U.S. Court of Appeals for the Federal Circuit, 2020

Kontz v. Wilkie

Kontz v. Wilkie
U.S. Court of Appeals for the Federal Circuit · Decided March 6, 2020

Kontz v. Wilkie

Opinion

Case: 20-1135 Document: 14 Page: 1 Filed: 03/06/2020

NOTE: This disposition is nonprecedential.

United States Court of Appeals for the Federal Circuit ______________________ JOSEPH E. KONTZ, Claimant-Appellant v. ROBERT WILKIE, SECRETARY OF VETERANS AFFAIRS, Respondent-Appellee ______________________ 2020-1135 ______________________ Appeal from the United States Court of Appeals for Veterans Claims in No. 19-151, Judge Joseph L. Toth. ______________________ Decided: March 6, 2020 ______________________ JOSEPH E. KONTZ, Carbondale, PA, pro se.

GEOFFREY MARTIN LONG, Commercial Litigation Branch, Civil Division, United States Department of Jus- tice, Washington, DC, for respondent-appellee. Also repre- sented by JOSEPH H. HUNT, CLAUDIA BURKE, ROBERT EDWARD KIRSCHMAN, JR.; Y. KEN LEE, EVAN SCOTT GRANT, Office of General Counsel, United States Department of Veterans Affairs, Washington, DC. ______________________ Case: 20-1135 Document: 14 Page: 2 Filed: 03/06/2020

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Before WALLACH, TARANTO, and STOLL, Circuit Judges.

PER CURIAM.

Appellant Joseph E. Kontz appeals the U.S. Court of Appeals for Veterans Claims’ (“Veterans Court”) decision affirming the Board of Veterans’ Appeals’ (“Board”) denial of a non-service-connected pension (“NSCP”). See Kontz v. Wilkie, No. 19-0151, 2019 WL 3503995, at *1 (Vet. App. Aug. 2, 2019). Because we lack jurisdiction, we dismiss.

BACKGROUND I. Statutory Framework Pursuant to 38 U.S.C. § 1521(a), “each veteran of a pe- riod of war . . . who is permanently and totally disabled from [a] non-service-connected disability” is entitled to an annual NSCP payment. The rate of the NSCP is based on whether the “veteran is married and living with or reason- ably contributing to the support of such veteran’s spouse.” 38 U.S.C. § 1521(c). Additionally, “[a]s a condition of grant- ing or continuing [a] pension,” the U.S. Department of Vet- erans Affairs (“VA”) may require “information, proofs, and evidence as is necessary to determine the annual income and the value of the corpus of the estate of such person, and of any spouse or child for whom the person is receiving or is to receive increased pension[.]” 38 C.F.R. § 3.277(a) (2015). The VA must “deny or discontinue the payment of [a] pension to a veteran” where “the corpus of the estates of the veteran and of the veteran’s spouse is such that un- der all the circumstances,” including “the annual income of the veteran [and] the veteran’s spouse,” “it is reasonable that some part of the corpus of such estates be consumed for the veteran’s maintenance.” 38 U.S.C. § 1522(a). A vet- eran’s “annual income” “include[s] the veteran’s annual in- come” and “the annual income of the veteran’s dependent spouse[.]” 38 C.F.R. § 3.23(d)(4). A veteran’s spouse is not considered “dependent” if the spouse “resides apart from Case: 20-1135 Document: 14 Page: 3 Filed: 03/06/2020

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the veteran and is estranged from the veteran.” Id. § 3.23(d)(1); see 38 U.S.C. § 1521(b), (c) (providing for dif- ferent pension rates for veterans “unmarried (or married but not living with or reasonably contributing to the sup- port of [his or her] spouse)” and veterans “married and liv- ing with or reasonably contributing to the support of [his or her] spouse”).

II. Factual Background Mr. Kontz served in the U.S. “Navy from 1950 to 1954” during the Korean Conflict. Kontz, 2019 WL 3503995, at *2; see Appellee’s App. 17; 1 see also Appellee’s App. at 17– (Application for Pension, Form 21-527EZ). 2 In 2015, at the age of eighty-one, Mr. Kontz applied for NSCP. Kontz, 2019 WL 3503995, at *2; see Appellee’s App. 17. In his ap- plication for NSCP, Mr. Kontz indicated that he is married and lives with his spouse without any dependent children.

Kontz, 2019 WL 3503995, at *2; see Appellee’s App. 18–19.

The section of the application for NSCP entitled “Income Verification,” which is used to determine NSCP eligibility, instructs veterans to provide “household” “net worth” and “monthly income,” including for “dependents (spouse, child etc.).” Appellee’s App. 18. Mr. Kontz reported only his own Social Security income and, for his household net worth, his and his spouse’s “joint check[ing].” Appellee’s App. 19.

Following Mr. Kontz’s initial application for NSCP, the VA requested “additional information necessary to com- plete [Mr. Kontz’s application], including his spouse’s net worth and income.” Kontz, 2019 WL 3503995, at *2.

Mr. Kontz did not provide it. Id.; see In re Kontz, No. 16-40

1 “Appellee’s App.” refers to the Secretary of Veter- ans Affairs’ (“the Secretary”) Appendix attached to its in- formal response brief.

2 The Korean Conflict is considered a “period of war” pursuant to 38 U.S.C. § 101(9), (11).

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629A, slip op. at 2 (Bd. Vet. App. Dec. 18, 2018) (Appellee’s App. 11–16) (explaining that Mr. Kontz “ha[d] not supplied his spouse’s income, net worth and medical expenses infor- mation” at the time of the application or the Board deci- sion). Rather, Mr. Kontz replied that “he d[id] not believe that [his spouse qualifies as his] dependent . . . because, since their marriage in 1989,” they have filed separate tax returns and she does not rely on him for support. In re Kontz, slip op. at 2. Mr. Kontz’s spouse provided a state- ment that she has filed her own tax returns since her mar- riage to Mr. Kontz and that she does not depend on him for support. See id.; Appellant’s App. (providing a statement from Mr. Kontz’s spouse). 3 Because Mr. Kontz did not pro- vide his spouse’s net worth and income, the VA Regional Office denied Mr. Kontz’s NSCP claim. See Kontz, 2019 WL 3503995, at *2.

Mr. Kontz appealed the VA Regional Office’s decision and, in January 2018, the Board remanded it for further development of the facts. In re Kontz, slip op. at 1–2. Again, Mr. Kontz did not provide his spouse’s financial infor- mation and the VA Regional Office continued the denial of the claim. Id. at 2. In December 2018, the Board denied Mr. Kontz’s claim, concluding that because Mr. Kontz had “not provided the necessary information . . . to verify his el- igibility” for NSCP, his claim “must be denied” for “the ab- sence of legal merit or lack of entitlement under the law.”

Id. at 5–6. The Board explained that Mr. Kontz’s “spouse is a dependent for VA [NSCP] benefits purposes but [he] has failed to provide her income, net worth[,] and medical expenses information.” Id. at 1. The Board further ex- plained that “[p]ension benefits are based upon total family income and the amount of pension benefits is adjusted based upon the number of dependents the veteran

3 Appellant’s App. refers to the document attached to Mr. Kontz’s informal brief.

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supports,” and that “[f]or purposes of VA pension benefits, a ‘dependent’ is defined as a veteran’s spouse or child.” Id. at 3 (emphasis omitted).

Mr. Kontz appealed the Board’s decision to the Veter- ans Court. Kontz, 2019 WL 3503995, at *1; see Appellee’s App. 5–9 (Veterans Court Docket). Mr. Kontz again argued that his spouse’s financial information is not relevant to his NSCP application because she does not depend on him for support. Kontz, 2019 WL 3503995, at *1. The Veterans Court affirmed the Board’s decision. Id. The Veterans Court stated that Mr. Kontz’s claim “is simply a disagree- ment with [the] VA’s determination as to what information is legally necessary to demonstrate entitlement to NSCP, and such disagreement is insufficient to demonstrate er- ror.” Id. The Veterans Court explained that there was no basis to grant an exception to the general rule that a spouse’s financial information must be reported as part of the application process. Id. at *2. The Veterans Court fur- ther explained that the “requirement [for providing a spouse’s financial information] comes directly from the statute, which assesses the annual NS[CP] rate based on whether the ‘veteran is married and living with or reason- ably contributing to the support of such veteran’s spouse.’”

Id. (quoting 38 U.S.C § 1521(c)). The Veterans Court en- tered judgment in October 2019. Appellee’s App. 8.

Mr. Kontz subsequently filed an Informal Brief with the court. See Appellant’s Br. 1.

DISCUSSION I. Standard of Review The scope of our review in an appeal from the Veterans Court is limited by statute. See Goodman v. Shulkin, 870 F.3d 1383, 1385 (Fed. Cir. 2017). We may review a Veter- ans Court decision “with respect to the validity of a decision of the [Veterans] Court on a rule of law or of any statute or regulation . . . or any interpretation thereof . . . that was relied on by the [Veterans] Court in making the decision.”

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38 U.S.C. § 7292(a). “Except to the extent an ap- peal . . . presents a constitutional issue,” we “may not re- view (A) a challenge to a factual determination, or (B) a challenge to a law or regulation as applied to the facts of a particular case.” Id. § 7292(d)(2).

II. We Lack Jurisdiction over Mr. Kontz’s Appeal On appeal, Mr. Kontz asserts that the Veterans Court erred in finding that his spouse “is a dependent” because there is “no proof[,] no facts[, and] no evidence.” Appel- lant’s Br. 1. The Secretary asserts that “Mr. Kontz seeks review of factual findings or the application of law to facts, both of which lie beyond [our] jurisdiction[.]” Appellee’s Br.

1. We agree with the Secretary.

Mr. Kontz fails to challenge any particular aspect of the Veterans Court’s decision based on a rule of law or the validity or interpretation of any statute or regulation. See generally Appellant’s Br. Nor does Mr. Kontz raise any le- gitimate constitutional challenge. See generally id. Ra- ther, the VA denied Mr. Kontz’s claim “[b]ased on [his] refusal to supply spousal financial information.” Kontz, 2019 WL 3503995, at *2. The Veterans Court affirmed this denial, concluding that Mr. Kontz had failed to establish that his spouse was not his “dependent” within the mean- ings of 38 C.F.R. § 3.23(d)(1), and that, therefore, there was no clear error in the Board’s determination because Mr. Kontz had repeatedly failed to provide his spouse’s fi- nancial information as required for an NSCP eligibility de- termination. Id. at *2. Because the Veterans Court ultimately denied Mr. Kontz’s request based on the appli- cation of law to fact, i.e., his failure to comply with the NSCP request procedures, and Mr. Kontz does not appear to raise a legal challenge to the Veterans Court’s rules or statutes, we lack jurisdiction. See Cromer v. Nicholson, 455 F.3d 1346, 1349 (Fed. Cir. 2006) (providing that when the Veterans Court resolves an appeal “independently” of a po- tential legal issue, we “lack jurisdiction”).

Case: 20-1135 Document: 14 Page: 7 Filed: 03/06/2020

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CONCLUSION We have considered Mr. Kontz’s remaining arguments and find them unpersuasive. Mr. Kontz’s appeal from the United States Court of Appeals for Veterans Claims is DISMISSED

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