Buchanan v. Howland
Opinion of the Court
It was conceded, at the hearing, that there had been no trial at law, in which the validity of the patent under which the plaintiff proceeds, had been established; and, also, that no preliminary injunction had been granted, or even applied for, in this suit It was, therefore, insisted, on behalf of the defendants, that no relief could be granted to the plaintiff; that the issues upon which the validity of the patent depends are triable only at law; and that because the plaintiff had not applied for the trial at law, of proper issues to determine the validity of his patent and its infringement, this court should now dismiss his bill, with costs. In support of these positions, the counsel cited Curt. Pat. §§ 314, 315, and note 1; Id. §§ 328, 336, and note 1; and Bacon v. Jones, 4 Mylne & C. 433. These sections of Mr. Curtis’ valuable work, so far as they relate to the question now under consideration, are based mainly upon the ease of Bacon v. Jones, and must, therefore, be considered in connection with the full report of that case. By that report, it appears, that the lord chancellor, after speaking of applications for injunctions before the final hearing, said: “When the cause comes to a hearing, the court has also a large latitude left to it; and I am far from saying that a cause may not arise, in which, even at that stage, the court will be of opinion that the injunction may properly be granted, without having recourse to a trial at law. The conduct and dealing of the parties, the frame of the pleadings, the nature of the patent right,
It is apparent, from the reports of the case of Bacon v. Jones, and other English cases, that, even in the English courts, there is no inflexible rule- requiring a court of equity to refuse a permanent injunction, upon a final hearing, on the grounds urged in this case; and certainty the American practice has not been such as to sustain the positions of the defendants’ counsel. The case of Goodyear v. Day [Case No. 5,569], is a case, in many of its features, somewhat like the present; and the opinion of the court, as delivered by Mr. Justice Grier, states very briefly the practice of our courts, in respect to this question, and presents his reasons for proceeding to the final disposition of the cause without requiring the verdict of a jury — reasons which apply with much force in the present case. In the case of Goodyear v. Day, above referred to, Mr. Justice Grier, in delivering the opinion of the court, said: “It is true that, in England, the chancellor will generally not grant a final and perpetual injunction in patent cases, when the answer denies the validity of the patent, without sending the parties to law to have that question decided. But, even there, the rule is not absolute or universal. It is a practice founded more on convenience than necessity. It always rests on the sound discretion of the court. A trial at law is ordered by a chancellor to inform his conscience; not because either party may demand it as a right, or that a court of equity is incompetent to judge of questions of fact or of legal titles. In the'courts of the United States, the practice is by no means so general as in England, or as it would be here, if the trouble of trying issues at law devolved upon a different court. Oases involving inquiries into the most complex and difficult questions of mechanics and philosophy are becoming numerous in the courts. Often questions of originality and infringement of patents do not depend so much on the credibility of witnesses or the weight of oral testimony, as on the application of principles of science and law to admitted facts. It is true that, in matters of opinion, both mechanics and learned professors will differ widely. But still, the question is not to be decided by the number, credibility, or respectability of such witnesses, but by the force and weight of the reasons given for their respective opinions. It is no reflection on trial by jury to say, that cases frequently occur, in which ten out of twelve jurors do not understand the principles of science, mathematics, or philosophy, necessary to a correct judgment of the case. Besides, much of the time of courts is lost, where twelve men will not agree upon a verdict, or where, when they have agreed, the conscience of the chancellor, instead of feeling enlightened, rejects it altogether. A select or special jury of philosophers, if they could be got, would, perhaps, not prove more satisfactory, or obviate the difficulty. In a late case, involving the validity of Morse’s telegraph patents, which was heard in Philadelphia, a final injunction was decreed without a verdict to establish the patents; and many other cases might be cited from other circuits, if necessary, in support of the practice, showing that the courts of the United States do not always consider it a proper exercise of their discretion, to order such issues to be tried at law, before granting a final injunction. In the present case, there are many reasons why the court will not thus exercise their discretion: 1st. Because this case has been set down for final hearing, on the exhibits and proofs, without any motion or order of the court for such an issue; 2d. After a patient hearing of very able counsel, and a careful consideration of the testimony, the court feel no doubt or difficulty on these questions, which would be removed or confirmed by a verdict; 3d. It would require three or four weeks, at least, to try this case before a jury, if this library of testimony were read to them, and at least as many months, if the witnesses were examined viva voce, as they probably would be; and. after all this expenditure of time and labor, it is even more than probable that, from the confusion created by the great length of the testimony and argument in court, or the force and effect of those urged from without, no verdict would be obtained, and most certainly none that would alter the present conviction of the court.” The answer of the defendants, in Goodyear v. Day, not only denied the allegations of the bill, but concluded by praying “a trial by jury of the various issues of fact formed by it” The defendant did not, however, make any special motion for the trial of such issues by a jury; and this, it has been seen, was considered by the court as a prominent ground for proceeding to the final determination of the cause without a trial at law. In this case, no prayer for a
The nature of the patent right in this case and the character of the evidence by which it is to be established or overthrown, are such that I am quite satisfied that, upon the most important questions involved, the conclusions of a judge, based upon repeated examinations and comparisons of depositions carefully taken, reduced to writing, and read and approved by the deponents, after a full cross-examination, would, as a general rule, be more accurate and reliable than the verdict of a jury, which must, of necessity, be based upon the hasty oral examination of witnesses at a circuit, and be made, in the usual manner, after only a brief consultation. It is true that, in regard to the ordinary transactions of life, with which jurors are more familiar, the verdict of a jury is, and ought to be, more relied upon than the opinion of a judge, formed during the progress of a trial; but, I am not satisfied that an ordinary jury would be the best tribunal to decide upon the questions of fact in this case — questions upon which the very full and yet conflicting testimony of the scientific experts may exercise a very considerable, if not a controlling, influence. This testimony ought to be attentively examined, and the testimony of each witness carefully compared with that of every other, and the general facts of the case; and the whole evidence ought then to be made the subject of deliberate consideration. This can be better done by a judge in vacation than by a jury at term; and, as a general rule, a judge is better qualified than an ordinary jury to investigate and determine disputed questions depending in part on the principles and facts of chemistry and of natural philosophy. The case will, therefore, be examined and disposed of without requiring the intervention of a jury.
[The first claim is in these words: “What I claim as my invention, and desire to secure by letters patent, is the use of a solution of caustic soda (NaO) in a compartment of a rotary vessel, separate from that which contains the steam heat, substantially as described.” This claim is, in one sense, a very broad one, as it does not (unless limited by the words “substantially as described”) restrict the -claim to the use of a solution of caustic soda of any indicated degree of strength, to the use of an extraordinary degree of heat, or to any particular form or mode of constructi'vi of a comparted rotary vessel, if its construction be such as to make it suitable for the purpose indicated. In another respect it may be quite limited, for (even when considered alone and without reference to the claim which .immediately follows it), it is at least doubtful whether it extends to any use of the solution indicated, except in a vessel with compartments so constructed and arranged that the solution is used in a compartment separate and distinct from that which contains the steam heat by which the solution is to be heated. This claim is substantially for a process, that is for the use of a solution of caustic soda (NaO) in a compartment of a rotary vessel, separate from that in which the steam heat is confined when applied for the purposes indicated; and looking to the whole specification and the claims annexed, and especially to the distinct language which expressly limits the process thus claimed to the use of a solution of caustic soda in a compartment of a vessel separate and distinct from another compartment, by means of which the required steam heat is confined and applied, and to the more general and comprehensive terms of the claim which immediately follows it, we are inclined to think this claim can not be held to extend beyond the use of a vessel with separate compartments for the material to be heated, and for the steam heat used in the process substantially as specified. Such a vessel the defendants do not use, and, therefore, do not infringe the first claim of the patent. It was urged by the counsel for .the plaintiff that the use of the designated solution, in a rotary boiler without compartments and heated by a fire under or around the same, was but the substitution of fire heat as a well-known equivalent of the steam heat used by the patentee; but as neither degree of heat nor strength of solution is specified in this claim, and as it, in terms, expressly requires the use of steam heat in one compartment of a vessel with two or more compartments, in the other of which the material to be heated is to be placed, we shall hold that this claim of the plaintiff’s patent does not extend to, and is not infringed by, the use of the solution of caustic alkali, in a simple, single chambered rotary boiler, heated by fire heat, under or around the same, as practiced by the defendants. And this construction of the first claim of the patent is, we think, very clearly indicated by the different character of the second claim, which is broader in its terms, and embraces the use of the process invented by Mellier without regard to the mode of applying the heat, or the particular form, or construction, or arrangement of the rotary boiler or ’ apparatus by which the process may be carried on for the purposes indicated.
[The second claim in the plaintiff’s patent is in these words: “I also claim the within-described process for bleaching straw, consisting in boiling it. in a solution of pure caustic soda (NaO) from 2° to 3° Baume, at a temperature of not less than 310° Fahren
[It was strongly urged by the defendant’s counsel that “the language of the second claim excludes the idea of every temperature exceeding 310° Fahrenheit;” and it was said, “The term ‘of not less than 310° Fahrenheit’ has no reference to higher degrees. It names a specific temperature and provides against less, without including more. The phrase ‘not less than’ fixes a minimum limit without regard to a maximum.” If this position is well taken and can be maintained, in all its strictness, then most surely the patentee is limited to the precise heat of 310°, and any one may use what is substantially the patented process with impunity, provided the heat employed is a few degrees above or below the standard thus set up. But we think this position can not be maintained. It is entirely clear that such was not the intention of the patentee or of the person who drew this specification, for neither could have intended so to limit the claim of the patent as to render it of no practical value. The discovery made was that the higher degrees of heat and pressure could produce the desired result; and, while the minimum heat requisite to produce a really beneficial result was stated, no upward limit was fixed so long as the process carried on by that degree of heat was in fact a boiling process, under the conditions, in
[This brings us to the consideration of the question of novelty in respect to the process referred to in the second claim of the Mel-lier patent. The Ooupier & Mellier patent had introduced the practice of boiling straw, and other fibrous materials, in a pure caustic alkali (free from the presence of lime), for the purpose of separating the coloring matter and associate constituents or proxi-mates, from the white fiber, or cellulose; and this process of Ooupier & Mellier appears to have been at the date of its introduction, and until the subsequent discovery and invention of Mellier, the most advanced stage of the arts as applied to the purpose of manufacturing white paper from straw or other refractory material requiring the same treatment. It is true that th© rotary boiler of Spafford had been invented in 1840, and had been used before Mellier’s invention in the manufacture of paper from other materials, and sometimes, perhaps, from straw also for boiling stock, under a higher pressure than that used in the open tub process, but we do not understand that Spafford invented or patented, or supposed that he had invented any new process, but simply a form and construction of boiler, in which, by turning of the boiler, the steam and the digesting liquid, whatever it might be, were effectually mingled with the charge, or material to be heated, and in which the material heated was thus acted upon, by the digesting liquid and heat, in a more thor-1 ough and equable manner, and with greater economy of heat and time, than when boiled in stationary open tubs or other stationary-vessels. As we understand his specification and claim, no intimation is given that the digesting liquid should consist of a solution, of pure caustic soda of any particular degree of strength; on the contrary, he speaks; of the digesting liquid as a solution of potash, soda, or lime in water, nor do we understand that. he indicated any particular degree of heat, or any pressure equal to 310° Fahrenheit, or had discovered or intended to intimate that a high degree of heat was useful or desirable. His only object was to produce, by the rotary movement of the vessel containing the charge and th© digesting liquid, the complete intermingling of the two and the perfectly equable action of the digesting liquid upon every portion of the material heated. There is certainly some testimony, though it is not of the most conclusive character, to show that rope and other refractory material had been-boiled in rotaries at different pressures; above seventy pounds, prior to the invention; of Mellier, but. the liquid used for such boiling was not a solution of pure caustic alkali but contained lime in considerable quantity, and the extraordinary degree of heat used was not regularly and uniformly attained and kept up, but was rather casual and incidental. We think the whole testimony shows that the parties directing or using this pressure had no knowledge of the utility of the particular process patented by Mellier, nor any conception of the advantages resulting from th© use of pure caustic alkali and the high temperatures which he has recommended.
[That paper makers and bleachers had, at the date • of Mellier’s invention, a general knowledge that th© boiling of the material to be bleached, or prepared for bleaching, in an alkaline solution, gave efficiency to the-action of the alkali upon such material, is. certain; but the full and accurate knowledge of the state of the art before possessed by Messrs. Hays and Wells, the defendants’ experts, and the long-continued experiments of the one aided by the advice of the other, for the purpose of discovering an economical
[It is insisted that the defendants do not use the Mellier process, and various grounds are taken upon which to maintain this position. It is said that Mellier steeps the straw in warm water, and the defendants do not; and that Mellier uses steam heat exclusively, while the defendants use fire heat almost exclusively. The answer to these allegations is that the steeping in warm water is no part of the process patented, and that under the second claim of the Mellier patent it is immaterial whether the boiling is produced by steam heat or fire heat. It is further insisted that Mellier separates the alkali from the steam heat to prevent its being diluted, while the defendants admit to the solution all the steam they use. and that Mellier uses seventy gallons of the alkaline solution, from 2° to 3° Baume, while defendants use sixty or sixty-five gallons at 3%° to 3%" to each one hundred pounds of straw. The answer to this argument is that under the second claim of the Mellier patent, the admission or exclusion of the heated steam, as stated, is immaterial, and that the evidence satisfactorily shows that by the admission of steam into the rotary of the defendants, the quantity of alkaline solution used by them is increased and its strength diminished until it becomes both in strength and quantity substantially like, if not identical with, that which the plaintiff’s patent states is to be employed in the process of Mellier. It is also insisted that Mellier's specification states that he boils at seventy pounds pressure, and regards a higher pressure as unnecessary except for saving alkali, while the
[In reaching this result, we have not failed to consider the defendants’ patents and their effect. Their patent of November. 1859, referred to in the plaintiffs bill, by the terms of its specification, expressly excludes from its scope and operation the process described in the plaintiff’s patent, and it was probably granted by the patent office on the ground that the claim made, taken in * connection with such disclaimer, did not conflict with the claims of the Mellier patent. This conclusion was probably based upon the facts that the strength of solution in Mellier’s was from 2° to 3° Baume, and its quantity about seventy gallons to the one hundred pounds of stock, while that in the defendants’ process was to be from 3(4° to 3%° Baume, and its quantity sixty gallons to the same quantity of stock; and that a higher degree of heat was recommended, differences which were probably considered sufficient to make the two processes substantially different. In considering the process of this patent of the defendant, in connection with the Mellier process, and the defendants’ present practice, it is to be remembered that the specification directs that this stronger solution be placed in a boiler and heated entirely by a fire applied below it, and without any introduction and condensation of steam from any other boiler to increase the quantity and diminish the strength of the alkaline solu- • tion used, as has been since practiced by the defendants. The specification of Mellier also recommended a construction of the boiler which prevented any increase of quantity or diminution of strength in the use of his process; and this was desirable if the weaker solution of alkali recommended by him was to be used. The proof shows that by the introduction and condensation of steam from another boiler, the alkaline solution in defendants’ rotary is increased about twenty per cent, in quantity, while its strength is consequently diminished until it is not beyond 3° Baume; thus making its quantity and strength substantially that required by the Mellier process, and the strength much less than that recommended in the defendants’ patent of 1859. This shows that the defendants do not now in fact use only sixty gallons of the alkaline liquid to the one hundred pounds of stock, or use that at the higher strength required by their first patent; and, doubtless, for the reason that their present process (in substance the Mellier process) gives a better result. The patent to the defendants granted March 20, 1860, we regard as in substance a patent for the staple fiber produced by the process patented in November, 1859, and as standing or falling with that patent. The patent of July 3, I860, describes at great length an ingenious and useful apparatus, and the particular mode or process adopted in its use for the purposes indicated. This patent does not claim the apparatus described (although if it -fras invented by the defendants, or either of them, it is probably covered by some other patent), and the specification is not of such a character as to suggest that the claim was in conflict with that of the Mellier patent. The entire process described embraces the use of apparatus entirely different from that particularly specified in the Mellier patent, and the claim of this patent was more likely to be allowed without the consideration of the Mellier patent than the claim of the patent of November, 1859, above referred to. It is not shown that the question of interference in respect to these patents of the defendants and the Mellier patent was ever considered by the patent office, and if it was, there is no proof that the facts shown in this case were then presented. Our judgment is that these patents of the defendants ought not to prevent a decree for the plaintiff in this suit. There will be a decree for a permanent injunction, and an account substantially as prayed for in the plaintiff’s bill.
[A decree was entered in accordance with the opinion, but in April following the following order was made:
[On reading and filing affidavits and no
[From 2 Fish. Pat. Cas. 841.]
[From 2 Fish. Pat. Cas. 341.]
Case-law data current through December 31, 2025. Source: CourtListener bulk data.