United States v. Mayer
United States v. Mayer
Opinion of the Court
after making the foregoing statement, delivered the opinion of the court.
Preliminarily, objection is raised to the authority of this court to answer the questions certified. Under § 239 of the Judicial Code, questions may be certified by the Circuit Court of Appeals “in any case within its appellate jurisdiction, as defined in séction one hundred and twenty-eight”; and § 128 provides that the Circuit Courts of Appeals “shall exercise appellate jurisdiction to review by appeal or writ of error final decisions in the District Court,” etc. The argument is that an application to a Circuit Court of Appeals for a writ of prohibition is an original proceeding. But the jurisdiction of the Circuit Courts of Appeals is exclusively appellate (Act of March 3, 1891, §§ 2, 6, c. 517, 26 Stat. 826, 828; Jud. Code, §§ 117, 128; Whitney v. Dick, 202 U. S. 132, 137, 138); and their authority to issue writs is only that which may properly be deemed to be auxiliary to their appellate power. Jud. Code,
It is also objected that the certificate sends up the entire case. It is a familiar rule that this court can not be required through a certificate under § 239 to pass upon questions of fact, or mixed questions of law and fact; or to accept a transfer of the whole case; or to answer questions of objectionable generality — which instead of presenting distinct propositions of law cover unstated matters ‘lurking in the record’ — or questions that are hypothetical and speculative. United States v. Bailey, 9 Pet. 267, 273; Webster v. Cooper, 10 How. 54, 55; Jewell v. Knight, 123 U. S. 426, 432-435; United States v. Hall, 131 U. S. 50, 52; Cross v. Evans, 167 U. S. 60, 63; United States v. Union Pacific Rwy. Co., 168 U. S. 505, 512; Chicago, B. & Q. Rwy. Co. v. Williams, 205 U. S. 444, 452, 453; 214 U. S. 492; Hallowell v. United States, 209 U. S. 101, 107; The Folmina, 212 U. S. 354, 363; B. & O. R. R. Co. v. Interstate Com. Com., 215 U. S. 216, 221, 223. But, on the other hand, there is no objection to the submission of a definite and clean-cut question of law merely because the answer may be decisive of the controversy. The question propounded, must always be such that the answer will aid the court in the determination of the case, and the importance, or the controliing character, of the question if suitably specific furnishes no ground for its disallowance. This is abundantly illustrated iii the decisions. United States v. Pridgeon, 153 U. S. 48; Helwig v. United States, 188 U. S.
Coming, then, to the matters thus submitted, we deem the following considerations to be controlling:
1. In the absence of statute providing otherwise, the general principle obtains that a court cannot set aside or alter its final judgment after the expiration of the term at which it was entered, unless the proceeding for that purpose was begun during that term. Hudson v. Guestier, 7 Cranch, 1; Cameron v. M'Roberts, 3 Wheat. 591; Ex parte Sibbald, 12 Pet. 488, 492; Bank of United States v. Moss, 6 How. 31, 38; Bronson v. Schulten, 104 U. S. 410, 415-417; Phillips v. Negley, 117 U. S. 665, 673, 674; Hickman v. Fort Scott, 141 U. S. 415; Hume v. Bowie, 148 U. S. 245, 255; Tubman v. B. & O. R. R. Co., 190 U. S. 38; Wetmore v. Karrick, 205 U. S. 141, 149-152; In re Metropolitan Trust Co., 218 U. S. 312, 320, 321. There are certain exceptions. In the case of courts of common law — and we are not here concerned with the special grounds upon which courts of equity afford relief — the court at a subsequent term has power to correct inaccuracies in mere matters of form, or clerical errors, and, in civil cases, to rectify such mistakes of fact as were reviewable on writs of error coram nobis, or coram vobis, for which the proceeding by motion is the modern substitute. Pickett's Heirs v. Legerwood, 7 Pet. 144, 148; Matheson's Adm'r v. Grant's Adm'r, 2 How. 263, 281; Bank of United States v. Moss, supra; Bronson v.
In view of the statutory and limited jurisdiction of the Federal District Courts, and of the specific provisions for the review of their judgments on writ of error, there would appear to be no basis for the conclusion that, after the term, these courts in common law actions, whether civil or
State statutes relating to the granting of new trials are not applicable. As was said by this court in Bronson v. Schulten, supra, — “The question relates to the power of the courts and noUjx> the mode of procedure. It is whether there exists in the court the authority to set aside, vacate, and modify its final judgments after the term at which they were rendered; and this authority can neither be conferred upon nor withheld from the courts of the United States by the statutes of a State or the practice of its courts.” See, also, Ind. & St. L. R. R. Co. v. Horst, 93
2. As the District Court was without power to entertain the application, the consent of the United States attorney was unavailing. Cutler v. Rae, 7 How. 729, 731; Byers v. McAuley, 149 U. S. 608, 618; Minnesota v. Hitchcock, 185 U. S. 373, 382. It is argued, in substance, that while consent cannot give jurisdiction over the subject matter, restrictions as to place, time, etc., can be waived. Gracie v. Palmer, 8 Wheat. 699; Toland v. Sprague, 12 Pet. 300, 331; Ayers v. Watson, 113 U. S. 594, 598; Martin's Adm'r v. B. & O. R. R. Co., 151 U. S. 673, 688; Rexford v. Brunswick-Balke Co., 228 U. S. 339, 344, 345. This consideration is without pertinency here, for there was no general jurisdiction over the subject matter, and it is not a question of the, waiver of mere ‘modal ór formal’ requirements, of mere private right or personal privilege. In a Federal court of competent jurisdiction, final judgment of conviction had been entered and sentence had been imposed. The judgment was subject to review in.the appellate court, but so far as the trial court was concerned it was a finality; the subsequent proceeding was, in effect, a new proceeding which by reason of its character invoked an authority not possessed. In these circumstances it would seem to be. clear that the consent of the prosecuting officer could not alter the case; he was not a dispensing power to give or withhold jurisdiction. The established rule embodies the policy of the law that litigation be finally terminated; and when the matter is thus placed beyond the discretion of the court it is not confided to the discretion of the prosecutor.
. 3. We have no occasion to enter upon the broad in
We answer question I-A in the affirmative, and questions II and III in the negative. Question I-B involves an inquiry not raised by the case made and is not answered.
It is so ordered.
Reference
- Full Case Name
- UNITED STATES v. MAYER, JUDGE OF THE DISTRICT COURT OF THE UNITED STATES FOR THE SOUTHERN DISTRICT OF NEW YORK
- Cited By
- 9 cases
- Status
- Published
- Syllabus
- While their jurisdiction is exclusively appellate, Circuit Courts of App.eals may issue writs which are properly auxiliary to their appellate power. While this court may not be required through a certificate under § 239, Judicial Code, to pass upon questions of fact or mixed questions of law and fact, or to accept a transfer of the whole ease, or to answer questions of objectionable generality,'a definite question of law may be submitted even if decisive of the controversy. The general principle obtains, in the absence of statute providing otherwise, that a court cannot set aside or alter its final judgment after the expiration of the term at which it was entered unless the proceeding for that purpose was begun during that term; and this case does not fall within the exceptions to that rule. Whether a Federal court can grant a new trial after the end of the term is a question of power and not of procedure, and state statutes are not applicable. When a writ of error has been issued to review a judgment of conviction of the District Court in a criminal cause, the Circuit Court of Appeals has jurisdiction to issue a writ of prohibition against the District Court entering an order for new trial after expiration of the term on newly discovered evidence. When a writ of error has been issued to review its judgment of conviction in a criminal cause, the District Court has not jurisdiction, upon motion made after the-term at which it was entered, to set the judg- ■ ment aside and order a new trial on facts discovered after the end of the term and not appearing in the record. When a District Court has itself raised the question of its jurisdiction .to entertain a motion made after expiration of. the .term to vacate a judgment of conviction, the consent of the United States attorney to consider the case on the merits does not confer jurisdiction, nor debar the United States from raising the question of jurisdiction, to vacate the judgment.