Lessor of Fisher v. Cockerell
Opinion of the Court
delivered the opinion of the court. — This is a writ of error to a judgment of the court of appeals of Kentucky, affirming a judgment of the Union county circuit court of that state.
The plaintiff brought an ejectment in the Union county circuit court, against the defendant, and in Juno term 1823, obtained judgment; on which a writ of habere facias possessionem Avas awarded. On the succeeding day, it was ordered, on the motion of the defendant, “that Josiah Williams and others be and they are hereby appointed commissioners, Avho, or any five of Avhom, being first SAvorn, do, on the second Saturday in July next, go on the lands from which the said defendant has been evicted in that action, and make assessment of Avhat damage and waste the said defendant has committed since the 20th of May 1822, and the rent and profit accruing since the 17th of June 1823, and of the value of improvements made on said land, at the time of such assessment, regarding it as if such improvements had not been made; all Avhich they shall separately and distinctly specify, and report to the next term of this court, until which time this motion is continued.”
"'The report of the commissioners Avas made to the September term following, and Avas continued. On the 15th of March 1824, it was, on the motion of the defendant, ordered to be recorded.. The improvements were valued at $1350. John Fisher, the plaintiff in the ejectment, and defendant on this motion, did not appear ; and judgment was rendered against him for the sum reported to be due for improvements. Afterwards,
The seventh article of the compact between Virginia and Kentucky is in these words : “ That all private rights and interests of lands within the said district, derived from the laws of Virginia, prior to such separation, shall remain valid and secure, under the laws of the proposed state, and shall be determined by the laws now existing in this state.” This is the article, the violation of which is alleged by the plaintiff in error. To bring this ease within the protection, he must show that the title he asserts is derived from the laws of Virginia, prior to the separation of the two states. If the' title be not so derived, the compact does not extend to it; and the plaintiff alleges no other error. The judgment in the ejectment is rendered on a general verdict, and the title of the plaintiff is not made a part of the *record, by a bill of exceptions, or in any other manner. The clerk certifies that certain documents were read in evidence on the trial, L 54 and among these is the patent under which the plaintiff claimed. This patent was issued by the governor of Kentucky, and is founded on rights derived from the laws of Virginia. Can the court notice it ? Can it be considered as part of the record ?
In cases at common law, the course of the court has been uniform, not to consider any paper as part of the record, which is not made so by the pleadings, or by some opinion of the court referring to it. This rule is common to all courts exercising appellate jurisdiction, according to the course of the common law. The appellate court cannot know what evidence was given to the jury, unless it be spread on the record, in proper legal manner. The unauthorized certificate of the clerk, that any document was read, or any evidence given, to the jury, cannot make that document, or that evidence, a part of the record, so as to bring it to the cognisance of this court. We cannot perceive, then, from the record in the ejectment cause, that the plaintiff in error claimed under a title derived from the laws of Virginia.
The order made after the rendition of the judgment directing commissioners to go on the land from which the defendants had been evicted, and value the improvements, contains no allusion to the title under which the land was recovered. The plaintiff in error might have resisted this order, by showing that his title was derived from the laws of Virginia, and thus have spread his patent on the record. He has not done so. On moving to
*When the record of the Union county circuit court was transferred to the court of appeals, the course of that court requires, that the appellant, or the plaintiff in error, should assign the errors on which he means to rely. This assignment contains the first intimation that the title was derived from Virginia, and that the plaintiff in error relied on the compact between the two states. But this assignment does not introduce the error into the record, nor in any manner alter it. The court of appeals was not confined to the inquiry, whether the error assigned was valid in point of law. The preliminary inquiry was, whether it existed in the record. If, upon examining the record, that court could not discover that the plaintiff had asserted any right or interest in land derived from the laws of Virginia, the question, whether the occupying claimants’ law violated the compact between the states, could not arise.
The 25th section of the act to establish the judicial courts of the United States, which gives to this court the power of revising certain judgments of state courts, limits that power in these words, “ but no other error shall be assigned or regarded as a ground of reversal, in any such case as aforesaid, than such as appears on the face of the record, and immediately respects the before-mentioned questions of validity or construction of the said constitution, treaties, statute, commissions or authorities in dispute.” If the view which has 'been taken of the record be correct, it does not show that the compact with Virginia was involved in the case. Consequently, the question whether the act for the benefit of occupying claimants was valid or not, does not appear to have arisen; and nothing is shown on the record which can give jurisdiction to this court.
The counsel for the plaintiff in error has referred to former decisions of this court, laying down the general principle, that the title under a treaty or law of the United States need not be specially pleaded ; that it need not be stated on the record, that a construction has been put on a treaty or law, which this court may deem erroneous ; or that an unconstitutional statute of a state has been held to be constitutional. It is sufficient, if the record shows that misconstruction must have taken place, or the decision could not have been made. Harris v. Dennie, 3 Pet. 292, is a ^strong case to -* this effect. That case recognises the principle on which the plaintiff in error relies ; and says, “it is sufficient, if, from the facts stated, such a question must have arisen, and the judgment of the state court would not have been what it is, if there had not been a misconstruction from some act of congress, &c.” But this misconstruction must appear from the facts stated, and those facts can be stated only on the record. In the ease of Harris v. Dennie, a special verdict was found, and the court confined itself to a consideration of the facts stated in that verdict. Goods, in the custody
So, in the case of Craig v. State of Missouri. The parties, in conformity Avith a law of that state, dispensed Avith a jury, and referred the facts as well as law to the court. The court in its judgment, stated the facts on which that judgment was founded. It appeared from this statement, that the note on Avhich the action Avas brought was given to secure the repayment of certain loan-office certificates, which a majority of the court deemed bills of credit, in the sense of the constitution. This statement of facts, made by the court of the state, in its judgment in a case in which the court was substituted for a jury, Avas thought equivalent to a special verdict. In this case, too, the court looked only at the record.
We say, Avith confidence, that this court has never taken jurisdiction, unless the case as stated in the record Avas brought Avithin the provisions of the 25th section of the judiciary act. There are some cases in Avhich the jurisdiction of *the court has been negatived, that -are entitled to . notice. Owings v. Norwood's Lessee, 5 Cranch 344, was an eject- ■- ment brought in the general court of Maryland, for a tract of land lying in Baltimore county. The defendant set up as a bar to the action, an outstanding title in a British subject, which, he contended, Avas protected by the treaty of peace. Judgment Avas given for the plaintiff, and this judgment being affirmed in the court of appeals, was brought before this court. The judgment Avas affirmed ; and the court said, “ Avhenever a right grows out of, or is protected by a treaty, it is sanctioned against all the laws and judicial decisions of the states ; and Avhoever may have this right, it is to be protected ; but if the party’s title is not affected by the treaty, if he claims nothing under a treaty, his title cannot be affected by the treaty.” Upon the same principle, the person who Avould claim the benefit of the compact betAveen Virginia and Kentucky must show, and he can only sIioav it on the record, that his case is within that compact.
The case of Miller v. Nicholls, 4 Wheat. 312, bears, Ave think, a strong resemblance to this. William Nieholls, collector, &c., being indebted to the United States, executed, on the 9th of June 1798, a mortgage to Henry Miller, fot; the use of the United States, for the sum of $59,444, conditioned for the payment of $29,271. Process Avas issued on this mortgage from the supremo court of the state of Pennsylvania ; in March 1802, a levari facias was levied, the property sold, and the money, amounting to $14,530, brought into court, and deposited Avith the prothonotary, subject to the order of the court. On the 22d of December 1797, the said Nieholls Avas found, cn a settlement,, indebted to the commonwealth of Pennsylvania in the sum
In the ease at bar, the fact that the title of the plaintiff in error was derived from the laws of Yiginia ; a fact without which the case cannot be brought within the compact, does not appear in the record : for we cannot consider a mere assignment of errors in an appellate court as a part of the record, unless it be made so by a legislative act. The question whether the acts of Kentucky in favor of occupying claimants were or were not in contravention of the compact with Virginia, does not appear to have arisen ; and consequently, the case is not brought within the 25th section of the judiciary act.
In the argument, we have been admonished of the jealousy with which the states of the Union view the revising power intrusted by the constitution and laws of the United States to this tribunal. To observations of
Dissenting Opinion
(Dissenting.) — I am compelled to dissent from the. opinion of the court in this case, for the following reasons : The certificate of the clerk of the court of appeals, attached to this record, is in these words: “I, Jacob Swigert, clerk of the court of appeals for the state aforesaid, do hereby certify, that the foregoing seventy-two pages contain a transcript of the record and proceedings in the case therein mentioned and I feel bound, on the preliminary question of jurisdiction, to consider all that is so contained to be a part of the record in this suit; so far, at least, as to give power to this court to examine whether the judgment of the court of appeals is erroneous or not.
On a motion to dismiss this cause for the want of jurisdiction, the only question which arises is, whether it comes primé facie within the 25th section of the judiciary act? This must be decided on an inspection of the whole ^record ; and if it does appear that it presents any of the cases r*9f>n therein provided for, the motion must be refused. When the record L cotnes to be judicially examined, this court may be of opinion, that though the question did arise which brings their powers into action, yet it did not come up in such a shape, or is not so stated in the record of the court of appeals, that this court can affirm or reverse it, for the specific cause assigned for error. If the question appears in any part of the record, it is enough, in my opinion, for jurisdiction. The manner in which it appears, seems to me, only to be examinable, after jurisdiction is entertained.
It appears on the record, that the plaintiff read in evidence, on the trial of the cause, a patent from Kentucky for six hundred acres of land, in pursuance of three military warrants, Nos. 1115, 1125 and 1153 j entered on the 21st of July 1784, and surveyed the 23d of May 1785. The patent is set forth verbatim. As the state of Kentucky had no existence in 1784 or 1785, when these warrants were entered and surveyed, we cannot be judicially ignorant that these acts, as well as the issuing of the warrants, and the title founded on them, were under the laws of Virginia. As the compact between the two states is a part of the constitution of Kentucky, we cannot be ignorant of its existence, and that it relates to lands held in Kentucky under the laws of Virginia. After the plaintiff in ejectment had recovered judgment, it appears, that the court appointed commissioners to assess the value of the improvements made by the defendant on the land recovered from him by the plaintiff. The commissioners filed their report, awarding $1-350 ; and the court rendered judgment for this sum. The parties were then reversed. Fisher, the defendant, moved the court to quash the proceedings ; on their refusal, he sued out a writ of error from the court of appeals, summoning the plaintiff Cockerell, to “ show cause, if any he can, why a judgment obtained by him against Fisher, in the Union circuit court, at the March term 1824, for $1350, the value of the improvements as assessed by the commissioners appointed under the occupying claimant law, besides costs,
All this appears in the seventy-two pages of the record, certified to us from the court of appeals. I do not feel authorized to declare, that what is so certified by the highest court is no part of the record, and judicially unknown to this court ; nor when the record comes up, certified as one entire act, can I, on a question of jurisdiction, summarily decide, that one part is not as much within judicial cognisance as another. I cannot be ignorant that John Fisher, a plaintiff in ejectment, claimed under a patent to himself, founded on a warrant, entry and survey, made in Virginia, and under her laws, has recovered a judgment for his land ; and that the defendant in the same suit has obtained a judgment against him for $1350, under the laws of Kentucky, which has been affirmed by the highest court in that state. In this, I cannot fail to see with judicial eyes, that the validity of a statute of a state has been drawn in question, on the ground of being repugnant to the constitution of the United States. It seems to me, to present the very question arising under the 25th section, clearly and definitely set forth, sufficiently explicit, at least, for jurisdiction, and containing, in my opinion, all the certainty requisite to enable this court to decide whether they will affirm or reverse the judgment of the court of appeals.
The court of appeals did not think, that the record of the circuit court did not bring the great question directly and distinctly for their consideration. It seems to me, that the fact of the plaintiff in ejectment being saddled with a judgment of $1350, at the suit of a defendant, for improvements, necessarily involves every question necessary to give this court *na9n jurisdiction. A ^'citizen of Kentucky has a right to question the J validity of the occupying claimant law, on its alleged repugnancy to the constitution of the United States. Independent of the compact, this court would be bound to hear him on that question, on a writ of error from the court of appeals, on a title wholly emanating from Kentucky. It may be questioned, whether he could set up the compact, but he could, at least, claim the protection of the constitution in this court. This is all that is necessary for jurisdiction.
We are not informed, that it is necessary in the circuit courts of Kentucky, for a party moving to quash a proceeding like the one contained in this record, to specify the grounds. This motion does not appear to have been oven-uled by that court for such a reason, but solely on the validity of the law ; the judgment of the court of appeals was given expressly on the ground, that it was not repugnant to the constitution of the United States.
When the state courts decide the merits of a judgment in favor of the defendant in ejectment, for his improvements, I am not prepared to say, that their records are not cognisable here, and that the constitutionality of the law nnder which they are rendered, does not arise on the judgment :tself :
But I apprehend that it is not necessary to give jurisdiction to this court, that it should appear in the record of an inferior state court, that a question arises on the validity of a state law ; we have only to look to the record of the court to which we may issue a writ of error, and whose judgment we must reverse or affirm ; if it appears there, that the validity of a state law has been drawn in question, for the reason set forth in the 25th section, and that the decision of the highest court is in favor of its validity, the party against whom their judgment is given has a right to be heard in this court.
In this case, the writ of error from the court of appeals to the circuit court most distinctly alleges the judgment to have been under the occupying claimant law ; the error assigned denies its validity, as repugnant to a compact and constitution ; and the opinion and judgment of the court affirmed the validity. I cannot, therefore, consider this record as coram non judice. The question involved in it is as distinct to my mind, and as unavoidable, as special pleading can make ; and the plaintiff in error has, in my judgment, an undoubted right to the opinion of this court, on the constitutional validity of the judgment rendered against him by the court of appeals of Kentucky.
This cause came on to be heard, on the transcript of the record from the court of appeals for the state of Kentucky, being the highest court of law in said state, and was argued by counsel: On consideration whereof, it is considered, ordered and adjudged by this court, that the writ of error in this cause be, and the same is hereby dismissed, for want of jurisdiction.
Reference
- Full Case Name
- Lessee of John Fisher, Plaintiff in Error, v. William Cockerell, Defendant in Error
- Cited By
- 40 cases
- Status
- Published