Smith Montanez v. McDonough

U.S. Court of Appeals for the Federal Circuit

Smith Montanez v. McDonough

Opinion

Case: 21-1045 Document: 40 Page: 1 Filed: 01/19/2022

NOTE: This disposition is nonprecedential.

United States Court of Appeals for the Federal Circuit ______________________

LOURDESUE SMITH MONTANEZ, Claimant-Appellant

v.

DENIS MCDONOUGH, SECRETARY OF VETERANS AFFAIRS, Respondent-Appellee ______________________

2021-1045 ______________________

Appeal from the United States Court of Appeals for Veterans Claims in No. 19-4136, Judge Joseph L. Falvey, Jr. ______________________

Decided: January 19, 2022 ______________________

JOHN D. NILES, Carpenter Chartered, Topeka, KS, ar- gued for claimant-appellant. Also represented by KENNETH DOJAQUEZ.

STEPHANIE FLEMING, Commercial Litigation Branch, Civil Division, United States Department of Justice, Wash- ington, DC, argued for respondent-appellee. Also repre- sented by BRIAN M. BOYNTON, MARTIN F. HOCKEY, JR., ELIZABETH MARIE HOSFORD; BRIAN D. GRIFFIN, SAMANTHA Case: 21-1045 Document: 40 Page: 2 Filed: 01/19/2022

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ANN SYVERSON, Office of General Counsel, United States Department of Veterans Affairs, Washington, DC. ______________________

Before MOORE, Chief Judge, PROST and TARANTO, Circuit Judges. TARANTO, Circuit Judge. Lourdesue Smith-Montanez sought dependency and indemnity compensation (DIC) benefits from the Depart- ment of Veterans Affairs (VA) under 38 U.S.C. § 1310 after the death of her husband, a veteran. The death certificate listed acute respiratory distress syndrome, septic shock with multi-organ failure, and renal failure as the causes of death, but at the time of death, and for many years before that, the veteran was receiving disability benefits from VA based on a 10% disability rating for service-connected hy- pertension. In the proceedings leading to this appeal, the issue arose whether the hypertension was a contributory cause of the veteran’s death. See 38 C.F.R. § 3.5 (DIC ben- efits tied to “service-connected death” of veteran); id. § 3.312(a) (“The death of a veteran will be considered as having been due to a service-connected disability when the evidence establishes that such disability was either the principal or a contributory cause of death.”). The Board of Veterans’ Appeals, in agreement with the relevant VA regional office, denied Mrs. Smith-Montanez’s claim for DIC benefits. As relevant here, the Board recited the regulatory standard requiring that a “contributory cause” of a death have “contributed substantially or mate- rially” to the death. Id. § 3.312(c)(1); see J.A. 25. The Board then found: “The most probative evidence of record does not show that hypertension contributed substantially or mate- rially to cause the Veteran’s death.” J.A. 26–27. On appeal to the Court of Appeals for Veterans Claims (Veterans Court), Mrs. Smith-Montanez, for the first time Case: 21-1045 Document: 40 Page: 3 Filed: 01/19/2022

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represented by counsel, invoked 38 C.F.R. § 3.312(c)(3), which provides: (3) Service-connected diseases or injuries involving active processes affecting vital organs should re- ceive careful consideration as a contributory cause of death, the primary cause being unrelated, from the viewpoint of whether there were resulting de- bilitating effects and general impairment of health to an extent that would render the person materi- ally less capable of resisting the effects of other dis- ease or injury primarily causing death. Where the service-connected condition affects vital organs as distinguished from muscular or skeletal functions and is evaluated as 100 percent disabling, debilita- tion may be assumed. Mrs. Smith-Montanez argued that the Board had erred in not addressing the first sentence of that regulatory provi- sion in considering the veteran’s hypertension (which was not rated 100% disabling, as would be required for the sec- ond sentence to apply). The Veterans Court rejected the argument. Of crucial importance, the Veterans Court concluded that “nothing in Ms. Smith-Montanez’s statements before VA or the record, nor hypertension itself, suggests that the veteran’s hypertension affected any of his vital organs that resulted in debilitating effects and general health impair- ment that rendered him materially less capable of resisting the primary causes of his death (i.e., acute respiratory dis- tress syndrome, septic shock with multi-organ failure, and renal failure).” Smith-Montanez v. Wilkie, No. 19-4136, 2020 WL 3496373, at *3 (Vet. App. June 29, 2020). That conclusion reflects the familiar standard governing the Board’s duty to address issues that are raised either by the claimant or by the evidence of record itself. See Robinson v. Shinseki, 557 F.3d 1355, 1361–62 (Fed. Cir. 2009), aff’g Robinson v. Peake, 21 Vet. App. 545, 552–56 (2008). Case: 21-1045 Document: 40 Page: 4 Filed: 01/19/2022

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Because Mrs. Smith-Montanez undisputedly did not in- voke § 3.312(c)(3) to the Board, the pertinent part of the Veterans Court’s conclusion is that the record itself did not sufficiently support a theory of recovery under § 3.312(c)(3) to trigger a Board duty to raise the theory on its own. Mrs. Smith-Montanez timely appeals. We have limited jurisdiction under 38 U.S.C. § 7292. As relevant here, we may review the Veterans Court’s interpretation of a regu- lation or other rule of law, but we may not review a factual determination. Id. § 7292(d)(1). We affirm. We need to consider only one legal question. We do not need to decide whether the Veterans Court legally erred to the extent its opinion suggests that the veteran’s hyperten- sion here required no careful consideration because it was not an active process affecting a vital organ—without re- gard to whether, under the second half of the regulatory sentence, the condition “result[ed in] debilitating effects and general impairment of health to an extent that would render the person materially less capable of resisting the effects of other disease or injury primarily causing death.” 38 C.F.R. § 3.312(c)(3). If the Veterans Court so concluded at all, it did not rest its decision only on such a conclusion. Rather, the Veterans Court separately concluded that the record did not raise an issue under the second half of the regulation’s sentence. Smith-Montanez, 2020 WL 3496373, at *3–4. In doing so, the Veterans Court relied on an im- plicit legal premise that application of the Robinson stand- ard permits consideration of that portion of the regulation’s sentence. We have jurisdiction to review that legal prem- ise, as Mrs. Smith-Montanez asks us to do. We see no legal error in the Veterans Court’s premise. The regulation states that certain service-connected dis- eases or injuries warrant careful consideration from a par- ticular viewpoint, namely, whether they have the defined property relating to weakening of resistance to the effects of the primary cause of death. The question whether the Case: 21-1045 Document: 40 Page: 5 Filed: 01/19/2022

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record provides no indication that the asserted contribu- tory cause has that property is a proper part of the Robin- son inquiry into whether the record provides support for the recovery theory authorized by § 3.312(c)(3). See 557 F.3d at 1361 (“Where a fully developed record is presented to the Board with no evidentiary support for a particular theory of recovery, there is no reason for the Board to ad- dress or consider such a theory.”). That conclusion brings our review to an end. The Vet- erans Court applied the full regulatory sentence and deter- mined that there was no sufficient evidence in this case to trigger the Robinson duty. That ruling is a determination of “a factual matter” that is “beyond our jurisdiction to re- view.” Id. at 1362. For those reasons, we affirm the decision of the Veter- ans Court. The parties shall bear their own costs. AFFIRMED

Reference

Status
Unpublished