Rochin v. California
Rochin v. California
Opinion of the Court
delivered the opinion of the Court.
- Having “some information that [the petitioner here] was selling narcotics,” three deputy sheriffs of the County of Los Angeles, on the morning of July 1, 1949, made for the two-story dwelling house in which Rochin lived with his mother, commonrlaw wife, brothers and sisters. Finding,the outside door open, they entered and then forced open the door to Rochin’s room, on the second floor. Inside they found petitioner sitting partly dressed on the side of the bed, upon which his wife was lying. On a “night stand” beside the bed the deputies spied two capsules. When asked “Whose stuff is this?” Rochin seized the capsules and put them in his mouth. A struggle ensued, in the course of which the three officers “jumped upon him” and attempted to extract, the capsules. The force they applied proved unavailing against Rochin’s resistance. He was handcuffed and taken to a hospital.' At the direction of one of the officers a doctor forced an emetic solution through a tube into Rochin’s stomach against his will. This “stomach pumping” produced vomiting. In the vomited matter were found two capsules which proved to contain morphine.
Rochin was brought to trial before a California Superior Court, sitting without a jury, on the charge of possessing “a preparation of morphine” in violation of the California Health and Safety Code, 1947, § 11,500. Rochin was convicted and sentenced to sixty days’ imprisonment. The chief evidence against him was the two capsules. They were admitted over petitioner’s objection, although the means of obtaining them was frankly set forth in the testimony by one of,the deputies, substantially as here narrated.
On appeal, the District Court of Appeal affirmed the Conviction, despite the finding that the officers “were
In our federal system the administration of criminal justice is predominantly committed to the care of the States. The power to define crimes belongs to Congress only as an appropriate means of carrying into execution its limited grant of legislative powers. U. S. Const., Art. I, § 8, cl. 18. Broadly speaking, crimes in the United States are what the laws of the individual States, make them, subject to the limitations of Art. I, § 10, cl. 1, in the original Constitution, prohibiting bills of attainder and ex post jacto laws, and of the Thirteenth and Fourteenth Amendments.
These limitations, in the main, concern not restrictions upon the powers of the States to define crime, except in the restricted area where federal authority has pre-empted the field, but restrictions upon the manner in which the States may enforce their penal codes. Accordingly, in reviewing a State criminal conviction under a claim of right guaranteed by the Due Process Clause of the Fourteenth Amendment, from which is derived the most far-reaching and most frequent federal basis of challenging State criminal justice, “we must be deeply mindful of the responsibilities of the States for the enforcement of criminal laws, and exercise with due humility our merely negative function in subjecting convictions from state courts to the very narrow scrutiny which the Due Process Clause of the Fourteenth Amendment authorizes.” Malinski v. New York, 324 U. S. 401, 412, 418. Due process of law, “itself a historical product,” Jackman v. Rosenbaum Co., 260 U. S. 22, 31, is not to be turned into a destructive dogma against the States in the .administration of their systems of criminal justice.
The Court’s function in the observance of this settled conception of the Due Process Clause does, not leave us without adequate guides in subjecting State criminal procedures to constitutional judgment. In dealing not with the machinery of government but with human rights, the absence of formal exactitude, or want of fixity of meaning, is not an unusual or even regrettable attribute of constitutional provisions. Words being symbols do not speak without a gloss. On the one hand the gloss may be the deposit of history, whereby a term gains technical content. Thus the requirements of the Sixth and Seventh Amendments for trial by jury in the federal
When the gloss has thus not been fixed but is a function of the process of judgment, the judgment is bound to fall differently at different times and differently at the same time through different judges. Even more specific provisions, such as the guaranty of freedom of speech and the detailed protection against unreasonable searches and seizures, have inevitably evoked as sharp divisions in this Court as the least specific and most comprehensive protection of liberties, the Due Process Clause.
The vague contours of the Due Process Clause do not leave judges at large.
Due process of law thus conceived is not to be derided as resort to a revival of “natural law.”
Restraints on our jurisdiction are self-imposed only in the sense that there is from our decisions no immediate appeal short of impeachment or constitutional amendment. But that does not make due process of law a matter of judicial caprice. The faculties of the Due Process Clause may be indefinite and vague, but the mode of their ascertainment is not self-willed. In each case “due process of law” requires an evaluation based on a. disinterested inquiry pursued in the spirit of science, on a balanced order of facts exactly and fairly stated, on the detached consideration of conflicting claims, see Hudson County Water Co. v. McCarter, 209 U. S. 349, 355, on a judgment not ad hoc and episodic but duly mindful of reconciling the needs both of continuity and of change in a progressive society.
Applying these general considerations to the circumstances of the present case, we are compelled to conclude that the proceedings by which this conviction was obtained do more than offend some fastidious squeamishness or private sentimentalism about combatting crime too energetically. This is conduct that shocks the conscience. Illegally breaking into the privacy of the petitioner, the struggle to open his mouth and remove what was there, the forcible extraction of his stomach’s contents — this course of proceeding by agents of government to obtain evidence is bound to offend even hardened sensibilities. They are methods too close to the rack and the screw to permit of constitutional differentiation.
It has long since ceased to be true that due process of law is heedless of the means by which otherwise'relevant and credible evidence is obtained. This was not true even before the series of recent cases enforced the constitutional principle that the States may not base convictions upon
To attempt in this case to distinguish what lawyers call “real evidence” from verbal evidence is to ignore the reasons for excluding coerced confessions. Use of involuntary verbal confessions in State criminal trials is constitutionally obnoxious not only because of their unreliability. They are inadmissible under the Due Process Clause even though statements contained in them may be independently established as true. Coerced confessions offend the community’s sense of fair play and decency. So here, to sanction the brutal conduct which naturally enough was condemned by the court whose judgment is before us, would be to afford brutality the cloak of law. Nothing
In deciding this case we do not heedlessly bring into question decisions in many States dealing with essentially different, even if related, problems. We therefore put to one side cases which have arisen in the State courts through use of modern methods and devices for discovering wrongdoers and bringing them to book. It does not fairly represent these decisions to suggest that they legalize force so brutal and so offensive to human dignity in securing evidence from a suspect as is revealed by this record. Indeed the California Supreme Court has not sanctioned this mode of securing a conviction. It merely exercised its discretion to decline a review of the conviction. All the California judges who have expressed themselves in this case have condemned the conduct in the strongest language.
We are not unmindful that hypothetical situations can be conjured up, shading imperceptibly from the circumstances of this case and by gradations producing practical differences despite seemingly logical extensions. But the Constitution is “intended to preserve practical and substantial rights, not to maintain theories.” Davis v. Mills, 194 U. S. 451, 457.
On the facts of this case the’ conviction of the petitioner has been obtained by methods that offend the Due Process Clause. The judgment below must be
Reversed.
The petition for a hearing is addressed to the discretion of the California Supreme Court and a denial has apparently the same significance as the denial of certiorari in this Court. Cal. Const., Art. VI, §§ 4, 4c; “Rules on Appeal,” Rules 28, 29, 36 Cal. 2d 24-25 (1951). See 3 Stan. L. Rev. 243-269 (1951).
What is here summarized was deemed by a majority of the Court, in Malinski v. New York, 324 U. S. 401, 412 and 438, to be “the controlling principles upon which' this Court reviews on constitutional grounds a.state court conviction for crime.” They have been applied by this Court many times, long before and since the Malinski case.
This is the federal jury required constitutionally although England and at least half of the States have in some civil cases juries which are composed of less than 12 or whose verdict may be less than unanimous. See County Courts Act, 1934, 24 & 25 Geo. V, c. 53, § 93; Arizona State Legislative Bureau, Legislative Briefs No. 4, Grand and Petit Juries in the United States, v-vi (Feb. 15, 1940); The Council of State Governments, The Book of the States, 1950-1951, 515.
Burke’s observations' on the method of ascertaining law by judges are pertinent:
“Your committee do not find any positive law which binds the judges of the courts in Westminster-hall publicly to give a reasoned opinion from the bench, in support of their judgment upon matters that are stated before them. But the course- hath prevailed from
And Burke had an answer for those who argue that the liberty of the citizen cannot be- adequately protected by the flexible conception of due process of law:
"... the English jurisprudence has not any other sure foundation, nor consequently the lives and properties of the subject any sure hold, but in the maxims, rules, and principles, and juridical traditionary line of decisions . . . .” Id., at 201.
Morris R. Cohen, “Jus Naturale Redivivum,” 25 Philosophical Review 761 (1916), and “Natural Rights and Positive Law,” Reason and Nature (1931), 401-426; F. Pollock, “The History of the Law of Nature,” Essays in the Law (1922), 31-79.
As to the difference between the privilege against self-crimination protected, in federal prosecutions, under the. Fifth Amendment, and the limitations which the Due Process Clause of the Fourteenth Amendment imposes upon the States against the use of coerced confessions, see Brown v. Mississippi, supra, at 285.
Concurring Opinion
concurring.
Adamson v. California, 332 U. S. 46, 68-123, sets out reasons for my belief that state as well as federal courts and law enforcement officers must obey the Fifth Amendment’s command that “No person . . . shall be com
In the view of a majority of the Court; however, the Fifth Amendment imposes no restraint of any kind on the states. ■ They nevertheless hold that California’s use of this evidence violated the Due Process Clause of the Fourteenth Amendment. Since they hold as I do in this case, I regret my inability to accept their- interpretation without protest. But I believe that faithful adherence to the specific guarantees in the Bill of Rights insures a more permanent protection of individual- liberty than that which can be afforded by the nebulous standards stated by the majority.
What the majority hold is that the Due Process Clause empowers this Court to nullify any state law if its application “shocks the conscience,” offends “a sense of justice” or runs counter to the “decencies of civilized conduct.” The. ndfajority emphasize that these statements ;do not refer to their own consciences or to their senses of justice and decency. For we are told that “we may not draw on our merely personal and private notions”; our judgment must be grounded on “considerations deeply rooted in reason and in the compelling traditions of the legal profession.” We are further admonished to measure the validity of state practices, not by our reason, or by the traditions of the legal profession, but by “the community’s sense of fair play and decency”; by the “traditions .and conscience of our people”; or by “those canons of decency and fair
If the Due Process Clause does vest this Court with such unlimited power to invalidate laws, I am still in doubt as to why we should consider only the notions of English-speaking peoples to determine what are immutable and fundamental principles of justice. Moreover, one may well ask what avenues of investigation are open to- discover “canons” of conduct so universally favored that this Court should write them into the Constitution? All we áre told is that the discovery must be made by an “evaluation based on a disinterested inquiry pursued in the spirit of science, on a balanced order of facts.”
Some constitutional provisions are stated in absolute and unqualified language such, for illustration, as the First Amendment stating that no law shall be passed prohibiting the free exercise of religion or abridging the freedom of speech or press. Other constitutional provisions do require courts to choose between competing policies, such as the Fourth Amendment which, by its.terms, necessitates a judicial decision as to what is an “unreasonable” search or seizure. There is, however, no express constitutional • language granting judicial power to invalidate every state law of every kind deemed “unreasonable” or contrary to the Court’s notion of civilized decencies; yet the constitutional philosophy used by the majority has, in the past, .been used to deny a state the right to fix the price of gasoline, Williams v. Standard Oil Co., 278 U. S 235; and even the right to prevent bakers from palming off smaller for larger loaves of bread, Jay Burns Baking Co. v. Bryan, 264 U. S. 504. These cases, and others,
See n. 12 of dissenting opinion, Adamson v. California, supra, at p. 83.
E. g., Adamson v. California, supra, and cases cited in the dissent.
American Communications Assn. v. Douds, 339 U. S. 382; Feiner v. New York, 340 U. S. 315 Dennis v. United States, 341 U. S. 494.
Concurring Opinion
concurring.
The evidence obtained from this accused’s stomach would be admissible in the-majority of states where the question has been raised.
As an original matter it.might be debatable whether the provision in the»Fifth Amendment that no person “shall be compelled in any criminal case to be a witness against himself” serves the ends of justice. Not all civilized legal procedures recognize it.
That is an unequivocal, definite and workable rule of evidence for state and federal courts. But we cannot in fairness free the state courts from that command and yet excoriate them for flouting the “decencies of civilized conduct” when they admit the evidence. That is to make the rule turn not on the Constitution but on the idiosyncrasies of the judges who sit here.
. The damage of the view sponsored by the Court in this case may not be conspicuous here. But it is part of the same philosophy that produced Betts v. Brady, 316 U. S. 455, denying counsel to an accused in a state trial against the command of the Sixth Amendment, and Wolf v. Colorado, 338 U. S. 25, allowing evidence obtained as a result of a search and seizure that is illegal under the Fourth Amendment to be introduced in a state trial. It is part of the process of erosion of civil rights of the citizen in recent years,
See People v. One 1941 Mercury Sedan, 74 Cal. App. 2d 199, 168 P. 2d 443 (pumping of accused’s stomach to recover swallowed narcotic) ; Rochin v. California, 101 Cal. App. 2d 140, 225 P. 2d 1 (pumping of accused’s stomach to recover swallowed narcotic); People v. Tucker, 88 Cal. App. 2d 333, 198 P. 2d 941 (blood test to determine intoxication); State v. Ayres, 70 Idaho 18, 211 P. 2d 142 (blood test to determine intoxication); Davis v. State, 189 Md. 640, 57 A. 2d 289 (blood typing to link accused with murder); Skidmore v. State, 59 Nev. 320, 92 P. 2d 979 (examination mf accused for venereal disease); State v. Sturtevant, 96 N. H. 99,-70 A. 2d 909
Bethel v. State, 178 Ark. 277, 10 S. W. 2d 370 (examination for venereal disease); State v. Height, 117 Iowa 650, 91 N. W. 935 (examination for venereal disease); State v. Weltha; 228 Iowa 519, 292 N. W. 148 (blood test to determine intoxication, limiting rules on search and seizure); but cf. State v. Benson, 230 Iowa 1168, 300 N. W. 275 (comment on refusal to submit to blood test to determine intoxication) ; People v. Corder, 244 Mich. 274, 221 N. W. 309 (examination for venereal disease); but see People v. Placido, 310 Mich. 404, 408, 17 N. W. 2d 230, 232; State v. Newcomb, 220 Mo. 54, 119 S. W. 405 (examination for venereal disease); State v. Matsinger, 180 S. W, 856 (examination for venereal disease).
See Ploscowe, The Investigating Magistrate in European Criminal Procedure, 33 Mich. L. Rev. 1010 (1935).
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