Schick v. United States
Opinion of the Court
delivered the opinion of the court.
The constitutionality of the oleomargarine legislation hav
In each case the parties in writing waived a jury and agreed to submit the issues to the court. Judgments were entered in favor of the United States and their collection ordered by only the civil process of execution. That- the defendants had failed to comply with the section was proved. Indeed, it was not seriously disputed, the defence resting only on the alleged unconstitutionality of the act. The waiver of a jury was not assigned as error, nor referred to by counsel at the hearing before us, either in brief or argument. The question of its effect upon the judgment was suggested by this court, and briefs were called for from the respective parties. Such briefs have been filed, and both agree that the waiver of a jury did not invalidate the proceedings. Notwithstanding this, the fact of the waiver appears in the record.
We entertain no doubt that the parties could rightfully make such a waiver, and that thé judgments are in no way invalidated thereby. It will be noticed that the section characterizes the act prohibited as an offense, and subjects the party to a penalty of fifty dollars. So small a penalty for violating a revenue statute indicates only a petty offense. It is not one necessarily involving any moral delinquency. The violation may have been the result of ignorance or thoughtlessness, and must be classed with such illegal acts as acting as an auctioneer or peddler without a license, or making a deed without affixing the proper stamp. That by other sections of this statute more serious -offenses are described and more grave punishments provided does not lift this one to the
In such a case there is no constitutional requirement of a jury. In the third clause of section 2, Article III, of the Constitution it is provided that “ the trial of all crimes, except in cases of impeachment, shall be by jury;” and in Article VI of the amendments, that “ in all criminal prosecutions the accused shall enjoy the right to a speedy and public trial by an impartial jury of the State and district wherein the crime shall have been committed.” If there be any conflict between these two provisions the one found in the amendments must control, under the well-understood rule that the last expression of the will of the lawmaker prevails oyer an earlier
“In this, as in other respects, it must be interpreted in the light of the common law, the principles and history of which were familiarly known to the framers of the Constitution. Minor v. Happersett, 21 Wall. 162; Ex parte Wilson, 114 U. S. 417, 422; Boyd v. United States, 116 U. S. 616, 624, 625; Smith v. Alabama, 124 U. S. 465." See also Kepner v. United States, post, 100; 1 Kent, Com. 336.
Blackstone’s Commentaries are accepted as the most satisfactory exposition of the common law of England. At the time of the adoption of the Federal Constitution it had been published about twenty years, and it has been said that more copies of the work had been sold in this country than in England, so that undoubtedly the framers of the Constitution were familiar with it. In this treatise, vol. 4, p. 5, is given a definition of the word “crimes:”
“A crime, or misdemeanor, is an act committed, or omitted, in violation óf a public law either forbidding- or commanding it. This general definition comprehends both crimes and misdemeanors; which, properly speaking, are mere synonymous terms; though in common usage the word1 crimes ’ is made to denote such offenses as are of a deeper and more atrocious*70 dye; while smaller faults and omissions of less consequence are. comprised under the gentler name of ‘ midemeanors ’ only.”
In the light of this definition we can appreciate the action of the convention which framed the Constitution. In the draft of that instrument, as reported by the committee of • five, the language was “ the trial of all criminal offenses . . . shall be by jury,” but by unanimous vote it was. amended so as to read “ the trial of all crimes.” The significance ■ of this change cannot be misunderstood. If. the language had remained “ criminal offenses,” it might have been contended that it meant all offenses of a criminal nature, petty as well as serious, but when the change was made from “ criminal offenses ” to “crimes,” and made in the light of the popular understanding of the meaning of the word “ crimes,” as stated by Blackstóne, it is obvious that the intent was to exclude from the constitutional requirement of a jury the trial of petty criminal offenses. But we need not go beyond the express rulings of. this- court. In Callan v. Wilson, 127 U. S. 540, reference-was made to many decisions of state courts, holding that the trial of petty offenses was not within any constitutional provision' requiring a jury in the trial of crimes, and on page 557 it was said:
“ Except in that class or grade of offenses called petty offenses, which, according to the common law, may be proceeded against summarily in any tribunal legally constituted for that purpose, the guarantee of an impartial jury to the accused in a criminal prosecution, conducted either in the name, or by or under the authority of, the United States, secures to him the right to enjoy that mode of trial from the first moment, and in whatever court, he is put on trial for the offense charged.”
By section 563, Rev. Stat., the District Courts are given jurisdiction “ of all crimes and offenses cognizable under the authority of the United States, committed within their respective districts, or upon the high seas, the punishment of which is hot capital.” There is no act of Congress requiring that
“ In all prosecutions within the jurisdiction of said court in which, according' to the Constitution of the United States, the accused would be entitled to a jury trial, the trial shall be by jury, unless the accused shall in open court expressly waive such trial by jury and request to be tried by the judge, in which case the trial shall be by such judge, and the judgment and sentence shall have the same force and effect in all respects as if the same had been entered and pronounced upon the verdict of a jury. In all cases where the accused would not by force of the Constitution of the United .States be entitled to a trial by jury, the trial shall be by the court without a jury, unless in such of said last named cases wherein the fine or penalty may be $50 or more, or imprisonment as punishment for the offense may be thirty days or more, the accused shall demand a trial by jury, in which case the trial shall be by jury.”
And it is a well-known fact that in many Territories organized by act of Congress the legislature has authorized the prosecution of petty offenses in the police courts of cities without a jury.
But if there be no constitutional or statutory provision or public policy requiring a jury in the trial of petty offenses, upon what ground can it be contended that a defendant therein may not voluntarily waive a jury ? Can it be that a defendant can plead guilty of the most serious, even a capital, offense, and thus dispense with all inquiry by a jury, and cannot when informed against for a petty offense waive a trial by jury ? Article six of the amendments, as we have seen, gives the accused a right to a trial by jury. But the same article gives
We are of opinion that the waiver of .a jury by the defendants in these cases and the consent to trial by the court was not in' conflict with law, and the judgments are, therefore,
Affirmed'.
Dissenting Opinion
dissenting:
Thfese are criminal prosecutions based on the act of .Con
The informations against Schick and Broadwell were substantially of the same character. Each charged that the defendant, a retail. dealer in oleomargarine, unlawfully and knowingly purchased and received for sale certain oleomargarine which had not been stamped according to law.
The parties, in writing, waived a jury, and agreed to submit the issues to the court. The accused, in each case, pleaded not guilty. Evidence having been introduced, the defendant in each case moved the court to render a verdict and judgment of not guilty and that he be discharged, upon the ground that the above act pf Congress, as amended, was in contravention of the Constitution of the United States in that it deprived the defendant and the oleomargarine manufacturers and dealers in the United States of their liberty and property without due process'óf law; was an unwarranted encroachment upon and interference with the police powers reserved to the several States and to the people of the United States ; invested an inferior executive officer with the power finally and arbitrarily to determine judicial questions concerning property rights; and so arbitrarily discriminated against oleomargarine in favor of butter as to be repugnant to the fundamental principles of equality and justice that were inherent in the Constitution.
In each case the motion was overruled, the defendant excepting. Motions for new trial and in arrest of judgment having been severally overruled, the court, no jury having hem empanelled, found the defendant, in each case, guilty, and adjudged that he pay a fine of $50 and costs, and that execution issue therefor. From those judgments the present writs pf error were prosecuted.
Upon the face of the record the question arises whether the court below, without the aid of a jury, had jurisdiction to ascertain the facts, and, finding the defendants severally guilty of the offense charged, to impose upon each the fine prescribed by the statute.
I. That this is a criminal prosecution, and that the mode of procedure must be determined by the established rules governing the conduct of trials in criminal cases, is in my judgment not to be doubted. The record itself describes the information as a criminal information, and the case was tried as if it were a criminal prosecution. It never occurred to the trial court that it was a prosecution of any other kind. It is true that the act provides that all fines, penalties and forfeitures imposed by it may be recovered in any court of competent jurisdiction. § 19. But it is evident from the entire :act that it makes all the violations of the provisions imposing a fine, or fine and imprisonment, or fine or imprisonment, criminal offenses to be punished in such mode as was appropriate or allowable by the law of criminal procedure. Throughout the act, when a fine is imposed, the doing of the thing forbidden is described as an “ offense.” If a person carries on the business of a manufacturer of oleomargarine, without having paid the special tax, he is subject, besides being liable to pay the special tax, to be fined not less than $1,000 and not more than $5,000; if he carries on the business of a wholesale dealer in oleomargarine without having paid the special tax therefor he is subject, besides being liable for the special J-nx, to be fined not less than $500 nor more than $2,000; and if he carries on the business of a retail dealer in oleomargarine, without having paid the special tax, he may be fined not less than $50 nor more than $500 for each and every
These sections are to be looked at in connection with section 11, on which this prosecution is . based. That section provides “That every person who knowingly purchases or receives for sale any oleomargarine which .has not been branded or stamped according-to law, shall-be liable to a penalty of fifty dollars for each such offense.” .
It is true that the word “ penalty ” is. used in several .sections of this act. But it is not -to be conclusively inferred therefrom that .the offense described was not a crime, within the strictest meaning of that word. Referring to the words “penalty,” “liability,” and “.forfeiture,” this court-has said: “ These words have been used by the great, masters of Crown law and the elementary writers as synonymous with / punishment,’ in connection with crimes of the . highest grade. Thus, Blackstone speaks, of criminal law as that ‘ branch of jurisprudence'which teaches of the-nature, extent and degrees.of every crime', and adjusts-to it its adequate and necessary penalty.’ Alluding to the importance of this department of legal .science, he says : ‘ The enacting of penalties to which a whole nation shall be subject should be calmly and maturely considered.’ Referring to the unwise policy,;of inflicting capital punishment for certain comparatively slight offenses, he speaks of them as ‘ these outrageous penalties,’ and repeatedly refers to laws that inflict the ‘ penalty of death.’ ” United States v. Reisinger, 128 U. S. 398, 402. So, in Huntington v. Attrill, 146 U. S. 657, 667, after quoting the maxim of international law in The Antelope, 10 Wh. 66, 123, that “the courts of no country execute the penal laws of another,” and observ
I cannot doubt, after a scrutiny of the entire act, that every offense prescribed by it and for which a fine is imposed, was intended to be made and is a criminal offense — a crime against the United States — to be punished as such. Certainly the offenses prescribed in sections four, six, seven,, ten, thirteen, fifteen and seventeen are- crimes against the United States. If that be so, surely the offense prescribed in section 11 is a crime and not a mere penalty recoverable 'only by some- form of proceeding of a civil nature. This view is substantially conceded by the Solicitor General when he says that “ in view of the word ‘offense’- in section 11 of the oleomargarine act, there is ground for saying that the penalty which it provides was imposed as a fine for the violation of what is made a misdemeanor.” If the United States could have proceeded in some form of civil- action to recover the fine imposed by that section, it has not done so. It chose to proceed by criminal information, and the accused pleaded not guilty of the crime charged.
II. So far it has been my object only to show that the offense charged was a crime against the United States. I now inquire as to the mode in which it may be legally ascertained whether an accüsed, pleading not guilty, has committed the
It is suggested that .if any conflict exists between the absolute requirement in the original Constitution, (Art. 3, § 2,) that the “ trial of all crimes, except in cases of impeachment, shall be by jury,” and the provision in the Sixth Amendment, that the accused, in every criminal prosecution, “ shall enjoy the right to a speedy and public trial, by an impartial jury',”' etc., the latter, having been last adopted, must control. But tfiere is no such. conflict. Those, who opposed the acceptance of the Constitution said, among other things, that the words- of that instrument, strictly construed, (Art. 3, § 2,) admitted of a secret trial, or of one that might be indefinitely postponed ..to suit the purposes of the Government, or ' of one taking place in a State or district other than that in which the crime was committed. The framers of the Constitution disclaimed any such évil purposes; but in order to meet ’ the objections of-its opponents, and to remove all possible ground of uneasiness on the subject, the Sixth Amendment . was adopted, in which the essential features of the trial required by section 2 of Article 3 are setforth. In other words, the trial required by that section is the trial referred to- in the Sixth Amendment. And the jury referred to in both the original Constitution and in the Amendments was, the -authorities all-agree,-the historical jury of the common law, consisting'of tyrejlve persons, no .more and no less, whose unanimous verdict' was necessary to conviction. . Thompson v. Utah, 170 U. S. 343, 349; 2 Hale’s P. C. 161; 1 Chitty’s Cr.
The contention in the present prosecutions is that although ■ the positive constitutional injunction that the trial, of all crimes shall be by jury furnishes an inflexible rule, that may not be ignored in cases of felony, that rule, even where the accused pleads not guilty, may be disregarded altogether in a trial for a misdemeanor, provided he consents to be tried by the court without a jury. Plainly, such an exception is unauthorized by the Constitution if its words be interpreted áccording to their ordinary meaning. Nor, in my opinion, is it consistent with the fundamental rules of criminal procedure, as' established and enforced at common law. In determining the meaning and scope of the words “ due process of law,” as used in the Constitution, the established rule is that “ we must examine the Constitution itself, to see whether this process bo in conflict with any of its provisions. If not found to be so, we must look to those settled usages and modes of proceeding existing in the common and statute law of England,. before the emigration of our ancestors, and which are shown not to have been unsuited to their civil and political condition by having been acted on' by them- after the settlement of this country.” Murray’s Lessee v. Hoboken Land Co., 18 How. 272, 277. So, in ascertaining whether under any circumstances a criminal case may be tried in a Federal court
Proceeding on- that basis, we have seen, that ,the Constituí tion expressly requires that the trial of all crimes, except impeachment, shall be by jury; and I assert, with confidence, that no precedent can be found at common- law for the trial by the court, without a jury, of any crimes except those described in adjudged cases and by elementary authorities as minor or petty offenses involved, in the internal police of the State, and those could be tried summarily by some court or • officer without the intervention, .of a. jury only when thereunto authorized by. an act of Parliament.,.- Except in cases of contempt, the common law, Blackstone says, was. a,-stranger, to the summary proceedings authorized by acts -of Parliament. Bk. 4, c. 20, 280. ■ I am not aware of, .nor has. there been cited, any. case in England in which,, after Magna Charta ancj prior to the adoption of our Constitution, a court, tribunal, • officer, or commissioner has, without a jury, even.in -the: case ■ of a petty offense, determined the question of crime or no crime, when the defendant pleaded not guilty; unless .the au~. thorily to do so was expressly conferred by an act .of Parliament. The exceptions to the rule at.common law that all crimes must be tried by a jury were in the mind of this court when in Callan v. Wilson, 127 U. S. 540, 557, it-said:.“Except in that class or grade of offenses, called petty offenses, which, according to the common law, may be proceeded against summarily .in any -tribunal legally constituted for that purpose, the guarantee .of an impartial jury to the accused in a criminal prosecution, conducted either in the name, or by or under the authority of, the United States, secures to him the right to enjoy'that mode of trial from-the first moment, and . in what
If, in analogy to the powers exercised by the Parliament of England prior to the adoption of our Constitution, it should be held that Congress could treat the particular crime here in question as a petty offense triable by the court, without a jury, or with a jury of less than twelve persons, it is sufficient to say that Congress has not legislated to that effect in respect of the offense charged against these defendants*, or of any other offense defined in the acts relating to oleomargarine. If it has the power to do- so, Congress has not assumed, directly or indirectly, to withdraw such .offenses from the operation of the constitutional 'provision that the trial of all crimes, except in cases of impeachment, shall be by jury. And the question is whether in the face of that explicit provision, and in the absence of any statute authorizing it to be done, the court,, a jury being waived, had jurisdiction to try the accused for’the crime charged. ■
In this connection we are confronted with the broad statement, found in some adjudged cases as well as in elementary treatises, to the effect that a person is entitled to waive any constitutional right, of whatever nature, that he possesses, • and thereby preclude himself from invoking' the authority of the Constitution for the protection or enforcement of that right. It is suggested that even when charged with' murder he 'may plead guilty, and that thé court.’ thereupon without the intervention of a jury'may pronounce such
There are some things,so vital in their character that they
Let us look at some of the authorities in cases both of felonies and misdemeanors, and ascertain whether the consent, express or implied, of the accused can have the -effect to dispense -with the mode of trial appointed by law for criminal cases; As the question here presented has never been decider! by this court,'and is of importance, a somewhat extended reference to authorities is justified.
The first case to which I call attention is Hopt v. Utah, 110 U. S. 574, 579. That was a case of murder, arising in Utah whilé' a Territory. It appeared that the trial, by triers appointed by the court, of challenges of proposed jurors was not had in the presence of the accused. It was there argued that his presence at the trial of such an issue was a privilege which he was entitled to waive, and that the entire proceedings against him should not fail because he chose' not to exercise that privilege. This court, however, held that the trial of challenges could not legally take place except in the actual presence of the accused. In dealing with the suggestion that the right of the accused to be present before the triers was waived by his failure to object to their retirement ffom the court room, or to the trial of the several challenges in his absence, it was said: “We are of opinion that it was not within the power of the accused or his counsel to dispense with the . statutory requirement as to his personal presence at the trial.
In Thompson v. Utah, 170 U. S. 343, 353, which was a case of grand larceny charged to have been committed while Utah was a Territory, (the trial occurring after Utah became a State,) one of the questions was whether the trial by. a jury composed of eight jurors, as authorized by the statutes of the State, was a legal trial for a crime committed when Utah was a Territory under the exclusive jurisdiction of the United States. It was contended that as the accused .did not object, until after verdict, to a trial, by a jury of eight persons, he should not be heard to say that the trial was in violation, of his constitutional rights. This court overruled that contention, saying: “.It is sufficient to say that it was. not in. the power of one accused of felony, by consent expressly, given or by .his silence, to authorize ,a jury of only eight persons to pass upon the question of his guilt.' The law in force, when this crime was committed,. did not permit any tribunal to deprive him of his liberty, except one . constituted of a court and a jury of twelve persons.” After referring to Hopt v. Utah, above cited,.the court proceeded: “If one under trial for a felony
“The infirmity,” say Cooley, “in case of a trial by a jury of less than twelve, by consent, would be that the tribunal would be one unknown to the 'law, created by mere voluntary act of the parties; and it would be in effect an attempt to submit to a species of arbitration the question whether the accused has been guilty of an offense against the State. ’ ’ Const. Lim. 319.
A leading case is that of Cancemi v. People, 18 N. Y. 128, 137. Its doctrines have been widely accepted as based upon a sound intej-pretátioq of constitutional provisions, relating to. criminal prosecutions. The Court of Appeals, of New York said: “These considerations make it apparent that the right of a defendant in- a criminal prosecution to affect, by consent, thé conduct of the case, should be muc h more limited than in civil actions. It should not be permitted to extend so far as to work radical changes iff gieat and leading provisions as to the organization of the tribunals or the mode of proceeding prescribed by the constitution and the laws. Effect may justly and safely be given to such consent in many, particulars; and thé law does, in respect to various matters, regard and act upon it as valid. Objections to jurors may be waived; the court may be substituted for triers to dispose of challenges to' jurors; secondary in place of primary evidence may be received; admissions of facts are allowed; and in similar particulars, as well as in relation to mere formal proceedings generally, consent will render valid, what without it would be erroneous. A plea of guilty to any indictment, whatever may be the grade of the crime, will be received and acted upon if it is made clearly to, appear that the nature and effect pf it are understood by the accused. • In such a case the preliminary investigation of a grand jury, with, the admission of the accusation in the indictment, is supposed
Upon the general question whether the consent or silence of the defendant can excuse the failure of the court at the trial to enforce such essential rules as are hére prescribed by law for the trial of criminal cases, the case of Hill v. People, 16 Michigan, 351, 356, 357, 358, is instructive. That was a case of murder. The defendant was found' guilty, and after the trial it was discovered that one of the jurors was disqualified Under the statutes of Michigan. But that fact was unknown to the accused and his counsel until after the rendition of the verdict. It was contended by the State that by neglecting to challenge that juror, the accused lost the right to avail himself of the objection;.and was to be deemed to have thereby waived all objections to the juror ■or to a trial by éleven qualified jurors. It should be here observed that the Constitution of Michigan preserved the
The court added some general observations which may well
In State v. Carman, 63 Iowa, 130, 131, which was the case of an assault with an attempt to commit murder, the Supreme Court of Iowa said: “In our Code'of Civil Practice it is provided that ‘issues' of'fadt in an action in an ordinary proceeding must' bd tried ‘by a "jury, "unless" "th'é Same is waived.’ § 2740. In our Code of Criminal Procedure there 'is no provision for the waiver of a'jury. Oii the other hand, it is provided that ‘an issue of fact must be tried by a jury of the county in which the indictment is found, Unless a change of. venue has been'awarded.’ § 4350. W'e' regard this provision as excluding the jurisdiction of thé court, without a jury, to try such issue. "The question presented is not as to" the" waiver of
In. State v. Mansfield, 41 Missouri, 470, 476, which , involved the question of the right of the accused in capital crimes and felonies to waive his right to. a jury of twelve, persons, after-referring to Cancemi v. People, 18 N. Y. 128, the Supreme Court of Missouri, speaking by Judge Wagner, conceded that in cases of misdemeanor, created by statute, the Legislature, under the laws, of that, State,, might provide for their prosecution in a summary way, without the formality of an indictment, and that the accused could waive a jury or agree on a certain number. But, there was no such statute in Missouri, and the court, in respect of the general question of the waiver of a jury, said: “Another good and sufficient reason, it occurs to us, is, that the prisoner’s consent cannot, change the. law. His right to be tried by a jury of. twelve men is not a,mere privilege; it is a positive, requirement, of the law.,,. He can unquestionably waive many of his .legal rights- or privileges. , He may agree to certain facts and dispense with formal proofs, he may consent to the introduction of evidence not strictly legal, or forbear to interpose challenges to the jurors; but.he has no power to . consent to the creation of a new tribunal. un-, known to the law to try his offense. The law in its wisdom, has declared what shall be a legal jury in the trial of criminal cases; that it shall be composed of twelve; and a defendant,
In Wilson v. State, 16 Arkansas, 601, 608, which was a case of larceny, the Supreme Court of Arkansas said: “Hence there would seem to be no other mode for the trial of a criminal issue, than that by jury. The difficulty is not obviated by any waiver of this mode of trial, because the Legislature-has provided no other mode, in lieu of it, in such an 'event, as it has in civil cases. Nothing short of a confession of the facts, or the finding of them by the verdict of the jury, can regularly authorize the judgment of the court. If the accused would not only waive his right to a trial by jury, but go further, and withdraw his plea, and then confess the • facts charged against him in the indictment, the court would be authorized to render a judgment against him; but so long as his plea of not guilty is in, there-is no mode by which the court can dispose of it, although the accused may waive a trial by jury, with all its attendant privileges, and desire ever so much that the issue may be disposed of by a reference of it to the judge,. or any other referee or arbitrator, and the prosecuting attorney may desire the same, and act in concert with the accused; for the simple reason that the-law makes no provision for any such referee' or arbitrator in criminal cases. The only provision is for a confession of the facts, or a trial by jury to determine them.”
A leading case upon the subject of trial by jury is that of
: In United States v. Taylor, 11 Fed. Rep. 470, which was a criminal prosecution by information for the offense of carrying on. the business of a retail dealer in liquors without having paid the special taxes required by law, the main question was as to the authority of the court' to direct a verdict of guilty under the evidence. It was' held by Judge McCrary that no • such-power existed in the court. -In the course of his opinion he said-that the constitutional guaranty of a jury in a criminal case was a right that could not Joe waived, and that such a trial before the court by the'■prisoner’s consent was erroneous. It appears from the report of that case that Mr.
Among the cases cited by Judge-McCrary was State v. Maine, 27 Connecticut, 281, which was a criminal information for placing a nuisance in a highway. ' The defendant pleaded not guilty. The case, by agreement of the parties, was tried'by -the court, which found the facts, and reserved the questions of law arising thereon for the advice of thq Supreme Court of Errors. The judges- of the latter, court, unanimously held that, “ as no-statute f conferred on the superior court the power to tty this or any other criminal charge, - excepting through; the intervention of a jury, the court' below could not legally try the case in the manner in which it had done, and would not be able to render a. legal judgment on the'.facts, if the advice of this court was given upon .them. They.therefore refused to entertain the case.”-
In Neales v. The State, 10 Missouri, 498, which is an indictment -for unlawfully carrying on the business óf a dram-shop keéper without having a license therefor, it appears that the defendant pleaded not guilty, ■ and neither party requiring a jury, the case was. submitted: to the court, who found him guilty and assessed a fine of $30 against-him. The Supreme Court of Missouri, in which- ■ State there was- a constitutional provision providing that the right of trial by jury should remain inviolate, said: ” Another objection, equally fatal to the judgment, was the trial of the cause by the court; on-the plea of not guilty. It has heretofore been' virtually ■ decided by-this court, in two cases, that Unless the defendant pleads guilty to the charge - contained in the indictment, ■ the- court cannot try the issue and assess a fine against him. 6 Missouri, 457 ; 9 Missouri, 696. It is exclusively the province of a jury to try the'issue of not guilty, and the consent of the defendant' for the court to try the same,- cannot confer such power upon'the court.” ' . - ■
A- case -directly in point is that of State v. Stewart, 89 N. Car. 563, 564. - Thai- was an-indictment for an assault'and battery.
Later, in State v. Holt, 90 N. Car. 749, 754 — which was an indictment for cruelty to animals — the same court, after observing that it was the province and duty of the judiciary to watch over and protect the fundamental rights, in all matters that come before them, said: “There was not the remotest purpose in this case, we are sure, to infringe the right of trial by jury in a criminal action, but for convenience sake and to save time (because the facts-were not disputed) the facts of the case were- agreed upon by the State and the defendant, and submitted to the judge, instead of letting a jury hear the evidence, and render a verdict upon the issue, or find a special verdict. In our judgment, this was not only irregular, but wholly without the sanction of law. There is no statute that authorizes such procedure, and the constitution forbids it. 'No person shall be convicted of any crime but by the unanimous verdict of a jury of good and lawful men in open court.’ No jury was empaneled to try the issue; there was no verdict of a jury; there was no conviction. The judgment of the court had nothing to warrant it, and there was nothing üpon
Running through the adjudged cases is the thought that the.facts necessary to be proved in order to sustain the charge of crime, where the plea is not guilty, must be ascertained in the mode ordained by law for such purpose. “When, therefore,” says Blackstone, “a prisoner on his arraignment pleads not guilty, and for his trial hath put himself on his country, which country the jury are, the sheriff of the county must return a panel of jurors, liberos et legales homines, de vicineto.” Bk. 4, c. 27, *350. Now, all will agree that when the crime charged is a felony, a trial in a Circuit or District Court of the United States, even with the consent of the accused, without a jury composed of twelve persons, would be unauthorized and unavailing for any legal purpose. Why? Because, and only because, the law, the supreme law of the land, has declared that the trial of all crimes' shall be by jury. And, perhaps, all will agree that the constitutional injunction applies with like force to such misdemeanors as by statute are punishable with imprisonment, and that a Circuit or District Court of the United States is without jurisdiction, under a plea of not guilty, no jury being impaneled, to try any crime against the United States involving life or liberty. The consent of the accused in such a case certainly cannot confer upon the court
. In my judgment, the same principle must apply in the present -case, although a fine only, can be imposed. The cáse is embraced by.the very words of. the Constitution; for the offense charged is a crime — none the less a crime because only a fine is involved — and the- constitutional mandate is that-the trial, -of all ■' crimes, except impeachment, shall be by jury. By what authority can a Federal court except from the operation of the constitutional mandate a crime punishable by fine ? It is said that only the property of the accused can be affected, and, therefore, to his consent in this criminal:-case should-.be accorded the same effect as;is given to his consent in a purely civil case to which he might be a party, and which involved no element of crime. In this view I cannot occur. Something more than property is involved in a, criminal case, although the. penalty imposed may be simply affine. Whether the accused has Violated the laws-of his.country, and whether he shall be branded by the judgment of a court as a criminal, are. things of more consequence .to the public than property the value of which is to be measured in money. What. shalL constitute - a crime, how that crime shall be tried, and in-what way the guilt of the accused- shall be manifested, when he pleads not guilty, are exclusively for the Government to declare and regulate, and it is not for the accused, and the prosecutor, by the device of an agreement between them,:to evade.the-requirements of the Constitution and provide a tribunal for the determination of the issue of crime or no crime -different from that designated by the law. Crime or no crime, if the plea be not guilty, can -be. established in-a court of the United States-only by the verdict of a jury. •
. Undoubtedly, as ■ already . indicated, there were petty or minor crimes which, at common law, could be tried without a. jury, and it may- be assumed for the purposes of this case, that the constitutional, provision that all crimes except im
It is said that the nature of the offense and the amount of punishment prescribed must determine whether it • is to be classed among serious or petty; offenses. . This, I take it, means that it is for the court, in the exercise of its inherent powers, to determine whether -the offense--is a-serious one to be tried alone by a jury, or a petty one .which may be tried without'a jury. But the-judiciary had .no such function at common law. No ■ court at common law - assumed, without a jury, to try any offense, however • trivial or petty, except under the authority of a statute conferring authority to that end. If the offense is punishable only by a fine of fifty dól
Again, it is said that in the original draft of the Constitution, the words were “ the trial of all criminal offenses .... shall be by jury,” and that these words were changed in the Convention so as to read “the trial of all crimes.” Strangely enough, it is supposed that this change of words justifies the conclusion that the framers of the Constitution intended to dispense with a jury.in such criminal offenses as the courts, uncontrolled by statute, deemed petty as contrasted with those that they deemed serious. To say that “crimes” means something different from “criminal offenses” is something that I cannot comprehend. A crime is a criminal offense' and a criminal offense is a crime. But the contention of the prosecution, even if sound, does not answer the suggestion that, at common law, it was never the province of a court, by any inherent power it possessed, to prescribe what criminal offenses or crimes were triable, and what need not be tried, by jury. My point is that no criminal offense or crime against the United States can be tried except by jury, if the plea be not guilty, unless it be a petty offense or crime, and unless the legislative department declares that it may be so
It is contended that this mode of trial, at least in misdemeanors involving only a fine, ought to be sanctioned — indeed, encouraged — as convenient both for the Government and the accused. What was said by Blackstone when referring to summary proceedings authorized by acts of Parliament in particular cases may well be repeated, at this day, whenever it is proposed, upon grounds of convenience, to dispense with juries in criminal prosecutions, and thereby •introduce a new mode for the trial of crimes. • He said: “ And, however convenient these may appear . at first (as doubtless all arbitrary powers, well executed, are the. most convenient) yet let it be again remembered, that delays and little inconveniences in the forms of justice are the price that all free nations must pay for their liberty .in more substantial matters; that these inroads upon this sacred bulwark of the nation are fundamentally opposite to the spirit of our Constitution; and that though begun in trifles, the precedent may gradually increase and spread, to the utter disuse of juries in questions of the most momentous concern.” Bk. 4, c. 27, 350.
I insist that as the offense charged iif each of these cases
Reference
- Full Case Name
- Schick v. United States; Broadwell v. United States
- Cited By
- 260 cases
- Status
- Published
- Syllabus
- A written waiver of a jury by a defendant in an action brought by the United States to recover a penalty of fifty dollars under .§ 11 of the act of 1886 as amended by .the act of May 9, 1902, is not in conflict with the laws and constitution of the United States, and does not invalidate the judgment. McCray v. United States, ante, p. 27, followed as to constitutionality of the oleomargarine legislation.