Börs v. Preston
Opinion of the Court
delivered the opinion of the court. After reciting the facts in the above language, he continued:
The assignments of error question the jurisdiction of the Circuit Court, under the Constitution and the laws of the United States, to hear and determine any suit whatever brought against the consul of a foreign government.
Some reference was made in argument to the fact that the defendant did not in the court below plead exemption, by virtue of his official character, from suit in a Circuit Court of the United States. To this it is sufficient to reply that this court must, from its own inspection of the record, determine whether a suit against a person holding the position of consul, of a foreign government is excluded • from the jurisdiction of the Circuit Courts. In cases of which the Circuit Courts may take cognizance only by reason of the citizenship of the parties, this court, as its'decisions indicate, has, except under special circumstances, declined to express a.ny opinion upon the merits on appeal or writ of error, where the record does not affirmatively show jurisdiction in the court below; this, because the courts of the Union, being courts of limited jurisdiction, the presumption, in every stage of the cause, is, that it is without their jurisdiction unless the contrary appears from the record. Grace v. American Insurance Company, 109 U. S. 278, 283; Robertson v. Cease, 97 U. S. 646.
Much more, therefore, will we refuse to determine on the merits, and will reverse on the point of jurisdiction, cases where the record shows affirmatively that they are of a class which the statute excludes altogether from the cognizance of Circuit Courts. If this were not so it would be in the power of the parties by negligence or design to invest those courts with
We proceed then to inquire whether, under the Constitution and laws of the United States, a Circuit Court may, under- any circumstances, hear and determiné a suit against the consul of a foreign government; in other words, whether other courts have been invested with exclusive jurisdiction of such suits. .
The Constitution declares that “the judicial power of the United States shall extend ... to all cases affecting ambassadors or other public ministers and consuls; ” “ to controversies between citizens of a State and foreign citizens or subjects; ” that “ in all cases affecting ambassadors, other public ministers and consuls, . . . the Supreme Court shall have original jurisdiction; ” and that in all other cases previously mentioned in the same clause “ the Supreme Court shall have appellate jurisdiction, both as to law and fact, with such exceptions and under such regulations as the Congress shall make.”
The Judiciary Act of 1789 invested the District Courts of the United States with “jurisdiction, exclusively of the courts of the several States, of all suits against consuls or vice-consuls,” except for offences of a certain character; this court with “ original, but not exclusive, jurisdiction of all suits ... in which a consul or vice-consul shall be a party; ” and the Circuit Courts with jurisdiction of civil suits in which an alien is a party. 1 Stat. 76-80. In this act we have an affirmance, by the first Congress — many of whose members participated in the convention which adopted the Constitution, and were, therefore, conversant with the purposes of its framers — of the principle that the original "jurisdiction of this court of cases in
Yery early after the passage of that act, the case of United States v. Racara, 2 Dall. 297, was tried in the Circuit Court of the United States for the District of Pennsylvania, before Justices Wilson and Iredell of this court, and the district judge. It was an indictment against a consul for a misdemeanor, of which, it was claimed, the Circuit Court had jurisdiction under the eleventh section of the Judiciary Act, giving Circuit Courts “ exclusive cognizance of all crimes and offences cognizable under the authority of the United States,” except where that act “ otherwise provides, or the laws of the United States shall otherwise direct, and concurrent jurisdiction with the District Courts of the crimes and offences cognizable therein.” In behalf of the accused it was contended that this court, in virtue of the constitutional grant to it of original jurisdiction in all cases affecting consuls, had exclusive jurisdiction of the prosecution against him. Mr. Justice Wilson and the district judge concurred in overruling this objection. They were of opinion that although the Constitution invested this court with' original jurisdiction in cases affecting consuls, it was competent for Congress fco confer concurrent jurisdiction, in those cases, upon such inferior courts as might, by law, be established. Mr. Justice Iredell dissented, upon the ground that the word original, in the clause of the Constitution under examination, meant exclusive. The indictment was sustained, and the defendant upon the final trial, at which Chief Justice Jay presided, was found guilty. He was subsequently pardoned on condition that he would surrender his commission and exequatur.
In United States v. Ortega, 11 Wheat. 467 — which was a criminal prosecution, in a Circuit Court of the United States, for the offence of offering personal violence to a public minister, contrary to the law of nations and the act of Congress — one of the questions certified for decision was whether the jurisdic
In Davis v. Packard, ubi supra, upon error to the Court for the Correction of Errors of the State of New York, the precise question presented was whether, under the Constitution and laws of the United States, a State court could take jurisdiction of civil suits against foreign consuls. It was determined in the negative, upon the ground that by the ninth section of the act of 1789, jurisdiction was given to the District Courts of the. United States, exclusively of the courts of the several States, of all suits against consuls and. vice-consuls, except for certain offences mentioned in the act. The jurisdiction of the State courts was denied because — and no other reason was assigned —jurisdiction had been given to the District Courts of the United States exclusively of the former courts; a reason which probably would not have been given had the court, as then organized, supposed that the constitutional grant of original jurisdiction to this court, in all cases affecting consuls, deprived Congress of power to confer concurrent original jurisdiction, in such cases, upon the subordinate courts of the Union. It is not to be supposed that the clause of the Constitution giving original jurisdiction to this court, in cases affecting consuls, was overlooked, and, therefore, the decision, in that case, may be regarded as an affirmance of the constitutionality of the act of 1789, giving original jurisdiction in such cases, also, to District Courts of the United States. And it is a significant fact, that in the decision in Davis v. Packard, Chief Justice Marshall concurred, although he had delivered the judgments in Marbury v. Madison, 1 Cranch, 137; Cohens v. Virginia, 6 Wheat. 264, and Osborn v. Bank of the United States, 9 Wheat. 738, 821, some of the general expressions in which are not infrequently cited in support of the broad proposition that the
In St. Luke’s Hospital v. Barclay, 3 Blatchford, 259, which was a suit in equity in the Circuit Court of the United States for the Southern District of New York, the question was distinctly raised whether the consular character of the alien defendant exempted him from the jurisdiction of the Circuit Courts. The jurisdiction of the Circuit Court was maintained, the opinion of the court being that the jurisdiction of the District Courts was made by statute exclusive only of the State courts, and that under the 11th section of thq act of 1789, the defendant, being an alien — no exception being made therein as to those who were consuls — was amenable to a suit in the Circuit Court brought by a citizen. Subsequently the question was reargued before Mr. Justice Nelson and the district judge, and the proposition was pressed that the defendants could not be sued except in this court or in some District Court: But the former ruling was sustained.
In Graham v. Stucken, 4 Blatchford, 50, the same question was carefully considered by Mr. Justice Nelson, who again held that the constitutional grant of original jurisdiction to this court in cases affecting consuls; the legislative grant in the act of 1789 to this court of original but not exclusive jurisdiction of suits in which a consul or vice-consul is a party; and the legislative grant of jurisdiction to the District Courts, exclusive of the State courts, of suits against consuls or vice-consuls, did not prevent the Circuit Courts, which had jurisdiction of suits to which an alien was a party, from taking cognizance of a suit brought by a citizen against an alien, albeit the latter was, at the time, the consul of a foreign government
In Gittings v. Crawford, Taney’s Dec. 1, which was a suit upon a promissory note brought in the District Court of the United States for Maiyland, by a citizen of that State against a consul of Great Britain, the point was made in the Circuit
The former adjudications of this and other courts of the Union were there examined, and the conclusion reached — and in that conclusion we concur — that, as Congress was not expressly prohibited from giving original jurisdiction in cases affecting consuls to the inferior judicial tribunals of the United States, neither public policy nor convenience would justify the court in implying such prohibition, and, upon such implication, pronounce -the act of 1789 to be unconstitutional and void. Said Chief Justice Taney: “ If the arrangement and classification of the subjects of jurisdiction into appellate and original, as respects the Supreme Court, do not exclude that tribunal from appellate power in the cases where original jurisdiction is granted, can it be right, from the same clause, to imply words of exclusion as respects other courts whose jurisdiction is not there limited or prescribed, but left for the future regulation of Congress ? The true rule in this case is, I think, the rule which is constantly applied to ordinary acts of legislation, in which the grant of jurisdiction over a certain subject-matter to one court, does not, of itself, imply that that jurisdiction is to be exclusive. In the clause in question, there is nothing but mere' affirmative words of grant, and none that import a design to exclude the subordinate jurisdiction of other courts of the United States on the same subject-matter.” Taney’s Dec. 9. After alluding to the fact that the position of consul of a foreign government is sometimes filled by one of our own citizens, he observes: “ It could hardly have been the intention of the statesmen who framed our Constitution to require that one of our citizens who had a petty claim of even less than five dollars against another citizen, who had been clothed by some foreign government with the consular office, should be compelled to go into the Supreme Court to have a jury summoned in order to enable him to recover it; nor could it have been intended, that the time of that court, with all its high duties to perform, should be taken up with the trial of every petty offence that might be committed by a consul in anyVpart of the United States; that consul, too, being often one of our own citizens.”
It is thus seen that neither the Constitution■ nor any act of Congress defining the powers of the courts of the United States has made the jurisdiction of this court,’or of the District Courts, exclusive of the Circuit Courts in suits brought against persons who hold the position of consul, of in suits or proceedings in which a consul is a party. The jurisdiction of the latter courts, conferred without qualification, of a controversy between a citizen and an alien, is not defeated by the fact that the alien happens to be the consul of- a foreign government. Consequently, the jurisdiction of the court below cannot- be questioned upon the ground simply that the defendant is the consul of the Kingdom of Norway and Sweden.
But as this court and the District Courts are the only courts of the Union which, under the-Constitution or the existing statutes, are invested with jurisdiction, without reference to the citizenship of the parties, of suits against consuls, or in which consuls are parties, and since the Circuit Court was without jurisdiction, unless the defendant is an alien or a citizen of some
But it seems unnecessary to pursue the subject further. When the jurisdiction of the Circuit Court depends upon the alienage of one of the parties, the fact of alienage must appear affirmatively either in the pleadings or elsewhere in the record. Brown v. Keene, 8 Pet. 115 ; Bingham v. Cabot, 3 Dall. 382; Capron v. Van Noorden, 2 Cranch, 126; Robertson v. Cease, supra. It cannot be inferred, argumentatively, from the single circumstance that such person holds and exercises the office of consul of a.foreign government. Neither the adjudged cases nor the practice of this government prevent an American citizen — not holding an office of profit or trust under, the United States — from exercising in this country the office of consul of a foreign government.
Our conclusion is that, as it does not appear from the record that the defendant is an alien, and since it is consistent with the record that the defendant was and is a citizen of the same State with the plaintiff, the record, as it now is, does not present a case which the Circuit Court had authority to determine. Without, therefore, considering the merits of this cause,
The judgment must be reversed, and the cause remanded for such further proceedings as may be consistent with this opinion. It is so ordered.
Concurring Opinion
Mr. Justice Miller and myself concur in the judgment of reversal, on the ground that the Circuit Court had no jurisdiction of the case, because the record does not show that the defendant was an alien, or a citizen of a different State from that of which the plaintiff was a citizen. We express no opinion upon the question whether, if the record had shown that state of facts, as well as that the-defendant was a consul, the Circuit Court would have had jurisdiction.
Reference
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- Consul— Constitutional Law — Evidence. In cases coming from tlie Circuit Courts, this court will determine from its • own inspection of the record, whether they are of the class excluded by statute from the cognizance of those courts; this, although the question of jurisdiction is not raised by the parties. The constitutional grant of original jurisdiction to this court of all cases affecting consuls, does not prevent Congress from conferring original jurisdiction, in such cases, also, upon the subordinate courts of the Union. The jurisdiction of the Circuit Courts of the United States of suits by citizens against aliens, is not defeated by the fact that the defendant is the consul of a foreign government. The alienage of a defendant is not to be presumed from the mere fact that he is the consul, in this country, of a foreign government.