Stanley v. Schwalby
Opinion of the Court
delivered the opinion of the court.
If then this suit had been directly against the United States or the property of the United* Státes, it could not have been maintained, and it is only upon the proposition that it was brought, not against the United States, but against the officers of the United'States as individuals, although holding possession of the property under their authority and as belonging to them, that it proceeded to judgment. The District Attorney of the United States acting, as he alleged, “ by and through instructions from the Attorney .General of the United States,” filed certain pleas on behalf of the United States, among others, of limitation, and for allowance for valuable improvements. No question seems, to have arisen in the state District Court as to the authority of the district attorney to do this. The court ruled that the United States could not plead the statutes of limitation, and therefore struck those pleas out, but sustained the plea claiming an allowance for improvements, and rendered judgment in favor of the United States for-the value thereof. The Supreme Court of Texas held that as the instructions of the Attorney General were not found in the record and no act of Congress empowering him to make the United States a party, either plaintiff or defendant, to an action in a state court was referred to, the United States could not'be. regarded as
Probably the instructions here were that the District Attorney should make defence for General Stanley and his fellow officers, and in addition he thought it wise to bring the rights of the-Únited States to the attention of the court by application-in their name.
The argument for the plaintiffs in error is confined to the disposition of the pleas setting up the statutes of limitation, in respect of which the decision did not turn upon the question whether on the facts the bar was or wasmot complete, but upon the view that, although, as between'individuals a perfect defence might have been made out, it- could not be availed of by or under the United States.
The Supreme Court of Texas Avas of opinion that the bar of the statute could not be interposed by or under the United States, because the United States are not bound by such- statutes, as well as because no action could be brought against the United States.
The rule that the United States are not bound and the reason for it are thus given in United States v. Nashville, Chattanooga &c. Railway, 118 U. S. 120, 125: “ lit is settled beyond doubt or controversy — upon the foundation of the great principle of public policy, applicable to all governments alike,' which forbids that the public interests should be prejudiced by the negligence of the officers or agents to Avhose care they are confided—that the United States, asserting rights
To the same effect, Mr. Justice Story, in United States v. Hoar, 2 Mason, 311, 313, 314, said: “The true reason, indeed, why the law has determined that there can be no negligence or laches imputed to the crown, and, therefore, no delay should bar its right, (though sometimes asserted to be, because the king is always busied for the public good, and, therefore, has not leisure to assert his right within the times limited to subjects, 1 Bl. Com. 247,) is to be found in the great public policy of preserving the public rights, revenues and property from injury and loss, by the negligence of public officers. And though this is sometimes called a prerogative right, it is in fact nothing more than, a reservation or exception, introduced for the public benefit, and equally applicable to all governments. . . . But, independently of any doctrine founded on the notion of prerogative, the same construction of statutes of this sort ought to prevail, founded upon the legislative intention. Where the government is not expressly or by necessary implication included, it ought to.be clear from the nature of the mischiefs to be redressed, or the language used, that the government itself was in contemplation of the legislature, before a court of law would be authorized to put such an interpretation upon any statute. In general, acts of the legislature are meant to regulate and direct the acts and rights of citizens;, and in most cases, the reasoning applicable to them applies with very different, and often contrary force to the government itself.”
But, as observed by Mr. • Justice Strong, delivering the opinion of the court in Dollar Savings Bank v. United States, 19 Wall. 227, 239, while the king is not bound by any act of Parliament unless he be named therein by special and particular words, he may take the benefit of any particular act though
The general rule is stated in Chitty on the Law of the Prerogatives of the Crown, 382, clearly to be' “ that though the king may avail himself of the provisions of any acts of Parliament, he is not bound by such as do not particularly and expressly mention him.” “For it is agreed in all our books that the King shall take benefit of any act, although he be not named.” Calvin's Case, 7 Rep. 32a; Magdalen College Case, 11 Rep. 67, 68 ; The Queen & Buckberd's Case, 1 Leonard, 150; 1 Bl. Com. 262.
We think there is nothing to the contrary in Rustomjee v. The Queen, 1 Q. B. D. 487, where, by. a tlreaty between the Queen of England .and the Emperor of China, the Emperor had paid to the British government a sum of money on account of debts due to British subjects from certain Chinese merchants, who had become insolvent, and it was held that a petition of right would not lie by one of the British merchants to obtain payment of a sum of money alleged to be due to him from one of the Chinese merchants, and that the statute of limitations did not apply to a petition of right. The political trust with which Her Majesty was charged in respect of her own subjects afforded no basis for the prosecution in a court of a claim as against a debtor or trustee, and, of course, limitation had no application. Indeed, the form of proceeding .by petition of right, even as simplified and regulated by 23 and 24 Yict. c. 34, is so far variant from proceedings between subject' and subject, as to give adjudications thereunder but slight, if any, bearing upon the question under discussion. Tobin v. The Queen, 14 C. B. (N. S.) 505.
It was in view of the ancient rule and its derivation that the Supreme Court of Wisconsin in Baxter v. State, 10 Wisconsin, 454, held that while the statute cannot be set up a,s a defence to an action by the government, this rule being founded upon
And so, in People v. Gilbert, 18 Johns. 227, it was pointed out by way of illustration that the same rule of construction applied to the statute concerning costs, which the State may recover, though not obliged to pay them because not included in the general terms of the statute.
' It is obvious that the ground of the exemption of governments from statutory bars or the consequences of laches has no existence in the instance, of individuals, and we think the proposition cannot be maintained that because a government is. not bound by statutes of limitation therefore the citizen cannot be bound as between himself and the government.
Of course, the United States were not bound by the laws of the State, yet the word “ person ” in the statute would include them as a body politic and corporate. Sayles, Art. 3140; Martin v. State, 24 Texas, 61, 68.
This brings us to consider the objection that the United States cannot obtain or be protected in title through adverse-possession, unless an action would lie against them for the recovery of the property. It by no means follows that because an action could not be brought in a court of justice, therefore possession might not be regarded as adverse so as to ripen into title. In the case of a government, protest against the occupancy and application for redress in the proper quarter would seem to be quite as potential in destroying the presumption of the right to possession, or of the abandonment of his claim by another, when an action cannot be brought, as the action itself when it can.
In Comegys v. Vasse, 1 Pet. 193, 216, quoted from and applied by Mr. Justice Lamar in Williams v. Heard, 140 U. S. 529, 543, it was remarked by Mr. Justice Story: “It is not universally, though it may ordinarily be one test of right, that it may be enforced in a court of justice. Claims and debts due. from a sovereign are not ordinarily capable of being so enforced. Neither the King of Great Britain, nor the govern
As stated by Mr. Justice Miller, in Cunningham v. Macon & Brunswick Railroad, U. S. 446, 451, it may be accepted as unquestioned that neither the United States nor a State can be sued as defendant in any court in this country without their consent, except in the limited class of cases in which a State may be made a party in this court by virtue of the original jurisdiction conferred by the Constitution. Accordingly, whenever it can be clearly seen that a State is an indispensable party to enable a court, according to the rules which govern its procedure, to grant the relief sought, it will refuse to take jurisdiction. But in the desire to do that justice, which in many case's the courts can see will be defeated by- an extreme extension of this principle, they have in some instances gone a long way in holding the State not to be a necessary party, though its interests may be more or less affected by. the decision. Among.these cases are those where an individual is' sued in tort for some act injurious to another in regard to person or property, in which his defence is that he has acted under the orders of the government'.
In these cases he is not sued as an officer of the government, but as an individual, and the court is not ousted of jurisdiction because he asserts the authority of such officer. To make out that defence he must show that his authority was sufficient in law to protect him. In this class is included United States v. Lee, 106 U. S. 196, where the action of ejectment was held .to be in its essential character an action of trespass, with the power in the court to restore the possession to the plaintiff as part.of the judgment, and the defendants Strong and Kaufman, being sued individually as trespassers, set up their authority as officers of the United States, which this court held to be unlawful, and therefore insufficiént as a defence. .
The case before us is an action of trespass. to- try title, brought against officers of the United States, exercising an authority under the United States, in holding possession of the property in controversy. Laying, out of view the intervention by the District Attorney of the United States in the direction of making the United States a party, and considering the case in its relation to the defences interposed by General Stanley and his fellow officers, we are unable to perceive why the statutory bar, if complete, could not bé availed of. Although not bound by statutes of limitation, the United States as Ave have seen Avere entitled to take the benefit of them, and inasmuch as an action could have been brought at any time after adverse possession was taken, against the- agents of the government through Avhom that was done and by Avhom it was retained, the objection cannot be raised against them that the statute could not run because of inability to sue. The alleged trespass was committed by the defendants, as the servants of the United States -and by their command, yet if they showed the requisite possession in themselves as individuals, though, in fact for the United States, under whose authority they were acting, the defence rvas made out. Agents when treated as principals may rely upon the protection of the statute. Ware v. Galveston City Company, 111 U. S. 170.
In any view, they Avere not mere trespassers, and if subject to suit during the statutory period of peaceable and adverse possession, they could not, after its expiration, be found guilty of an unlawful withholding from the original owner. The tort which must be the gist of the action in order to render it maintainable against the officers of the United States as individuals, could not be predicated of them under such circumstances.
We refrain from any consideration-of thé case upon its merits, but, for the reasons indicated, .reverse the judgment,
Judgment reversed.'
Dissenting Opinion
dissenting'.
I am unable to agree with the majority of the court in the judgment rendered in this case, or in the reasons upon which it is founded. The action is styled one of trespass to try title. It is, in fact, the form adopted in Texas to determine the title to real property in controversy, and the principles governing ejectments govern their disposition. It was commenced in.a District Court of the State of Texas, in the county of Bexar.
.The petition, the first pleading in the action, alleges that Mary U. Schwalby, who is herein joined by her husband, was, on the first of February, 1889, lawfully seized of certain described premises in the county Of Bexar, holding the same in fee simple, and entitled to the possession thereof; that after-wards, on the second of February, the defendants unlawfully entered upon the premises and dispossessed her therefrom, and withholds them from her, setting out a description of the premises in full. The petition concludes with a. prayer that the plaintiff may have judgment for the recovery and possession of the premises, and for costs.
■ The premises were a part, of a military reservation of the United States in Texas, and were occupied as a military post. The. defendant, David S. Stanley, and his codefendants were officers of the army of the United States, and as such were in-possession of and held the land, and, answering for -himself and them, he says that as individuals they do not claim, and have no title to, the land in controversy, but claim that they are lawfully in possession thereof as officers and agents of the United States, and that the United States “ holds in Herself ” complete title to the property in controversy, and that the defendant, as an officer of the United States in possession, enters, a plea of not guilty to the trespasses and allegations charged in the petition.
The designation thus given to the United States as “herself, in a pleading drawn by one of their attorneys is open to criti
In the amended answer filed by the defendants they pleaded not guilty, and alleged that they had lawful possession of the property as officers and agents of the United States, which had title and right of possession since 1875 under conveyance duly recorded, and that they were' innocent purchasers for a valuable consideration, without notice of any outstanding title. They also pleaded specially the three years’, the five years’, and the ten years’ statutes of limitations, and set up a claim for allowance for permanent and valuable improvements.
I fully agree with the court that, if this action had been brought directly against the United States, it could not be sustained, for it is among the axioms o'f the law that the government, State or national, is not amenable to civil process at the suit of a private citizen, except upon its consent to submit to such jurisdiction. Any judgment rendered in proceedings not voluntarily assented to would necessarily be void, whether the judgment be rendered for money or specific property. It may be doubted whether the appearance in this case of the United States, by ,a District Attorney, without further evidence of their assent to the process, is sufficient. The answer of the United States that they appear by the District Attorney, under instructions of the Attorney ^General of the United States, the Supreme Court of Texas held to be insufficient, as the instructions of that officer did not appear in the record, and there was no act of Congress- authorizing him to make the United States a party to the action in the state court. That court, therefore, reverséd the judgment of the lower court, and dismissed the action so far as it was against
Now, no such bar can be pleaded by the United States for the reason that no action can be instituted against them without their express consent. They can have no occasion to plead such a statute, because they can always insist upon their immunity from judicial process. If they assent to the action they, of course, do not wish the benefit of such a statute.
The cases where the government, State or national, without being named, may invoke the benefit of a law passed for private parties, applies to a very different class of cases than the one before us. A specified timp for presenting claims against the government may be prescribed by statute, but we may look in vain for cases like the one before us, irj. which the government, not being suable during the time prescribed by statute, may interpose the-lapse of time as a bar to an action whenever it is subsequently permitted.
, But it is admitted that in cases where officers of the army, or agents of the government, State or national, are in possession of -real property, holding it for either of them, they cannot, in an action for its recovery, rely upon their agency or official character under the government as a justification of
The statute of Texas prescribing the limitations of actions for the recovery of real property is not materially different, except in the periods designated, from the statutes of limitations of other States. It- provides that every suit to recover "real estate? “as against any person in peaceable,and adverse possession thereof, under title or color of title, shall be instituted .within three years next after the cause of action shall have accrued, and not afterwards.” “ Peaceable possession ” is described as “ such as is continuous, and not interrupted by adverse suit to recover the estate.” Adverse possession is defined as being “ an actual and visible appropriation. of the land, commenced and continued under a claim of right .i/nconsistent with and hostile to the claim of another.”
If the defendants cannot show title in the party under whom they hold, or 'in themselves, they are trespassers against the real owner, whether they claim under the government or a private party, and the doctrine that if they hold undér the government, the title to which'is not established, they can be allowed to set up adverse possession in themselves, or, in other words, to plead the statute of limitations, when they expressly disavow any claim or title to the property, upon the assertion of which alone such adverse possession can be maintained'or the statute made available, is, in my judgment, in conflict with well settled principles, and the whole course of judicial decisions in- England, and- -in- every State of the Union. The defendants, by their own admissions, are not in h position to set up any such defence.'
Reference
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- For purposes of jurisdiction there is no distinction between suits against the government directly, and suits against its property. Where property of the United States is involved in a litigation to which they are not technically parties under authority of an act of Congress, the attorney for the United States may intervene by way of suggestion, and in such case the court will either stay the suit or adjust its judgment according to the rights disclosed on the part of the government. United States v. Lee, 106 U. S. 196, distinguished from this case. When the United States become a party defendant to an action brought by a, citizen the bar of the statute of limitations is a valid defence, if set up and maintained. The defence of adverse possession may be set up by the United' States in an action to try title to real estate, and, if supported by the proof, is a valid defence. When an officer of the United • States, in possession under their authority of real estate claimed by them, is sued in a state court in trespass to try title to the real estate, and sets up that claim and that authority as a defence in the action, an adverse judgment in the highest court of the State draws in question the validity of an authority exercised under the United States, and gives this court jurisdiction to review that decision ■ on writ of error.