Bowman v. Chicago & Northwestern Railway Co.
Opinion of the Court
after stating the -case as above reported, delivered the opinion of the court.
It is not denied that the declaration sets out a- good cause of action. It alleges that the defendant was possessed of and operated a certain railway, by means of which it became and
The section of the statute referred to, being § 1553 of the Iowa Code as amended by the act of April 5, 1886, forbids any common carrier ■ to bring within the State of Iowa, for any person or persons or corporation, any intoxicating liquors from any other State or Territory of the United States, without first having been furnished with a certificate, under the seal of the county auditor of the county to which' said liquor is to be transported or is consigned for transportation, certifying that the consignee or person to whom said liquor-is to be transported, conveyed, or delivered is. authorized to sell intoxicating liquors in such county.
This statutory provision does not' stand alone, and must be considered with reference to the system of legislation of which it forms a part. The act of April 5; 1886, in which it is- contained, relates to the sale of intoxicating liquors within the State of Iowa, and is amendatory of chapter 143'of the acts of the twentieth General Assembly of that State “relating to intoxicating liquors and providing for the 'more effectual suppression of the illegal sale and transportation of intoxicating liquors and abatement of nuisances.” The original § 1553 of the Iowa Code contains a similar provision in respect to common carriers. By § 1523 -of the Code, the manufacture and sale of intoxicating liquors,- except as. thereinafter provided, is made unlawful, and the keeping of intoxicating liquor with intent to sell the same within the State, contrary to the provisions of the act, is prohibited, and the intoxicating liquor so kept, together with the vessels in which it is contained, is declared to be a nuisance, to be forfeited and dealt with as
¥e have had recent occasion to consider state legislation of this character in its relation to the Constitution of the United States. In the case of Mugler v. Kansas, 123 U. S. 623, 657, it was said: “ That legislation by a State prohibiting the manufacture within her limits of ' intoxicating liquors to be there sold or bartered for general use as a beverage, does not necessarily infringe any right, privilege, or immunity secured by the Constitution of the United States, is made clear by the decisions of this court rendered before and since the adoption of the Fourteenth Amendment. . . . These cases rest upon the acknowledged right. of the States of the Union to control their purely internal affairs, and in so doing to protect the health, morals, and safety, of their people by regulations that do not interfere with the execution of the powers of the general government or violate rights secured by the Constitution of the United States.” In The License Cases, 5 How. 504, the question was whether certain statutes of Massachusetts, Ehode Island, and New Hampshire, relating to the sale of spirituous liquors, were repugnant to the Constitution of the United States by reason of an alleged conflict between them and the power of Congress to regulate commerce with foreign countries and among the several States. The ¡statutes of Massachusetts and of Ehode Island considered in those cases had reference to the sale within those States respectively of intoxicating liquor imported from foreign countries, but not sold or offered for sale within the State by the importer in original packages. The statute of New Hampshire, however, applied to intoxicating liquor imported from another State, and the decision in that case upheld its validity in reference to the disposition by sale or otherwise of the intoxicating liquor after it had been brought into the State. That judgment, therefore, closely approached the
From a review of all the opinions the following conclusions are to be deduced as the result of the judgment in those cases:
1. All the Justices concurred in the proposition that the statutes in question were not made void by the mere existence
2. They all concurred in the proposition that there was no legislation by Congress in pursuance of that power with which these statutes were in conflict.
3. Some, including the Chief Justice, held that the matter of the importation and sale of articles of commerce was subject to the exclusive regulation of Congress, whenever it chose to exert its power, and that any statute of the State on the same subject in conflict with such positive provisions of law enacted by Congress would be void.
4. Others maintained the view that the power of Congress to regulate commerce did not extend to or include the subject of the sale of such articles of commerce after th¿y had been introduced into a State, but that when the act of importation ended, by a delivery to the consignee, the exclusive power over the subject belonged to the States as a part of their police power.
From this analysis it is apparent that the question presented in this case was not decided in The License Oases. The point •in judgment in them was strictly confined to the right of the States to prohibit the sale of intoxicating liquor after it had been brought within their territorial limits. The right to bring it within the States was not questioned; and the reasoning which justified the right to prohibit sales admitted, by implication, the right to introduce intoxicating liquor, as merchandise, from foreign countries, or from other States of the Union, free from the control of the several States, and subject to the exclusive power of Congress over commerce.
It cannot be doubted that the law of Iowa now under examination, regarded as a rule for the transportation of merchandise, operates as a regulation of commerce among the States. “Beyond all question, the transportation of freight, or of the subjects of commerce, for the purpose of exchange or sale, is a constituent of commerce itself. This has never been doubted, and probably the transportation of articles of trade from one State to another was the prominent idea in the minds of the framers of the Constitution when' to Congress
The distinction between cases in which Congress has exerted its power over commerce, and those in which it has abstained from its exercise, as bearing upon state legislation touching the subject was first plainly pointed out by Mr. Justice Curtis in the case of Cooley v. Port Wardens, 12 How. 299, and applies to commerce with foreign nations as well as to commerce among the States. In that case, speaking of' commerce with foreign nations, he said (p. 319): “ Now, the power to regulate commerce embraces a vast field, containing not only many, but exceedingly various subjects quite unlike in their nature; some imperatively demanding a single uniform rule operating equally on the commerce of the United States in every port; and some, like the subject now in question, as imperatively demanding that diversity which alone can meet the local necessities of navigation.” It was, therefore, held in that case that the laws of the several States concerning pilot-age, although in their nature regulations of foreign commerce, were, in the absence of legislation on the same subject by Congress, valid exercises of power. The subject was local and not national, and was likely to be best provided for, riot by one system or plan of regulations, but by as many as the legislative discretion of the several States should deem appli
It may be argued, however, that, aside from such regulations as these, which are purely local, the inference to be drawn from the. absence of legislation by Congress on the subject excludes state legislation affecting commerce with foreign nations more strongly than that affecting commerce among the States. Taws which concern the exterior relations of the United States with other nations, and governments are general in their nature, and should proceed exclusively from the legislative authority of the nation. The organization of our state and Federal system of government is such that the people of the several States can have no relations with foreign powers in respect to commerce or any other subject, except through the government of the United States and its laws and treaties. Henderson v. Mayor of New York, 92 U. S. 259, 273.
The same necessity perhaps does not exist equally in reference to commerce among the States. The power conferred upon Congress to regulate commerce among the States is indeed contained in the same clause of the Constitution which confers upon .it' power to regulate commerce with foreign nations. The grant‘ is conceived in the same terms, and the two powers are undoubtedly of the same class and character and equally extensive. The actual exercise of its power over either subject is equally and necessarily exclusive of that of the States, and paramount over- all the powers of the States; so that- state legislation, however legitimate in its origin or object, when it conflicts with the positive legislation of Congress, or its intention reasonably implied from its ..silence, in respect to the subject of commerce of both kinds, must fail. And yet in respect to commerce among the States, it may be for the reason already assigned, that the same inference is not. always to be drawn from the absence of congressional legislation as might be'- in the case of commerce with foreign
We have seen that in the case of the State Freight Tax, 15 Wall. 232, a tax imposed by one State upon freight transported to or. from another State was held to be void as a regulation of commerce among the States, on the ground that the transportation of passengers or merchandise through a State, or from one State to another, was in its nature national, so that it should be subjected to one uniform system or plan of regulation under the control of one regulating power. In that case the tax was not imposed for the purpose'of regulating interstate commerce, but in order to raise a revenue, and would have been- a legitimate exercise of an admitted power of the State if it had not been exerted so as .to operate as a regulation of interstate commerce. Any other regulation of interstate commerce, applied-as the tax was in that case, would fall equally within the rule of its decision. If the State has not power to tax freight and passengers passing through it, or to or from it, from or into another State, much less would it have the power directly to regulate such transportation, or to forbid it altogether. If in the present case the law of Iowa operated upon all merchandise sought to be brought from another State into its limits, there could be no doubt that it would be a regulation of commerce among the States and repugnant to the Constitution of the United States.' In point of fact, however, it applies only to one class of articles of a particular kind, and prohibits their introduction into the State upon special grounds. It remains for us to consider whether those grounds are sufficient to justify it as an exception from .the rule which would govern if -they did not exist.
It may be material also to state in this connection that Congress had legislated on the general subject of interstate commerce by means of railroads prior to the date of the transaction
Congress had also legislated on the subject of the transportation of passengers and merchandise in chapter 6, title 48 of the Revised Statutes; §§ 4252 to 4289, inclusive, having reference, however, mainly to transportation in vessels by water. 'But §§ 4278 and 4279 relate also to the transportation of nitro-glycerine and other similar explosive substances by land or water, and either as a matter óf commerce with foreign countries or among the several States. Section 4280 provides' that “ the two preceding sections shall not be so construed as to prevent any State, Territory, district, city or town within the United States from regulating or from prohibiting the traffic in or transportation of those substances between persons or
.So far as these regulations made by Congress extend, they are certainly indications of its intention that- the transportation of commodities between the States shall be free, except where it is positively restricted by Congress itself, or by the States in particular cases by the express permission of Congress. On this point the language of this court in the case of County of Mobile v. Kimball, 102 U. S. 691, 697, is applicable. Eepeating and expanding the idea expressed in the opinion in the case of Cooley v. Board of Port Wardens, 12 How. 299, this court said: “ The subjects, indeed, upon which Congress can act under this power are of infinite variety, requiring for their successful management different plans or modes of treatment. Some of them are national in their character, and admit and require uniformity of regulation, affecting alike all the States; others are local, or are mere aids to commerce, and can only be properly regulated by provisions adapted ,to their special circumstances and localities. Of the former class may be mentioned all that portion of commerce with foreign countries or between the States which consists in the transportation, purchase, sale, and exchange of commodities. Here there can of necessity be only one system or plan of regulations, and that Congress alone can prescribe. Its non-action in such cases with respect to any particular commodity or mode of. transportation is a declaration of its purpose that the commerce in. that commodity, or by that means of transportation, shall be free'. There would, otherwise, be no security against conflicting regulations of different States, each discriminating in favor of its own products' and against the-products of citizens' of other States. And it is a matter of public, history that the object of vesting in Congress the power to regulate commerce with foreign nations and among the States was to insure uniformity of regulation against conflicting and discriminating state legislation.” Also, (p. 702 :) “Commerce with foreign countries and among the States, strictly considered, consists in intercourse and traffic, including
The principle thus announced has a more obvious application to the circumstances of such a case as the present, when it is considered that the law; of the State of Iowa under consideration, while it professes to regulate the conduct of carriers engaged in transportation within the limits of that’ State, nevertheless, materially affects, if allowed to operate, the conduct of such carriers, both as respects their rights and obligations, in every other-State into or through which they pass in the prosecution of their business of. interstate transportation. In the present case, the defendant is sued as a common carrier in the State of Illinois, and -the breach of duty alleged against it is a violation of the law .of that State in refusing to receive and transport goods which, as a common carrier, by that law, it was bound to accept and carry. It interposes as a-defence a law of the State of Iowa, which forbids the delivery of such goods within that State. 'Has the law of Iowa any extra territorial force which does not belong to the law of the State of Illinois % If the law of. Iowa forbids the delivery, and- .the law of Illinois requires the transportation, which of the two shall prevail ? How can the former make void the latter % In view of this necessary operation of the law of Iowa, if it be valid, the language of this court in the case of Hall v. De Cuir, 95 U. S. 485, 488, is exactly in. point. It was there said : “ But we think it may safely be said that state legislation, which seeks to impose a direct burden upon interstate commerce; or to interfere directly with its freedom, does encroach upon the exclusive power of Congress. The statute now under consideration, in our opinion, occupies that position. It does not act upon the business through the local instruments to be employed after coming within the State, but directly upon the business as it comes into the State from
For similar reasons the statute of. Iowa under consideration ca.nnot be regarded as a regulation of quarantine or a sanitary provision for the purpose of protecting the physical health of the community, or a law to prevent the introduction into the State of disease, contagious, infectious, or otherwise.' Doubtless the States have power to provide by law suitable measures to prevent the introduction into the States of articles of- trade, which, on account of their existing condition, would bring in and spread disease, pestilence, and death, such as rags of other substances infected with the germs of yellow fever or the virus of small-pox, or cattle or meat or other provisions that are diseased or decayed, or otherwise, from their condition and quality, unfit for human use or consumption. Such articles are not merchantable; they are not legitimate subjects of trade and commerce. They may be rightly outlawed as intrinsically and directly the immediate sources and causes of destruction to human health and life. The self-protecting power of each State, therefore, may be rightfully exerted against their introduction, and such exercises of power cannot be considered regulations of commerce prohibited by the Constitution. Upon this point, th¿ observations of .Mr. Justice Catron in The License Gases, 5 How. 504, 599, are very much to the point. Speaking of the police power, as reseived to the States, and its relation to the power granted to Congress over commerce, he said: “ The assumption is, that the police power was not touched by the Constitution, but left to the States, as the Constitution found it. This is admitted; and whenever a thing, from character or condition,-is of a description to be regulated by that power in the State, then the regulation may be made by the State, and Congress cannot interfere. But this must always depend on facts subject to legal ascertainment, so that the injured may have redress. And the fact must find its support in this, whether the prohibited article belongs to, and is subject to 'be regulated as part of, foreign commerce, or of
This question was considered in the case of Railroad Co. v. Husen, 95 U. S. 465, in which this court declared an act of the legislature of Missouri, which prohibited driving or conveying any Texas, Mexican, or Indian cattle into the State,, between the 1st day of March and the 1st day of November of each year, to be-in conflict with the constitutional provision investing Congress with power to regulate commerce among the several States, holding that such a statute was more than a quarantine regulation and not a legitimate exercise of the police power of the State. In that case it was said, (p. 472:) “While we unhesitatingly admit that a State may pass sanitary laws, and laws for the protection of life, liberty, health, or property within its borders; while it may prevent persons and animals, suffering under contagious or infectious diseases, or convicts, etc., from entering the State; while for the purpose of self-protection it may establish quarantine and reasonable inspection laws, it may not interfere with transportation into or through the State, beyond what is absolutely necessary for its self-protection. It may not, under the cover of exerting its police powers, substantially prohibit or burden either foreign or intestate commerce. . . -. The reach of the statute
The same principles were declared, in Henderson, v. The Mayor of New York, 92 U. S. 259, and Chy Lung v. Freeman, 92 U. S. 275. In the latter case, speaking of the right of the State to protect itself from the introduction of paupers and convicted criminals from abroad, the court said, (p. 280:) “ Such a right can only arise from a vital necessity for its, exercise, and cannot be carried beyond the scope of that necessity.” “ It may also be admitted,” as was said in the case of Railroad Co. v. Husen, 95 U. S. 465, 471, “ that the police power of a State justifies the adoption of precautionary measures against social evils. Under it a state may legislate to prevent the spread, of crime, or pauperism, .or disturbance of the peace. It . may exclude from its limits convicts, paupers, idiots, and lunatics, and persons likely to become -a public charge, as well as persons afflicted by contagious or infectious diseases; a right founded, as intimated in The Passenger Cases, 7 How. 283, by Mr. Justice drier, in the sacred law of self-defence. Vide 3 Sawyer, 283. . The same principle, it may also be conceded, would justify the exclusion of property .dangerous, to the property of citizens of the State; for example, animals having contagious or infectious diseases. All these exertions of power are in "immediate connection. with the protection of persons and property against noxious acts of other persons, or such a use of- property as is injurious to the property of others. They are self-defensive. But whatever may be the nature and reach of the police power of a State, it cannot be exercised over a subject confided exclusively to Congress by the Federal Constitution. It cannot invade the domain of the national
It is conceded, as we have already shown, that for.the purposes of its policy a State has legislative control, exclusive of Congress, within its territory, of all persons, things, and transactions of strictly internal concern. For the purpose of protecting its people against the evils of intemperance it has the right to prohibit the manufacture within its limits of intoxicating liquors; it may also prohibit all domestic commerce in them between its own inhabitants, whether the articles are introduced from other States or from foreign countries; it may punish those who sell them in violation of its laws; it may adopt any measures tending, even indirectly and remotely, to make the policy effective until it passes the line of power delegated to Congress under the Constitution. It cannot, without the consent of Congress, express or implied, regulate commerce between its people and those of the other States of the Union in order to effect its end, however desirable such a regulation might be..
The statute of Iowa under consideration falls within this prohibition. It is not an inspection law; it is not a quarantine or sanitary law. It is essentially a regulation of commerce among the States within any definition heretofore given to that term, or which can be given; and although its motive and purpose are to perfect the policy of the State of Iowa in protecting Its citizens against the evils of intemiperance, it is none the less on that account a regulation of commerce. If it had extended' its provisions so as to prohibit the introduction into the State from foreign countries of all importations of intoxicating liquors produced abroad, no one would doubt the nature of the provision as a regulation of foreign commerce. Its nature is not changed by its application to commerce among the States.
Can it be supposed, that by omitting any express declarations on the subject, Congress has intended to submit to the several States the decision of the question in each locality of
In Brown v. Houston, 114 U. S. 622, 630, it was declared that the power of Congress over commerce among the States “is certainly So far exclusive that no State has power to make any law or regulation'which will affect the free and unrestrained intercourse and trade between the States, as Congress has left it, or -which will impose any discriminating burden or tax upoil the citizens or products of other States, coming or brought within its jurisdiction: All laws and regulations are restrictive of natural freedom to some extent, and, where no regulation is imposed by the government -which has the exclusive power to regulate, it is an indication of its will that the matter shall be left free. So long as Congress does not pass any law to regulate commerce among the several States, it thereby indicates its will that that commerce shall be free and untrammeled'; and any regulation of the subject by the States is repugnant to such freedom.' This has frequently been laid down as law in the judgments of this court.”
The present case is concluded, we think, by the judgment of this court in Walling v. Michigan, 116 U. S. 446, In that case an act of the legislature of the State of Michigan, which imposed a tax upon persons who, not residing or having their principal place of business within the State, engaged there in the business of selling or soliciting the sale of intoxicating liquors to be shipped- into the State from places without it, but did not impose a' similar tax upon persons selling or soliciting the sale of intoxicating liquors manufactured in the State, was declared to be void on the ground that it was a regulation in restraint of commerce, repugnant to the Constitution of. the United States. In that case it was said. (p. 459): “ It is suggested by the learned judge, who delivered the opinion of the
It would be error to. lay any stress on the fact that -the statute passed'upon in that case made a discrimination between citizens and products of other States in favor of those of the State of Michigan, notwithstanding the intimation oh that point in the foregoing extract from the opinion. This appears plainly from what was decided in the case of Robbins v. Shelby Taxing District, 120 U. S. 489. It was there said (p. 497): '“It is strongly urged, as if it were a material point in the case, that no discrimination is made between domestic and foreign drummers — -'those of Tennessee and those of other States ; that all are taxed alike. But that does not meet the difficulty. Interstate commerce cannot be taxed at all, even though the same amount of. tax should be laid on domestic commerce,, or that which is carried on solely within the State. This was decided in. the case of The State Freight Tax 15 Walk 232.”
In answer to another suggestion in the opinion of the Supreme Court of Michigan, that the regulation contained in the act did not amount to a prohibition, this court said: “We are unable to adopt the views' of that learned tribunal" as here expressed. It is the power to regulate commerce among the several States which the Constitution in- terms confers upon Congress; and this power, as we have seen, is exclusive in pases like the present; where the subject of regulation is one that admits and requires uniformity, -and where any regulation afr fects the freedom of traffic among the States.”
The relation of the'police powers of the State to the powers'
The section of the statute of Iowa, the validity of which is drawn in question in tliis case, does not fall within this enumeration of legitimate exertions of the pofice power. It is not an exercise of the jurisdiction of the State over persons and property within its limits. On the contrary, it is an-attempt to exert that jurisdiction over persons and property within the limits of other States. It seeks to prohibit and stop their passage and importation into its own limits, and is designed as a regulation for the conduct of commerce before the merchandise is brought to its border. It is not one of those local regulations designed to aid and facilitate commerce; it is not an inspection law'to secure the. due quality and measure of a commodity; it is not a law to' regulate or restrict the sale of an article deemed injurious to the health and morals of the community; it is not a regulation confined to the purely internal and domestic commerce of the State; it is not a restrict tion which only operates, upon property after it has become mingled with and forms part of the mass of the property within the State. It is, on the other hand, a regulation directly affecting interstate commerce in an essential- and vital point. If authorized, in the present instance, upon the grounds and motives of the policy which have dictated it, the same reason would justify any and every other state regulation of interstate commerce upon any grounds and reasons which might prompt in particular cases their adoption. It is, therefore, a regulation of that character which constitutes an unauthorized interference with the power given to Congress over the subject. If not in contravention of any positive legislation by Congress, it is nevertheless' a breach and interruption of that liberty of trade which Congress ordains as'the national policy, by willing that it shall be free fpom restrictive regulations.
It may be said, however, that the right of the State to restrict or prohibit sales of intoxicating liquor within-its limits, conceded to exist as a part of its police power, implies the
It is easier to think that the right of importation from abroad, and of transportation from one State to another, includes, by necessary implication, the right of-the importer to sell in unbroken packages at the place where the transit terminates ; for the very -.purpose .and motive of that branch of commerce which -consists in transportation, is that other and consequent act of commerce which consists in the sale and exchange of .the commodities transported. Such, indeed, was the point decided in the case of Brown v. Maryland, 12 Wheat. 419, as to foreign commerce, with the express statement, in the opinion of Chief Justice Marshall, that the conclusion would.be the same in a case of commerce among the-States; But it is not necessary now to express any opinion upon the point, because that question does not arise in the present case. -The precise line which divides the transaction, so far as it belongs to-foreign or interstate commerce, from the internal and domestic commerce of the State, we are not
For these reasons, we are constrained to -pronounce against the validity of the section of the statute of Iowa involved in this case. The judgment of the Circuit Court of the United States for the Northern District of Illinois is therefore
Reversed, and the cause remanded, with instructions to sustain the demurrer to the plea, and to take further proceedings ' therein in conformity with this opinion.
Concurring Opinion
concurring.
I concur in the judgment of the court in this case, and in the greater part of the opinion upon which it is founded.
The opinion clearly shows, as I think, that the law of Iowa prohibiting the importation into that State of intoxicating liquors is an encroachment on the power of Congress over interstate commerce. That commerce is a subject of vast extent. It embraces intercourse between citizens of different States for purposes of trade in any and all its forms, including the transportation, purchase, sale and exchange of commodities. The power to regulate it, which is vested in Congress in the same clause with the power to regulate commerce with foreign nations, is general in its terms. And to regulate this commerce is to prescribe the conditions under which it shall be conducted; that is, how far it shall be free, and how far subject to restrictions. The defendant is a common carrier engaged in the transportation of freight by railway, not only between places in the State of Illinois, but also between places in different States. In the latter business it is, therefore, engaged in interstate commerce. Whatever is an article of commerce it may carry, subject to such regulations as may be necessary for the convenience and safety of the community through whicji its cars pass, and to insure safety in the carriage of the freight. The law of Iowa prescribing the condi
"What is an article of commerce is determinable by the usages of. the. commercial world, and does- not depend upon the declaration of any State.' The State possesses the power to prescribe all such regulations with respect to the possession, use, and sale of property within its limits as may be necessary to protect the health, lives, and morals of its people; and that power may be applied to all kinds of property, even that which in its nature is harmless. But the power of regulation for that purpose is one thing, and the po-wer to exclude an article from commerce by a declaration that it shall not thenceforth be the subject of use and sale, is another and very different thing. If the State could thus take an article from commerce, its power over interstate commerce would be superior to that of Congress, where the Constitution has vested it. The language, of Mr. Justice Catron on this subject in The License Oases, quoted in the opinion of the court, is instructive. 5 How. 504, 600. Speaking of the assumption by the State of power to declare what shall and what shall not be deemed an article of commerce within its limits, and thus to permit the sale of one and prohibit the sale of the other, without inference to Congressional power of regulation, the learned justice said: “ The exclusive state power is made to rest, not on the fact of the state or condition of the article, nor that it is property usually passing by sale from hand to hand, but on the declaration found in the state laws, and asserted as the state policy, that it shall be excluded from commerce. And by this means the sovereign jurisdiction in the State is attempted to be created, in a case where it did not previously exist. If this be the true construction of the constitutional provision, then the paramount power of Congress to regulate commerce is subject to a very material limitation ; for it takes
In Mugler v. Kansas, recently decided, (123 U. S. 623,) this court held a statute of that State to be valid which prohibited the ‘ manufacture and salé within its limits of intoxicating liquors except for medical, scientific, or mechanical purposes, and madé a violation of its provisions a' misdemeanor punishable by fine or imprisonment. I agreed to so much of the opinion of the court in that case as asserted that there was nothing in the Constitution or laws of the United States which affected the validity of the statute prohibiting the sale of such liquors manufactured in the State, except under proper regulations for the protection of the health and morals of the people. But, at the same time, I stated, without expressing any opinion on the subject, that I was not prepared to say that the State could prohibit the sale of such liquors within its limits under like regulations, if Congress should authorize their importation; observing that the right to import an article of merchandise, recognized as such by the commercial world, Whether the right be given by act of Congress or by treaty with a foreign nation, would séem necessarily to carry the right to sell the article Avhen imported. "Where the importation is authorized from one State to another a similar right of sale of the article imported would seem,to follow. The question upon Avhich I Avas then umvilling to express an opinion is presented-in this case, not'in a direct way, it is true,
A statute of Iowa contains a prohibition, similar to that of the Kansas statute, upon the manufacture and sale of intoxicating liquors within its limits, with the additional exception of permission to use them for pulinary purposes, and to sell foreign liquors imported under a law of Congress, in the original casks or packages In which they are imported. The law under consideration in this case, prohibiting the importa^ tion into Iowa of such liquors from other States, without a license for that purpose, was passed to carry out the policy of the State to suppress the sale of such liquors within its limits. And the argument is pressed with much force that if the State cannot prohibit the importation its policy to suppress the sale will be defeated, and if legislation establishing such policy is not in conflict with the Constitution of the United States, this additional measure to carry the legislation into successful operation must be permissible. The argument assumes that the right of importation carries with it the right to sell the article imported, a position hereafter considered.
The reserved powers of the States in the regulation of their internal affairs must be exercised consistently with'the exercise of the powers delegated to the United States. If there be a conflict, the powers 'delegated must prevail, being so much authority taken from the States by the express sanction of their people; for the Constitution itself declares that laws made in pursuance of it shall be the supreme law of the land. But those powers which -authorize legislation touching the health, morals, good order, and peace of their people were not delegated, and are so essential to the existence and prosperity of the States that it is not to be presumed that they will be encroached upon so as to impair their reasonable exercise.
How can these reserved powers be reconciled with the conceded power of Congress to.regulate interstate commerce ? As said above,-the State cannot exclude an article from commerce, and conséquently from importation, simply by declaring that its policy requires such ■ exclusion; and yet its regulations respecting the possession, use, and sale of any article of com
' In the opinion of the court it is stated that the effect of the right of importation upon the asserted right, as á consequence thereof, to sell the article imported is not involved in this case, and therefore it is not necessary to express any opinion on the subject. The case, it is true, can be decided, and has been decided, without expressing an opinion on' that subject; but. with great deference to my associates, I must say that I think its consideration is presented, and to some extent required, to meet the argument that the right of importation, because carrying the right to sell the article imported, is inconsistent with the right of the State to prohibit the sale of the article absolutely, as held in the Kansas case. With respect to most subjects of commerce, regulations may be adopted touching- their use and sale when imported, which will afford all the protection and security desired, without going to the extent of absolute prohibition. It is not found difficult, even with the most, dangerous articles, to provide such minute and stringent regulations as will guard the public from all harm from them. Arsenic, dynamite powder, and nitro-glycerine are imported into every State under such restrictions, as' to their transportation and sale, as to render it safe to deal in them. There may be greater difficulty in regulating the use and sale of intoxicating liquors; and I admit that whénever the use of an article cannot be regulated and controlled so as to insure the health and safety of society, it may be prohibited and the article destroyed.
That the right of importa don carries with it the right to sell the article imported does not appear to me doubtful. Of course I am speaking of an article that is in a healthy condition, for when it has become putrescent or diseased it has ceased to be an article of commerce, and it may be destroyed or its use prohibited. To assert that, under the Constitution of the United States, the importation of an article of commerce cannot' be prohibited by the States, and yet to hold that when imported its use and sale can be prohibited, is to declare
Assuming, therefore,, as correct doctrine that the right of importation carries the right to sell the article imported, the
There is great difficulty in drawing the line precisely where the commercial power of Congress ends and the power of the State begins. The same difficulty was experienced in Brown v. Maryland, in drawing a line between the restriction on the States to lay a’ duty on imports and their acknowledged power to tax persons and property. In that case the court said that the two, the power and the restriction, though distinguishable when they did not approach each other, might, like the intervening colors between white and black, approach so nearly as to perplex the understanding as colors perplex the vision, in marking the distinction between them : but as the distinction existed, it must be marked as the cases arise. And after observing that it -might be premature to state any rule as being universal in its application, the court held as sufficient for that case that when the importer had so acted upon the thing imported, that it had become incorporated and mixed up with the mass of property in the country, it had lost its distinctive character as an import, and had become subject to the taxing power of the state ; but that while remaining the property of the importer, in his warehouse in the original form or package in which it was imported, a tax upon it was plainly a duty on imports.
So in the present case it is perhaps impossible to state any rule which would determine in all cases where the right to sell an imported article under the commercial power of the Federal government ends and the power of the state to restrict
In The License Oases, reported in 5 Howard, this court held that the States could not only regulate the sales of imported liquors, but could prohibit their sale. • The judges differed in their views in some particulars, but the majority were of opinion that the States had authority to legislate upon subjects of interstate commerce until Congress had acted upon them; and as Congress had not acted, the regulation of the States was valid. The doctrine thus declared has been modified since by repeated decisions. The doctrine now firmly established, is, that where the subject upon which Congress can act under its commercial power is local in its nature or. sphere of operation, such as harbor pilotage, the improvement of harbors, the establishment of beacons and buoys to guide vessels in and out of port, the construction of bridges over navigable rivers, the erection of wharves, piers, and docks, and the like, which can be property regulated only by special provisions adapted to their localities, the State can act until Congress interferes and supersedes its authority; but where the subject is national in its character, and admits and requires uniformity of regulation, affecting alike all the States, such as transportation between the States, including the importation of goods from one State into another, Congress can alone act upon it and provide the.
It is a matter of history that one of the great objects of the formation of the Constitution was to secure uniformity of commercial regulations, and thus put an end to restrictive and hostile discriminations by one State against the products of other States, and against their importation and sale. “ It may be doubted,” says Chief Justice Marshall, “ whether any of the evils proceeding from the feebleness of the Federal government contributed more to that great revolution which introduced the present system than the deep and general conviction that commerce ought to be regulated by Congress. It is not, therefore, matter of surprise that the grant should be as extensive as the mischief, and should comprehend all foreign commerce and all commerce among the States.- To construe the power so as to impair its efficacy would tend to defeat an object, in the attainment of which the American government took, and justly took, that strong interest which arose drom a full conviction .cf its necessity.” Brown v. Maryland, 12 Wheat. 446. To these views I may add, that if the States
Dissenting Opinion
with whom concurred The Chief Justice, and Mr. Justice Gray, dissenting.
The Chief Justice, Mr. Justice Gray, and myself are unable to assent to the opinion and judgment of the court.
The effect of the statutes of Iowa is to forbid the introduction of intoxicating liquors from other States- for sale, except for medicinal, mechanical,' culinary, or sacramental purposes. • They may be brought in for such purposes, by any person, or carrier, for- another person or corporation,. if consigned to some one authorized by the laws of Iowa to buy and sell intoxicating liquors. And these statutes permit the sale of foreign intoxicating liquors, imported under the laws' of the United States, provided such sale is- by the importer, in the original casks or packages, and in quantities not less than those in -which they are required to be imported.
It appears upon the face of the declaration that the plaintiffs— one of whom is a citizen of Iowa — made application to the board of supervisors of Marshall County, in that State, for permission, under the statute, to buy and sell in that county intoxicating liquors for medicinal, culinary, mechanical, and sacramental purposes, and that their application was rejected. They then resorted to the expedient of buying five thousand barrels of beer in Chicago, and tendering them to the railroad company for transportation to the same county, without furnishing the certificate required by the laws of Iowa. The refusal of the company to transport this beer into Iowa, in -violation of her laws, is the basis of the present suit. The plaintiffs claim damages upon the ground that they could' have sold this beer in that State at a price in advance of what
The fundamental question, therefore, is, whether Iowa may lawfully restrict the bringing of intoxicating liquors from other States into her limits, by any person or carrier, for another person or corporation, except such as are ■'consigned to persons authorized by her laws to buy and sell them for the special purposes indicated. In considering this question, we are not left to conjecture ■ as to the motives prompting the enactment of these statutes ; for, it is conceded, that the prohibition upon common carriers bringing intoxicating liquors from other States, except under the foregoing conditions, was adopted as subservient to the general design of protecting the health and morals and the peace and good order of the people of Iowa against the physical and moral -.evils resulting from the'’unrestricted manufacture or sale of intoxicating liquors.
In Mugler v. Kansas, 123 U. S. 623, it was adjudged that state legislation prohibiting the manufacture of intoxicating liquors, to be sold or bartered for general use as a beverage, did not necessarily infringe any right, privilege, or immunity secured by the Constitution of the United States; and that the former decisions to that effect License Cases, 5 How. 504 Bartemeyer v. Iowa, 18 Wall. 129; Beer Co. v. Massachusetts, 97 U. S. 25, 33; and Foster v. Kansas, 112 U. S. 201, 206 — “rest, upon the acknowledged right of the States of the Union to control their purely internal affairs, and, in so doing, to protect the health, morals, and safety of their people by regulations that do not interfere with the execution of the powers of the general government, or violate rights secured by the Constitution. The power to establish such regulations, as was said in Gibbons v. Ogden, 9 Wheat. 1, 203, reaches everything within the territory of a State not surrendered to the national government.” 123 U. S. 659. Referring to the suggestion that no government could lawfully prohibit a citizen from
But it is contended that a statute forbidding the introdnction of intoxicating liquors from other States, does infringe rights secured by the Constitution of the United States; and that view is sustained by the opinion and judgment in this case. The' decision is placed upon the broad ground that intoxicating liquors are merchantable commodities, or known articles of commerce, and that, consequently, the Constitution, by the mere grant to Congress of the power to regulate commerce operates, in. the absence of legislation, to establish unrestricted trade, among the States of the ‘Union, in such commodities or articles. To this view we cannot assent. In Mugler’s case the court said that it could not “shut out of view the fact, within the knowledge of all, that the public health, the public morals, and the public safety may be endangered by the general use of intoxicating drinks ; nor the fact, established by statistics accessible to every one, that the idleness, disorder, pauperism, and crime existing in the country are, in some degree at least, traceable to this evil.” The court also said, that “ if, in the judgment of the legislature [of a State] the manufacture of intoxicating liquors for the maker’s own use, as a beverage, would tend to cripple, if not
In Gibbons v. Ogden, 9 Wheat. 1, 203, 205, Chief Justice Marshall said that “ inspection laws, - quarahtine laws, and health laws of- every description” were component parts of that mass.of legislation, “not surrendered to the general government,” which “can be most advantageously exercised by the States themselves ; ” that such laws “ are.. considered as flowing from the acknowledged power of a State to provide for the health of its citizens.” To this doctrine the court has steadily adhered. In Gilman v. Philadelphia, 3 Wall. 713, 730, after observing that a state law, requiring an importer to pay for and take out a license before he should be permitted to sell a bale of goods imported from a foreign country, is void, (Brown v. Maryland, 12 Wheat. 419,) and that a state law which requires the master of a vessel, engaged in foreign commerce, tó pay a certain sum to a state officer on account of each passenger brought from a foreign country, is also void, (Passenger Cases, 7 How. 273,) the court said: “ But a State, in the exercise of its police power, may forbid spirituous liquor, imported from abroad or from another State, to be sold by retail or to be sold at all without a license; and it may visit the violation of the prohibition with such punishment as it may deem proper. Under quarantine laws, a vessel registered; or enrolled and licensed, may be stopped before entering her port of destination, or be afterwards removed and detained elsewhere for an indefinite period; and a bale of goods, upon which the duties have or have not been paid, laden with infection, may b¿ seized under ‘ health laws,’
It seems to us that the decision just réndered does not conform to the doctrines of the foregoing cases, and may impair,
It is admitted that a State may prevent the. introduction within- her limits of rags or other goods infected with disease, or of cattle or meat, or other provisions which, from their condition, are unfit for human use or consumption; because, it is said, such articles are not merchantable or legitimate subjects of trade and commerce. But suppose the people of a State believe, upon reasonable grounds, that the general use of intoxicating liquors is dangerous to the public peace, the public health, and the public morals, what authority has Congress or the judiciary to review their .judgment upon that subject, and compel them to submit to a condition of things which they regard as destructive of their happiness and the peace and good order of society ? .If, consistently with the Constitution of the United States, a State can protect her sound cattle by prohibiting altogether the introduction within her limits of diseased cattle, she ought not to be deemed disloyal to that Constitution when she seeks by similar legislation to protect
It is not a satisfactory answer to these suggestions, to say that if the State may thus outlaw the manufacture and sale of intoxicating liquors, as a beverage, and exclude them from her limits, she may adopt the same policy with -reference to articles that confessedly have no necessary or immediate connection with the health, the morals, or the safety of the community, but are proper subjects of trade-the world-over. This possible abuse of legislative power was earnestly dwelt upon by the counsel in Mugler’s Case. The same argument can be, as it often is, made in reference to powers that all concede to be vital to the public safety. But it does not disprove their existence. This court said that the judicial tribunals were not to be misled by mere pretences, and were under a solemn duty to look at the substance of things whenever it became necessary to inquire whether the legislature had transcended the limits of its authority ; and that, “ if, therefore, a statute purporting to have been enacted to protect the public health, the public morals, or the public safety has no real or substantial relation to those objects, or is a palpable invasion of rights secured by the fundamental law, it is the duty of the courts to so adjudge, and thereby give effect to the Constitution.” 123 U. S. 661. In view of these principles, the court said it was difficult, to perceive any ground for the judiciary to declare that the prohibition by a State of the manufacture or sale, within her limits; of intoxicating liquors for general use there as a beverage, is not fairly adapted to the end of protecting 'the community against the evils which confessedly result from the excessive use of ardent spirits. ' Id. 662. In the same case the court sustained, without .qualification, the authority of Kansas to declare, not only that places where such.liquors were manufactured, sold, bartered, or given away, or were kept for sale, barter, or delivery, in violation of her statutes, should be deemed common nuisances, but to provide
■ Now, can it .be possible that the framers of the Constitution intended — whether Congress chose or not to act upon the subject — to withhold from a State authority to prevent the introduction into her midst of articles or commodities, the manufacture of which, within' her limits, she could prohibit, Without impairing the constitutional rights of her own people ? If a State may declare a place where intoxicating liquors are sold for use as a beverage to be a common nuisance,-subjecting the person' maintaining the same to fine and imprisonment, can her people be compelled to submit to the sale of such liquors, when brought there from another State for that purpose ? This court has often declared that the most important function of government was -to preserve the public health,' morals, and safety; that it could not divest itself of that power, nor, by contract, limit its exercise; and that even the constitutional prohibition upon laws impairing the obligation of contracts does not restrict the power of the State to protect the health, the morals, or the safety of the community, as the one or the other may be involved in the execution of such contracts. Stone v. Mississippi, 101 U. S. 814, 816; Butchers' Union Co. v. Crescent City Co., 111 U. S. 746, 751; New Orleans Gas Co. v. Louisiana Light Co., 115 U. S. 650, 672; Mugler v. Kansas, 123 U. S. 623, 664. Does the mere grant of the power to regulate commerce among the States invest individuals of onp State with the right, even without the express sanction of Congressional legislation, to introduce among the people of another State. articles which, by statute, they have declared to be deleterious to their health and dangerous to their safety? In our opinion, these questions should be-answered in the negative. It is inconceivable that the well-being of any State is at the mercy of the liquor manufacturers of other States.
These views are sustained by Walling v. Michigan, 116 U. S. 446. It was there held that a statute of Michigan which imposed a tax upon persons who, not residing or having their
At the argument it was insisted that the contention of the plaintiffs was supported by Brown v. Maryland, 12 Wheat. 419, 436, where the question was whether the legislature of a State could ’ constitutionally require an importer of foreign articles or commodities to take out a license from the State before he should be permitted to sell a bale or package so imported. The indictment in that case charged Brown with having sold one' package of foreign “ dry goods ” without having such a licetise. The court held the state regulation to be repugnando that clause' of the' Constitution declaring that no State shall,, without the consent, of Congress, lay any imposts or duties on imports or exports, -except what may be absolutely necessary for executing its inspebtion laws,-as well as to that clause which clothes Congress with power to regulate commerce with foreign- nations, and among the several States, and with the Indian tribes. Among other things, it said that the right to sell articles imported from foreign countries is connected with the law permitting importation, as an inseparable incident; observing, at the close of.the
In Gibbons v. Ogden, it was said by counsel that the Constitution does not confer the right of intercourse between State and State, and that such', right' has its source in those laAvs Avhose authority is acknowledged by civilized man throughout
But if this be-not. a sound interpretation of the Constitution; if intoxicating liquors are entitled to the same - protection by the National Government as ordinary merchandise entering into commerce among, the States; if Congress, under the power to regulate commerce, may, in its discretion,. permit or prohibit commerce among the States in intoxicating liquors; and, if, therefore, state .police power, as the health,
But, perhaps, the language of this court — all the judges concurring — which most directly bears upon the question before us, is found in County of Mobile v. Kimball, 102 U. S. 691, 701, reaffirming Willson v. Blackbird Creek Marsh Company. It was there said: “In The License Cases, (5 How. 04,) -which were before the court in! 1847, there Was great diversity of views in the opinions of the different judges upon the operation of. the grant of the commercial power of Congress in the absence of Congressional legislation. Extreme
In harmony with these principles the court affirmed at the present term, in Smith v. State of Alabama, 124 U. S. 465, the validity of a statute of that. State, making it unlawful for a locomotive engineer, even when his train is employed in interstate commerce, to drive or operate any train of cars' upon a railroad in that State, used for the transportation of persons, passengers, or freight, without first undergoing an examination by, and obtaining a license from, a board of engineers appointed by the governor of Alabama. If a train of cars passed through that State to New Orleans, the engineer, however well qualified for his station, if not licensed by that local board, was subject to be fined not less than fifty nor more than five hundred dollars, and sentenced tó hard-labor for the county, for not more than six months. The court held that this statute “ is not, considered in its own nature, a regulation of interstate commerce ”; that “ it is properly an act of legislation within the scope of the admitted power reserved to the States to regulate the relative rights and duties of persons, being and acting Avithin its territorial jurisdiction, intended to operate so as to secure for ‘ the public safety of person and property ” ; and that “ so far as it affects transactions of commerce among the States, it does so only indirectly, incidentally, and remotely, and not so as to burden or impede them, and in the particulars on which it touches those transactions at all it
•It would seem that if.the Constitution of the United States does not, by its own force,'displace or annul a state law, authorizing the construction of bridges or dams across public navigable waters of the United States, thereby wholly preventing the passage of vessels engaged in interstate commerce upon such waters, the same Constitution ought not to be held to annul- or displace a law of one. of the States which, by its operation, forbids the bringing within her limits, from other States, articles which that State, in the most solemn manner, has declared to be injurious to the health, morals, and safety of her people. The-silence .of Congress upon the subjeet of interstate commerce, as affected by the police laws of the States, enacted in.good faith- to promote the public health, the public morals, and the public safety, and to that end prohibiting the manufacture and sale, within'their limits, of intoxicating liquors to be used as a beverage,-ought to have, at least, as much effect as the silence of Congress in reference to physical obstructions placed, under the authority of a State, in a navigable water of the United States. The reserved power of the States to guard the health,'morals, and safety'of their people is more vital to the existence of society, than their power in respect to trade and commerce having no possible connection with those subjects.
For these reasons, we feel constrained to' dissent from the opinion and judgment of the court.
Reference
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- Bowman v. Chicago and Northwestern Railway Company
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- The question whether, when Congress fails to provide a regulation by law as to any particular subject of commerce among the States it is conclusive of its -intention that that subject shall be free from positive regulation, or that, until Congress intervenes, it shall be left to be dealt with by the States, is one to be determined from the circumstances of each case as it arises. So far as the will of Congress respecting commerce among the States by means of railroads can be determined from its enactment of the provisions of law found in Bev.. Stat. § 5258, and Bev. Stat. c. 6, Title 48, §§ 4252-4289, they are indications of an intention that such transportation of commodities between the States shall be free except when restricted by Congress, or by a State with the express permission of Congress. A State cannot, for the purpose of protecting its people against the evils of intemperance, enact laws which regulate commerce between its people and those of other States of the Union, unless the consent of Congress, express or implied, is first obtained. Section 1553 of the Code of the State of Iowa, as amended by c. 143 of the acts of the 20th General Assembly in 1886, (forbidding common carriers to bring intoxicating liquors into the State from any other State or Territory, without being first furnished with a certificate, under the seal of the auditor of the county to which it is to be transported or consigned, certifying .that the consignee or person to whom it is to be transported or delivered is authorized to sell intoxicating liquors in the county,) although adopted without a purpose of affecting interstate commerce, but as a part of a general system designed to protect the health and morals of the people against the evils resulting from the unrestricted manufacture and sale of intoxicating liquors within the State, is neither an inspection law, nor a quarantine law, but is essentially a regulation of commerce among the States, affecting interstate commerce in an essential and vital part, and, not being sanctioned by the authority, express or implied, of Congress, is repugnant to the Constitution of the United States. Whether the right of transportation of an article of commerce from one State to another includes by necessary implication the right of the consignee to sell it in unbroken packages at the place where the transportation terminates, qucere.