United States v. Morris
Opinion of the Court
delivered the opinion of the Court, and after stating the case, proceeded as follows.:
The judgment of this Court being placed upon the validity of the plea, and the merits of the defence therein setup, it is unnecessary, cülarly to notice any other questions that have been discussed at the bar. To guard, however, against an inference, not intended by the Court to be admitted, that the execution, in this was properly issued from the District Court of Maine to the Marshal of New-York, it is proper to obsex-ve, that this must depend on the construction to be given to the act of Congréss of the 3d of March, 1797, entitled, an act to provide more effectually for the settlement of accounts between the United States and the receivers of public money.” Independent of this act, it has not, and certainly cannot berpretended, that an execution from the District Court of Maine could run into any other State. The sixth section of that act declares, that all writs of execution upon any judgments obtained for the use of the United States, in any of the Courts of the United States, in one State, may run and be executed in any other State, but shall be issued from, and made returnable to, the Court where the. judgment was obtained. The pleadings in this, cáse show conclusively, that although the
The plaintiff having replied, without taking any éxcéptions to the plea, he cannot now avail himself of any defect, that would not have been fatal on a general demurrer.
The objections to the plea may be considered under the following heads :
Í. That it does not set forth, with proper averments, the facts and circumstances stated in the petition to the -Secretary of the Treasury, and upon which the remission of the forfeiture was granted.
2. That the Secretary of the Treasury had no power to remit after condemnation.
The .first objection .supposes the cáse to fall within the rule, that where a justification is set up under a speciál or limited authority, every thing should be set out to show the case to be
It may be observed, preliminarily, that this objection* coming so late, and at.this stage of the cause, is not entitled to much indulgence. . If well founded, and it had been made at an earlier day, the plea could have been amended, and much expense and litigation prevented. Every reasonable intendment, therefore, in favour of the plea, ought how to be made.
It by no means follows, that in order to sustain this plea, it is necessary to show that it would have been held good on general demurrer. For it is a rule, founded in good sense, and supported by the settled doctrines of pleading, that many defects are waived and cured, by pleading over, that might have been fatal on demurrer.
But it is far from being admitted that this would not have , stood the test of a general demurrer. The. defendant was a ministerial officer, and placed in a situation, in which he was obliged to judge and determine, whether to obey the command, of the execution, or that of the warrant of remission from the Secretary of the Treasury. The latter is set out in hoec verba in the plea, and upon its face refers to the law under which it was issued, which was a public act; and in which warrant the Secretary of the Treasury sets forth, that a statement of facts, with the petition of Andrew Ogden, touching the forfeiture, had been transmitted to him by the District Judge of the District of Maine, pursuant, to the statute of the United States, entitled, “ an
This plea, by setting out the warrant at large, adopts and asserts all the- facts therein set forth, and must be taken as alleging, that a statement of facts had been made by. the proper officer, and transmitted to the Secretary of the Treasury, and is, therefore, an averment of that fact. It is not to be sure, a formal, but is á substantial, averment; which is nothing more than a positive statement of facts, in opposition to argument of. inference.
It Would be altogether useless, and mere surplusage, to. set forth such statement of facts. :in the plea; they would not be traversable. It is not competent for any other tribunal, collaterally, to call in question the competency of the evi
But should any doubt remain on this point, it
And the remaining, and more important inquiry is, whether the Sécretary of the Treasury had authority to remit the share of the forfeiture claimed by the custom-house officers. And this must depend oh the construction to be given, to the act under which the power was The authority of the Secretary to remit, at any time before condemnation of the property is not denied on the part of the plaintiff; and it cannot be maintained, that Congress has not the power to vest in this officer authority to remit after condemnation; and the only inquiry would seem to be, whether this has been done by the act referred to. (2 L U. S. 585.) The present- case ought not, perhaps, to be considered,
It may safely be affirmed, that the question now presented, has never received any judicial decision in this Court. Nor has any case been cited at the bar, Or recollected by the Court to have i been decided here, containing any principle at variance with the construction of the act now adopted.
In the case of Jones v. Shore's executors, (1 Wheat. Rep. 462.) no such question was involved. The United States there asserted no claim. Nor had the Secretary, of the Trriasury exercised any arithority under the act in question. The money was in Court for.distribution, and the sole question before this Court was, whether the then Collector arid Surveyor were the rictual incumbents in, office, or the representatives of the late Collector and Surveyor, in right of their tes
It is not denied but that the. custom-house, officers have an inchoate interest upon the seizure.
The powers of the Secretary of the Treasury have been supposed analogous to those of the Commissioners of the Customs in England, under the statute 27 Geo. III. c. 32. s. 15. But it is very obvious, on reference to that statute, that the authority of the Commissioners, to remit, was limited to the condemnation. These powers were afterwards, by statute 51 Geo. III. c. 96. extended, but still limited to remissions before condemnation. It was probably not deemed advisable tp confer more enlarged powers
The powers given by this statute to the Commissioners of the Treasury, are very analogous to those given by.our act to the Secretary of the Treasury, and the phraseology employed to confer such powers is nearly the same in both. Neither the one nor tile other, in terms, extends the power to remission after condemnation; and there can be no reason why the same construction should not be given to both.' No vested rights of informers, or custom-house officers, are violated in either~case. These rights, are conditional, and subordinate to the power of remission, and to be" provided for in the terms and conditions upon which the remission is granted.
The practical construction given at the Treasury department to our act, has not been particularly inquired into. It is understood, however, that until within a few years, remissions were granted as well after as before, condemnation, but that latterly this power is not exercised after condemnation, nor will the remission be granted before condemnation', unless the petitioner will admit the forfeiture has been incurred. This practice is probably founded' on the impression, that the equitable powers of the Secretary ought not to. be interposed, until the. legal guilt of the petitioner is ascertained. But the rights of the custom-house officers would seem to be as much affected under such a practice, as to remit after condemnation. Those rights are said to.be inchoate by the seizure, and to be consummate^
1 Salk. Rep. 233, 234.
Concurring Opinion
I entirely concur with my brethren in ,the opinion, that the power of the Secretary to remit extends as well to cases after as before judgment rendered. The question is one which I have had to consider repeatedly in my circuit, and which I so decided more than
I consider the contrary doctrine as. neither consistent with the words nor the spirit of the act of 1797. The unavoidable consequence of it would be, that the suitor for grace is. shut out of every legal defence ; and it would be difficult to assign a reason why justice should be refused by the hand that tenders mercy. Many defences are not only consistent with the claim for remission, but furnish in themselves the best ground for extending the benefit of the act to the party defendant. He who supposes his case not to come within the construction of a law, or that the law is repealed, expired, or unconstitutional, cannot be visited with moral offence, either in the act charged or the defence of it. Yet, how is the question of right ever to be decided, unless he is permitted to try the question before a Court of law ? In such a case, pertinacious adherence, to his offence cannot be imputed to him,' since resisting the suit on the one hand, while he sues for remission on the other, amount to no more than this, that he denies having violated the law; but if the Court thinks otherwise, lie then petitions for grace, on the ground of unaffected, mistake ; a point ón which, of course, he must satisfy the Secretary, before lie can obtain a remission.
If the question be tested by the letter of the law, it will be found, Í think, to lead to the same conclusion. The words áre, “ whenever any
On perusing this act, it must be conceded, that the terms are sufficiently general to extend the powers of the Secretary, without limit, to the cases of fine, forfeiture, or disability, occurring under the several laws specified. The limitation, therefore, m«st be sought for either in some principle of construction, or in some principle aliunde, which is competent to impose such limitation.
But, with a view to construction,, there will be found several considerations calculated to extend the power granted to cases wherein judgments have been obtained, rather than to restrain it to any pre-existing state of things. If the question be tested by the technical signification of the terms, in strictness the power would be confined to cases in which judgment had been obtained, rather-than to those of a contrary description.
But, with regard to fines and forfeitures, also, there are various provisions- of the United States laws, which look positively to a trial as necessary to determining whether such fines and forfeitures have been incurred. I would notice particularly the 29th section of the Collection Law of 1799, under which, incurring the penalty for the offence there stated, is made to depend upon the master’s not being able to satisfy the Court, by his own oath, or other sufficient testimony, of certain facts, which, in the given case, prevent his incurring the fine.
So, also, of the 67th section of the same law, in which a forfeiture is made to accrue upon a state of facts which positively requires the intervention of a Court of justice, and which, of consequence, cannot be said to have been incurred or accrued until judgment.
But other considerations present themselves upon this law, which lead to the same conclusion.
The replication, however, exhibits the true ground on which the real plaintiff in this suit is compelled to rest his case: which is, that by virtue of the judgment, certain rights were vested in him, over which the remitting power of the Secretary does not extend. In making up this replication, the party ought to have felt the real difficulties of his case. It is generally true, that the rules of pleading furnish the best test of a right of action. The effect, in this case, was to introduce a new personage into the cause ; and if I were disposed to get rid of the question, on a technical ground, I should find no difficulty in coming to -the conclusion, that there is a departure in this plea, and he has abated his writ. How, in fact, the name of the United States comes at all to. be used in this cause, is to me a mystery; The very policy of the law , in this part of its revenue system is avoided by it, and would be frustrated, if the practice could be countenanced.- That the name of the United States should be used against its will, and an attorney for the United States nominated by a Judge, to act where the attorney of the United
The principles asserted áre, that an absolute interest is vested by law in the Collector; that the United States are the trustees to their use; that the act of the trustee shall not defeat the interests of the cestui que use, and that he shall have the use of the trustee’s name to vindicate his rights, that too in an action for damages. .
The whole of this thing appears to me to be wrong. If the right was an absolute, substantive, individual right, why Was not the suit brought in the name of the Collector? If his interest is only an equitable interest, by what known rules of pleading can he avail himself of his mere equitable interest in a suit at law ? or father, can he make his appearance as party in the suit instituted by his trustee? and that too, a suit for damages ? It all results in á strong attempt to modify the operation of our laws, and to regulate the rights and powers of our officers, by some fancied analogy with the British laws of trade, and British revenue officers.
Our system is a peculiar system; and nothing, is clearer to my mind, than that, in many particulars, it is constructed with a view to avoid that very analogy which is here set up, and those consequences and embarrassments which might grow out of it. In the instance before us, relief was to be provided for a case of misfortune and of innocence, and nothing could have been more absurd, than to suffer the vested rights of informers .
There is one peculiarity in this case, , which, in my opinion, precludes the possibility of recovery, independently of the general principle ; which is, that this action is brought against the Marshal for not executing process issuing from another State. It certainly presents a dilemma from which I think it impossible for the party plaintiff to escape. The right to issue such process originates in the 6th section of the “ act more effectually to provide for the settlement of accounts between the United States and receivers of public, money,” by the words of which the power is explicitly confined to the case of executions on judgments obtained for the use of the United States.
The real plaintiff here, then, is reduced to this alternative: Either the judgment was for his use or it was not. If not for his use, then he cannot be damnified by the defendant in refusing to execute it. But if for his use, it cannot be for the use of the United States, and then the execution issued wrongfully, and was rightfully disobeyed. If it be replied, that the judgment, in the first place, was obtained for the use of the United States, it only brings us back to what I before observed, that so entirely is this trite, as to raise no vested right in any one on the solitary ground of an eventual contingent interest.
Judgment affirmed-
Reference
- Full Case Name
- The United States v. Morris, Marshal of the Southern District of New-York
- Cited By
- 61 cases
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- Published