In Re Sawyer
Opinion of the Court
announced the judgment of the Court, and delivered an opinion,
This case is here on writ of certiorari, 358 U. S. 892, to review petitioner’s suspension from the practice of law for one year, ordered by the Supreme Court of the Territory of Hawaii, 41 Haw. 403, and affirmed on appeal by the Court of Appeals for the Ninth Circuit, 260 F. 2d 189.
Petitioner has been a member of the Territorial Bar in Hawaii since 1941. For many months beginning in late 1952 she participated, in the United States District Court at Honolulu, as one of the defense counsel in the trial of an indictment against a number of defendants for conspiracy under the Smith Act, 18 U. S. C. § 2385. The trial was before Federal District Judge Jon Wiig and a jury. Both disciplinary charges against petitioner had to do with the Smith Act trial. One charge related to a speech she made about six weeks after the trial began. The speech was made on the Island of Hawaii, at Honokaa, a village some 182 miles from Honolulu, Oahu, on a Sunday morning. The other charge related to interviews she had with one of the jurors after the trial concluded.
We think that our review may be limited to the narrow question whether the facts adduced are capable of supr porting the findings that the petitioner’s speech impugned Judge Wiig’s impartiality and fairness in conducting the Smith Act trial and. thus reflected upon his integrity in the dispensation of justice in that case. We deal with the Court’s findings, not with “misconduct” in the abstract. Although the opinions in the Court of Appeals and the argument before us have tended in varying degrees to treat the petitioner’s suspension as discipline imposed for obstructing or attempting to obstruct the administration of justice, in a way to embarrass or influence the tribunal trying the case, such was neither the charge nor the finding of professional misconduct upon which the suspension was based. Since no obstruction or attempt, at obstruction of the trial was charged, and since it is clear to us that the finding upon which the suspension rests is not supportable by the evidence adduced, we have no occasion
Petitioner said that the Honolulu trial was really an effort to get at the ILWU. She wanted to tell about some “rather shocking and horrible things that go on at the trial.” -The defendants, she said, were being tried for reading books written before they were born. Jack Hall, one of the defendants, she said, was on trial because he had read the Communist Manifesto. She spoke of the nature of ciiiminaL conspiracy prosecutions, as she saw -1-* ' ' ' ■
The specific utterances in the speech that the Legal Ethics Committee and the Supreme Court found as furnishing the basis for the findings that petitioner impugned Judge Wiig’s integrity were the references (which we have quoted in full above) to “horrible and shocking” things at the trial;- the impossibility of a fair trial; the necessity, if the Government’s case were to be proved, of scrapping the rules of evidence; and the creation of new crimes unless the trial were stopped at once. We examine these points in particular, though of course we must do so in the context of the whole speech. In so doing we accept as obviously correct the ruling of the courts below that petitioner’s remarks were not a mere generalized dis
I. We start with the proposition that lawyers are free to criticize the state of the law. Many lawyers say that the rules of evidence relative to the admission of statements by those alleged to be co-conspirators are overbroad or otherwise unfair and unwise;
In large part, if not entirely, Matsuoka’s notes of petitioner’s speech do not reveal her as doing more thstn this. She dwelt .extensively on the nature of Smith Act trials and on conspiracy prosecutions. The Honolulu trial, to be sure, was the setting for her remarks, but they do hot indicate more than that she referred to it as a typical, present example of the evils thought to be attendant on such trials. The specific statements found censurable (without which the bringing of the charge would have been inconceivable) are not in the least inconsistent with this, even though they must be taken to relate to the trial in progress. These specific statements are hardly damning by themselves, and clearly call for the light examination in context may give them; so examined, they do not furnish any basis for a finding of professional, misconduct. She said that there were “horrible” and “shocking” things going on at the trial, but this remark, introductory to the speech, of course was in the context of what she further said about conspiracy prosecutions, Smith Act trials, and the prosecution’s conduct. Petitioner’s statement that a fair trial was impossible in context obviously related to the state of law and to the conduct of the prosecution and the FBI, not to anything that Judge Wiig personally was doing or failing to do. It occurred immediately after an account, of the FBI’s alleged pressuring of witnesses. The same seems clearly the case with the. remark about the necessity of scrapping
But it is said that while it may be proper for an attorney to say the law is unfair Qr that judges are in error as a general matter, it is wrong for counsel of record to say so during a pending case. The. verbalization is that it is impermissible to litigate by day and castigate by night. See 260 F. 2d, at 202. This line seems central to the Bar Association’s argument, as it appears to have been to the
II. Petitioner was also charged by the Committee, and found by the Supreme Court, to have misconducted herself by’interviewing a juror shortly after the completion
But we need not explore further what the basis was for the Territorial Supreme Court’s finding on this charge. ,As to it, the court said that the suspension order it rendered on the charge relating to the speech would suffice.
III. The Court of Appeals expressed doubt as to its jurisdiction to hear the appeal from the Territorial Supreme Court, and respondent here urges that that court
Finally, we find no inhibition as to the scope of review we have given the judgment of the Territorial Court. The Territorial Court is one created under the sovereignty of the National Government, O’Donoghue v. United States, 289 U. S. 516, 535, and hence this Court (once the
Reversed.
APPENDIX TO OPINION OF MR. JUSTICE BRENNAN.
THE EXPANDED NOTES OF THE REPORTER, MATSUOKA, RELATIVE TO petitioner’s SPEECH. .
“She followed Samuel M. Bento, who said he wanted to say good morning to the Tribune-Herald, pointing generally toward the paper’s reporter from Ftilo and the
“Notes on what she said in the order of how she proceeded: The' trial is really a trial of Jack Hall to which has been added six others. It’s to get at the ILWU.
“Said she wanted to tell about some rather shocking and horrible things that go on at the trial.
“She was appointed some years ago (3 or 4 years ago) by a court to defend a man who had no money to hire his own counsel. He was charged with pimping and procuring. The complaining witness in the case was a woman who had been in business 20 years in the territory who claimed she had reformed and repented but this vicious man had driven her back again into the business. It turned out that the hotel where he had kept her had 27 doors unlocked. Likened this to pukas in the Smith act.
“Said men in power are trying to put men in jail because of their thoughts, and books written before he was born.
“One of the reasons Jack Hall is on trial is because it is said he once got a book, the Communist Manifesto, written in 1898, before Jack Hall was a gleam in his father’s eye.
“She quoted from manifesto: a spectre is haunting Europe; the spectre is communism, she explained spectre means ghost, said spectre still seems to be haunting people today.
“She turned next to conspiracy, noted there was a conspiracy trial in 1937 of filipino brothers, conspiracy to advocate violence and criminal sindicalism. explained conspiracy means agreement, government never has
“touched on myth of agents of fbi. they’re supposed to be extra special, radio programs, movies, publicity tell how wonderful they are. but when you see hundreds of tax fraud cases go by and when they spend most of ■ their time investigating people’s minds it’s time to cut them down to size, said she had told this to a honolulu gathering, labor day? fbi agents should be called -federal cops, said has slogan: put away your thoughts here come the federal cops, cops push people around.
“paul crouch, difficult to understand why he’s witness, but he was here in 1924; because he was once in Hawaii, so guess that’s why. he testified what he did in russia in 1927. he told what he was told by generals etc. usually you cannot testify on what people told you when there is no chance for those to be cross examined, aileen fujimoto was four years old then, what has crouch’s galloping over the. plains of russia got any bearing on her. jack hall was 13. but the government goes on with testimony for two weeks on what crouch did between 1927 and 1941 without ever mentioning the defendants, “he told of/infiltration of the armed forces and plots . . . it used to be the idea .that a man is responsible.for what he did and said — not what someone else did. not a single one of the defendants was of age at the time he’s talking about, the jury is not going to pay attention to what
“but government propaganda has -been going on for 10 years before the jurors went into the jury box.'
“it’s enough to say a person is a communist to cook his goose, the government says there was an agreement to violate the smith act which was passed in 1940. then the defendants agreed to violate it before it was passed, crouch said he was at a communist meeting in 1941 and saw five or six people there, it was the first time he’d seen them, but he was satisfied when he came to honolulu 12 years latér that one was Koji Ariyoshi. she Urged audience’ try to recall what they did 12 years ago. said she can’t recall details, god knows no one has a memory that good, yet they use this kind of testimony.
“why? because they will do anything and everything, necessary to convict.
“some of the witnesses testified differently from what they testified previously, the government knows this but deliberately goes ahead and have him say things in order to convict, mentioned izuka in reinecke trial testimony, said something about izuka saying he didn’t know the party advocated overthrow of government until he got out of party.
“witnesses testify what government tells them to. just as they read portions of books like overthrow the government and leave out the rest which says czarist government showing it dealt with russia.
“the government has carried on a barrage of propaganda for many years and ‘expects people in the jury to have hysteria just hearing about communist is enough to jail, said has a friend who worked for sears roebuck and has family of three children and wife, he made a terrible mistake one time, in 1941 he lived in the same house as jack hall, the fbi wanted him to testify, he said i feel jack hall is one of the finest people i have known, apparently the fbi didn’t like this, so they suggested to sears and roebuck to fire him because he wouldn’t cooperate with the government.
“he wasn’t fired so they went to the Los Angeles and Chicago offices of sears and roebuck and convinced them he had to-be fired, he was fired because he refused to be a stool pigeon and informer, the government gets away with it by making people fear that if they don’t do as it wants they’ll be branded red and lose their jobs.
, “there’s no such thing as a fair trial in a smith act case, all rules of evidence have to be scrapped or the government can’t make a case.
“said a woman came to her with report she heard vernon stevens say he bet a confession out of one of them, she testified but the supreme court refused to let the evidence in because vernon stevens was not here and had no chanee,to deny this, with the same situation a federal judge sitting on a federal bench permits crouch to testify about 27 years ago. what was said then, in the previous case it was the life and death of one. and yet here they permit a witness to tell what was said when a defendant was five years old.
“there’s no fair trial in the case, they just make up the rules as they go along, the first smith act case was in 1949 of the new york top leaders, attorneys contended they should have the right to say what they did from 1924. medina permitted them to say what the defendants themselves did from 1934 on. but the government can’t make a case if it tells just what they did so they widened the rules and tell what other people did years ago, including everything including the kitchen sink.
“unless we stop the smith trial in its tracks here there will be a new crime, people will be charged with knowing what is included in books, ideas.
“mentioned los angeles trial in which someone said there was no evidence that someone had instructed persons not to read some books.
“said there’ll come a time when the only thing to do is to keep your children from learning how to read, then' not
“she urged audience to go, out and explain what a vicious thing the smith act is. people are tried for books written years ago.”
Mr. Justice Black, concurring.
Assuming that there is a specific law of some kind in Hawaii which purports to authorize, petitioner’s suspension or disbarment upon the charges against her, I agree with Mr. Justice Brennan, for the reasons he gives, that the charges were not proved. My agreement is not to be considered however as indicating a belief that Hawaii has such a law, that it would be valid if it existed, or that petitioner was given the kind of trial which federal courts must constitutionally afford before imposing such a drastic punishment as was inflicted on petitioner.
Mr. Justice. Stewart, concurring in the result.
If, as suggested by my Brother Frankfurter, there runs through, the principal opinion an intimation that a lawyer can invoke the constitutional right of free speech to immunize himself from even-handed discipline for proven unethical conduct, it is an intimation in which I do not join. A lawyer belongs to a profession with inherited standards of propriety and honor, which experience has shown necessary in a calling dedicated to the accomplishment of justice. He who would follow that calling must conform to those standards.
Obedience to ethical precepts may require abstention from what in other circumstances might be constitution
In the present case, if it had been charged or if it had been found that the petitioner attempted to obstruct or prejudice the due administration of justice by interfering with a fair trial, this would be the kind of a case to which the language of the dissenting opinion seems largely directed.
Me. Justice Frankfurter, whom Mr. Justice Clark, Mr. Justice Harlan and Mr. Justice Whittaker join, dissenting.
Petitioner was suspended from the practice of law in the Territory of Hawaii for one year. The charges on which the suspension order was based related (1) to a speech made by petitioner'at Honokaa, Hawaii, while a criminal trial was in progress, in Honolulu, in which she
“We think,” says the opinion of Mr. Justice Brennan, “that our review may be limited to the narrow question whether the facts adduced are capable of supporting the findings that the petitioner’s speech impugned Judge
Brother Brennan’s formulation of the problem before us and the resulting restriction on its use of the record, misconceive the findings upon which petitioner’s suspension was based and neglect important aspects of the relevant evidence. As a result, the Court seriously impairs the responsibility of the bar and, more particularly, of criminal lawyers engaged in the .conduct of trials, by encouraging cases to be tried on the hustings and in the press, instead of within a court-room and subject to its constitutionally circumscribed safeguards.
Since the case must be seen in its true scope and perspective, it is important to state in full the findings of the Hawaii Supreme Court relevant to the speech:
“It is the finding and conclusion, of this court that the allegations contained in the complaint of the Bar Association of Hawaii, more particularly paragraphs T,’ TI,’ and Til’ thereof . . . have been sustained by convincing proof, by credible evidence of more than a'mere preponderance; that the said respondent*650 licensee, a member of the Bar of this court and an attorney at law, duly licensed and admitted to practice before all of the courts of the Territory of Hawaii . . . did, as charged in said paragraph II, being then an attorney of record for a defendant in a then pending case in the United States District Court for the District of Hawaii . . . during the course of .trial of said case, to wit, on or about December 14, 1952, say during a speech to a public gathering in Honokaa, Hawaii, that horrible and shocking things were going on at said trial; that a fair trial was impossible; that all of the rules .of evidence were being scrapped so the government could make its case; that the rules of evidence and procedure were made up as the case proceeded; and that unless the trial was stopped in it£¡ tracks certain new crimes would be created. . . .
“Upon its finding and conclusion as stated supra, this court deems that in saying what she did in her speech to a public gathering at Honokaa, Hawaii, on December 14, 1952 . . . when there was then pending ... a case under the Smith Act . . . she engaged and participated in a willful oral attack upon the administration of justice in and by the said United States District Court for thé District of Hawaii and by direct statement and implication impugned the integrity of the judge presiding therein and in the said pending case . . . and thus tended to also create disrespect for the courts of justice and judicial officers generally, contra to the obligations and duties assumed, as incident to the license, by her and by every person to whom a license has or shall have been issued by this court to practice in the courts of the Territory of Hawaii. She has thus committed what this court considers gross misconduct.” 41 Haw. 403, at 421-423.
Thus, the real issue before us is whether evidence supports the conclusion that Mrs. Sawyer in her speech, in the full setting and implica’tions of what she said, engaged in a willful attack on the administration of justice in the particular trial in which she was then actively participating, and patently impugned, even if by clear implication rather than by blatant words, the integrity of the presiding judge, and thereby violated the obligations of one in her immediate situation, judged by conventional professional standards, so as to be reasonably deemed to have committed'what the Hawaii Supreme Court termed “misconduct.”
One of the elements of the misconduct found by the Hawaii Supreme Court and the Court of Appeals was, without doubt, the attack on the integrity of the judge
By carefully isolating various portions of the Matsuoka notes,
The Honokaa meeting was sponsored by a committee for the defense of Jack Hall, one of the principal defendants in the' Smith Act trial then under way in Honolulu,
The fullest account of the speech is found in the notes made by Matsuoka, a newspaperman covering the meetings These notes, though not themselves contemporaneous, are a slightly expanded version of handwritten contemporaneous notes which Matsuoka took and used as the basis for his news story of the meeting.
Thus-, Matsuoka testified that Mrs. Sawyer spoke about
“The Smith Act trial; that was under way in Honolulu. She said she wanted to tell the people about some of the shocking, horrible things that went on, and that the Smith Act trial could not be a fair one, and that they just had to go around and make rules to fit the situation. That was, I think, the general trend.”
Another witness testified that
“She said that the trial was against Jack Hall, and six others were just brought in, and that its purpose was to get at the ILWU; she said that Jack Hall was being tried on something that he read many years ago, and she said that in the Smith Act trial there were no rules, and that they were making up the rules as they went along, and she said that the F. B. I. could be called Federal cops, and that when the government — they were stressing this case, and when*657 the government — that witnesses were afraid to testify, and they testified usually what the government wanted them to testify.”
Here is another quotation from the testimony before the Hawaii court:
“QvWill you tell the Committee what Mrs. Bouslog said?
“A. Well, that the defendant in the Smith Act trial cannot get a fair trial.
“Q. What Smith Act trial was she talking about?
“A. The one in Honolulu.”
When to this evidence is added the setting we have described, and the fact that to those who read the Hawaii papers “the” Smith Act trial, was the notorious, much-exploited trial of the “Hawaii Seven,” how can one reasonably escape, on the basis of the record which determines our adjudication, the conclusion that Mrs. Sawyer was directly castigating the administration of the very trial in which she was then professionally engaged ?
Matsuoka’s notes reveal that Mrs. Sawyer began her speech by announcing that the Honolulu trial was “to get at the ILWU [International Longshoremen’s and Ware-
“I think she gave a very excellent speech, and what I can remember quite well was that she said she would like to tell the audience of the horrible and shocking things that went on at the Smith Act trial in Honolulu, and she also gave sever,"! illustrations, but, I am sorry, I cannot remember them . . . .”
Another witness when asked if Mrs. Sawyer had said that there were shocking and horrible things going on, responded that those phrases had been specifically directed at the “Jack Hall trial.” Again, after testifying that Mrs. Sawyer had said the trial at Honolulu was not a fair trial, still another witness went on to say that “she gave various examples of things, that I don’t recall, that were going on, in what she called the horrifying, shocking trial.”
That this theme of “horrifying and shocking” so forcefully impressed itself on the people- to whom she spoke strips the words of any neutral interpretation, and certainly justifies, if it does not compel, the inference that it formed the motif for the entire speech.
Petitioner also declared in her speech that “there’s no fair trial in the case, they just make up the rules as they go along.” And again, “there’s no such thing as a fair trial in a smith act case.. all rules of evidence have to be scrapped or the government can’t make a case.” By an evaporating reading these comments are made to say that they “obviously related to the state of the law, and to the conduct of the prosecution and the FBI . . . .” But the materials used to illustrate these charges were specific examples of the unconscionable use of evidence drawn from this particular trial, as the defendant Hall himself pointed out at the hearing before the Legal Ethics Committee. J n fact, a large part of the speech was taken up
To be sure, petitioner often did not specify who was guilty of the sins which she charged were being committed at this trial; the sins of unfairness, of ignoring or making up the rules, of doing, “anything and everything necessary to convict.” When such broadside attacks are made a court is not compelled to make the ingenuous assumption that they were directed only at those who are legitimately subject to such attack, when it is made by a trial lawyer in the midst of a case in a haranguing speech to a public gathering. It takes no master, of psychology to know that if the speaker does not discriminate neither will the audience. Inevitably the accusation covers all those who in the common understanding have responsibility. Whatever secret reservations the speaker may have when he speaks does not infuse what he conveys. Even the most sophisticated audience is not so trained in withholding judgment that the heavy and repeated charges of unfairness in the conduct of this trial impliedly relieved the presiding judge, who bears basic responsibility
More than that, the attack on the judge presiding at the trial does not rest merely on implication. It was direct and clear. Again the remarks about unfairness and the rules that were “made up” must be read not in isolation but in context. After outlining several examples of what she considered to be the outrageous evidence being admitted in this case, petitioner made her remark that there was “no such thing as a fair trial in a smith act case, all rules of evidence have to be scrapped or the government can’t make a case.” Matsuoka’s notes reveal that she then proceeded to illustrate this remark by relating that in an earlier case of hers, in which, the voluntariness of an accused’s confession had been in issue, “a woman came to her with report she heard vernon stevens [Stevens was a police officer] say he bet [sic] a confession out of one of them, she testified but the supreme court [of Hawaii] refused to let the evidence in because vernon stevens was not here and had no chance to deny this, with the same situation a federal judge sitting on a federal bench permits crouch
The record is thus replete with .evidence to support the conclusion that virtually the entire speech constituted a direct attack on the judicial conduct of this trial during its progress by one of the lawyers for the defense. When a lawyer attacks the fairness, the evenhandedness, and
Having arrived at this conclusion, our task is at an end, and the order suspending Mrs. Sawyer from the practice of law for one year should be affirmed.. But throughout the opinion of Mr. Justice Brennan runs the strong intimation that if the findings are supportable, a suspension based on them would be unconstitutional. This must be the import of the opinion’s discussion of a lawyer’s right to criticize law. For if we hnd that the evidence supports the findings, no matter what we. think of the wisdom of suspending an attorney on the basis of such findings, we can only reverse if the Constitution so commands. Nor does it matter whether the-suspension was based on an act of the Hawaii Legislature 'ór was an exercise of the judicial power of the Hawáii Supreme Court. The controlling question is the power of a Territory, like a State, as a whole, whatever the organ through which a State speaks. Rippey v. Texas, 193 U. S. 504, 509; Castillo v. McConnico, 168 U. S. 674, 683; Missouri v. Dockery, 191 U. S. 165, 171; Iowa-Des Moines National,
The problem raised by this case — is the particular conduct in which this petitioner engaged constitutionally protected from the disciplinary proceedings of courts of law? — cannot be disposed of by general observations about freedom of speech. Of course, the free play of the human mind is an indispensable prerequisite of a free society. And freedom of thought is meaningless without freedom of expression. But the two great Justices to whom we mostly owe the shaping of the constitutional protection of freedom of speech, Mr. Justice Holmes and Mr. Justice Brandéis, did nqt erect freedom of speech into a dogma of absolute validity nor enforce it to doctrinaire limits. Time, place and circumstances determine the constitutional protection of utterance. The First Amendment and the Fourteenth Amendment, insofar as it protects freedom of speech, are no exception to the law of life enunciated by Ecclesiastes: “For everything there is a season, and a time for every purpose under heaven.” And one of the instances specifically enumerated by the Preacher controls our situation: “ [A] time to keep silence, and a time to speak.” Eccles. 3:1, 7. Of course, a lawyer is a person and he too has a constitutional freedom of utterance and may. exercise it to castigate courts and their administration of justice. But a lawyer actively participating in a trial, particularly an emotionally charged criminal prosecution, is not merely a person and not even merely a lawyer. If the prosecutor in this case had felt hampered by some of the rulings of the trial judge, and had assailed the judge for such rulings at a mass meeting, and a conviction had followed, and that prosecutor had been disciplined for such conduct according to the
Only the other day, the Court of Appeals for the Second Circuit (Swan, Madden and Hincks, JJ.) severely reprimanded a United States attorney for a speech in response to a prior invitation by alumni óf a law school but made while he was' conducting an important criminal trial, although the speech contained no reference to the pending case or to any of its defendants but merely “expatiated on the menace of organized crime.” United States v. Stromberg, 268 F. 2d 256, decided June 15, 1959. Even under the most favoring circumstances — an able, fearless, and fastidiously impartial judge, competent and scrupulous lawyers, a befittingly austere court-room atmosphere — trial by jury of a criminal case where public feeling is deeply engaged is no easy accomplishment, as every experienced lawyer knows, if due regard is to be had to the letter and spirit of the Constitution for such a trial. It is difficult enough to seal the court-room, as it were, against outside pressures. The delicate scales of justice ought not to be willfully agitated from without by any of the participants responsible for the fair conduct of the trial. To.be sure, a prosecutor carries a somewhat heavier responsibility in the maintenance of the standards of -criminal justice than does counsel for the-defense. But the difference in responsibility is surely not so vast that counsel for defense has a constitutionally guarded freedom to conduct himself as this petitioner has been found to do, when that same conduct would bring condign punishment for the .prosecutor. -
What we are concerned with is the specific conduct, as revealed by this record, of a particular lawyer, and not whether like findings applied to an abstract situation
Even in the absence of the substantial likelihood that what, was said at a public gathering would reach the judge or jury, conduct of the kind found here cannot be deemed to be protected by the-Constitution. An attorney actively engaged in the conduct of a trial is not merely another citizen. He is an intimate and trusted and essential part of the machinery of justice, an “officer of the court” in the most compelling sense. He does not lack for a forum in which to make his charges of unfairness or failure to adhere to principles of law; he has ample chance to make such claims to the courts in which he litigates. As long as any tribunal bred in the fundamentals of our legal tradition, ultimately this Court, still exercises judicial power those claims will be heard and heeded.
I would affirm the judgment.
The affirmance was by a 4-3 vote. The appeal was heard en banc by 9 judges but was decided by 7 because of the retirement of one judge and the death of another.
At the conclusion of the Smith Act trial, District Judge Wiig requested the local Bar Association to investigate the conduct of petitioner. The Bar Association took no action as the Attorney General of ,the Territory conducted an investigation. As the Rules of the Supreme Court of the Territory then stood, only the Attorney General or a person aggrieved could file charges of. unprofessional conduct against an attorney. After investigating the matter, the Attorney General did not file a complaint. A Committee of the Bar Association then proceeded to study the question of bringing charges against petitioner, and, in the words of the then President of the Association:
“The committee subsequently made a report to the Executive Board of the Association, ruling that a complaint be filed against Mrs. Bouslog. However, under the rules then in.existencé — that is, the rules, of the Supreme Court, the Bar Association could not be a complainant. Consequently-, the matter was again referred to the Committee on Legal Ethics to study -amendments to the Rules of the Supreme Court, and the Chairman of the Committee on Legal Ethics took the matter up with the Chief Justice. And as I recall, the amendment to Rule 19 — that is the rule on complaints for unprofessional conduct — I think was amended in April of 1954.
“Thereafter, the chairman of the Gommittee on Legal Ethics submitted a proposed draft of the Complaint. The Executive Board studied the draft, recommended certain changes, and then, finally, the form-of the complaint was, as filed, was [sic] agreed upon, and I, as president of the Bar Association, was authorized to file that complaint in the name of the Bar Association.”
Canon 1 is entitled “The Duty of the Lawyer to the Courts.” It reads:
“It is the.duty of the lawyer to maintain towards the Courts a respectful attitude, not for the sake of the temporary incumbent of. the judicial office, but for the maintenance of its supreme importance. Judges, not being wholly free to defend themselves, are peculiarly entitled to receive the support of the Bar against unjust criticism and clamor. Whenever there is proper ground for serious complaint of a judicial officer, it is the right and duty of the lawyer to submit his grievances to the proper authorities. In such cases, but not otherwise, such charges should be encouraged .and the person making them should be protected.”
Canon 22 is entitled “Candor and Fairness.” It reads:
“The conduct of the lawyer before the Court and with other lawyers should be characterized by candor and fairness.
“It is riot candid or fair for the lawyer knowingly to misquote the contents of a paper, the testimony of a witness, the language or the argument of opposing counsel, or the language of a decision or a textbook; or with knowledge of its invalidity, to cite as authority a decision that has been overruled, or a statute that has been' repealed; or in argument to assert as a fact that which has not been proved, or in those jurisdictions where a side has the opening and closing arguments to mislead his opponent by concealing or withholding positions in his opening argument upon which his side then intends to rely.
“It is unprofessional and dishonorable to deal other than candidly with the facts in taking the statements of witnesses, in drawing affidavits and other documents, and in the presentation of causes.
“A lawyer should not offer evidence which he knows the Court should reject, in order to" get the' same before the jury by argument for its admissibility, nor should he address to the Judge arguments upon any point not properly calling for determination by him. Neither should he introduce into an argument, addressed to the*626 court, remarks'or statements intended to influence the jury or bystanders.
“These and all kindred practices are unprofessional and unworthy of an officer of the law charged, as is the lawyer, with the duty of aiding in the administration of justice.”
We do not perceive any specification by the Committee of the respect in which Canon 22 was thought to have been violated by petitioner’s speech, and such a violation does not occur to us.
The portion of the article, in the Hilo Tribune-Herald, that deals with petitioner’s speech is as follows:
“Mrs. Sawyer, speaking, for a half hour, spoke of ‘some rather shocking and horrible things that go on at the trial.’
“There’s ‘no such thing as a fair trial, in a Smith act case,’ she charged. ‘All rules of evidence have to be scrapped or the government can’t make a case.’
*628 .“They'!just( make up the rules as they p along,! she told her listeners.
“‘Unless we stop'the Smith act trial in its tracks'here’ there will be a ‘new crime’ that of knowing what’s in books and will lead to ‘dark ages of thought control,’ asserted the chic and attractive woman lawyer.
“She referred to reading by the prosecution of books ‘supposed to have been in a duffel bag’ owned by a witness; Henry Johnson. She urged her listeners to tell others ‘what a vicious thing the Smith Act is.’ "Persons are ‘tried for books written years ago’ by others, she said.” ■
The case was Application of Palakiko and Majors, 39 Haw. 167, aff’d sub nom. Palakiko v. Harper, 209 F. 2d 75. The case was a habeas corpus application, in which petitioner sought to put in evidence the statement of a woman that a police officer had said that he had beaten a confession out of petitioner’s client. The -Territorial Supreme Court held a lengthy evidentiary hearing on the petition, which covered many other matters, and at it excluded
One of the classic statements of this point of view is Mr. Justice Jackson’s concurring opinion in Krulewitch v. United States, 336 U. S. 440, 453: “But the order of proof of so sprawling a charge [as conspiracy] is difficult for a judge to control. As a practical matter, the accused often- is confronted with a hodgepodge of acts and statements by others which he may never have authorized or intended or even known about, but which help to persuade the jury of the existence of the conspiracy itself. In other words, a conspiracy often is proved by evidence that is admissible only upon assumption that conspiracy existed. The naive assumption that prejudicial effects can be overcome by instructions to the jury . . . all practicing lawyers know to be unmitigated fiction.”
“The unavailing protest of courts against the growing habit to indict for conspiracy in lieu of prosecuting for the substantive offense itself, or in addition thereto, suggests that loose practice as to this offense constitutes a serious threat to fairness in our administration of justice. . . .
“The interchangeable use of conspiracy doctrine in civil as well as penal proceedings opens it to the danger, absent in the case of many crimes, that a court having in mind only the civil sanctions • will approve lax practices which later are imported into criminal proceedings. ...
“[T]he order of proof of so sprawling a charge is difficult for a-judge to control. ...
“There are many practical difficulties in defending against a charge of conspiracy which I will not enumerate. . .-.
“[A survey conducted] which accords with our observation, will . hardly convince one that a trial of this kind is the highest exemplifi*632 cation of the working of the judicial process.” Jackson, J., concurring in Krulewitch v. United States, 336 U. S. 440, 445-446, 451-452, 453, 454.
This idea has been expressed in this Court also. See the dissenting opinion of Mr. Justice Douglas in Dennis v. United States, 341 U. S. 494, 581, 583, and the separate opinion of Mr. Justice Black in Yates v. United States, 354 U. S. 298, 343-344.
“[L]oose practice as to this offense [conspiracy] constitutes a serious threat to fairness in' our administration of justice.” Jackson, J., concurring in Krulewitch v. United States, 336 U. S. 440, 446.
“England has just completed a century of struggle for procedural reform, and it is to the energy and determination of the public, and not to the leadership of the bar, that the credit for the prei English practice is. due.” Sunderland, The English Struggle for Procedural Reform, 39 Harv. L. Rev. 725, 727 (1926).
Both were at the' bar. Bentham was of Lincoln’s Inn and Dickens of the Middle Temple.
“[I]t is for prosecutors rather than courts to determine when to use a scatter-gun to bring down the defendant . . . Jackson, J., concurring in Krulewitch v. United States, 336 U. S. 440, 452.
Again cf. Jackson, J., concurring in Krulewitch v. United States, 336 U. S. 440, 453-454: “The hazard from loose application of rules of evidence is aggravated where the Government institutes mass trials.”
In Yates v. United States, 354 U. S. 298, 318, this Court said: “We are thus faced with the question whether the Smith Act prohibits advocacy and teaching of forcible overthrow as an abstract principle, divorced from any effort to instigate action to-that end, so long as such advocacy or teaching is engaged in with evil intent. We hold that it does not.”
The convictions of petitioner’s Smith 'Act trial clients were all •reversed in the Court of Appeals on the authority of Yates, and judgment ordered entered for them. Fujimoto v. United States, 251 F. 2d 342.
Lower federal court judges have in the past questioned conspiracy indictment practice. See the statement of the 1925 Con
For example, the petitioner argued in the Court of Appeals that a law professor at Yale had made criticisms in more pungent terms than hers. Said the court: “We would uphold Professor Rodell’s right to say from his Yale vantage point just about what he wants to say. But when he speaks he is not simultaneously harassing the very court in which he is trying an unfinished case.” 260 F. 2d, at 200.
The court said: “It appears from the transcript -which we have examined pursuant to the pretrial order herein, that her first visit to said David Fuller [the juror] was made.by the.respondent licensee upon request by his sister.. It also appears that it has not been uncommon, if not in fact common practice, heretofore and within the Territory of Hawaii ¡for attorneys as well, as others to interrogate jurors, after rendition of verdict by them, as to what may have been decisive in reaching a verdict.
“However, even if she relied upon the request of his sister when she first visited David Fuller, arid upon a belief that it was common practice, locally, to interrogate trial jurors after verdict, such reliance thereon is not acceptable as excuse for her repeated visits to and studied interrogation of Fuller under the circumstances and as set forth in .her affidavit, incorporated in the bill of particulars. .'. 41 Haw., at 423-424.
The coxiít-gave a warning to the future cionduct of the Bar that interrogation of jurors as to occurrences in the jury room and as to the reasons why the jury reached its verdict would be at the peril of the interrogator. 41 Haw., at 425.
“However, in the instant matter, this court will let its herein-before expressed disciplinary order — suspending the said respondent licensee from the practice of law in the territorial courts for one year and requiring her to pay costs — suffice, although also deeming gross misconduct her said repeated interviews with and interrogations of David Fuller.” Ibid.
“The courts of appeals for the First and Ninth Circuits shall have jurisdiction of appeals from all final decisions of the supreme courts of Puerto Rico and Hawaii, respectively in all cases involving the Constitution, laws or treaties of the United States or any authority exercised thereunder, in all habeas corpus proceedings, and in all other civil cases where the value in controversy exceeds $5,000, exclusive of interest and costs.” 28 U. S. C. § 1293.
“Where the power of any court of appeals to review a case depends, on the amount or value in controversy, such amount or value, if not otherwise satisfactorily disclosed upon the record, may be shown and ascertained by the oath of a party to the case or by other competent evidence.” 28 U. S. C. § 2108.
See Canon 20 of the Canons of Professional Ethics of the American Bar Association. “Newspaper publications by a lawyer as to pending or anticipated litigation may interfere with a fair trial in the Courts and otherwise prejudice the due administration of justice. Generally they are to be condemned. If the extreme circumstances of a particular case justify a statement to the public, it is unprofessional to make it anonymously. An ex parte reference to the facts should not go beyond quotation from the records and papers on file in the court; but even in extreme cases it is better to avoid any ex parte statement.” Canons of Professional and.Judicial Ethics, American Bar Association, 1957.
After the Bar Association had filed a complaint against Mrs. Sawyer, a complaint that was essentially in terms of findings of fact as to what she had said at Honokaa, a full investigation was made by the.Legal Ethics Committee. This Committee then reported its findings of fact, conclusions and charges to the Hawaii Supreme Court which heard argument and made a de novo examination of the «record. It is clear that these charges fully encompassed the basis for the Hawaii Supreme Court’s own findings and that Mrs. Sawyer was fully and fairly apprised of' the charges against her and the factual matters that were in dispute.
The Report of the Legal Ethics Committee, insofar as it was relevant to the speech, charged as follows: .
“The Legal Ethics Committee . . . has investigated a complaint filed by the Bar Association of Hawaii and makes this report of the charges, facts and conclusions of the Committee pursuant to Rule 19.
“The Charges:
“The two charges made in’this complaint have to do with (1) the alleged improper conduct of Mrs. Harriet Bouslog Sawyer, referred to in this report as ‘Mrs. Bouslog,’ in making a speech at Honokaa, Hawaii, on December 14, 1952, and (2) the alleged improper conduct in connection with her interview of the juror David P. Fuller, as more fully set forth in the Bill of Particulars dated September 29, 1954.
“The Facts:
“The Committee finds that Mrs. Bouslog was one of the attorneys appearing for certain defendants in the United States District Court for the District of Hawaii entitled ‘United States of America, Plaintiff, against Charles Kazuyuki Fujimoto, et als., Defendants,’ being Criminal 10495 in that Court; that on December 14, 1952, during the course pf the trial, she made a speech at a public gathering at Honokaa, at which she' said, among other things, that horrible and shocking things were going on at the trial; that there was no fair*652 trial in the case; that they just made up the rules as they went along; that unless the Smith Act trial was stopped in its tracks in Honolulu there would be a new crime.
“Conclusions and Recommendations:
“The Committee is of the unanimous opinion that the Bar Association of Hawaii has sustained the allegations in paragraphs II and III of its complaint and that Mrs. Bouslog, in imputing to the Judge unfairness in the conduct of the trial, in impugning the integrity of the local Federal, courts and in other comments made at Honokaa, was guilty of violation of Canons 1 and 22 of the Canons of Professional Ethics of the American Bar Association and should be disciplined for the same.”
The Matsuoka notes are reprinted at 260 F. 2d 205-207.
See Fujimoto v. United States, 251 F. 2d 342.
See, e. g., the Honolulu Star Bulletin for the month of December. In fact, the same day on which Mrs. Sawyer’s speech was reported, a banner, lead headline announced the latest court-room developments, while the story of the action taken by the court in response to the speech occupied the front page for the next few days. See the Honolulu Star Bulletin for Dec. 15, 1952, et seq.
The nature of the expansion was explained in the following colloquy between counsel and Matsuoka at the hearing before the Legal Ethics Committee:
“Q. You stated that the transcription of ‘hese notes were somewhat expanded from your original notes?
“A. Yes.
“Q. Would that also be true of the newspaper article?
“A. When I say expanded, I mean, like, when I take notes, I would not say, ‘Robert Dodge yesterday,’ I would say, ‘Dodge,’ or something like that, and expand that to make it understandable to the reader.
“Q. By expanding, not adding to it?
“A. No, not adding to.
“Q. Or an addition, or anything of that kind, but filling out what your notes indicated, is that it?
“A. That’s right, by expanding on it.”
It is-fair to say that approximately 80 of the about 140 lines of the Matsuoka notes as reprinted in the record deal specifically with this particular trial and the evidence which was being introduced in Honolulu. Of course, as we have explained above, many of the more general comments could, in the context of this speech, be reasonably taken to refer to the Honolulu trial.
Petitioner’s lawyer had no doubt regarding the meaning and purport of the speech.
“I will say to the Committee right now — I have read these speeches and I would agree with the conclusion implicit in Mr. Dodge’s question; namely that this was a talk about what was going on in the Smith Act trial here in Honolulu. Now, let’s not fool ourselves about that. We’re lawyers here.”
Mrs'.' Sawyer herself, in explaining her remarks to the court, pointed out that part of her speech “was devoted to a discussion of the evidence on which the prosecution in1 this case is seeking to convict Jack Hall and the other six defendants in( this case. . . .”
The record discloses that other witnesses also understood that' her references were to the “rules being made up as they went along” a1ti this particular trial.
The fact that the notorious Crouch was involved is,1- of course, wholly irrelevant to the issues in this case. Any grievances arising out of Crouch's testimony were properly to be pursued in the orderly course of justice in trial and appellate courts and eventually here. See Communist Party v. Subversive Activities Control Board, 351 U. S. 115.
Certainly Mrs. Sawyer’s explanation of these remarks- does not help us rationally to avoid Holmes’ characterization. After a discussion of the refusal of the Hawaii Supreme Court to admit the evidence in the previous trial referred to by Mrs. Sawyer, petitioner was asked:
“Mr. Barlow: In other words, would it be fair to say that you paralleled that with the phrase that Mr. Matsuoka attributes to you: 'With the same situation, a Federal judge, sitting on a Federal Bench, permits Crouch to testify about 27 years ago what was said then’?
“The Witness: I used' the Palakiko-Majors case as a contrast to Mr. Crouch’s testimony and the hearsay testimony in the conspiracy case.
*663 “Q. That Judge Wiig was allowing in the present Smith Act case, is that right?
“A. The motions hadn’t been argued yet.
“Q. No, but that Judge Wiig was allowing in the present Smith Act case?
“A. Yes, he was.
“Q. That is what you were critical about? Is that right?
“A. I was reporting. I left that to the audience.’’. (Emphasis added.) ■
See, e. g., the Honolulu Star Bulletin for the month of December. There are also references throughout' the record to the notorious nature of the trial.
Dissenting Opinion
dissenting.
While I join in the dissenting opinion of Mr. Justice Frankfurter, I think it appropriate to add a few words by way of emphasis. Three different fact finders, including an administrative body, the Supreme Court of Hawaii, and a United States Court of Appeals, have agreed on the facts and conclusions of fact as shown by this record. Mrs. Sawyer, while of counsel in a Smith Act ease then on trial before a jury, and Jack Hall, the chief defendant in the case, each made a speech- before a large public
But this Court says, strangely enough, that these facts are not “capable of supporting the findings” that in so doing Mrs. Sawyer “impugned the integrity of the judge presiding ... in the said pending case . . . and thus tended to also create disrepect for the courts of justice and judicial officers generally.” 41 Haw., at 422. The principal opinion says that Mrs. Sawyer’s conduct was merely an innocent general attack on the Smith Act and judicial trials held thereunder.
But this broad brush leaves the whitewash too thin. For not only Mrs. Sawyer’s testimony but also the statement of her own lawyer stand out clear and unanswerable. At the initial hearing in Hawaii, Mrs. Sawyer’s then counsel said that hers “was a talk about what was going on in the Smith Act trial here in Honolulu. Now let’s not fool ourselves about that.” Her present counsel has talked the Court into doing just that and in so doing has also made a fool of our judicial processes.
To say that there is no reasonable support in the evidence for Hawaii’s conclusion, as disclosed by a fair reading of the record some six and a half years later and some 5,000 miles away, is only to say that the 12 concurring officials, all of whom are trained in the law and who under oath made and passed upon these findings at trial and
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