Dietz v. Wade
Opinion of the Court
An interference in the matter of this case was declared by the commissioner on the 3d of July. 185S, between the patent, granted to Wade and Burnham, April 6. 1858, and the application of the above named M. A. Dietz filed on 22d of June last for the above mentioned improvement, and upon hearing before him he decided priority of invention to said Wade and Burnham, the said patentees, and the application of said Dietz was rejected. Prom this decision, Dietz has appealed, and the question is now submitted to me by the parties upon written arguments. Mr. Dietz has filed his reason of appeal, which is general, upon the grounds of error both as to the.law and fact. As the commissioner has made no objection to this irregularity7, it will be passed over. He has laid before mo all the original papers and evidence in the case, together with the grounds of his decision and the reasons of appeal.
The issue between the parties being the question of priority only, the decision now to be made must depend upon a correct view of the evidence to be drawn from the testimony offered by the parties,-with-a -due .application of the rules of law thereto. The substance of the testimony on the part of the appellant, I proceed to state:
Auguste Kaistner; He worked with a Dietz as a lamp manufacturer ten years. Commenced working on flat wick lamps May, 1857. The deflector was soldered to the chimney band. It did not answer the purpose. The soldering melted, and deflector fell down, and destroyed the lamp. Mr. Dietz gave him an idea, and an order, that the deflector must be fastened to the chimney band without being soldered; told witness to make a roller by which the deflector would be fastened to the chimney band by pressure. The chimney band is fixed together with the deflector by the roller. The roller presses the chimney band down, and at the same time makes a groove in which the deflector is fixed. Dietz told him that the deflector must be fastened to the groove in the chimney band. The groove in the chimney band was to be formed first before the deflector was fitted or placed. The groove was formed by fixing them together at the same time. Witness understood the description or plan sufficiently well to have made one. This communication was made in the beginning of September, 1S57. In assigning his reason for stating that as the date at which Mr. Dietz first communicated to him this plan, he says that
Henry Kaistner: He says, in September. his brother and himself commenced to alter the burners. “I commenced in September to work on these new (machines) burners, on the alteration for the glass holders. The alteration consisted so that the heaters (deflect- or) should not be soldered.” He proceeds to give a description of the machine by which the groove was formed; gives a rough sketch marked “Exhibit C,” and of its operation. He says he fixes the time to be in September by the circumstance that he turned out on a target excursion on the 21st September. At that time his brother and himself spoke about these things. His brother first spoke to him about it. That the machine spoken of by him was completed so as to turn out perfect work about the middle of October. He finished it.
Charles .H. Dietz: He says that he was acquainted with an improved mode of attaching the deflector to the chimney band claimed to have been invented by M. A. Dietz. It consists in fastening the cone to the chimney band without solder by means of a groove in the chimney band. The lamp top Exhibit 1 is shown to him. He says it embodies the improvement first described. He became acquainted with said improvement: about the middle of August, 1857. It was described to witness by Michael A. Dietz. His means of determining the time, “that he started for the western country about the 1st of September (the 5th of September, not -later), and some three weeks previous to that he described to him (witness) the mode putting the cone into the chimney band without-solder by means of a groove.!’. -Says he has no interest; that M. A. Dietz has no connection with the firm of Dietz & Co. “When the first improved lamp tops were got up, it was with the groove-turned in plain, which in some instances allowed the cone or deflector to turn on the chimney band, which was objectionable; and M. A. Dietz then milled them or made a roughness in the groove, to prevent that turning. The lamp top marked 'Exhibit No. 2' inow shown to him) embodies and shows the milling or roughness just described.” On cross-examination he says: “I meant to say that we commenced to manufacture the flat wick lamp in spring of ’57; commenced manufacturing the lamp top with the improved attachment by means of a groove in the fall of 1857. Have manufactured them ever since.” Early in the fall of 1857. he said, he had improved the lamp top. to fix the cone in the chimney band. To a cross interrogatory. “How long since the improved lamp tops have been made by M. A. Dietz?” Answer: “I can’t say. We had them early in the fall of 1857, as nearly as I can recollect;” thinks he had made some sales of the smooth grooved lamp top, before they were made grooved or milled. He came back about the last of September from the west.
The evidence on the part of the appellees, it is contended, shows the discovery for
The first part of the commissioner’s report is taken up in the discussion of the legal position contended for by the counsel for the appellant, “that the device in itself is one of such a character, and so simple in its nature, as that the mere conception or suggestion of the idea constitutes, itself, the invention.” ■Contrary to the position assumed, the examiner regards it as safer to rest upon what have been hitherto deemed the certain tests of invention. If with this view we turn to the legislation of the country we find, by the Acts of 1790, and 1793 and 1836 [1 Stat. 109; 318; 5 Stat 117],—the leading acts defining the requisites for the patentability of an invention,—they in all cases practicable require, in order to the issuing of a patent, that a drawing and model of the invention shall be furnished. This undoubtedly proceeds on the supposition that any evidence of the fact less decisive would be extremely deceptive and unreliable. Some visible or tangible result is necessary to show that the invention is not a vague conception, —impracticable it may be, or in a shape in which it is incapable of any use to the public,—but that it has been actually realized. The well-settled doctrine of the courts 1b also to the same purpose. Thus it is laid down broadly by Story. Circuit Justice, in the case of Reed v. Cutter [Case No. 11,645], “that under our patent laws no person who is not at once the first as well as the original inventor, by whom the invention has been perfected, and put into actual use, is entitled to a patent.” See. also, a fuller recognition of the doctrine at page 599 in which it is distinctly asserted “that where a patent has been granted to a patentee who did not surreptitiously obtain his knowledge from a prior inventor who was using reasonable diligence to perfect and adapt the invention, in order to defeat it on the ground that the patentee was not the first inventor, some previous inventor must not only have had the idea, but must also have carried the idea into practical operation.”
In the case of Washburn v. Gould [Id. 17,214], the same doctrine is again asserted, the court holding the following language: “Although others may have previously had the idea of a machine and made some experiments towards putting it in practice, the person who first brought the machine to perfection and made it capable of useful operation is the inventor, and is entitled to a patent." For further authority see the case of Woodcock v. Parker [Id. 17,971], as cited by Curt. Pat. § 43, note. The generality of the doctrine thus laid down is indeed qualified by section 15 of the act of July 4, 1S3G, protecting an inventor who was “using reasonable diligence in adapting and perfecting” his machine “(and whose invention was therefore of a kind which had not been brought into practical operation), as against a patentee who has surreptitiously or unjustly obtained the patent” But the case thus contemplated is not the case before us, for there is no evidence to show that Wade or Burnham had seen any other lamp top of Dietz’s than that seen in exhibits, and we cannot conclude from the testimony of Austin and Church that Dietz received the idea of the new burner from Wade’s. That provision of the law is therefore inapplicable here. The case before us, we are willing to believe, is that of two independent and honest inventors, and our concern is therefore solely with the question of priority.
The commissioner then proceeds to consider the testimony. He says: “On a careful examination and comparison of the testimony submitted on the part of Dietz, I do indeed find that Dietz had in his mind something of the same method of securing the deflector which constitutes the invention in contest. It is uncertain whether this was communicated by him to Auguste Kaistner in the first conversation held in the beginning of September. But he is so far clear that experiments were made with a ‘roller’ with which it was the object to fix the deflector to the band by pressure, and, further, it is ■clear that this was to be done by a groove on •the-roller forming a corresponding groove in the band around the flange of the deflector. But the great difficulty which appears in the case is that there is no satisfactory evidence, either in the testimony of this or of any other witness, that the conception of effecting the object had been brought to any patentable degree of perfection before the 15th of November, for unless the invention had been so perfected it is clear' that the applicant has no right under the law to a preference to an original inventor who has already obtained a patent.”
The commissioner then proceeds to state his objections to the testimony for the purpose of making a machine adapted to the embodiment of the improved invention, upon the ground of disparity of statement between Henry and Auguste Kaistner, etc. He says Henry Kaistner’s testimony is that he worked on such a roller before the 21st September, while Auguste says that he himself worked on a grooved roller the 15th of October; that, having charge of the shop (as foreman), he put his brother Henry upon it; and that he finished it about the 15th November. Now, this disparity of statement between two witnesses, who seem to have had the same opportunity of knowing the facts, it is somewhat difficult to reconcile. If Henry also worked on the roller in September, it is strange that
The commissioner proceeds then, as he states, to loot a little more closely at the testimony of these two witnesses, which he does; but, as I have already stated this testimony in detail, it is deemed unnecessary to copy what the commissioner has said more particularly. He says of the testimony of "Charles A. Dietz: “Charles A. Dietz does indeed swear that his cousin M. A. Dietz described to him the proposed attachment before the 5th of September, and explains the -delay in producing them of that kind by the fact that the hands were engaged in filling •orders, and that it would not do to put them back. If we could rely on this witness’ memory, which yet as to other particulars is very defective, and feel assured that the conception of the improvement was then complete. there would still exist strong doubts whether an inventor who from such a cause •delays to follow up his invention, to perfect it, and place it in possession of the public, ■exhibits that diligence which entitles him to a preference to a patentee.”
The testimony of Auguste Kaistner, taken in connection with the fact that the two Ttietzes, though apparently being so situated .-as to know, could not depose with more particularity as to the time when the invention was perfected, saying nothing as to the time •when a burner was made without solder leads us to the conclusion that Henry was mistaken as to his dates; that, until between ■the 10th and 15th of November last, Dietz was still engaged in tightening his burner in “the chimney band; and that there is no satisfactory evidence that he had before that time succeeded in perfecting his invention. 'The Hon. Commissioner Holt says: “The conclusions arrived at by the aforegoing very elaborate report are. I am well satisfied, fully •sustained by the law and by the testimony in the case. That the existence of an invention cannot be recognized by this office until fit has been established by competent proof. That the maxim of ‘de non apparentibus et de non existentibus endem est lex’ disposes of -•the case, where the testimony in kind or degree falls short of the measure uniformly required by the highest legal authorities. .An invention, before it can claim the recognition or protection of law, must have been reduced to practice and embodied in some •distinct form, which result can only be evidenced by either a written description, drawing, or model. Parol testimony alone will :-not, for obvious reasons, suffice. This doctrine has been constantly held by the courts, -and has guided the administration of this office. I am aware of no decision or dictum to the contrary. The case cited from 14 Pet. [39 U. S.] 448 [Philadelphia & T. R. Co. v. Stimpson] by the counsel of Dietz, instead of assailing this principle, directly supports it. The parol declarations were there received because coupled with two drawings and a model (page 455), and without such association they would doubtless have been re-jeeted as insufficient I find no authority which would justify a relaxation of the riilo because of the simplicity of the invention. There seems to have been neither written description, drawing, nor model of this invention prepared either by the patentees or applicant. It assumed its first tangible and practical form when they began the manufacture of the improved lamp tops. Until then it existed only in the minds of the inventors, or in the loose parol statements which they had made in regard to it.” The commissioner sup]toses from the evidence that the date of the appellee’s invention must be considered to be the latter part of October, 1S57, and that of Dietz between the 10th and 15th of November, and awards priority of invention to the appellees accordingly.
Before considering the propositions of law thus laid down, I prefer an examination of the objections made by the commissioner to the credit due to the testimony of appellant's witnesses. As to the general character of the witnesses for veracity, there has been no proof offered to impeach it nor does it appear that there was any sufficient extrinsic reason to suspect their honesty and integrity or fairness. They had been manufacturers of lamp tops for many years, and therefore-acquainted with the subject, and their opportunities of knowing and understanding the subject ample. As to the objections of the commissioner on account of disparity of statement and inconsistencies between the two witnesses (Kaistner) as it respects the making and completion of the machine and of the time of making the lamp tops, and the defectiveness of the memory of another witness (Charles H. Dietz), and for which reasons the commissioner has thought proper to reject their testimony, to those points I remark: The rule in all such cases is to consider whether any such apparent inconsist-eneies and incongruities may not, without violence, be reconciled, especially where there is no extrinsic reason for suspecting error or fraud. If their statements upon examination be found to be irreconcilable, it becomes an important duty to distinguish between the misconception of an innocent witness, which may not affect his general testimony, and wilful and corrupt misrepresentations. The presumption of reason as well as of law, in favor of innocence, will attribute a variance in testimony to the former rather than the latter, origin, more especially when the witnesses were unacquainted with our language, and obliged to make their answers to a very ingenious and artful exam-
Thus it will be perceived, from the aforego-ing view which I have taken of the testimony, that I think there is satisfactory evidence that M. A. Dietz, as early as the 5th. of September, if not earlier, had discovered the invention claimed by him in this issue, and determined to reduce it to practical use-by embodying it in a suitably adapted machine; and he described it fully in detail, and explained its operations, to an experienced skilful workman, with orders to him to proceed accordingly, and to do the necessary work; that the workman understood, and would be able to perform it; that, in the same month of September, the workman, together with another equally skilled in such kind of work, commenced their operations, and continued the same, with which object in view experiments were made, and this purpose partially accomplished, with the groove turned in plain, and some of the lamp tops according to this plan sold before or by the middle of October following. About this period it was thought necessary that an alteration should be made by some enlargement of the groove, or by milling or roughing it and the flange of the deflector. This work was accordingly dono and completed •by the 10th or 15th of November following as it appears by Exhibit B, and now before the patent office.
The case of the patentees appears to be of a similar discovery sometime in the month of September of the same year, subsequent to that of the appellant, and his perfected invention about the 1st of November following, which latter he contends was before the perfected invention of the appellants. This then being’the case before me on the-evidence, the next step will be to consider what are the proper rules of law which ought to govern and be applied.
The position which I set out with is this: that (if as in this issue of interference) where the only question is that of priority of invention, an inventor intending to embody his invention in a suitably adapted machine for that purpose describes it to a skilful mechanic, fully and clearly, so as to enable the workman from that description to construct it, with an order to him so to do. and which is accordingly proceeded in by the workman, the inventor will be entitled to a reasonable time for making experiments in order to perfect his invention, which description and experiments, if successful, must be received and considered as sufficient evidence of an assertion of his right at that time of so making them, although orally made, and although a subsequent independent inventor of the same invention may be so fortunate as to succeed in perfecting the invention and obtaining a patent therefor before him; yet nevertheless priority of invention ought to be awarded to such prior inventor, as the first and original inventor, (and having complied with all the .other requisites of the statute), has a right to a patent. This conflicts with the rule laid down (as understood) by the commissioner,
Several authorities of decided cases have been referred to and relied on by the commissioner to support the grounds taken by him, which 1 think are very much misunderstood. The first case I notice is that of Reed v. Cutter [Case No. 11,645]. In his quotations from this decision of the judge (as before recited by me) the commissioner omits to state the very next sentence following the one he did state, and I think states more fully the meaning of the judge. It is this: “A subsequent inventor, although an original inventor, is not entitled to any patent if the invention is perfected and put into actual use by the first and original inventor.” So as to the other passage. The commissioner seems to consider the judge as deciding the application of the qualification contained in section 15 of the act of 183(1 was solely confined to the case of a second inventor who had surreptitiously or unjustly obtained the patent. And. as this was not a case of that kind, the first inventor in this case could not avail himself of the fact of due diligence, etc.
In conclusion, I am satisfied that the appellant has made out his case both upon the law and the facts, and that he is entitled to a patent accordingly.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.