United States v. Morgan
Opinion of the Court
delivered the opinion of the Court.
This review on certiorari requires us to decide whether a United States District Court has power to vacate its judgment of conviction and sentence after the expiration of the full term of service.
On December 18, 1939, respondent pleaded guilty on a federal charge, in the Northern District of New York, and was given a four-year sentence which he served. Thereafter, in 1950, he was convicted by a New York
As courts of New York State will not review the judgments of other jurisdictions on habeas corpus or coram nobis, People v. McCullough, 300 N. Y. 107, 110, 89 N. E. 2d 335, 336-337, respondent filed an application for a writ of error coram nobis and gave notice of a motion for the writ in the United States District Court where his first sentence was received. Both sought an order voiding the judgment of conviction. The ground was violation of his constitutional rights through failure, without his competent waiver, to furnish him counsel. Johnson v. Zerbst, 304 U. S. 458. The District Court in an unreported decision treated the proceeding as a motion under 28 U. S. C. § 2255
The foregoing summary of steps discloses respondent’s uncertainty in respect to choice of remedy. The papers are labeled as though they sought a common-law writ of error coram nobis but the notice of the motion indicates that an order voiding the judgment is sought. In behalf of the unfortunates, federal courts should act in doing justice if the record makes plain a right to relief.
Since this motion in the nature of the ancient writ of coram nobis is not specifically authorized by any statute enacted by Congress, the power to grant such relief, if it exists, must come from the all-writs section of the Judicial Code.
The writ of coram nobis was available at common law to correct errors of fact.
This Court discussed the applicability of a motion in federal courts in the nature of coram nobis in United States v. Mayer, 235 U. S. 55, 67. There a convicted defendant alleged he discovered through no fault of his, only after the end of the term in which he was convicted, misconduct of an assistant United States attorney and concealed bias of a juror against him, the defendant.
In other federal courts than ours, there has been a difference of opinion as to the availability of the remedy. Chief Justice Marshall in Strode v. The Stafford Justices, 1 Brock. 162, 23 Fed. Cas. 236, overruled an objection to a writ of error coram nobis to set aside a fourteen-year-old judgment because of the death of one party prior to its rendition. In explication, the Chief Justice pointed out that the Judiciary Act of 1789, 1 Stat. 84, § 22, limited to five years the bringing of any writ of error and forbade it “for any error in fact.” In allowing the coram nobis, he held that the section showed the writ of error
The contention is made that § 2255 of Title 28, U. S. C., providing that a prisoner “in custody” may at any time move the court which imposed the sentence to vacate it, if “in violation of the Constitution or laws of the United States,” should be construed to cover the entire field of remedies in the nature of coram nobis in federal courts. We see no compelling reason to reach that conclusion.
Continuation of litigation after final judgment and exhaustion or waiver of any statutory right of review should be allowed through this extraordinary remedy only under circumstances compelling such action to achieve justice. There are suggestions in the Government’s brief that the facts that justify coram nobis procedure must have been unknown to the judge. Since respondent’s youth and lack of counsel were so known, it is argued, the remedy of coram nobis is unavailable. One finds similar statements as to the knowledge of the judge occasionally in the literature and cases of coram nobis.
In the Mayer case this Court said that coram nobis included errors “of the most fundamental character.”
Although the term has been served, the results of the conviction may persist. Subsequent convictions may
Affirmed.
New York Penal Law, § 1941.
28 U. S. C. § 2255:
“A prisoner in custody under sentence of a court established by Act of Congress claiming the right to be released upon the ground that the sentence was imposed in violation of the Constitution or laws of the United States, or that the court was without jurisdiction to impose such sentence, or that the sentence was in excess of the maximum authorized by law, or is otherwise subject to collateral attack, may move the court which imposed the sentence to vacate, set aside or correct the sentence.”
Darr v. Burford, 339 U. S. 200, 203-204:
“The writ of habeas corpus commands general recognition as the essential remedy to safeguard a citizen against imprisonment by State or Nation in violation of his constitutional rights. To make this protection effective for unlettered prisoners without friends or funds, federal courts have long disregarded legalistic requirements in examining applications for the writ and judged the papers by the simple statutory test of whether facts are alleged that entitle the applicant to relief.”
Such a motion is a step in the criminal case and not, like habeas corpus where relief is sought in a separate case and record, the beginning of a separate civil proceeding. Kurtz v. Moffitt, 115 U. S. 487, 494. While at common law the writ of error coram nobis was issued out of chancery like other writs, Stephens, Principles of Pleading (3d Amer. ed.), 142, the procedure by motion in the case is now the accepted American practice. Pickett’s Heirs v. Legerwood, 7 Pet. 144, 147; Wetmore v. Karrick, 205 U. S. 141, 151; United States v. Mayer, 235 U. S. 55, 67. As it is such a step, we do not think that Rule 60 (b), Fed. Rules Civ. Proc., expressly abolishing the
United States v. Bradford, 194 F. 2d 197, 201; see also Tinder v. United States, 345 U. S. 565.
28 U. S. C. § 1651 (a): “The Supreme Court and all courts established by Act of Congress may issue all writs necessary or appropriate in aid of their respective jurisdictions and agreeable to the usages and principles of law.”
Reviser’s Note:
“The revised section extends the power to issue writs in aid of jurisdiction, to all courts established by Act of Congress, thus making explicit the right to exercise powers implied from the creation of such courts.”
1 Stat. 81-82:
“That all the before-mentioned courts of the United Statesj shall have power to issue writs of scire facias, habeas corpus, and all other writs not specially provided for by statute, which may be necessary for the exercise of their respective jurisdictions, and agreeable to the principles and usages of law. . . .”
See United States Alkali Assn. v. United States, 325 U. S. 196, 201; cf. United States v. Beatty, 232 U. S. 463, 467.
2 Tidd’s Practice (4th Amer. ed.) 1136-1137:
“If a judgment in the King’s Bench be erroneous in matter of fact only, and not in point of law, it may be reversed in the same court, by writ of error coram nobis, or quae coram nobis resident; so called, from its being founded on the record and process, which are stated in the writ to remain in the court of the lord the king, before the king himself; as where the defendant, being under age, appeared by attorney, or the plaintiff or defendant was a married woman at the time of commencing the suit, or died before verdict, or interlocutory judgment: for error in fact is not the error of the judges, and reversing it is not reversing their own judgment. So, upon a judgment in the King’s Bench, if there be error in the process, or through the default of the clerks, it may be reversed in the same court, by writ of error coram nobis: . . . .”
Stephens, Principles of Pleading (3d Amer. ed.), 143; 2 Bishop, New Criminal Procedure (2d ed.), 1181.
See citations in n. 10, and United States v. Plumer, 27 Fed. Cas. 561, 572, Mr. Justice Clifford; O’Connell v. The Queen, 11 Cl. & Fin. (H. L. Rep.) 155, 233, 252.
Archbold (7th ed., Chitty, 1840) 350, 389; 1 Holdsworth, History of English Law (1927), 224.
A collection of these cases appears in an article by Abraham L. Freedman, Esq., 3 Temple L. Q. 365, 372. See Bronson v. Schulten, 104 U. S. 410, 416.
Ex parte Toney, 11 Mo. 661; Adler v. State, 35 Ark. 517; Sanders v. State, 85 Ind. 318; Matter of Hogan v. Court, 296 N. Y. 1, 9, 68 N. E. 2d 849, 852-853. See also a discussion of the New York cases by Judge Stanley H. Fuld, The Writ of Error Coram Nobis, 117 New York L. J. 2212, 2230, 2248, issues of June 5, 6, 7, 1947; Note, 34 Cornell L. Q. 596. Spence v. Dowd, 145 F. 2d 451; cf. Hysler v. Florida, 315 U. S. 411; Taylor v. Alabama, 335 U. S. 252; People v. Green, 355 Ill. 468, 189 N. E. 500.
“. . . and even if it be assumed that in the case of errors in certain matters of fact, the district courts may exercise in criminal cases — as an incident to their powers expressly granted — a correctional jurisdiction at subsequent terms analogous to that exercised at common law on writs of error coram nobis (See Bishop, New Crim. Pro., 2d ed., § 1369), as to which we express no opinion, that authority would not reach the present case. This jurisdiction was of limited scope; the power of the court thus to vacate its judgments for errors of fact existed, as already stated, in those cases where the errors were of the most fundamental character, that is, such as rendered the proceeding itself irregular and invalid.” Id., p. 69. See also Bronson v. Schulten, 104 U. S. 410, 416; Phillips v. Negley, 117 U. S. 665, 673.
In United States v. Smith, 331 U. S. 469, 475, note 4, we referred to the slight need for a remedy like coram nobis in view of the modern substitutes.
Allen v. United States, 162 F. 2d 193; Robinson v. Johnston, 118 F. 2d 998, 1001, vacated and remanded for further proceedings, 316 U. S. 649.
Roberts v. United States, 158 F. 2d 150; United States v. Steese, 144 F. 2d 439. See also United States v. Monjar, 64 F. Supp. 746.
Garrison v. United States, 154 F. 2d 106; cf. Pierce v. United States, 157 F. 2d 848.
Tinkoff v. United States, 129 F. 2d 21; Barber v. United States, 142 F. 2d 805; Spaulding v. United States, 155 F. 2d 919; United States v. Moore, 166 F. 2d 102; Crowe v. United States, 169 F. 2d 1022; Bice v. United States, 177 F. 2d 843; United States v. Rockower, 171 F. 2d 423; Farnsworth v. United States, 91 U. S. App. D. C. 121, 198 F. 2d 600. Cf. Strang v. United States, 53 F. 2d 820.
United States v. Kerschman, 201 F. 2d 682; Gilmore v. United States, 129 F. 2d 199.
56 Yale L. J. 197, 233; 34 Cornell L. Q. 598; Robinson v. Johnston, 118 F. 2d 998, 1001, vacated and remanded for further proceedings, 316 U. S. 649.
Brown v. Allen, 344 U. S. 443, 486; see Gayes v. New York, 332 U. S. 145, 149, note 3; note, 58 A. L. R. 1286.
Until Johnson v. Zerbst, 304 U. S. 458, there was no uniform practice in the federal courts to have the orders show the judges’ conclusion that there had been a competent waiver of counsel. Cf. United States v. Steese, 144 F. 2d 439, 443.
See note 15, supra. Barber v. United States, 142 F. 2d 805, 807; Bronson v. Schulten, 104 U. S. 410, 416; Powell, Appellate Proceedings (1872), 108; Black, Judgments (2d ed.), 460.
See also Walker v. Johnston, 312 U. S. 275; Glasser v. United States, 315 U. S. 60; Fed. Rule Crim. Proc. 44.
Cf. Brown v. Allen, supra, at 485-486.
Fiswick v. United States, 329 U. S. 211; Note, 59 Yale L. J. 786.
Dissenting Opinion
dissenting.
I am unable to agree with the decision of the Court resurrecting the ancient writ of error coram nobis from the limbo to which it presumably had been relegated by Rule 60 (b) F. R. Civ. P. and 28 U. S. C. § 2255, assuming that the writ has ever been available in the federal courts to review criminal proceedings. A brief reference to the record will emphasize my reasons for doubting the wisdom of this action.
On December 18, 1939, respondent, upon a plea of guilty, was sentenced in a Federal District Court to four years’ imprisonment on each of eight counts charging divers violations of 18 U. S. C. § 317 (now 18 U. S. C. §§ 1702, 1708) and 18 U. S. C. § 347 (now 18 U. S. C. § 500). The sentences ran concurrently and were fully served by respondent, during which time he never questioned their validity. In 1950, respondent was convicted of a state crime, apparently attempted burglary in the third degree, by a New York court and sentenced under that State’s Multiple Offenders Law.
The Court now holds that the validity of a conviction by a federal court for a federal offense may be inquired into, long after the punishment imposed for such offense has been satisfied, by a “motion in the nature of a writ of error coram nobis” whenever the federal conviction is taken into account by a state court in imposing sentence for a state crime. The basis for this highly unusual procedure is said to be the all-writs section of the Judicial Code, 28 U. S. C. § 1651 (a), which provides that:
“The Supreme Court and all courts established by Act of Congress may issue all writs necessary or appropriate in aid of their respective jurisdictions and agreeable to the usages and principles of law.”2
That the writ does not issue in aid of the jurisdiction of the District Court appears obvious. Respondent has received a final judgment of conviction, has satisfied the sentence imposed thereunder, and is no longer subject to punishment or control by the court because of the conviction. Therefore, I believe that the jurisdiction of the District Court has been exhausted, the judgment is functus officio, and we should hold that it is no longer subject to collateral attack, just as the courts generally have held that an appeal will not lie from a judgment of conviction when the judgment has been satisfied. Gillen v. United States, 199 F. 2d 454; Bergdoll v. United States, 279 F. 404.
As to the second prerequisite — that the writ be agreeable to the usages and principles of law — -I am of the view that resort to the common-law writ of coram nobis has been precluded, if it was ever available in the federal courts to reach matters such as are involved here. See United States v. Smith, 331 U. S. 469, 475, note 4; United States v. Mayer, 235 U. S. 55; United States v. Port Washington Brewing Co., 277 F. 306. The writ issued at common law to correct errors of fact unknown to the court at the time of the judgment, without fault of the defendant, which, if known, would probably have prevented the judgment.
Proceedings to obtain the writ are generally considered to be civil in nature,
Apparently, having once abolished the common-law writ of coram nobis, the Court now undertakes to reestablish it under the name of “a motion in the nature of coram nobis” in order to escape the limitations laid down in Rule '60 (b). Rule 60 (b) is said to be inapplicable because coram nobis may be sought by a motion in the criminal case rather than in a separate, independent proceeding. There is no indication that this “application” was intended as a motion in the case rather than an independent proceeding to set aside the prior judgment, and several courts have stated that coram nobis proceedings retain their civil character under the modern practice.
But assuming the Civil Rules to be inapposite, I believe that Congress superseded the common-law writ of coram nobis in enacting 28 U. S. C. § 2255.
It may be said that the federal conviction is still being used against respondent and, therefore, some relief ought to be available. Of course the record of a conviction for a serious crime is often a lifelong handicap. There are a dozen ways in which even a person who has reformed, never offended again, and constantly endeavored to lead an upright life may be prejudiced thereby. The stain on his reputation may at any time threaten his social standing or affect his job opportunities, for example. Is coram nobis also to be available in such cases? The relief being devised here is either wide open to every ex-convict as long as he lives or else it is limited to those who have returned to crime and want the record expunged to lessen a subsequent sentence. Either alternative seems unwarranted to me.
The important principle that means for redressing deprivations of constitutional rights should be available often clashes with the also important principle that at some point a judgment should become final — that litiga
New York Penal Law, § 1941.
Emphasis added.
Decisions of state courts on the point are collected in 24 C. J. S., Criminal Law, § 1668; 17 C. J., Criminal Law, §§3326, 3327.
We do not know, moreover, that New York will modify its second offender sentence, imposed at a time when the federal conviction had not been questioned, even if the federal conviction is later vacated.
United States v. Mayer, 235 U. S. 55, 67-69; Robinson v. Johnston, 118 F. 2d 998, 1001, vacated, 316 U. S. 649, rev’d on other grounds, 130 F. 2d 202; Freedman, The Writ of Error Coram Nobis, 3 Temp. L. Q. 365. The scope of the writ has been expanded by some States to provide a vehicle for collateral redress of denials of constitutional rights, usually because the traditional procedures for affording such relief are for some reason inadequate. Hysler v. Florida, 315 U. S. 411, 415; Fuld, The Writ of Error Coram Nobis, 117 N. Y. L. J. 2212, 2230, 2248; Note, 26 Ind. L. J. 529; Note, 39 Ky. L. J. 440.
See United States v. Moore, 166 F. 2d 102.
People v. Kemnetz, 296 Ill. App. 119, 15 N. E. 2d 883; State v. Youngblood, 221 Ind. 408, 48 N. E. 2d 55; State v. Spencer, 219 Ind. 148, 41 N. E. 2d 601; State v. Ray, 111 Kan. 350, 207 P. 192; Elliott v. Commonwealth, 292 Ky. 614, 167 S. W. 2d 703; cf. United States v. Kerschman, 201 F. 2d 682. See also cases collected in 24 C. J. S., Criminal Law, § 1606 (a).
Ex parte Tom Tong, 108 U. S. 556.
“Mistakes; Inadvertence; Excusable Neglect; Newly Discovered Evidence; Fraud, Etc. On motion and upon such terms as are just, the court may relieve a party or his legal representative from a final judgment, order, or proceeding for the following reasons: (1) mistake, inadvertence, surprise, or excusable neglect; (2) newly discovered evidence which by due diligence could not have been discovered in time to move for a new trial under Rule 59 (b); (3) fraud (whether heretofore denominated intrinsic or extrinsic), misrepresentation, or other misconduct of an adverse party; (4) the judgment is void; (5) the judgment has been satisfied, released, or discharged, or a prior judgment upon which it is based has been reversed or otherwise vacated, or it is no longer equitable that the judgment should have prospective application; or (6) any other reason justifying relief from the operation of the judgment. . . .”
See cases cited in note 7, supra.
“A prisoner in custody under sentence of a court established by Act of Congress claiming the right to be released upon the ground that the sentence was imposed in violation of the Constitution or laws of the United States, or that the court was without jurisdiction to
Emphasis added.
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