Tiller v. Atlantic Coast Line Railroad
Tiller v. Atlantic Coast Line Railroad
Concurring Opinion
concurring:
The phrase “assumption of risk” is an excellent illustration of the extent to which uncritical use of words bedevils the law. A phrase begins life as a literary expression; its felicity leads to its lazy repetition; and repetition soon establishes it as a legal formula, undiscriminatingly used to express different and sometimes contradictory ideas. Thus, in the setting of one set of circumstances, “assump
Plainly enough only mischief could result from using a single phrase to express two such different ideas. Such ambiguity necessarily does harm to the desirability of clarity and coherence in any civilized system of law. But the greater mischief was that in one of its aspects the phrase “assumption of risk” gave judicial expression to a social policy that entailed much human misery. The notion of “assumption of risk” as a defense — that is, where the employer concededly failed in his duty of care and nevertheless escaped liability because the employee had “agreed” to “assume the risk” of the employer’s fault — rested, in the context of our industrial society, upon a pure fiction. And in all English-speaking countries legislation was necessary to correct this injustice. In enforcing such legislation the courts should not lose sight of the ambiguous nature of the doctrine with which the
Our present concern is with the Federal Employers’ Liability Act. Prior to 1939, the only inroad made by the Act upon the doctrine of “assumption of risk” as a defense to liability arising from negligence was that in any action brought by an employee, he “shall not be held to have assumed the risks of his employment in any case where the violation by said common carrier of any statute enacted for the safety of employees contributed to the injury or death of such employee.” Section 4 of the Act as amended April 22, 1908, c. 149, 35 Stat. 65. The provision was construed, naturally enough, to mean that “the assumption of risk as a defense is abolished only where the negligence of the carrier is in violation of some statute enacted for the safety of employees. In other cases, therefore, it is retained.” Jacobs v. Southern Ry. Co., 241 U. S. 229, 235. By only partially withdrawing the defense of “assumption of risk,” Congress enabled the railroads to avoid liability in many situations where the employee’s injury resulted from the negligence of the carrier in the only way in which an employer can be negligent, namely, through the negligence of its servants. In other words, Congress continued to sanction the fiction of attributing to employees a willingness to bear the consequences of the carrier’s negligence, other than that arising from its violation of a statute enacted for the safety of employees.
This was the unfortunate situation which the 1939 amendment, the Act of August 11, 1939, c. 685, 53 Stat. 1404, sought to remedy. To § 4 was added the provision that in any action brought by an employee he “shall not be held to have assumed the risks of his employment in any case where such injury or death resulted in whole or in part from the negligence of any of the officers, agents,
But the 1939 amendment left intact the foundation of the carrier’s liability — negligence. Unlike the English enactment which, nearly fifty years ago, recognized that the common law concept of liability for negligence is archaic and unjust as a means of compensation for injuries sustained by employees under modern industrial conditions, the federal legislation has retained negligence as the basis of a carrier’s liability. For reasons that are its concern and not ours, Congress chose not to follow the example of most states in establishing systems of workmen’s compensation not based upon negligence. Congress has to some extent alleviated the doctrines of the law of negligence as applied to railroad employees. By specific provisions in the Federal Employers’ Liability Act, it has swept away “assumption of risk” as a defense once negligence is established. But it has left undisturbed the other meaning of “assumption of risk,” namely, that an employee injured as a consequence of being exposed to a risk which the employer in the exercise of due care could not avoid is not entitled to recover, since the employer was not negligent.
The point is illustrated by two opinions of Mr. Justice Holmes. In Schlemmer v. Buffalo, R. & P. Ry. Co., 205 U. S. 1, 12-13, he called attention to the danger of relieving from liability for negligence by talking about “assumption of risk” — a danger resulting from the ambiguity of the phrase. “Assumption of risk” by an employee may be a way of expressing the conclusion that he has been guilty of contributory negligence. But an employee can
“Assumption of risk” as a defense where there is negligence has been written out of the Act. But “assumption of risk,” in the sense that the employer is not liable for those risks which it could not avoid in the observance of its duty of care, has not been written out of the law. Because of its ambiguity the phrase “assumption of risk” is a hazardous legal tool. As a means of instructing a jury, it is bound to create confusion. It should therefore be discarded. But until Congress chooses to abandon the concept of negligence, upon which the Act now rests, in favor of a system of workmen’s compensation not dependent upon negligence, the courts cannot discard the
Perhaps no field of the law comes closer to the lives of so many families in this country than does the law of negligence, imbedded as it is in the Federal Employers’ Liability Act. It is most desirable, therefore, that the law should not be cloudy and confused. I am not at all certain that the Circuit Court of Appeals misconceived the nature and extent of the carrier’s liability after the 1939 amendment, rather than merely obscured its understanding by beclouding talk about “assumption of risk.” But since I agree that the District Court should have allowed the case to go to the jury on the issue of negligence, I concur in the decision.
Opinion of the Court
delivered the opinion of the Court.
The petitioner’s husband and intestate, John Lewis Tiller, was a policeman for the respondent railroad. Among his duties was that of inspecting the seals on cars in railroad yards to make sure that no one had tampered with them. He had held this position for some years, was familiar with the yard, and was aware, in the words of the court below, that respondent’s employees “are instructed that they must watch out for the movement of the trains as no employee watches out for them and no lights are used at night on the head end of back-up movements except when an employee is placed at the back end with a lantern to protect a road crossing.” The Circuit Court of Appeals found that there was evidence sufficient to sustain the following account of the tragedy:
On the night of March 20, 1940, Tiller was standing between two tracks in the respondent’s switch yards, tracks which allowed him three feet, seven and one-half inches of standing space when trains were moving on both sides.
Petitioner brought this suit to recover damages under the Federal Employers’ Liability Act, 45 U. S. C. § 51 et seq. The complaint alleged negligent operation of the car which struck defendant and failure to provide a reasonably safe place to work. Respondent denied negligence, pleaded contributory negligence on the part of the defendant, and set up as a separate defense that the deceased had assumed all the risks “normally and necessarily incident to his employment.” After the plaintiff’s evidence had been heard the defendant moved for a directed verdict on the grounds (a) that the evidence disclosed no actionable negligence and (b) that the cause of the death was speculative and conjectural. The motion was granted, judgment was accordingly entered for the defendant and the Circuit Court of Appeals, interpreting the decision of the district court as resting on a conclusion that the evidence showed no negligence, affirmed. 128 F. 2d 420. This result was based on a holding that the deceased had assumed the risk of his position and that therefore there was no duty owing to him by respondent. We granted certiorari because of the important question in
The Circuit Court distinguished between assumption of risk as a defense by employers against the consequence of their own negligence, and assumption of risk as negating any conclusion that negligence existed at all. The court reasoned that if, for example, the respondent had negligently failed to provide a workman with a sound tool, and he was thereby injured, it could not under the amendment claim that he had assumed the risk of using the defective implement; but that if a workman were injured in the ordinary course of his work, as in such a switching operation as this, the assumption of risk might still be relied upon to prove that the respondent had no duty to protect him from accustomed danger. The court rejected petitioner’s argument that since the doctrine of assumption of risk had been abolished “the carrier can no longer interpose it as a shield against the consequences of its neglect and hence is liable for injuries to its employees in its railroad yards or elsewhere, unless it takes precautions for their safety commensurate with the danger that they are likely to encounter.” In rejecting this argument the court below put the core of its decision in these words: “The conclusion is inescapable that Congress did not intend to enlarge the obligation of carriers to look out for the safety of their men when exposed to the ordinary risks of the business, and that in circumstances other than those provided for in the amended section of the statute, the doctrine of the assumption of the risk must be given its accustomed weight.” [Italics added.]
Perhaps the nature of the present problem can best be seen against the background of one hundred years of master-servant tort doctrine. Assumption of risk is a judicially created rule which was developed in response to the general impulse of common law courts at the begin
As English courts lived with the assumption of risk doctrine they discovered that the theory they had created had become morally unacceptable but of such legal force that it could not be repudiated.
This Court accepted the assumption of risk doctrine as applied to railroad employees, at least in part, in 1879.
Prior to the passage of the Federal Employers’ Liability Act of 1906 the assumption of risk doctrine, except for a considerable vagueness as to its relation with contributory negligence, was fairly well known.
Congress took a major step toward modification of the common law barrier against employee recovery in accident suits in the Federal Employers’ Liability Act of 1906, 34 Stat. 232, repassed with alterations not material in 1908, 35 Stat. 65. This Act, in its principal features, abolished the fellow servant rule, substituted comparative negligence for the strict rule of contributory negligence, and allowed survivors’ actions for tort liability. Section 4 of that Act, as interpreted by this Court in Seaboard Air Line v. Horton, supra, perpetuated the defense of assumption of risk.
The assumption of risk clause in the statute became the subject of endless litigation. The Federal Code Annotated and the United States Code Annotated devote over thirty pages each of fine type merely to the citation and brief summary of the reported decisions; and the number of unreported and settled cases in which the defense was involved must run into the thousands.
It was this maze of law which Congress swept into discard with the adoption of the 1939 amendment to the Employers’ Liability Act, releasing the employee from the burden of assumption of risk by whatever name it was called. The result is an Act which requires cases tried under the Federal Act to be handled as though no doctrine of assumption of risk had ever existed.
If this were not sufficiently clear from the language of the amendment, any doubt would be dissipated by its legislative history. The 1939 bill
The doctrine of assumption risk can not be “abolished in toto”
In this situation the employer’s liability is to be determined under the general rule which defines negligence as the lack of due care under the circumstances; or the failure to do what a reasonable and prudent man would ordinarily have done under the circumstances of the situation; or doing what such a person under the existing circumstances would not have done.
No case is to be withheld from a jury on any theory of assumption of risk; and questions of negligence should under proper charge from the court be submitted to the jury for their determination. Many years ago this Court said of the problems of negligence, “We see no reason, so
We think that the question of negligence on the part of the railroad and on the part of the employee should have been submitted to the jury. The decision below is reversed and the case is remanded for further proceedings in conformity with this opinion.
Reversed.
It was so dark that when the engineer after the accident asked the fireman to pick up an object near the tracks, the fireman replied, “No, I am afraid to go down in the dark by myself; you come with me.”
See, e. g., Toledo, St. L. & W. R. Co. v. Allen, 276 U. S. 165, 171, 172; Missouri Pacific R. Co. v. Aeby, 275 U. S. 426, 430. It is sometimes said that courts have held the master blameless in actions by-employees who have entered and remained in hazardous occupations on the premise that the employee assumed the risk; but the theory has not always appeared under the name “assumption of risk” since the same result is reached by assigning a given case to one of three practically interchangeable categories: (a) the employee assumed the risk; (b) he was guilty of contributory negligence; (c) the master was not negligent. See 35 Am. Jur. 719 and 3 Labatt, Master and Servant, 2d ed. par. 1164-1172, 1206, 1210. The court below thought the Amendment eliminated defense (a) but in effect retained defense (c).
Schlemmer v. Buffalo, R. & P. Ry. Co., 205 U. S. 1, 12, 13.
The following table drawn from the 51st through the 55th Reports of the Interstate Commerce Commission, indicates that a substantial number of railroad employees are killed and injured each year:
Employees Killed and Injured on Steam Railways
Killed Injured
1936 ............................ 593 9,021
1937 ............................ 557 9,294
1938 ............................ 386 6,481
1939 ............................ 400 6,988
1940 ............................ 475 7,956
See 35 Am. Jur. 717; and for discussion of this view, see Pound, Economic Interpretation of Torts, 53 Harv. L. Rev. 365, 373.
Tuttle v. Detroit, G. H. & M. Ry., 122 U. S. 189, 196. Representative Claiborne, advocating a bill to abolish assumption of risk as a defense under the Federal Employers’ Liability Act at a Committee Hearing in the 75th Congress expressed a contrary view as to the usefulness of the doctrine as an accident preventive: “The courts went along and commenced to weave into the decisions this assumption of risk doctrine . . . They said for one thing that it is good public policy to hold the employee liable when he knew of certain conditions and did not protect himself against them; that by doing that, you made the man better regard his two legs, or better regard his two hands, or better regard his stomach. Why, no employee of a railroad company is going out there and lose an arm or an eye or a leg and rely on a jury to make him whole.” Hearings before Sub-committee Number 4 of the Committee on the Judiciary, House of Representatives, 75th Cong., 1st Sess., on H. R. 5755, H. R. 7336 and H. R. 7621, p. 62.
3 M. & W. 1, 6 (Ex. 1837); on the question of which was the first case creating this doctrine, cf. Chicago, M. & St. P. Ry. Co. v. Ross, 112 U. S. 377, 386.
“Morally speaking, those who employ men on dangerous work without doing all in their power to obviate the danger are highly reprehensible, as I certainly think the company were in the present instance. The workman who depends on his employment for the bread of himself and his family is thus tempted to incur risks to which, as a matter of humanity, he ought not to be exposed. But looking at the matter in a legal point of view, if a man, for the sake of the employment, takes it or continues in it with a knowledge of its risks, he must trust himself to keep clear of injury.” Woodley v. Metropolitan Dist. Ry. Co., L. R. 2 Ex. Div. 384 (1887).
For brief discussion of the English experience, see Packer, Workmen’s Compensation, Sen. Doc. 618, 62nd Cong., p. 5; Cohen, Workmen’s Compensation in Great Britain, chap. 5. For an account covering the history of English and American Workmen’s Compensation laws, see Dodd, Administration of Workmen’s Compensation, chaps. 1 & 2.
Hough v. Railway Co., 100 U. S. 213, 217. See also Narramore v. Cleveland, C., C. & St. L. Ry. Co., 96 F. 298.
See Warren, Volenti Non Fit Injuria, etc., 8 Harv. L. Rev. 457 (1895); Bohlen, Voluntary Assumption of Risk, 20 Harv. L. Rev. 14, 91, (1906).
Senator Neely, sponsor of the 1939 amendment, explicitly rejected the economic theory which was the basis of the early opinions: “The contention that you have advanced apparently embraces the theory that the employee . . . voluntarily assumed the risk in spite of
For collections of early state cases, see 49 L. R. A. 33 and 97 Amer. State Reports 877. Early state and foreign statutes are summarized in the Report of the House Judiciary Committee on the 1906 Act, Rept. No. 2335, p. 2, and decisions on state statutes are collected in the Am. State Rep. note 891. The Seaboard Air Line case, supra, held these statutes inapplicable to actions under the federal act.
For a vigorous attack on this decision, see Buford, Assumption of Risk Under the Federal Employers’ Liability Act, 28 Harv. L. Rev. 163; and see Peterson, The Joker in the Federal Employers’ Liability Act, 80 Cent. L. J. 5. The House Judiciary Committee in reporting a bill aimed at making some minor modification in the assumption of risk rule stated that the 1908 Congress never “dreamed, when it passed this former law, that this defense [assumption of risk] would ever be raised by the use of” § 4 of the Act. Report of the House of Representatives Committee on Judiciary, 76th Cong., 1st Sess., Rept. No. 1222, on H. R. 4988, p. 4.
See 49 L. R. A. 33, 49 (Relation Between Defenses of Assumption of Risk and Contributory Negligence), and 35 Am. Jur. 719 (Pragmatic Distinctions Shown to be Lacking).
For some analysis of the cases, see Note 32 Col. L. Rev.. 1384, 53 Harv. L. Rev. 341, 71 A. L. R. 451, 89 A. L. R. 693. For an estimate of their quantity, see Schoene and Watson, Workmen’s Compensation on Interstate Railways, 47 Harv. L. Rev. 389, 394.
“In thousands of cases the doctrine is complicated by ‘promise to repair/ ‘peremptory order/ and other special incidents. The ‘simple tool’ doctrine also arose as an exception. The ‘promise to repair’ aspect of the question is further confused by two superimposed theories; that the employee may rely upon such promise for a reasonable time and, next, that if the danger was so manifest that no reasonable person would act upon such promise, then assumption of risk is reestablished.” House Committee Report, supra, Note 14, p. 4. For a collection of citations on all of the assumption of risk problems, see 2 Roberts Federal Liability of Carriers, 2nd ed., Chapter 39. For a discussion of the “simple tool” doctrine, see Jacob v. New York City, 315 U. S. 752, 756.
Harper, The Law of Tort, 292.
S. 1708, 76th Cong., 1st Sess.
Substantially the same proposal as that finally adopted in 1939 was before the 75th Congress in H. R. 7336. The chief labor exponent of that bill said: The “bill in its nature is intended to relieve the servant from the assumption-of-risk doctrine as interpreted and applied by our United States Supreme Court.” Hearings, supra, Note 6, p. 69. Or,
“But such simple doctrines do not apply equitably under the infinite complexities of modern industrial practices when one’s fellow servants may be numbered by hundreds or even thousands, and unlimited output and maximum speed are watchwords on every hand. The common-law doctrine of assumption of risk, as applied to the worker in a small factory, cannot be fairly applied to the railroad man, whose services are performed over 150 miles of railroad track, or in a large and congested railroad yard.
“The present rule apparently ignores the fact that the master, and not the servant, has control over the conditions which affect the safety of employees. . . . The existing rule not only permits the employer to be careless about the condition of his premises but, in effect, places a premium upon his carelessness. . . .
“Under present economic conditions, employees must, of necessity, continue to work under unsafe conditions or frequently sacrifice the fruits of many years of accumulated seniority, go on relief, or beg their bread.”
Report of the Senate Committee on Judiciary, 76th Cong., 1st Sess., Rept. No. 661, p. 4.
One statement by the bill’s chief supporter at the Senate Hearings comes veiy close to covering the instant case: “It gets back to our
H. R. 4988, 76th Cong., 1st Sess.
House Report, Note 14, supra, p. 6.
Senate Hearings, Note 12, supra, p. 61.
Senate Hearings, Note 12, supra, 14, 17, 76, 81.
Supra, Note 20.
Railroad Co. v. Jones, 95 U. S. 439, 442; Texas & Pacific Ry. Co. v. Barrett, 166 U. S. 617, 619; Grand Trunk Ry. Co. v. Ives, 144 U. S. 408.
Sen. Report, supra, Note 21, p. 4.
Washington & Georgetown R. Co. v. McDade, 135 U. S. 554, 572. See also Kane v. Northern Central Ry. Co., 128 U. S. 91, 95, 96; Hough v. Railway Co., supra, 225; Jacob v. New York City, 315 U. S. 752, 757. It appears to be the clear Congressional intent that, to the maximum extent proper, questions in actions arising under the Act should be left to the jury: “At the beginning this defense [assumption of risk] was deemed to be at most a jury question. But repeated holdings have encroached more and more upon the right of the employee and various new doctrines or amplifications of previous principles have tended constantly to treat this defense as one to be determined by the courts as ‘matter of law’ — taking it away from the jury; and the courts have decided now it is a question of law.” House Report, supra, Note 14, p. 1. Cf. Delaware, L. & W. R. Co. v. Koske, 279 U. S. 7, 11; Toledo, St. L. & W. R. Co. v. Allen, 276 U. S. 165, 170.
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