United States v. Hark
Opinion of the Court
delivered the opinion of the Court.
This appeal, prosecuted under the Criminal Appeals Act,
Appellees were indicted December 21, 1942, for sales of beef in violation of Maximum Price Regulation No. 169, as amended, issued pursuant to the Emergency Price Control Act of 1942.
Under date of March 5 the clerk made an entry in the docket as follows: “Sweeney, J. Opinion — Motion to quash-is granted.” ' There seems to be no dispute that some days later an additional entry was placed upon the docket bearing the date.March .5 and reading: “Sweeney, J. Indictment quashed.” It further appears that, upon application of the United States Attorney, Judge Sweeney, on March 31, signed a formal order quashing the indictment.
The appellees moved to dismiss the appeal on the grounds that it was not seasonably taken for the reason that the decision upon the motion to quash made by Judge Sweeney in his opinion of March 5 constituted the judgment of the court; and that, as the appeal is not based upon the invalidity or construction of the statute upon which the indictment was founded, it was improperly taken to this court under the Criminal Appeals Act. We postponed consideration of the motion to the hearing on the merits.
First. The Criminal Appeals Act requires that any appeal to this court which it authorizes be taken “within thirty days after the decision or judgment
The judgment of a. court is the judicial determination or sentence of the court upon a matterwithin its jurisdiction. No form of words and no peculiar formal act is necessary to evince its rendition or to mature the right of appeal. And the modes of evidencing the character of the judgment and of attesting the fact and time of its rendition vary from state to state according to local statute or custom, from a simple docket entry or the statement of a conclusion in an opinion, to a formal adjudication, signed by the judge or the clerk, in a journal or order book, or filed as part of the record in the case. The practice in federal courts doubtless varies because of the natural tendency to follow local state practice. Unaided by statute or rule of court we must decide on the bare record before us what constitutes the decision or judgment of the court below from which appeal must be taken within thirty days after rendition.
In view of the diverse practice and custom in District Courts we cannot laydown any hard andfastrule. Where, as here, a formal judgment is signed by the judge, this is prima facie.the decision or judgment rather than a state
Second. This appeal is authorized by the Criminal Appeals Act. That Act permits a direct appeal to this court, inter alia, from a judgment of a district court “sustaining
Third. We hold that revocation of the regulation did not prevent indictment and conviction for violation of its provisions at a time when it remained in force. The reason for the common law rule that the repeal of a statute ends the power to prosecute for prior violations
The judgment is
Reversed.
18 U. S. C. § 682.
56 Stat. 23, 50 ü. S. C. § 901, etc.
“Sweeney, J.: This cause came on to be heard upon the defendant’s motion to quash the indictment alleging that Maximum Price Regu
Ordered that the indictment be and it hereby is quashed on the ground that the Regulation alleged to have been violated was revoked prior to the return of the indictment.
By the Court:
ArthuR M. Brown,
Deputy Clerk.
March 31, 1943.
George C. Sweeney,.
U. S. D. J.”
The words “decision” and “judgment” as used in the Act1 are not intended to describe two judicial acts, but a single act described in alternative phrases. Cf. Ex parte Tiffany, 252 U. S. 32, 36.
There is no dispute that the entry of March 5, “Indictment quashed/' was in fact not plhced upon the docket for a number of days after March 5, but it was made before March 29. Even if the actual date when it was placed on the docket is to control, an appeal taken April 30 would be out of time.
In the federal courts an opinion is not a part of the record proper, England v. Gebhardt, 112 U. S. 502, 506; and in some jurisdictions the docket entries are not.
United States v. Resnick, 299 U. S. 207; United States v. Midstate Horticultural Co., 306 U. S. 161. Compare United States v. Swift & Co., 318 U. S. 442, 446.
United States v. Stevenson, 215 U. S. 190; United States v. Winslow, 227 U. S. 202; United States v. Foster, 233 U. S. 515; United States v. Farrar, 281 U. S. 624; United States v. Scharton, 285 U. S. 518.
United States v. Thompson, 251 U. S. 407, 412; United States v. Barber, 219 U. S. 72, 78.
United States v. Oppenheimer, 242 U. S. 85, 86.
United States v. Tynen, 11 Wall. 88, 95; cf. United States v. Chambers, 291 U. S. 217 at 226.
Cf. United States v. Grimaud, 220 U. S. 506, 522.
Dissenting Opinion
dissenting:
I cannot agree that this appeal was “taken within thirty days after the decision or judgment has been rendered,” as required by the Criminal Appeals Act, 18 U. S. C. § 682. This appeal was allowed by Judge Sweeney of the District
As the majority opinion states, the final decision or judgment from which the thirty-day appeal period runs requires no peculiar formal act or form of words. The effective act varies from court to court. But there is no doubt as to the practice in the District Court of Massachusetts. As stated by the deputy clerk of that court, whose duties and familiarity with the court’s procedure lend great weight to his statements, “The practice in this District, on the receipt of an opinion granting a motion to quash, is to make an entry on the docket under the judge’s name, 'Indictment quashed.’ It is not the practice to have a written order.” This statement, which appears to have had the approval of Judge Sweeney, clearly indicates that the final judgment in this case is to be found in the docket entry under the judge’s name.
Judge Sweeney’s opinion of March 5 granted the motion to quash the indictment. Pursuant to the District Court’s practice, an entry on the docket under the judge’s name, constituting the final judgment, would normally have been made on the same day, March 5. Because of inadvertence, however, the entry was not made until some time between March 25 and March 29. At that time the docket clerk made the following entry on the docket: "March 5. Sweeney, J. Indictment quashed.” That entry thereby constituted the final and effective judgment. And assuming that this judgment was not entered until March 29, the allowance of this appeal on April 30 was out of time.
It is contended that the subsequent formal order signed on March 31 by Judge Sweeney is the effective judgment. But the procedure in this District Court makes clear that such formal written orders are unnecessary. It is the
Moreover, the circumstances surrounding the formal order of March 31 reveal no intention by Judge Sweeney to supersede the effect of the previous docket entry or to extend the time for appeal. The deputy clerk, in a letter written to the Department of Justice, has described the situation in these words:
“On or about March 31st, the Government presented a written order to me, and I accompanied the United States Attorney to Judge Sweeney's chambers. It was entirely new procedure for us to have a written order. I understand it was only because the United States represented that the Department of Justice wanted a written order in this case, so as to conform to the suggestion contained in Mr. Justice Jackson’s concurring opinion in United States v. Swift & Co., 318 U. S. 442, 446, that Judge Sweeney signed the order. I can recall that Judge Sweeney protested against the necessity of signing such an order when it was presented to him, but did sign it at the request of the United States Attorney. I also remember that Judge Sweeney said he was not going to adopt the practice of signing orders in all such future cases. When it came time to make an entry of this order in the books, I assumed that it was to take the place of the entry 'Sweeney, J. Indictment quashed’, which was made between March 25th and March 29th, and I told the docket clerk making the entry to cross out the entry which had been made previously between March 25th and March 29 th.
“When I wrote my letter to you, it seemed to me that I had told the Court that the entry of March 5 would necessarily be stricken out, but I find that the Court has no recollection of being so informed. There was no intention that the order of March 31 should extend the time for appeal, and it is the Court’s recollection that he so stated to counsel.
“By direction of the Court, I am sending a copy of this letter to counsel for the defendant.”
The very fact that Judge Sweeney stated that the March 31 order did not extend the time for appeal demonstrates his belief and intention that a valid final order had theretofore been entered. Some time after March 31 the deputy clerk on his own initiative ordered the March 5 docket entry stricken in the mistaken belief that it had been superseded. In its place was inserted the entry: “March 31. Sweeney, J. Order quashing indictment.” Such action was obviously insufficient to change either Judge Sweeney’s intention or the finality and effect of the March 5 entry for purposes of appeal to this Court.
Varying and uncertain rules governing criminal appeals are to be avoided whenever possible. Yet the effect of holding this appeal to be timely is to inject into the procedure of the court below an element of confusion and doubt. ' Heretofore parties to a criminal proceeding in the District Court of Massachusetts were entitled to rely on the docket entry, following an opinion granting a motion to quash, as .the final decision or judgment.
Judged by the fixed and simple practice of the court below in entering its final judgments, this appeal cannot be considered timely.
Reference
- Full Case Name
- UNITED STATES v. HARK Et Al., Co-Partners, Doing Business as LIBERTY BEEF CO.
- Cited By
- 147 cases
- Status
- Published