1002(d)(1)(A) defines an "eligible person" as "any person" who served
before July 1, 1946, in the organized military forces of the Government of the Commonwealth of the Philippines, while such forces were in the service of the Armed Forces of the United States pursuant to the military order of the President dated July 26, 1941, including among such military forces organized guerrilla forces under commanders appointed, designated, or subsequently recognized by the Commander in Chief, Southwest Pacific Area, or other competent authority in the Army of the United States.
This definition is identical to the provision in the 1946 Rescissions Acts defining who is deemed not to have qualifying service and therefore cannot obtain the full range of veterans' benefits. See
Reference
- Full Case Name
- Eddie N. DELA CRUZ, Claimant-Appellant v. Robert WILKIE, Secretary of Veterans Affairs
- Cited By
- 1 case
- Status
- Published