Taylor and Marshall v. Beckham
Opinion of the Court
after stating the case, delivered the opinion of the court.
It is obviously essential to the independence of the States, and to their peace and tranquility, that their power to prescribo the qualifications of their own officers, the tenure of their offices,
And where controversies over the election of state officers have reached the state courts in the manner provided by, and been there determined in accordance with, the state constitutions and laws, the cases must necessarily be rare in which the interference of this court can properly be invoked.
In Boyd v. Thayer, 143 U. S. 135, which was a proceeding quo warranto, in which the Supreme Court of Nebraska had held that James E. Boyd had not been for two years preceding his election a citizen of the United States, and hence that under the constitution of the State he was not eligible to the office of ’Governor, this court took jurisdiction because the conclusion of the state court involved the denial of a right or privilege under the Constitution and laws of the United States, upon which the determination of whether Boyd was a citizen of the United States or not depended, and therefore jurisdiction to review a decision against such right or privilege necessarily existed in this tribunal. Missouri v. Andriano, 138 U. S. 496. And we said (p. 161): “ Each State has the power to prescribe the qualifications of its officers and the manner in which they shall be chosen, and the title to offices shall be tried, whether in the judicial courts or otherwise. But when the trial is in the courts, it is a ‘ case,’ and if a defence is interposed under the Constitution or laws of the United States, and is overruled, then, as in any other case decided by the highest court of a State, this court has jurisdiction by writ of error.”
So in Kennard v. Louisiana, 92 U. S. 480, concerning the right of Kennard to the office of associate justice of the Supreme Court of Louisiana, jurisdiction was taken on the ground that the constitutionality of the statute under which the disputed title to office was tried was drawn in question. The court, speaking by Mr. Chief Justice Waite, said : “The question before us is, not whether the courts below, having jurisdiction of the case and the parties, have followed the law, but whether
The writ in Foster v. Kansas, 112 U. S. 201, rested on the same ground.
In each of the foregoing cases, the determination of the right to the offices in dispute was reposed in the judicial courts, and no question was expressly considered by this court as to whether the right to a public office of a State was or was not protected by the Fourteenth Amendment.
In Wilson v. North Carolina, 169 U. S. 586, 592, the Governor of North Carolina had suspended plaintiff in error as Kailroad. Commissioner under a statute of that State, and the state Supreme Court had held the action of the Governor a valid exercise of the power conferred upon him, and that it was due process of law within the meaning of the Constitution. ' A writ of error from this court to review that judgment was granted, and on hearing was dismissed. Mr. Justice' Peckham, in delivering the opinion, said: “ The controversy relates exclusively to the title to a state office, created by a statute of the State, and to the rights of one who was elected to the office so created. Those rights are to be measured by the statute and by the constitution of the State, excepting in so far as they may be protected by any provision of the Federal Constitution. Authorities are not required to support the general proposition that in the consideration of the constitution or laws of a State this court follows the construction given to those instruments by the highest court of the State. The exceptions to this rule do not embrace the case now before us. We are, therefore, concluded by the decision of the Supreme Court of North Carolina as to the proper construction of the statute itself, and that as construed it does not violate the constitution of the State. The only question for us to review is whether the State, through the action of its Governor and judiciary, has deprived the plaintiff in error of his property without due process of law, or denied to himAhe equal protection of the laws. We are of opinion
The grounds on which our jurisdiction is sought to be maintained in the present case are set forth in the errors assigned, to the effect in substance: (1) That the action of the General Assembly in the matter of these contests deprived plaintiffs in
For more than a hundred years the constitution of Kentucky has provided that contested elections for Governor and Lieutenant Governor shall be determined by the General Assembly. In 1799, by a committee, “ to be selected from both houses of the General Assembly, and formed and regulated in such manner as shall be directed by law ; ” since 1850, “ by both houses of the General Assembly, according to such regulations as may be established by law.”
The highest court of the State has often held and, in the present case has again declared, that under these constitutional provisions the power of the General Assembly to determine the result is exclusive, and that its .decision is not open to judicial review. Batman v. Megowan, 1 Metc. (Ky.) 533; Stine v. Berry, 96 Ky. 63.
The statute enacted for the purpose of carrying the provisions of the constitution into effect has been in existence in substance since 1799. 1 Morehead and Brown, 593-4; Rev. Stat. Ky. 1852, chap. 32, art. 7, § 1, p. 294. Many of the States have similar constitutional provisions and similar statutes.
We do not understand this statute to be assailed as in any manner obnoxious to constitutional objection, but that plaintiffs in error complain of the action of the General Assembly under the statute, and of the judgment of the state courts declining to disturb that action.
It was earnestly pressed at the bar that all.the proceedings were void for want of jurisdiction apparent on the face of the • record; that under the constitution and statute, as there was no question of an equal number of votes, or of the legal qualifi
We repeat, then, that the contention is that, although the statute furnished due process of law, the General Assembly in administering the statute denied it; and that the Court of Appeals in holding to the rule that where a mode of contesting elections is specifically provided by the constitution or laws of a State, that mode is exclusive, and in holding that as the power to determine was vested in the General Assembly of Kentucky, the decision of that body was not subject to judicial revision, denied a right claimed under the Federal Constitution. The Court of Appeals did, indeed, adjudge that the case did not come Avithin the Fourteenth Amendment, because the right to hold the office of Governor or Lieutenant Governor of Kentucky Avas not property in itself, and, being created by the state Constitution, Avas conferred and held solely in accordance with the terms of that instrument and laws passed pursuant thereto, so that, in respect of an elective office, a determination of the result of an election, in the manner provided, adverse to a claimant, could not be regarded as a deprivation forbidden by that amendment.
In Butler v. Pennsylvania, 10 How. 402, 416, Butler and others by virtue of a statute of the State of Pennsylvania had been appointed Canal Commissioners for a term of one year with a compensation of four dollars per diem, but during their incumbency another statute was passed whereby the compensation was reduced to three dollars, and it was claimed that their contract rights were thereby infringed. The court drew a distinction between such a situation and that of a contract by which “ perfect rights, certain definite, fixed private rights of property, are vested; ” and said: “ These are clearly distinguishable from measures or engagements adopted or undertaken by the body politic or state government for the benefit of all, and from the necessity of the case, and according to universal understanding, to be varied or discontinued as the public good shall require. The selection of officers, who are nothing more than agents for the effectuating of such public purposes, is matter of public convenience or necessity, and so too are the periods for the appointment of such agents; and neither the one nor the other of these arrangements can constitute any obligation to continue such agents, or to reappoint them, after the measures which brought them into being shall have been found useless, shall have been fulfilled, or shall have been abrogated as even detrimental to the well-being of the public. ... It follows, then, upon principle, that, in every perfect or competent government, there must exist a general power to enact and to repeal laws; and to create, and change or discontinue, the agents designated for the execution of those laws. Such a power is indispensable for the preservation of the body politic,- and for the safety of the individuals of the community. It is true, that this power, or the extent of its exercise, may be controlled by the higher organic law or constitution of the State, as is the case in some instances in the state constitutions, .. .”
In Crenshaw v. United States, 134 U. S. 99, 104, Mr. Justice Lamar stated the primary question in the case to be: “■ Whether an officer appointed for a definite time or during good behavior had any vested interest or contract right in his office of
The decisions are numerous to the effect that public offices are mere agencies or trusts, and not property as such. Nor are the salary and emoluments property, secured by contract, but compensation for services actually rendered; Nor does the fact that a constitution may forbid the legislature from abolishing a public office or diminishing the salary thereof during the term of the incumbent change its character or make it property. True, the restrictions limit the power of the legislature to deal with the office, but even such restrictions may be removed by constitutional amendment. In short, generally speaking, the nature of the relation of a public officer to the public is inconsistent with either a property or a contract right.
The Court of Appeals not only held that the office of Governor or of Lieutenant Governor was not property under the constitution of Kentucky; but moreover, that court was of opinion that the decision of these contested elections did not deprive plaintiffs in error of any preexisting right.
Our system of elections was unknown to the common law, and the whole subject is regulated by constitutions and statutes passed thereunder. In the view of the Court of Appeals the mode of contesting elections was part of the machinery for ascertaining the result of the election, and hence, the rights of the officer who held the certificate of the State Board of Canvassers “ were provisional or temporary until the determination of the result of the election as provided in the constitution,
It is clear that the judgment of the Court of Appeals in declining to go behind the decision of the tribunal vested by the state constitution and laws, with the ultimate determination of the right to these offices, denied no right secured by the Fourteenth Amendment.
But it is said that the Fourteenth Amendment must be read with section 4 of article IY of the Constitution, providing that: “ The United States shall guarantee to every State in this Union a republican form of government, and shall protect each of them against invasion; and on application of the legislature, or of the executive (when the legislature cannot be convened,) against domestic violence.” It is argued that when the State of Kentucky entered the Union, the people “surrendered their right of forcible revolution in state affairs,” and received in lieu thereof a distinct pledge to the people of the State of the guarantee of a republican form of government, and of protection against invasión, and against domestic violence; that the distinguishing feature of that form of government is the right of the people to choose their own officers for governmental administration; that this was denied by the action of the General Assembly in this instance; and, in effect, that this court has jurisdiction to enforce that guarantee, albeit the judiciary of Kentucky was unable to do so because of the division of the powers of government. And yet the writ before us was granted under § 709 of the Revised Statutes to revise the judgment of the state court on the ground that a consitutional right was decided against by that court.
It .was .long, ago-settled that the enforcement of this guarantee-belonged to the political department, Luther v. Borden, 7 How. 1. In that case it was held that the question, which of the two opposing governments of Rhode Island, namely, the charter government or the government established by a volun
We had occasion to refer to Luther v. Borden in In re Duncan, Petitioner, 139 U. S. 449, 461, and we there observed: “Mr. Webster’s argument in that case took a wider sweep, and contained a masterly statement of the American system of government, as recognizing that the people are the source of all political power, but that as the exercise of governmental powers immediately by the people themselves is impracticable, they must be exercised by representatives of the people; that the basis of' representation is suffrage; that the right of suffrage must be protected and its exer'cise prescribed by previous law, and the results ascertained by some certain rule; that through its regulated exercise each man’s power tells in the constitution of the government and in the enactment of laws; that the people limit themselves in regard to the qualifications of electors and the qualifications of the elected, and to certain forms for the conduct of elections; that our liberty is the liberty secured by the regular action of ■ popular power, taking place and ascertained in accordance with legal and authentic modes; and that the Constitution and laws do not proceed on the ground of revolution or any right of revolution, but on the idea of results achieved by orderly action under the authority of existing governments, proceedings outside of which are not contemplated by our institutions. Webster’s Works, vol. 6, p. 217. . . . The State of Texas is in. full possession of its faculties as a member of the Union, and its legislative, executive and judicial departments are peacefully operating by the orderly and settled methods prescribed by its fundamental law. Whether certain statutes have or have not binding force, it is for the State to determine, and that deter
These observations are applicable here. The Commonwealth of Kentucky is in full possession of its faculties as a member of the Union, and no exigency has arisen requiring the interference of the General Government to enforce the guarantees of the Constitution, or to repel invasion, or to put down domestic violence. In the eye of the Constitution, the legislative, executive and judicial departments of the State are peacefully operating by the orderly anid settled methods prescribed by its fundamental law, notwithstanding there may be difficulties and disturbances arising from the pendency and determination of these contests. This very case shows that this is so, for those who assert that they were aggrieved by the action of the General Assembly, properly accepted the only appropriate remedy,, which under the law was within the reach of the parties. That this proved ineffectual as to them, even though their grounds of complaint may have been in fact well founded, was the result of the constitution and laws under which they lived and by which they were bound. Any remedy beside that is to be found in the august tribunal of the people, which is continually sitting, and over whose judgments on the conduct of public functionaries the courts exercise no control.
We must decline to take jurisdiction on the ground of deprivation of rights embraced by the Fourteenth Amendment, without due process of law, or of the violation of the guarantee of a republican form of government by reason of similar deprivation.
As remarked by Chief Justice Taney in Luther v. Borden: “ The high power has been conferred on this court of passing judgment upon the acts of the state sovereignties, and of the legislative and executive branches of the Federal government, and of determining whether they are beyond the limits of power marked out for them respectively by the Constitution of the United States. This tribunal, therefore, should be the last to overstep the boundaries which limit its own jurisdiction. And while it should always be ready to meet any question confided
Writ of error dismissed.
I am unable to concur in all that is said by the Chief Justice in the opinion just announced, and will state briefly wherein I dissent.
An office to which a salary is attached, in a case in which the controversy is only as to which of two parties is entitled thereto, has been adjudged by this court, and rightfully, to be property within the scope of that clause of the Fourteenth Amendment, which forbids a state to “ deprive any person of life, liberty or property without due process of law.” In Kennard v. Louisiana, 92 U. S. 480, Kennard was appointed a justice of the Supreme Court of Louisiana. Morgan claimed to be entitled thereto, and brought suit to settle the title to the office. . The Supreme Court of the State decided in favor of Morgan, and Kennard sued out a writ of error from this court on the ground that the judgment had deprived him of his office, without due process of law, in violation of the foregoing provision of the Fourteenth Amendment. Of course, neither life nor liberty were involved, and the jurisdiction of this court could be sustained only on the ground that the property of Kennard was taken from him, as alleged, without due process of law. This court unanimously sustained the jurisdiction, but on examination of the proceedings found that there had been due process of law, and therefore affirmed the judgment of the Supreme Court of Louisiana. In Foster v. Kansas, 112 U. S. 201, the Supreme Court of Kansas had, in quo warranto proceedings, ousted Foster from the office of county attorney of Saline County, and there was presented a motion to dismiss as well
“ As the question of the constitutionality of the statute was directly raised by the defendant, and decided against him by the court, we have jurisdiction, and the motion to dismiss must be overruled.”
At the same time it affirmed the decision of the Supreme Court of the State on the ground that the proceedings showed due process of law. In Boyd v. Thayer, 143 U. S. 135, the Supreme Court of Nebraska had, in an appropriate action, rendered judgment ousting Boyd from the office of governor of the State, and placing Thayer in possession. On error to this court we took jurisdiction of the case, and reversed the judgment of the Supreme Court of Nebraska, thus restoring Boyd to the office from which he had been ousted by the judgment of that court. In that case there, was a dissenting opinion by Mr. Justice Field on the ground of jurisdiction, he saying (p. 182):
“ I dissent from the judgment just rendered. I do not think that this court has any jurisdiction to determine a disputed question as to the right to the governorship of a State, however that question may be decided by its authorities.”
In the late case of Wilson v. North Carolina, 169 U. S. 586, in which the judgment of the Supreme Court of the State, confirming the action of governor, in suspending a railroad commissioner, was sustained, and the writ of error dismissed, the dismissal was not placed on the ground that the office, with its salary, was not property to be protected by the Fourteenth Amendment, but, as said Mr. Justice Peckham, speaking for the court (p. 595):
“ Upon the case made by the plaintiff in error, the Federal question which he attempts to raise is so unfounded in substance that we are justified in saying that it does not really exist; that there is no fair color for claiming that his rights under the Federal Constitution have been violated, either by depriving him of his property without due process of law, or by denying him the equal protection of the laws.”
We have thus, in four cases, coming at successive times through
Aside from these adjudications, I am clear, as a matter of-principle, that an office to which a salary is attached is, as between two contestants for such office, to be considered a matter of property. I agree -fully with those decisions which are" referred to, and which hold that as between the State and the officeholder there is no contract • right either- to the term of office or the amount of salary, and that the legislature may, if not restrained by constitutional provisions, abolish the office or reduce the salary. But when the office is not disturbed, when the salary is not changed, and when, under the constitution of the State, neither can be by the legislature, and the question is simply whether one shall be deprived of that office and its salary, and both given to another, a very different question is presented, and in such a case to hold that the incumbent has no property in the office with its accompanying salary does not commend itself to my judgment.
While not concurring in the order of dismissal, 1 am of opinion that the judgment of the Court of Appeals of Kentucky should be affirmed. The State of Kentucky has provided that
And see State v. Marlow, 15 Ohio St. 114, 134; State v. Harmon, 31 Ohio St. 250; Commonwealth v. Garrigues, 28 Pa. St. 9; Commonwealth v. Leach, 44 Pa. St. 332; Royce v. Goodwin, 22 Mich. 496; Baxter v. Brooks, 29 Ark. 173; State v. Lewis, 51 Conn. 113.
Sweeny v. Poyntz, Cir. Ct. U. S. Dist. Ky., not yet reported, Taft, J.; Standeford v. Wingate, 2 Duvall, (Ky.) 440, 443; Conner v. Mayor, 5 N. Y. 285; Donahue v. Will County, 100 Ill. 94; Attorney General v. Jochim, 99 Mich. 358; Smith v. Mayor, 37 N. Y. 518; State v. Hawkins, 44 Ohio St. 98; State v. Davis, 44 Mo. 129; State v. Duvall, 26 Wis. 415, 418; Prince v. Skillen, 71 Maine, 361; Douglas Co. v. Timme, 32 Neb. 272; Lynch v. Chase, 55 Kan. 367; Shelby v. Alcorn, 36 Miss. 273.
Dissenting Opinion
dissenting:
At the regular election held in Kentucky on the 7 th day of November, 1899, William S. Taylor and William Goebel were, respectively, the Republican and Democratic candidates for Governor of that Commonwealth.
As required by law, the returns of the election were made to the Secretary of State.
Upon examining and canvassing the returns, the officers charged with the duty of ascertaining the result of the election
It cannot be doubted that the certificate awarded to Taylor established at least his prima facie right to the Governorship, and that he could not be deprived of that right except upon a contest in the mode prescribed by law, and upon proof showing that Goebel was legally entitled to the office. To deprive him of that right illegally was an injury both to him and to the people of the State. “ The very essence of civil liberty,” it was said in Marbury v. Madison, 1 Cranch, 137, “ is the right of every individual to claim the protection of the laws, whenever he receives an injury.”
The Constitution of Kentucky provides that the Governor “ shall be elected for the term of four years by the qualified voters of the State. The person having the highest number of votes shall be Governor; but if ■ two or more shall be equal and highest in votes, the election shall be determined by lot, in such manner as the General Assembly may direct;” and that the Governor “ shall at stated times receive for his services a compensation to be fixed by law.” Const. Kentucluy, §§ 70, 74. That instrument further provides that “ contested elections for Governor and Lieutenant Governor shall be determined by both Houses of the General Assembly, according to such regulations as may be established by law.” § 90.
Taylor, having received his certificate of election based upon the returns to the Secretary of State, took the oath of office as Governor on December 12, 1899 — the oath being administered by the Chief Justice of the Court of Appeals of Kentucky — and entered at once upon the discharge of his duties, .taking possession of the public buildings provided for the Governor, as well as of the books, archives and papers committed by law to the custody of that officer. ■ After that and until he was lawfully ousted, his acts, -as Governor, in conformity to law, were binding upon every branch of the state government and upon the people.
By the statutes of Kentucky relating to contested elections for Governor and Lieutenant Governor it is provided:
“ When the election of a Governor or Lieutenant Governor is contested a Board for determining the contest shall be formed in the manner following:
“ First. On the third day after the organization of the General Assembly, which meets next after the election, the Senate shall select by lot three of its members, and the House of Representatives shall select by lot eight of its members, and the eleven so selected shall constitute a Board, seven of whom shall have power to act.
“ Second. In making the selection by lot the name of each member shall be written on a separate piece of paper, every such piece being as nearly similar to the other as may be. Each piece shall be rolled up so that the name thereon cannot be seen, nor any particular piece be ascertained or selected by feeling. The whole so prepared shall be placed by the clerk in a box on his table, and, after it has been well shaken and the papers therein well intermixed, the clerk shall draw out one paper, which shall be opened and read aloud by the presiding officer, and so on until the required number is obtained. The persons whose names are so drawn shall be members -of the Board.
“ Third. The members of the Board so chosen by the two Houses shall be sworn by the Speaker of the House of Representatives to try the contested election, and give true judgment thereon, according to the evidence, unless dissolved before rendering judgment.
“ Fourth. The board shall, within twenty-four hours after its election, meet; appoint its chairman and assign a day for hearing the contest, and adjourn from day to day as its business may require.
“ Fifth. If any person so selected shall swear that he cannot, without great personal inconvenience, serve on the Board, or that he feels an undue bias for or against either of the parties,*588 he may be excused by the House from which he was chosen from serving on the Board, and if it appears that the person so selected is related to either party, or is liable to any other ■proper objection on the score of . his partiality, he shall be excused.
“ Sixth. Any deficiency in the proper number so created shall be supplied by another draw from the box.
“ Seventh. The Board shall have power to send for persons, papers and records, to issue attachments therefor, signed by its chairman or clerk, and issue commissions for taking proof.
“ Eighth. Where it shall appear that the candidates receiving the highest number of votes given have received an equal number, the right to the office shall, be determined by lot, under the direction of the Board. Where the person returned is found not to have been legally qualified to receive the office at the time of his election, a new election shall be ordered to. fill the vacancy: Provided, The first two years of' his term shall not have expired. Where another than the person returned shall be found to have received the highest number of legal votes given, such other shall be adjudged to be the person elected and entitled to the office.
. “ Ninth. No decision shall be made but by the vote of six members. The decision of the Board shall not be final nor conclusive. Such decision shall be reported to the two Houses of the General Assembly, for the future action of the General Assembly. And the General Assembly shall then determine such contest.
“ Tenth. If a new election is required it shall be immediately ordered by proclamation of the Speaker of the House of Representatives, to take place within six weeks thereafter, and on a day not sooner than thirty days thereafter.
“Eleventh. When a new election is ordered or the incumbent adjudged not to be entitled, his powers shall immediately cease, and, if.the office is not adjudged to another, it .shall be deemed to be vacant.
“ Twelfth. If any member of the Board wilfully fails to attend its sessions, he shall be- reported to the House to which he belongs, and thereupon such House shall, in its discretion, punish him by fine and imprisonment, or both.
*589 “ Thirteenth. If no decision of the Board is given during the then session of the General Assembly, it shall be dissolved, unless by joint resolution of the two Houses it is empowered to continue longer.” Rev. Stat. Kentucky, §1596 A.
It may be here observed that the jurisdiction conferred by the statute upon the'Board of Contest appointed by the Legislature is not without limit. The power given to determine contested elections for Governor and Lieutenant Governor is attended by the condition that the determination of the contest-shall be according to such regulations as may be established by ' law. In words too clear to require construction the powers of a Board of Contest are restricted so that (1) if the votes were not accurately summed up, the error might be corrected; (2) if illegal votes were cast they might be thrown out; (3) in the event “ the candidates receiving the highest number of votes given have received an equal number, the right to the office shall be determined by lot ”; (4) if the person returned as elected was not legally .qualified to receive the office at the election, a new election must be ordered to fill the vacancy; (5) if another than the person returned is found “ to have received the highest number of legal votes given, such other shall be adjudged to be the person elected and entitled to the office.” The statute has been so construed by the highest court of Kentucky in Leeman v. Hinton, 1 Duvall, 38. That was a common law action involving the title to an office. The defendant relied upon the decision of a Board of Contest to the effect that Lee-man’s claim to the office rested upon an election-held in each precinct under the supervision of military officers who overawed the majority of the voters in the county. The Court of Appeals of Kentucky decided in favor of Leeman, saying: “ But the authority to decide as to the freédom and equality of elections has not been conferred by the Legislature upon the Board for trying contested elections, but forms a part of the. general jurisdiction of the court.” In the previous case of Newcum v. Kirtly, 13 B. Mon. 522 — which was a contested election case in which the Board assumed to count votes not cast, but which would have leen cast if the polls had not been closed too soon — the court said that “ the necessary and certain import of
Let it also be observed that the Board of Contest in this case was not given jurisdiction to throw out all the votes cast in a particular city, county or section of the State because, in its judgment, the freedom of the election in such city, county or section was destroyed by military or other interference. In other words, the Board was without jurisdiction to throw out legal votes actually given, and was bound to respect the mandate of the constitution that “ the person having the highest number of votes shall be Governor, ” as well as the mandate of the statute that the person “ found to have received the highest number of votes . . . shall be adjudged to be the person elected and entitled to the office.”
I remark further that the members elected to .try the contested election were required by the statute “ to give true judgment according to the evidence.”
As to the Legislature, it was made its duty by express words ■ to determine the contest, without regarding the decision of the Board as final or conclusive. But as already suggested, its jurisdiction to act was not without limit; for, in addition to the restrictions above referred to, by the statute under which it proceeded no application to contest the election of an officer could be heard unless notice thereof in writing, signed by the party contesting, had.been given ; and “the notice shall state the grounds of the contest, and none other shall afterward be heard as coming from such party, but the contestee may make defence without giving counter notice.” Rev. Stat. Kentucky, § 1535. The Board of Contest, ;as the court below has said, “ was only a preliminary agent to take evidence and report the • facts to the General Assembly. The Assembly itself finally determined the contest.” As the General Assembly could determine the contest only upon the grounds set forth in the contestant’s notice, it had no authority or jurisdiction to oust the incumbent unless those grounds or some of them were sustained by proof laid before it. If no proof was laid before it, "'then the prima facie right of the incumbent based upon the ’ certificate awarded to him, must prevail.
The Board of Contest in their report of January 30, 1900, say: “In our opinion William Goebel was elected Governor of the Commonwealth of Kentucky on the 7th day of November, 1899, and that he then and there received the highest number of legal votes cast for any one for the office of Governor at said election, and we therefore respectfully suggest that this report be approved, and a resolution adopted by the General Assembly declaring the said William Goebel Governor-elect of the Commonwealth of Kentucky for the term commencing the 12th day of December, 1899. We decide that said William Goebel has received the highest number of legal votes, and is adjudged to be the person elected to said office of Governor for the term prescribed by law.”
The report was not accompanied either by any abstract of the evidence or any recital of the grounds upon which it based the statement that Goebel had received the highest number of legal votes. Nor was the evidence itself transmitted to the Legislature — not a line nor a word of it. According to the uncontradicted statement made by counsel at the argument, the proof made nearly two thousand pages of typewriting. The report simply followed the words of the statute and stated that Goebel had received “ the highest number of legal votes,” giving no basis, not the slightest, upon which the Legislature could determine the correctness of that statement.
Immediately after the Board’s report reached the body claiming to be the lawful Legislature of the State, that body- -of course without reading the evidence, or causing it to be read, for it had no evidence before it — approved the report, and declare Goebel to have been legally elected Governor. Upon that action alone the present suit was based, and by the judgment of the highest court of Kentucky such action was declared to be conclusive, upon the judiciary.
The majority of this court decide that an office held under the authority of a State cannot in any case be deemed property within the meaning of the Fourteenth Amendment, and hence, it is now adjudged, the action of a state Legislature or state tribunal depriving one of a state office — under whatever circumstances or by whatever mode that result is accomplished— cannot be regarded as inconsistent with the Constitution of the United States. Upon that ground the court declines to take, jurisdiction of this writ of error. If the court had dismissed the writ or affirmed the judgment upon the ground that there had been no violation of the principles constituting due process of law, its action would not have been followed by the evil results which, I think, must inevitably follow from the decision now rendered.
Let us see whether, in dismissing the writ of error for want of jurisdiction, the majority have not departed from the rulings of this court in former cases. This question, it cannot be doubted, is one of serious moment. But what was said by Chief Justice Marshall, speaking for this court in Cohens v. Virginia, 6 Wheat. 404, may well be repeated : “ It is most true that"this court will not take jurisdiction if it should not; but it Ts bquairy“tTue.that it -mustAake-jur-isdictiony if-i-t-shouldv - The judiciary cannot, as the legislator emay, avoid_ a measure because At. approacLektohetootoAhes of -the Constitution. ' We may not pass ItTby because it is doubtful. With whatever
The first case in this court relating to this subject is Kennard v. Louisiana, 92 U. S. 480. That was a writ of error brought by Kennard to review the final judgment of the Supreme Court of Louisiana declaring that he was not a member of that court. “ The case,” the report states, “ was then brought here upon the ground that the State of Louisiana acting under the law, through her judiciary, had deprived Kennard of his office without due process' of law, in violation of that provision of the Fourteenth Amendment of the Constitution of the United States which prohibits any State from depriving any person of life, liberty or property, without due process of law.” Looking also into the printed arguments filed in that case, on behalf of the respective parties, I find that the attorney for the plaintiff in error, a lawyer of distinction, insisted that. the sole question presented for determination by • this court was whether the final judgment of the state court deprived Kennard of his office in violation of the above clause of the Fourteenth Amendment. And this view was not controverted by the attorney for the defendant, also an able lawyer. The latter contended that the Fourteenth Amendment had no application because in what was done no departure from the principles of due process of law had occurred. The opinion of Chief Justice Waite delivering the judgment of this court thus opens: “ The sole question presented for our consideration in this case, as stated by the counsel for the plaintiff in error, is, whether the State of Louisiana, acting under the statute of January 15, 1873, through her judiciary, has deprived Kennard of his office without due process of law.” Of course, this court had no jurisdiction to inquire whether there had been due process of law in the proceedings in the state court, unless the office in dispute or the right to hold it was property within the meaning of the Fourteenth Amendment, or unless
In Foster v. Kansas, 112 U. S. 201 — which was a writ of error to review the final judgment of the Supreme Court of Kansas — the sole issue was as to the right of Foster to hold the office of county attorney. The defendant in error moved to dismiss the writ for want of jurisdiction in this court, and accompanied ■the motion with a motion to affirm. This court refused to dismiss_the_case, and_referring to Kennard v. Louisiana, affirmed the judgment upon the ground that there had been, in its opinion, no departure from due process of law in' the proceedings to remove "Foster. It never occurred to the court, nor to any attorney in* the case, that the Fourteenth Amendment did not embrace the case of a state office from,which the incumbent was removed without due process of law. If such an office was not deemed property within the meaning of that Amendment, that was an end of the casé here. But this court took jurisdiction~and.disposed_. of the case upon, the ground., thak. the requirement in the Federal Constitution of- due process of law had been observed,
In Boyd v. Thayer, 143 U. S. 135, which carné here upon writ of error to review the final judgment of the Supreme Court of Nebraska ousting Boyd from the office of Governor, and putting Thayer into that position, all the Justices; except Mr. Justice Field, concurred in holding that this court had
This_court had a different view of these questions, and, taking jurisdiction, considered the merits of the case, so far as it involved Federal questions, and rendered a judgment which, by its necessary operation, put into the office of Governor of Nebraska one whom the highest court of that State had adjudged not to be the lawful incumbent.
The latest case involving the present question is Wilson v. North Carolina, 169 U. S. 586. That was an action in the nature of quo warranto to test the title to a-state office. Judgment was rendered for the plaintiff. The defendant claimed that the state statute and the action taken under it not only deprived him of his office without due process of law, but denied to him the equal protection of the laws, both in violation of the Fourteenth Amendment. In this court a motion to dismiss the writ of error was sustained upon the ground that, looking at what occurred in the state court, there was “ no fair color for claiming that his (the plaintiff’s) rights under the Federal Constitution have been violated, either by depriving him of his property without due process of law or by denying him the equal protection of the laws.” After observing that this court would be very reluctant to decide that we had jurisdiction in the case presented and could supervise and review the political administration of a state government by its own officials and through its own courts, great care was taken to say: “ The jurisdiction of this court would only exist in case there had been, by reason of the statute and the proceedings under it, such a plain and substantial departure from the fundamental principles upon which our Government is based that it could with truth and propriety be said that if the judgment were suffered to. remain, the party aggrieved would be deprived of
It thus appears that in Tour-cases^ heretofore decided,. ...this court has.proceedcd.up.qn the ground th.at_.to. deprive one without due process of law of an office created under the laws of a State, presented a casemnder the Fourteenth . Amendment to the Constitution of the United States of which we could take cognizance and inquire whether there had been due process of law.
Nothing to the contrary was decided in the Sawyer case, 124 U. S. 8. That case contains no suggestion that an office is not property. The only point there in judgment was that a court of equity could not control the appointment or removal of public officers. The court said : “ The reasons which preclude a court of equity from interfering with the appointment or removal of public officers of the government from which the .court derives its authority apply with increased force when the court is a court of the United States and the officers in question are officers of a State.” But care was taken further to say: “ If a person claiming to be such officer is, by the judgment of a court of the State, either in appellate proceedings, or upon a mandamus or quo warranto, denied any right secured to him by the Constitution of the United States, he can obtain relief by a writ of error from this court.” So that the Sawyer case directly supports the proposition that the judg
Notwithstanding the above adjudications, the decision to-day is that this court has no jurisdiction, under any circumstances, to inquire whether a citizen has been deprived, without due process of law, of an office held by him under the constitution and laws of his State. If the contest between the one holding the office and the person seeking to hold it is determinable by the Legislature in a prescribed mode, this court, it appears, cannot inquire whether that mode was pursued nor interfere for the protection of the incumbent, even where the final action of the Legislature was confessedly capricious and arbitrary, inconsistent with the fundamental doctrines upon which our Government is based and the recognized principles that belong to due process of law, and not resting, in any degree, on evidence. If the Kentucky Legislature had wholly disregarded the mode prescribed by the statutes of that Commonwealth, and Avithout appointing a Board of Contest composed of its OAvn members, had, by joint resolution simply — Avithout any evidence whatever or without notice to Taylor and Avithout giving him an opportunity to be heard — declared Goebel to be Governor, this court, as Ave are informed by the decision just rendered, would be Avithout jurisdiction to protect the incum
When the Fourteenth Amendment forbade any State from depriving any person of life, liberty or property without due process of law, I had supposed that the intention of the People of the United States was to prevent the deprivation of -any legal right in violation of the fundamental guarantees inhering in due process of law. The prohibitions of that amendment, as we have often said, apply to all the instrumentalities of the State, to its legislative, executive and judicial authorities; and therefore it has become a settled doctrine in the constitutional jurisprudence of this country that “ whoever by virtue of public position under a state government deprives another of property, life or liberty without duo process of law, or denies or takes away the equal protection of the laws, violates thé con
It is said that the cou-r-ts -cannotrm-any-ease,-go_b.ehind the final action of- the -legislature -to., ascertain whether that which was donejvas-consistemt-with rights claimed under the Federal Constitution. If this be true then it. is_ in the power of the state legislature to override the supreme law of the land, As long ago as Davidson v. United States, 96 U. S. 97, 102, this court, speaking by Mr. Justice Miller, said: “Can a State make anything due process of law which, by its own legislation,.it chooses to declare such? To affirm this is to hold that the prohibition to the States is of no avail, or has no application
I had supposed that the principles announced in the cases above cited were firmly established in the jurisprudence of this cburt, and that, if applied, they would serve to protect every right that could be brought within judicial cognizance against deprivation in violation of due process of law.
It seems however — if I do not misapprehend the scope of the decision now rendered — that under our system of government the right of a person to exercise a state office to which he has been lawfully chosen by popular vote may, so far as the Constitution of the United States is concerned, be taken from him by the arbitrary action of a state legislature, in utter disregard of the principle that Anglo-Saxon freemen have for centuries deemed to be essential in the requirement of due process of law — a principle reaffirmed in the Kentucky Rill of Rights, which declares that “ absolute and arbitrary power over the lives, liberty and property of freemen exists nowhere in a Republic, not even in the largest majority.” § 2. I cannot assent to the interpretation now given to the Fourteenth Amendment.
Let us look at the question from another standpoint. The requirement of due process of law is applicable to the United States as well as to the States; for the Fifth Amendment— which all agree is a limitation on the authority of Federal agen
I stand by the former rulings of this court in the cases above cited. I am of opinion that, equally with tangible property that may be bought and sold in the market, an office — certainly one established by the constitution of a State, to which office a salary is attached, and which cannot be abolished at the will of the legislature — is, in the highest sense, property of which the incumbent cannot be deprived arbitrarily in disregard of due process of law; that is, as this court said in Kennard v. Louisiana, in disregard of the “ rules and forms which have been established for the protection of private rights.” Apart from every other consideration, the right to receive and enjoy the salary attached to such an office is a right of property. And a right of property should be deemed property, unless we mean to play with words, and regard form rather than substance. ■
I go farther. The liberty of which the Fourteenth Amendment forbids a State from depriving any one without due process of law is something more than freedom from the enslavement of the body or from physical restraint. In my judgment the
In Allgeyer v. Louisiana, 165 U. S. 578, 589, this court unanimously held that the liberty mentioned in the Fourteenth Amendment “means not only the right of the citizen to be free from the mere physical restraint of his person, as by incarceration, but the term is deemed to embrace the right to be free in the enjoyment of all his faculties; to be free to use them in all lawful ways; to live and work where he will; to earn his livelihood by any lawful calling; to pursue any livelihood or avocation, and for that purpose to enter into all contracts which may be proper, necessary and essential to his carrying out to a successful conclusion the purposes above mentioned.”
Judge Cooley, speaking for the Supreme Court of Michigan in People v. Hurlburt, 24 Mich. 44, after observing that some things were too plain to be written, said: “Mr. Justice Story has well shown that constitutional freedom means something more than liberty permitted; it consists in the civil and political rights which are absolutely guaranteed, assured and guarded; in one’s liberties as a man and a citizen — his right to vote, his right to hold office, his right to worship God according to the dictates of his conscience, his equality with all others who are his fellow citizens; all these guarded and protected and not held at the mercy and discretion of any one man or any popular majority. Story, Miscellaneous Writings, 620. If these are not now the absolute rights of the people of Michigan, they may be allowed more liberty of action and more privileges, but they are little nearer to constitutional freedom than Europe was when an imperial city sent out consuls to govern it.”
The doctrine that liberty means something more than freedom from physical restraint is well illustrated in Minor v. Happersett, 21 Wall. 162, in which it was said that although the right of suffrage comes from the State, yet when granted it will be protected, and he “ who has it can only be deprived of it by due process of law.”
What more directly involves the liberty of the citizen than
I grant that it is competent for a State to provide for the determination of contested election cases by the Legislature. All that I now seek to maintain is the proposition that when a state legislature deals with a matter within its jurisdiction, and which involves the life, liberty or property of the citizen, it cannot ignore the requirement of due process of law. What due process of law may require in particular cases may not be applicable in other cases. The essential principle is that the State shall not by any of its agencies destroy or impair any right appertaining to life, liberty or property in violation of the principles upon which the requirement of due process of law rests. That requirement is “ a restraint on the legislative as well as on the executive and judicial powers of the government.” Murray v. Land & Imp. Co., 18 How. 272, 276; Scott v. McNeal, above cited; Chicago, Burlington &c. Railroad v. Chicago, above cited. “That government can scarcely' be deemed free,” this court has said, “ where the rights of property are left solely dependent upon the will of a legislative body without restraint.” Wilkinson v. Leland, 2 Pet. 627.
It is to be regretted that it should be deemed necessary in a case like this to depart from the principles heretofore announced and acted upon by this court.
Looking into the record before us, I find such action taken by the body claiming to be organized as the lawful Legislature of Kentucky as was discreditable in the last degree and unworthy of the free people whom it professed to represent. The statute required the Board of Contest to give “ true judgment ” on the case, “ according to the evidence.” And when the statute further declared that the decision .of the Board should be reported to the two Houses “ for the future action of the General Assembly,” that such decision should not be “final and conclusive,” and that the General Assembly should determine the contest, it meant, of course, that such determination should rest upon the issues made by the parties and upon the evidence adduced before the Board of Contest. If the evidence had been before the Legislature it would have been physically im
It is to be also said that a fair interpretation of the record leads irresistibly to the conclusion that the body of men referred to were wholly indifferent as to the nature.of the evidence adduced before the Board of Contest, and that there was a fixed purpose on their part, whatever the facts might be, to
Other grounds are disclosed by the record which support the general proposition that the declaration by the body referred to that Goebel received the highest number of legal votes cast and was entitled to the office of Governor ought not to be regarded as valid, much less conclusive, upon the courts. But as those grounds have not been discussed by this court, and as it declines to determine the case upon the merits as disclosed by the evidence, I will not extend this opinion by commenting on them.
What has been said in this opinion as to the contest for Governor applies to the contest for Lieutenant Governor.
I am of opinion that the writ of error should not have been dismissed, and that the court should, have adjudged that the decree below took from Taylor and Marshall rights protected by the Fourteenth Amendment of the Constitution of the United States.
Reference
- Full Case Name
- Taylor and Marshall v. Beckham (No. 1)
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- 228 cases
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- By the constitution and laws of Kentucky, the determination of contests of the election of Governor and Lieutenant Governor is, and for a hundred years has been, committed to the General Assembly of that Commonwealth. The Court of Appeals of Kentucky decided that the courts had no power to go behind the determination of the General Assembly in such a contest, duly recorded in the journals thereof; that the office of Governor or of Lieutenant Governor was not property in itself; and, moreover, that, under the constitution and laws of Kentucky, such determination being an authorized mode of ascertaining the result of an election for Governor and Lieutenant Governor, the persons declared elected to those offices on the face of the returns by the Board of Canvassers, only provisionally occupied them because subject to the final determination of the General Assembly on contests duly initiated. JHeld: (1) That the judgment of the Court of Appeals to the effect that it was not empowered to revise the determination by the General Assembly adverse to plaintiffs in error in the matter of election to these offices was not a decision against a title, right, privilege or immunity secured by the Constitution of the United States; and plain-' tiffs in error could not invoke jurisdiction because of deprivation, under the circumstances, of property or vested rights, without due process of law; (2) That the guarantee byjblieJFederal-Constitution to_each of the States of a republican form of government was intrusted for its enforcement to the political department, and couid not be availed of, in connection with the Fourteenth Amendment, to give this court jurisdiction to revise the judgment of the highest co.urt of the State that it could not review the .determination-of-a-contested election of Governor and Lieutenant Governor by the tribunal to which that determination was exclusively committed by the state constitution and laws, on the ground of deprivation of rights secured by the Constitution of the United States.