Atchison, Topeka & Santa Fe Railway Co. v. Sowers
Dissenting Opinion
dissenting.
I agree to pretty much everything that is said on behalf of the majority of the court, except'the conclusion reached. But my trouble is this. The Territory could have abolished the right of action altogether if it had seen fit. Tt said by its statutes that it would not do that, but would adopt the common law liability on certain conditions precedent, making them, however, absolute conditions to the right to recover at all. One of those conditions was that the party should sue in the Territory. Section 1. A condition that goes to the right conditions it everywhere. Davis v. Mills, 194 U. S. 451, 457. I am willing to assume that the statute could not prohibit a suit in another State, and, indeed, it recognized that in that particular it might be disobeyed with effect. Section 3. But I do not see why the condition in' § 1 was not valid and important. If it had been complied with there might have been a different result.
Opinion of the Court
delivered the .opinion of the court.
This is a writ of error to the Court of Civil Appeals for the
The defendant in error recovered because of injuries received while riding on the pilot of an engine at Gallup, New Mexico. His injuries are alleged to have been occasioned by the negligence of the railroad .company in permitting its track to become soft and out of repair, permitting low joints therein, by reason of which the engine’s pilot struck a frog and guard rail, and the plaintiff was injured.
We are not concerned with the questions of general law in actions of negligence which were involved in the case. The Federal question which invites our attention concerns an act of the legislature of New Mexico, passed March 11,1903 (chapter 33, page 51, Acts of 35th Legislative Assembly of New Mexico). .We give this act in full in the margin.
It is contended that there is no jurisdiction in this court to entertain this writ of error. But we are of opinion that there is jurisdiction. The Revised Statutes of the United States, § 709, authorize this court to review final judgments, in the highest court of the State in which a decision in the suit could be had, where any title, right, privilege or immunity under the Federal Constitution or under any statute of or authority exercised under the United States is specially claimed and denied.
The territorial law was specially set up in the case, and was offered in evidence at the trial, and it was held by the Texas court that it was not required to give force and effect to the territorial statute under the Constitution and laws of the United States.
The opinion of the Court of Civil Appeals of Texas shows that
It is contended at the outset that inasmuch as this territorial ■statute has been annulled by act of Congress (35 Stat. Part One, 573), that the act is void from the beginning. The organic act establishing the Territory of New Mexico provides (Compiled Laws of New Mexico, 1897, § 7, p. 43, 9 U. S. Stat. 449):
“That all laws passed by the legislative assembly and governor shall be submitted to the Congress of the United States, and if disapproved, shall be null and of no effect.”
But we are not prepared to hold that the territorial law thus
To make effectual the full faith and credit clause of the Constitution (Art. IV, § 1), Congress passed the act of May 26,1790, 1 Stat. 122, c. 11. This act made provision for the authentication of the records, judicial proceedings and acts of the legislatures of the several States, and provided that the same should have such faith and credit given them in every State within the United States as they have by law or usage in the courts of the State from which the records are or shall be taken. This act did not include the Territories.
On March 27,1804, Congress passed an act extending the provisions of the former statute to the public acts, records, judicial proceedings, etc., of the Territories of the United States and countries subject to the jurisdiction thereof. 2 Stat. 298, c. 56. Those statutory enactments subsequently became §§ 905 and 906 of the Revised Statutes. Section 905 applies to judicial proceedings, and § 906 to records, etc., kept in offices not pertaining to courts. In the case of Embry v. Palmer, 107 U. S. 3, it was held that a judgment of the . Supreme Court of the District of Columbia, under the legislation of Congress (Rev. Stat.,
§ 905) was conclusive in every State of the Union, except for such causes as would be sufficient to set it aside in the district. The opinion of the court, delivered by Mr. Justice Matthews,
“So far as this statutory provision relates to the effect to be given to the judicial proceedings of the States, it is founded on article IV, § 1, of the Constitution, which, .however, does not extend to the other cases covered by the statute. The power to prescribe what effect shall be' given to the judicial proceedings of the courts of the United States is conferred by other provisions of the.Constitution, such as those which declare the extent of the judicial power of the United States, which authorize all legislation necessary and proper for executing the powers vested by the Constitution in the government of the United States, or in any department or officer thereof, and which declare the supremacy of the authority of the National Government within the limits of the Constitution. As part of its general authority, the power to give effect to the judgments of its courts is coextensive with its territorial jurisdiction. That the Supreme Court of the District of Columbia is a court of the United States, results from the right of exclusive legislation over the district which the Constitution has given to Congress.”
This language is equally applicable to legislative acts of the Territory, as the passage of such laws is the exercise of authority under the United States. New Mexico ex rel. McLean v. Railroad Company, 203 U. S. 38, 47.
Section 906 of the Revised Statutes requires every court within the United States to give the same faith and credit to the acts of the Territory as they have by law or usage in the courts of the Territory from which they are taken. The Federal question then is, Did the court of Texas, in denying any force and validity to the New Mexico statute, violate this requirement of the Federal statute (§ 906) passed under the power conferred upon Congress by the Constitution?
Preliminary to the consideration of the effect of the statute in other jurisdictions, we may notice a question made as to the power of the Territory to pass it.
“Sec. 7. That the legislative power of the Territory shall extend to all rightful subjects of legislation, consistent with the Constitution of the United States and the provisions of this act. ...”
“Sec. 17. That the Constitution and all laws of the United. States, which are not locally inapplicable, shall have the same force and effect within the said Territory of New Mexico as elsewhere within the United States.”
It is contended by the defendant in error that the effect of these statutes is to put the common law, regulating the recovery of actions for personal injuries, in force in the Territory, and that there is no authority to pass laws regulating recovery for injuries of the character attempted. But we are of opinion that the legislative power conferred, extending to all- rightful subjects of legislation, did give the Territory authority to legislate concerning the subject of personal injurie^, and to pass laws respecting rights of action of that character. It is contended for the plaintiff in error that this statute of New Mexico is creative of a new statutory cause of action, taking the place of any common law rights and remedies, and that in such cases it is within the legislative authority to make laws local and exclusive in their character.
In many States it has been held that such causes of action, created by state statute, could not be sued upon in other j uris-dictions. This doctrine is, however, contrary to the holding oí this court in Dennick v. Railroad Co., 103 U. S. 11. Mr. Justice Miller, in delivering the opinion of the court in that case, said, p. 18:
“It would be a very dangerous doctrine to establish that in all cases where the several States have substituted the statute-for the common law, the liability can be enforced in no other State but that where the statute was enacted and the transaction occurred.”
Undoubtedly, where the cause of action is created by the State, as is the action to recover for death by wrongful injury, there is no objection to the enforcement of the law because it arose in another jurisdiction. Northern Pacific Railroad Co. v. Babcock, 154 U. S. 190; Stewart v. Baltimore & Ohio Railroad Co., 168 U. S. 445, 449. Dealing with this subject in Mexican National R. R. Co. v. Slater, 194 U. S. 120, 126, this court said:
“As Texas has statutes which.give an action for wrongfully causing death, of course there is no general objection of • policy to enforcing such a liability there, although it arose in another jurisdiction. Stewart v. Baltimore & Ohio R. R., 168 U. S. 445. But when such a liability is enforced in a jurisdiction foreign to the place of the wrongful act, obviously that does not mean that the act in any degree is subject to the lex fori, with regard to either its quality or its consequences. On the other hand, it equally little means that the law of the place of the act-is operative outside its own territory. The theory of the foreign suit is that although the act complained of was subject to no law having force in the forum, it gave rise to an obligation, an obligatio, which, like other obligations, follows.the person, and may be enforced wherever the person may be found. Stout v. Wood, 1 Blackf. (Ind.) 71; Dennick v. Railroad Co., 103 U. S. 11, 18. But as the only source of this obligation is the law of the place of the act, it follows that the law determines not merely the existence of the obligation, Smith v. Condry, 1 How. 28, but equally determines' its extent. .Jt seems to us unjust to allow a plaintiff to come here absolutely depending on the foreign law for the foundation of his case, and yet to deny the defendant the benefit of whatever limitations on-his liability that law would impose.” '
It is then the settled law of this court that in such statutory
Assuming that the Territory may legislate upon this subject, when we turn to the act what do we find to be its provisions? Section 1 of the act provides that “hereafter there shall be no civil liability under either the common law or any statute of this Territory on the part of any person or corporation for any personal injuries inflicted or death caused by such person, or corporation in this Territory” — unless certain things are done. It is required that the person, injured shall make and serve, within 90 days after such injuries shall have been inflicted, and 30 days before beginning suit, an affidavit upon the person against whom damages are claimed; which affidavit shall state the name and address of the affiant, the character and extent of such injuries so far as the same may be known to the affiant, the way or manner in which such injuries were caused, the names and addresses of such witnesses to the happening of the facts' causing the injuries as may be known to the affiant at the time, and the section concludes: “and unless the person so claiming such damages shall also commence an action to recover the same within one year after such injuries occur, in the District Court of this Territory in and for the county of this Territory where the claimant or person against whom such claim is asserted resides, or, in event such- claim asserted against a corporation, in the county in this Territory where such corporation has its principal place of business, and said suit after having been commenced shall not be dismissed by plaintiff unless by written consent of the defendant filed in the case, or for good cause shown to the court; it being hereby expressly provided and understood that such right of action is given only , off the understanding that the foregoing conditions precedent are made a part of the law under which right to recover can exist for such injuries, except as herein otherwise provided.”
Such suit at common law might be maintained in any court of general jurisdiction, where service could be had upon the defendant. The question here is, when such court does entertain a suit of that kind what is it required to do in order to give effect to the statutory requirements of § 906 of the Revised Statutes?
The object of this statute of the United States was to give to the public acts of each Territory the same faith and credit in every court within the United States as they are entitled to, by law, in the Territory where they are enacted. Before this statute the effect which would have been given to the judgment of the court of a Territory rested alone upon principles of comity. These acts are now, and by force of the statute, to be given thé force and effect that they would be given in the Territory which passed them, that is, the cause of action is not to be enlarged, when regulated by the legislation of a. Territory, because the party sees fit to go to another jurisdiction where he can obtain service upon the defendant, and there prosecute his suit.
In the present case, in determining the merits of the cause of ■ action, common law principles were applied in the Texas court
This record discloses that the affidavit required by the statute of New Mexico was made and served within the time prescribed, and that the action was commenced within one year. The only feature of the New Mexico statute which was disregarded was the requirement that suit should be brought only in the District Court of the Territory. But .we are of opinion that where an action is brought in another jurisdiction based upon common law principles, although having certain statutory restrictions, such as are found in this act, as to the making of an affidavit and limiting the time of prosecuting the suit, full faith and credit is given to the law, when the recovery is permitted, subject to the restrictions upon the right of action imposed in the Territory enacting the statute. Of course, the Territory of New Mexico could pass no law having force and effect over persons or property without its jurisdiction. Pennoyer v. Neff, 95 U. S. 714, 722; Story on the Conflict of Laws, § 539.
“Each'State may, subject to the limitations of the Federal Constitution, determine the limits of the jurisdiction of its courts, the character of the controversies which shall be heard in them, and specifically how far it will, having jurisdiction of the parties^ entertain in its courts transitory actions where the cause of action has arisen outside its borders. St. Louis Iron Mountain Ry. v. Taylor, 210 U. S. 281, 285.”
The Territory of New Mexico has a right to pass laws regulating recovery for injuries incurred within the Territory. Martin v, Pittsburg & Lake Erie R. R. Co., 203 U. S. 284. It has a right,. under §906 of the Revised Statutes, to require other States when suits are therein brought to recover for an injury incurred within the Territory to observe the conditions imposed dpon such causes of action, although otherwise controlled by common, law principles. But when it is shown that the court in the
Finding no error in the judgment of the Court of Civil Appeals of Texas, the same is
Affirmed.
Whereas, it has become'customary for persons claiming damages for personal injuries received in this Territory to institute and maintain suits for the recovery thereof in other States and Territories to the increased cost and annoyance and manifest injury and oppression of the business interests of this Territory and the derogation of the dignity of the courts thereof.
Therefore, be it enacted by the Legislative Assembly of the Territory of New Mexico:
Section 1. Hereafter there shall be no civil liability under either the common law or any statute of this Territory on the part of any person or corporation for any personal injuries inflicted or death caused by such person or corporation in this Territory, unless the person claiming damages therefor shall within ninety days after such injuries shall have been inflicted make and serve upon the person or corporation against whom the same is claimed, and at least thirty days before commencing
Sec. 2. Whenever any person or corporation shall file a petition in the District Court of this Territory for the county in which said petitioner lives, or, if a corporation, in the District Court for the county in which such corporation has its principal place of business, stating in effect that such petitioner is informed and believes that, some party named in such petition claims that he is entitled to damages from said petitioner for personal injuries, inflicted in this Territory upon the party named in said petition or for personal injuries inflicted upon or death caused to some other person for which such party claims to have a cause of action against said petitioner, and stating as near as may be the general character of such injuries and the manner and date said party claims they were inflicted and the place where he claims they were inflicted as near as petitioner knows or is informed as to such facts, and praying that the said party may be required to appear in said court and file therein a statement of his cause of action in the form of a complaint against said petitioner, summons shall issue out of said court and be served and returnable as other process, commanding and requiring
In event said party complained of in said petition, after being duly served with-such summons, shall fail or refuse to appear or file his said statement as required herein, judgment shall be rendered by default against him in favor of the petitioner, as in other cases, and thereupon the court shall try and determine the issues raised by such petition, including the question as to whether or not the petitioner is liable to said party on account of any of the matters or things stated in said petition in any sum of money whatsoever, and if so, in what amount, and final judgment shall be rendered in accordance with the facts and the law, and such judgment as the court may render shall be final and conclusive upon the question of the liability or non-liability of said petitioner to said party, and of the amount of the liability.
Sec. 3. It shall be unlawful for any person to institute, carry on or maintain any suit for the recovery of any such damages in any other State or Territory, apd upon its being made to appear to the coürt in which any proceeding has been instituted in this Territory, as herein provided, that any such suit has also been commenced, or is being maintained in any other State or- Territory, contrary to the intent of this act, it shall be the duty- of the court to set down for- hearing and try and determine the proceeding. so pending in this Territory as expeditiously as possible, upon such short notice to the other party thereto or his attorneys as the court may direct; and for the purpose Of trying ' the same said court shall have the power to compel the parties thereto
Sec. 4. Whenever it shall be made to appear to the District Court of this Territory for the county in which petitioner or plaintiff lives, by any petition filed under section 3 hereof, or by a supplemental petition, or by
Sec. 5. This act shall not apply to cases in which the person or corporation against whom damages for personal injuries are claimed cannot be duly, served with process in this Territory.
Sec. 6. .Nothing herein contained shall be construed as in any way preventing any one in this Territory claiming to have a right of action for any such' damages from compromising such claim.
. Sec. 7. All acts and parts of acts and laws in conflict with this act are hereby repealed, and this act shall be in effect from and after its passage.
Reference
- Full Case Name
- Atchison, Topeka and Santa Fe Railway Company v. Sowers
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- Where the opinion of the state court shows that it considered and denied the validity, of a statute of another 'State, and its binding force to control the right of action asserted, a Federal right specially set up is denied, and this court has jurisdiction to review the judgment under § 709, Rev. Stat. Congress has only reserved a revisory power over territorial legislation, and a statute duly enacted, and within the legislative power of the Territory, remains in full force until Congress annuls it by exerting such power. Miner’s Bank v. Iowa, 12 Howard, 1, 8. Under the provisions of the Constitution which declare the supremacy of the National Government, Congress has power to enact, as it has done by §§ 905, 906, Rev. Stat., that the same faith and credit be given in the courts of the States and Territories to public acts, records, and judicial proceedings of the Territories as are given to those of the States under Art. IV, § 1, of the Constitution! Embry v. Palmer, 107 U. S. 3. The passage of a legislative act of a Territory is the exercise of authority under the United States. McLean v. Railroad Co., 203 U. S. 38, 47. Where Congress confers on a Territory legislative power extending to all rightful subjects of legislation the Territory has authority to legislate concerning personal injuries and rights of action relating thereto; and so held in regard to the legislative' power of New Mexico under act of Sept. 9, 1850, c. 49, 9 Stat. 446. Actions for personal injuries are transitory and maintainable wherever a court may be found that has jurisdiction of the parties and the subject-matter, Dennick v. Railroad Co., 103 U. S. 11, and although in ■Such an action the law of the place governs in enforcing the right, the action may be sustained in another jurisdiction when not inconsistent with any local policy. Stewart v. Baltimore & Ohio R‘. R. 168 U.' S. 445. No State or Territory can pass laws having force or effect over persons or property beyond its jurisdiction-A court that only permits a recovery on a cause of action on plaintiff’s showing compliance with the conditions imposed by a statute of the Territory in which the cause arose has given to that statute the observance required under § 906, Rev. Stat., and if the action is one otherwise controlled by common-law principles its jurisdiction is not defeated because such statute requires actions of that nature tobe brought in the courts of the Territory. An action for personal injuries sustained in New Mexico may be maintained in the courts of Texas' subject to the conditions imposed by the territorial act of New Mexico of March 11,1903, notwithstanding that act required actions of that nature to be brought in the District Court of the Territory. 99 S. W. Rep. 190, affirmed.