Special Equipment Co. v. Coe
Opinion of the Court
delivered the opinion of the Court.
This is a suit in equity, brought in the District Court of the District of Columbia, under R. S. § 4915, to compel respondent, the Commissioner of Patents, to issue a patent upon an application for a subcombination of the elements of a machine for which the inventor had previously filed a patent application. The district court gave judgment for respondent. The Court of Appeals for the District affirmed, 144 F. 2d 497, and we granted certiorari, 323 U. S. 697. The question is whether the Court of Appeals correctly rested its decision upon the ground that petitioner did not intend to make or use the invention and that the purpose of seeking the patent was to exploit and protect the combination invention embodied in the complete machine, of which the subcombination is a part. '
The original application specified and claimed an apparatus consisting of two spaced, horizontally mounted turrets or turntables, combined with means for continuously, but intermittently, rotating both in the same direction. Fixed upon and rotatable with the table of the first turret are a plurality of pear receiving and clamping means, spaced upon the upper surface of the turntable, adapted to receive and clamp either a pre-split or a whole pear. At the first intermittent stop a swinging knife shears off (bobs) the stem of the fruit, which extends beyond the clamps. At the next intermittent stop, overhead traveling jaws or clamps grasp the fruit concurrently with its release from the first clamp and carry the fruit longitudinally to a point over the second turntable.
As the pear is thus carried from the first turret to a position over the second, it is split' by a fixed vertically positioned knife straddled by the overhead traveling clamps. As the clamps force the pear against and past the knife, it cleaves the pear into substantially equal half sections. The pear sections are then automatically, successively deposited in spaced cups fixed on the second revolving turntable. At the next stop of that turntable the pear section resting in its cup is peeled by an automatically
In the operation of the machine whole or split pears may be fed by hand to the holding and clamping devices on the first turret where the pears are bobbed. The whole pear is then split as it is carried by the overhanging jaws from the first turret to the second. The peeling and coring of both pre-split and whole pears are then carried through by the operation of the second turret.
The patent application for the complete machine discloses a highly ingenious device, which is said to have achieved a great advance in the art by increasing the speed and skill with which pears are prepared for canning, and to result in a great saving of manpower. The renewed application for the subcombination specifies and claims the apparatus which we have described but without the splitting knife. In the operation of the device thus claimed the pears are pre-split by hand. The split sections are placed face to face in the receiving and clamping means upon the first turntable, after which the operation, except the splitting by the splitting knife, proceeds in exactly the same way and accomplishes the same result as when the splitting knife is present.
Additional claims, which are those sued on, covering all the elements of the combination except the splitting knife, were duly presented to the Patent Office. There they were rejected as incomplete, broader than the invention disclosed by the petitioner in his application, and misleading, and as covering constructions not contemplated by petitioner’s application. Respondent Commissioner, alleging no prior art against the allowance of the claims, set up these objections in his answer in the district court as the
The Court of Appeals, after observing the operation of petitioner’s subcombination without the cutting knife, as shown by moving pictures, concluded that the device was far more useful in its operation than the old method of preparing fruit by hand, and, without deciding the point, added that it was plausible to say “that two distinct inventions are disclosed in the application.”
Without further examination of the issues raised by the pleadings, it affirmed the judgment of the district court upon the new and independent ground that a patent on the subcombination should not be granted because of “the dangers of approving a principle which permits a patent monopoly to be extended by granting claims on distinct inventions, which the applicant has no intention of exploiting as distinct inventions.” It said: “The record shows that it [the subcombination patent] is to be used to exploit and protect the patent monopoly of another related invention, to-wit: the complete machine. There is no intention to make or license others to make the partial machine because, although it is possible to use it without the cutting knife, it is not designed for such independent use.” It thought that the grant of a patent which the patentee has no intention of exploiting as a distinct invention “for the purpose of blocking the development of machines which might be constructed by others,” is inconsistent with the constitutional requirement that the patent grant must “promote the Progress of Science and useful Arts.”
We are pointed to no factual basis in the record for the assertion that petitioner contemplates either the misuse or non-use of the combination patent, other than that
The court below found support for its conclusion in our decisions holding that a patentee may not enlarge the monopoly of his patent by licensing his invention on terms or conditions which tie to its use the use of material or devices which the licensed invention does not embrace, whether they are patented, Ethyl Gasoline Corp. v. United States, 309 U. S. 436, 459; Standard Sanitary Mfg. Co. v. United States, 226 U. S. 20, or unpatented, Motion Picture Patents Co. v. Universal Film Mfg. Co., 243 U. S. 502; United Shoe Machinery Corp. v. United States, 258 U. S. 451; Carbice Corporation v. American Patents Corp., 283 U. S. 27; Leitch Manufacturing Co. v. Barber Co., 302 U. S. 458.
It is clear that no such case is presented here. We find nothing in the statement quoted from petitioner’s brief in the court below or in the record to indicate that petitioner proposes to make any such use of the patent which
A patent on the combination embodied in the complete machine, without the allowance of the subcombination claims, would not, as the court below thought, prevent the free use of the subcombination. Corn-Planter Patent, 23 Wall. 181, 224; Schumacher v. Cornell, 96 U. S. 549, 554; Rowell v. Lindsay, 113 U. S. 97, 101; Mercoid Corp. v. Mid-Continent Co., 320 U. S. 661, 668. Hence denial of a patent on the subcombination would deprive the inventor of the benefit of the exclusive right to use the subcombination in the ways specified by the patent laws. It would also leave the public free to use, and thus to appropriate a part, however important, of the inventor’s complete machine, even though patented.
The statutes permit, and it is the settled practice of the Patent Office, many times sustained by this Court, to allow, claims to a combination and also its subcombina-tions. Philadelphia, W. & B. R. Co. v. Dubois, 12 Wall. 47, 60; Deering v. Winona Harvester Works, supra; Leeds & Catlin Co. v. Victor Talking Machine Co., 213 U. S. 301, 318; Altoona Theatres v. Tri-Ergon Corp., 294 U. S. 477, 487; Mercoid Corp. v. Mid-Continent Co., supra, 667. The question then is whether, without more, the use of the subcombination patent to prevent appropriation of the complete machine so infringes any provisions or principles of the patent laws, or is so contrary to principles governing the award of equitable relief, as to permit the court to refuse the judgment, which the statute authorizes, directing that the patent issue.
In answering it the court below assumed that such purpose to protect the whole invention was to be achieved by complete suppression of the use of the subcombination invention and that the suppression for the protection of the complete machine would invalidate the patent because it would be contrary to the constitutional purpose and to the spirit if not the letter of the patent laws. We think both assumptions are unwarranted. Section 4886 of the Revised Statutes authorizes “any person who has in-
It by no means follows that such a grant is an inconsistent or inappropriate exercise of the constitutional authority of Congress “to promote the Progress of Science and useful Arts” by securing to inventors “the exclusive Right to their . . . Discoveries.” Congress, in the choice of means of promoting the useful arts by patent grants, could have provided that the grant should be conditioned upon the use of the patented invention, as in fact it did provide by the Act of 1832 (4 Stat. 577) authorizing the issue of patents to aliens conditioned upon the use of the invention, which provision was later repealed (5 Stat. 117,125). But Congress was aware that an unpatented invention could be suppressed and the public thus deprived of all knowledge or benefit of it. It could have concluded that the useful arts would be best promoted by compliance with the conditions of the statutes which it did enact, which require that patents be granted only for a limited term upon an application fully disclosing the invention and the manner of making and using it. It thus gave to the inventor limited opportunity to gather material rewards for his invention and secured to the public the benefits of full knowledge of the invention and the right to use it upon the expiration of the patent.
This Court has consistently held that failure of the pat-entee to make use of a patented invention does not affect
Congress has frequently been asked to change the policy of the statutes as interpreted by this Court by imposing a forfeiture
We have no occasion to consider here whether a better rule governing the grant of patents could be devised than that prescribed by Congress, as this Court has interpreted it; or whether the courts on equitable principles should decline to enjoin patent infringements or decline to compel the issue of a patent if and when it appears that the patentee or inventor intends to make no use of the invention. The record neither calls upon nor permits us to decide any of these questions, for it fails to establish that petitioner has any such intention. Petitioner’s intended use of the patent to prevent others from appropriating it and by that means from appropriating an essential part of
■ The record establishes no intention by petitioner not to use his invention, and no proposed use of it disclosed or suggested by the record affords any basis for withholding the grant of the patent. The judgment below must therefore be reversed, and the cause remanded to the Court of Appeals for further proceedings in conformity to this opinion to enable it to consider and decide the issues raised by the pleadings. See Bates v. United States, 323 U. S. 15, 17 and cases cited.
Reversed.
See Hartford-Empire Co. v. United States, supra, 433, n. 26.
See Hartford-Empire Co. v. United States, supra, n. 27.
Dissenting Opinion
dissenting.
The right of suppression of a patent came into the law over a century after the first patent act was passed. In 1886 Judge Blodgett had ruled that a patentee “is bound either to use the patent himself or allow others to use it on reasonable or equitable terms.” Hoe v. Knap, 27 F. 204, 212. In 1896 that rule was repudiated by the Circuit
I think it is time to be rid of that rule. It is inconsistent with the Constitution and the patent legislation which Congress has enacted.
Article I, § 8 of the Constitution grants Congress the power “to promote the progress of science and useful arts, by securing for limited times to authors and inventors the exclusive right to their respective writings and discoveries.” Of the various enumerated powers it is the only one which states the purpose of the authority granted Congress. “The Congress is given no general power to issue letters patent or to reward inventors as it will. An experience with grants of monopoly in England was fresh in the minds of the Fathers; the lesson had been underlined in recent differences with the Crown.” Hamilton, Patents and Free Enterprise (1941), p. 152, Temporary National Economic Committee, Monograph No. 31, 76th Cong., 3d Sess. The purpose “to promote the progress of science and useful arts” accordingly provides the standards for the exercise of the power and sets the limits beyond which it may not go. That purpose also provides
It is a mistake therefore to conceive of a patent as but another form of private property. The patent is a privilege “conditioned by a public purpose.” Mercoid Corp. v. Mid-Continent Co., 320 U. S. 661, 666. The public purpose is “to promote the progress of science and useful arts.” The exclusive right of the inventor is but the means to that end. That was early recognized by this Court. See Pennock v. Dialogue, 2 Pet. 1, 19; Kendall v. Winsor, 21 How. 322, 327-328; Seymour v. Osborne, 11 Wall. 516, 533-534. But the Paper Bag case marked a radical departure from that theory. It treated the “exclusive” right of the inventor as something akin to an “absolute” right. It subordinated the public purpose of the grant to the self-interest of the patentee.
The result is that suppression of patents has become commonplace. Patents are multiplied to protect an economic barony or empire, not to put new discoveries to use for the common good.
It is difficult to see how that use of patents can be reconciled with the purpose of the Constitution “to promote the progress of science and the useful arts.” Can the suppression of patents which arrests the progress of technology be said to promote that progress? It is likewise difficult to see how suppression of patents can be reconciled with the provision of the statute which authorizes a grant of the “exclusive right to make, use, and vend the invention or discovery.” Rev. Stat. § 4884, 35 U. S. C. § 40. How may the words “to make, use, and vend” be read to mean “not to make, not to use, and not to vend”? Take the case of an invention or discovery which unlocks the doors of science and reveals the secrets of a dread disease. Is it possible that a patentee could be permitted to suppress that invention for seventeen years (the term of the letters patent) and withhold from humanity the benefits of the cure? But there is no difference in principle between that case and any case where a patent is suppressed because of some immediate advantage to the patentee.
1 think it is time to return to the earlier, and I think the true, philosophy of the patent system. We should not pass on to Congress the duty to remove the private perquisites which we have engrafted on the patent laws. This Court
For illustrations see Investigation of Concentration of Economic Power, Hearings, Temporary National Economic Committee, Pt. 2 (1939), pp. 345, 776; Hamilton, op. cit., supra, pp. 46-47, 59.
The vice is the same as the practice, consistently condemned by this Court, of writing into the claims broad, general specifications. As stated by Mr. Justice Bradley in Carlton v. Bokee, 17 Wall. 463, 471-472, “We think it proper to reiterate our disapprobation of these ingenious attempts to expand a simple invention of a distinct device into an all-embracing claim, calculated by its wide generalizations and ambiguous language to discourage further invention in the same department of industry . .
These situations are to be distinguished from the case of the inventor who though he has an expectation of exploiting the patent has not yet arranged the necessary financing, or, for other reasons, has not yet been able to go into production.
Dissenting Opinion
dissenting.
I would affirm the judgment. But I do not reach the interesting and important questions debated by the Court’s opinion and my dissenting brethren. They are of such a character that, in my opinion, they should not be determined in the absence of a record presenting facts and issues making this necessary. In this case the facts do not so clearly present the issues of “fencing” and “blocking” that decision upon them is required or appropriate.
Those issues were not raised or considered until the case reached the Court of Appeals. Evidence concerning intent to suppress was not received in the District Court and
The record, however, discloses another ground which was considered in the Patent Office and the District Court, wholly sufficient to dispose of the case and requiring affirmance of the judgment. This was that the claims in issue are too broad to cover the invention. No one of the claims specifies or indicates that the pears must be pre-split in order for the invention to be used or to produce a useful result. With commendable candor, counsel conceded this in the argument here, and indeed the claims on their face require the concession. Patents are not to be granted upon claims which do not accurately describe the invention and all- of its essential features. These claims are stated in language broad enough to include whole
Reference
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