United States v. Mersey
United States v. Mersey
Opinion of the Court
delivered the opinion of the Court.
The Congress has'provided in the Tariff Act of 1930, 46 Stat. 590, as amended, that imported articles be marked to indicate to an ultimate purchaser in the United States the English name of the country of origin. 19 U. S. C. § 1304.
Appellees, dealers in musical instruments in the United States, had purchased the violins' from importers and thereafter sold them to other dealers. Upon obtaining possession of the violins from the importers, appellees replaced labels marked “Germany/USSR Occupied,” then on each of the violins, with others inscribed “Made in Germany.” After resale of the violins,' an information was filed against appellees, charging that they removed the original labels attached to the violins with intent to conceal from the ultimate purchasers the identity of the country of origin.
I.
Our first consideration is the jurisdictional issue. The Criminal Appeals Act specifies several conditions, any one of which permits a direct appeal by the Government to this Court, and makes our jurisdiction in such cases exclusive. ' In the event that-an appeal which should have been taken here is erroneously effected to a Court of Appeals, that court is directed to certify it here. Prior to 1907, the date of the original Act, the United States had no appeal whatever in criminal cases. As passed by the House, the bill gave the Government “the same right of review by writ of error-'that is given to the defendant.” However, in the Senate, the bill was amended so as to allow review
“We have a district court in one jurisdiction holding that a law is ineffective for one reason or another— it may be that it is unconstitutional, or for some other reason — and we have a district court in another jurisdiction holding the reverse; and as the cases multiply in the several sections of the country we may find one half of the courts of the country arrayed against the other half of the courts of the country upon the same identical law; one half holding that it is entirely constitutional and the other half holding that it is unconstitutional.' So, Mr. President;- that confusion, that ridiculous condition, exists and must continue to exist, because, as the law now stands, . until a case involving the question shall go to the Supreme Court and it is brought there by the de*436 fendant, there can be no adjudication' by a court whose decision and judgment is controlling. . . . The bill is intended to cure a defect in the administration of justice5 .
It therefore appears abundantly clear that the remedial purpose of the Act was to avert “the danger of frequent conflicts, real or apparent, in the decisions of the various district or circuit courts, and the unfortunate results thereof”; and to eliminate “the impossibility of the government’s obtaining final and uniform rulings by recourse to a higher court.” 20 Harv. L. Rev. 219. Moreover, the desirability of expedition in the determination of the validity of Acts of Congress, which is pointed to as a desideratum for direct appeal, applies equally to regulations. In practical operation, correction of a regulation by agency revision invariably awaits judicial action.
The.information charged violations of 19 U. S. C. § 1304 “and the.regulations promulgated thereunder.” This section requires imported articles kr be marked “to indicate to an ultimate purchaser . . . the country of origin,” and imposes criminal sanctions on anyone who removes such a mark with intent to conceal the information contained therein.- The Secretary of the Treasury is authorized to implement it by appropriate regulations. The term “country,” as used by the Congress in requiring the markings, was defined by regulation to mean “the political
An administrative regulation, of course, is not a “statute.” While in practical effect regulations may be called “little. laws,”
II.
, In 1946, the Treasury implemented the country-of-origin provisions of § 1304 by issuance of T. D. 51527, which provided that, “For the purposes of the marking provisions of the Tariff Act of 1930, . . . Germany shall bfe considered the country of origin of articles mamifac-tured ... in all parts of the German area subject to the authority of the Allied Control Commission and the United States, British, Soviet, and French zone Com
In 1951 the Congress directed the President to suspend or withdraw any reduction in the rates of custom duties or other concessions then applicable to the importation of articles manufactured in any areas dominated by the Soviet Union. 65 Stat. 73; 19 U. S. C. § 1362. In Proclamation No. 2935, 65 Stat. C25, the President suspended any reduction in rates of duty applicable to any articles manufactured in the Soviet Zone of Germany and the Soviet Sector of Berlin. Treasury Decision 52788, issued the same day, changed the rate of duty as provided in this proclamation. ' In 1953 the Secretary issued T. D. 53210, the regulation in controversy. This Treasury Decision is headed: “Tariff status, marking to indicate the name of the country of origin, and customs valuation of products of Germany, Poland, and Danzig.” The first paragraph of T. D. 53210 refers to the-presidential proclamation changing the structure of the rates of duty. The second paragraph specifies that, “For the purposes of the value provisions of section 402, Tariff Act of 1930,” Western Germany shall be treated as ono country, and “the Soviet Zone . . . shall be treated as another ‘country.’ ” The third paragraph is the one crucial to this prosecution: it provides that products of Western Germany shall be “marked to indicate Germany as the ‘country of origin,’ but products of th§ Soviet Zone . . . shall be marked to indicate Germany ('Soviet occupied) as the ‘country of origin.’ ” The District Court-concluded that T. D. 53210 was “issued primarily to establish mark; ings for purposes of the differences in the duties appl¿ cable”; thus the indication of Soviet Zone origin would not be required beyond entry into this country, the stage at which duty is payable.
In the context of criminal prosecution, we must apply the rule of strict construction when interpreting this regulation and statute. United States v. Halseth, 342 U. S. 277, 280 (1952); United States v. Wiltberger, 5 Wheat. 76, 95-96 (1820). A reading of the regulation leaves the distinct impression that it was intended to protect and expedite the collection of customs duties. Certainly its emphasis on duties and its silence on the protection of the public from deceit support the conclusion that the old provisions were to continue insofar as markings after
Accordingly, the judgment of the District Court is
Affirmed.
“19 U. S. C. § 1304. Marking of imported articles and containers.
“(a) Marking of articles.
, "... [E] very article of foreign origin . . . imported into the United States shall be marked in a conspicuous place as legibly,, indelibly, and permanently as the nature of the article (or container) will permit in such manner as to indicate to an ultimate purchaser in’¡the United States the English name of the country of origin of the article. The Secretary of. the Treasury may by regulations—
“(1) Determine the character of words and phrases or abbreviations thereof which shall be acceptable as indicating the country of origin . . . ;
“ (2) Require the addition of any other words or symbols which may be appropriate to prevent’ deception or mistake as to the origin of the article ....■■
“(e) Penalties.
“If any person shall, with intent to conceal the information given thereby or contained therein, deface, destroy,' remove, alter, cover, obscure, or obliterate any mark required under the provisions of this chapter, he shall, upon conviction, be fined not more than $5,000 or imprisoned not more than one year, or both.”
18 U. S. C. § 3731xprovides, in part:
“An appeal may be taken by and on behalf of the United States from the district courts direct to the Supreme Court of the United States in all' criminal cases in the following instances:-
“From a decision or judgment setting aside, or dismissing any indictment or information, or any count thereof, where such decision or judgment is based upon the invalidity or construction of the statute upon which the indictment or information is founded.
“From the decision or judgment sustaining a motion in bar, when the defendant has not been put in jeopardy.
“If an appeal shall be taken pursuant to this section to any court of appeals which, in the opinion of such court, should have been taken directly to the Supreme Court’ of the United States, such court shall certify the case to the Supreme Court of the United States, which shall thereupon have jurisdiction to hear and determine the case to, the same extent as if an appeal had been taken directly to that Court.”
In addition to the substantive charges, there was a count alleging conspiracy so to alter the labels.
Senator Bacon, a member of the Judiciary Committee. 41 Cong. Rec. 2195-2196.
41 Cong. Rec. 2753. See also comments of Senator Clarke, who, after discussing the matter with Senator Nelson, the manager of the bill on the floor, stated:
“[W]henever the validity of a statute has been adversely decided by a trial court . . . the Government ought to have the right to promptly submit that to the tribunal having authority, to. dispose of such questions in order that there may be a uniform enforcement of the-.law throughout the entire-limits of the United States.” 41 Cong. Rec. 2820.
Several months later, T. D. 53281 was issued, providing alternative wordings for the Soviet Zone labels.
Vom Baur, Federal Administrative Law, § 490, at 489.
Since we hold that T. D. 53210 deals only with the collection of duties, its marking provisions supersede those of T. D.-51527'only as thé latter relate thereto.
Concurring Opinion
concurring.
I join the opinion of the Court. But I think it plain under our precedents that jurisdiction over this appeal also lies here on the ground that the dismissal was one “sustaining a motion in bar, when the defendant has not been put in jeopardy.” Except that arguments are made here in dissent which would unsettle what has been settled by our precedent's and reintroduce archaisms into federal criminal procedure, I would have refrained from expressing my views.
The touchstone of what constitutes, a “judgment sustaining á motion in bar” is precisely whát Judge Lumbard in the Court of Appeals said it was — whether the judgment is one which will end the cause and exculpate thé defendant. United States v. Hark, 320 U. S. 531, 536; United States v. Murdock, 284 U. S. 141, 147; United States v. Storrs, 272 U. S. 652, 654. As established by these precedents, the focal point of inquiry Is not the form
These cases establish criteria for judging the question that are foreign to the technicalities ■■ c the old pleas-. ' It is suggested, however, that Justice Holmes’ opinion in United States v. Storrs, supra, at 654, demonstrates that these technicalities still exist. A less selective quotation of his opinion, however, makes it plain that he was referring to one technical touchstone — the very one that Judge Lumbard applied below and which was followed in Mur-dock and Hark. Storrs involved the dismissal of an indictment for irregularities committed in the grand jury room. The statute of limitations had run at the time of the dismissal so that a new indictment could not be found. But the nature of the Court’s action itself was not to exculpate the defendant, as the opinion explained: “[It] cannot be that a plea filed a week earlier is what it purports to be, and in its character is, but a week later becomes a plea in bar because of the extrinsic circumstance that the statute of limitations has run.. The plea looks
Whatever retrospective exegesis of the leading cases now suggests, the one thing reading their own language discloses is that none of them asserts the “confession and avoidance” rationale now ascribed to them. Rather they were conceived as turning on the rationale that the Court of Appeals explained below. I would adhere to the basic principles of Hark, Murdock and Storrs here, and put the nineteenth century pleading books back on the shelves.
Memorandum of
Although I agree with so much of the dissenting opinions of my Brothers Frankfurter and Stewart as concludes that a “regulation” is not embraced by the term “statute” as used in the Criminal Appeals Act, 18 ,U. S. C.
See Friedenthal, Government Appeals in Federal Criminal Cases, 12 Stan. L. Rev. 71, 77-78.
It is suggested that this construction causes some overlap between those judgments appealable here as sustaining motions in bar and those appealable here as based on the construction or invalidity of the statute under which prosecution is had. The existence of such an overlap hardly would militate seriously against the construction of the statute espoused here and in Hark, Murdock and Storrs; where Congress has decided to make two categories of cases
Dissenting Opinion
whom Mr. Justice Harlan and Mr. Justice Stewart join, dissenting.
The Criminal Appeals Act of 1907, 34 Stat. 1246, c. 2564, provides that in a criminal case an appeal from a District Court. “[f]rom a decision .or judgment quashing, setting aside, or sustaining a demurrer to, any indictment, or any count thereof, where such decision or judgment is based upon the invalidity, or construction of the statute upon which the indictment is founded,” “[f]rom a decision arresting a judgment of conviction for insufficiency of the indictment, where such decision is based upon the-invalidity or construction of the statute upon which the indictment is founded,” and “[f]rom the decision or judgment sustaining a special plea in bar, when the defendant
The question whether construction of a “statute,” as that term is used in the Act of 1907, includes construction of a regulation promulgated under a statute is another variant of the recurring problem of resolving an ambiguity of legal language.^ Here, ambiguity inheres not only -in the word “statute” as an English word (see “statute,” Oxford - English Dictionary), but also in the word “statute” as a legal term. (Compare the construction of the term “statute” in two cases decided contemporaneously, King Mfg. Co. v. Augusta, 277 U. S. 100 (1928), and Ex parte Collins, 277 U. S. 565 (1928). In the former, “statute” was .held to include a city ordinance; in the latter; “statute” was held to exclude a class of legislative enactments “[d] espite the generality of the language.” 277 U. S., at 568.) Judged by the dictionary, one meaning of “statute” is of course an' enactment made by the legislature of a country. As a matter of English, it may also be respectably used to refer to the enactment of a body subordinate \p a legislature or to the governing promulgations of a private body, like a college. Thus the dictionary does not resolve our problem, wholly apart from heeding the admonition, so frequently expressed by
The immediately relevant ambiguity of “statute” as a legal term derives from the fact that it may mean either the enactment of a legislature, technically speaking, that is the Congress of the United States or the respective legislatures of the fifty States; or it may have a more comprehensive scope, to wit, rules of conduct legally emitted by subordinate lawmaking agencies such as city councils or the. various regulation-emitting bodies of the federal and state governments; Accordingly, whether the term “statute,” as used in the Criminal Appeals Act of 1907, should be given the restrictive meaning, i. e., enactments by Congress, or the more extensive meaning, i. e., Treasury regulations, cannot be determined merely by reading, the Criminal Appeals Act of 1907. The answer will turn on the total relevant environment into which that Act must be placed, including past relevant decisions, the legislative history of the Act,, and due regard for the consequences resulting from a restrictive as' against a latitudinarian construction.
For the problem in hand, there is no controlling authority in this Court nor are there decisions under other statutes helpful for decision; neither is there a body of practice reflected in lower court decisions over a sufficient period of time, unchallenged here, carrying the weight of professional understanding. The case, therefore, must be decided on the balance of considerations weighed here for the first time.
The origin of the legislation and the legislative history of its enactment leave no doubt as to the direction of its aim. Between the decision of this Court in United States v. Sanges, 144 U. S. 310 (1892), and the enactment of the Criminal Appeals Act, the United States had no
The particular incident which precipitated the legislation was the Beef-Trust case, United States v. Armour & Co., 142 F. 808 (1906), where a plea in bar, in its technical sense, was sustained, thereby finally ending a Sherman Law prosecution in which President Theodore Roosevelt was much interested. In his message to the Congress which eventually enacted the Act of 1907 the President thus expressed the need for legislation: “It seems an absurdity to permit a single district judge, against what may be the judgment of the immense majority of his colleagues on the bench, to declare a law solemnly enacted by the Congress to be ‘unconstitutional,’ and then to deny to the Government the right to have the Supreme Court definitely decide the question.” 41 Cong. Rec. 22. The concern of those in charge of the bill throughout the. debate upon the measure in the Senate, in which alone there was full discussion, was to afford the Government
The legislative history gives no hint of any concern over misconstruction or invalidation of regulations to which statutes might give rise. Regulations were not mentioned. It is significant, however, that the measure which ultimately became law was one deliberately narrower in scope than that originally proposed in the Congress. The legislation originated in the House, which, in the first session of the 59th Congress, passed a bill giving the United States in all criminal prosecutions “the same right of review by writ of error that is given to the defendant” provided that the defendant not be twice put in jeopardy for the same offense. 40 Cong. Rec. 5408. In the Senate, a less general measure, in .the nature of a substitute for the House bill, was reported, giving the United States the right, to take a writ of error from decisions or judgments “quashing or setting aside an indictment- . . . sustaining a demurrer to an indictment . . . arresting a judgment of conviction for insufficiency of the indictment . . . [or] sustaining a special'plea in bar . . . ." 40 Cong. Rec. 7589-7590; S. Rep. No. 3922, 59th Cong., 1st Sess. This bill went over in the Senate to the second session of the 59th
In response to this objection, Senator Clarke introduced a substitute bill providing only three categories of cases in which the Government would be allowed to appeal: “From a decision or judgment quashing, setting aside, or sustaining a demurrer to any indictment or any count thereof where the ground for such motion or demurrer is the invalidity or construction of the statute upon which the indictment is founded”; “From a decision arresting a, judgment of conviction for insufficiency of the indictment, where the ground for the insufficiency thereof is the invalidity or construction of the statute upon which the same is founded”; “From the decision or judgment sustaining a special plea in bar, when the defendant has not been put in jeopardy.” 41 Cong. Rec. 2823. The Clarke substitute, passed by the Senate (41 Cong. Rec. 2825), was substantially adopted in its relevant aspects by the House (see H. R. Rep. No. 8113, 59th Cong., 2d Sess.) and eventually became the Act of 1907. 41 Cong. Rec. 3994, 4128. In explaining the reason for his amendment, Senator Clarke stressed the aim not to have the scope of the legislation greater than necessary: “[T]he object ... is to limit the right of appeal upon the part of the General Government to the validity or constitutionality of .the statute in • which the prosecution is proceeding. It has been enlarged by the addition of another clause, which gives the right of appeal where the construction by the- trial court is such as to decide that there is no offense committed, notwithstanding the validity of the statute, and in other respects the proceeding
It is manifest that the preoccupying thought of the primary promoter of the legislation, President Roosevelt, and of Congress, was to bar a single judge from destroying, either by way of construction or invalidation, congressional enactments. Extension of the range of the meaning of “statute” to inclúde regulations to which penal consequences attach was apparently nobody’s thought and certainly on nobody’s tongue. This was at a time when the proliferation of regulations was not an unknown phenomenon in lawmaking. It is certainly not fictional to attribute to the preponderant profession represented in Congress knowledge of the elementary'difference between statutes, conventionally speaking, and regulations authorized by statutes. Nor is this a formal or minor distinction. It is one.,thing to strike down a statute, or to evisceraté its meaning-; it is quite another thing to construe a regulation adversely to the .Government’s desire. Legislation is complicated and cumbersome business. Correction of erroneous statutory construction, let -alone invalidation of laws, is a difficult, even a hazardous process. Regulations are the products of officials unhobbled by legislative procedure with its potential opportunity for parliamentary roadblocking. In large measure, these officials have the means of self-help for correcting judicial misconception about a regulation.
Such being the practical differences between dealing with regulations and dealing with the laws of Congress
On more than one occasion this Court has given controlling consideration to the fact that by adatitudinarian construction of jurisdictional legislation the business of this Court would be “largely and irrationally increased.” American Security & Trust Co. v. Commissioners, 224 U. S. 491, 495. Since the merely abstractly logical arguments permit “statute” to be construed in either a restrictive or a broad sense, that is, that appeals to this Court directly from an adjudication of a District Court under the Criminal Appeals Act may appropriately be confined to rulings under a statute as such, rather than to include interpretations of regulations arising under a statute, I not only feel free, but deem it incumbent, to oppose what is certainly a needless if not an irrational increase in the class of cases which can be brought directly to this Court from the District Courts. I would deny the
The presence in the Criminal Appeals Act of 1907 of the provision for an appeal by the. Government from decisions, or judgments sustaining a “special plea in bar” when the defendant has not been put in jeopardy, has an historical explanation and its scope presents a different problem of statutory construction than that of giving meaning to “statute.” Barring stimulation by this Court, Congress seldom initiates judiciary legislation except when a dramatic case stirs public interest. Such was the Beef-Trust case, United States v. Armour & Co., 142 F. 808. In that case, because of the then absence of the Government’s right of appeal in a criminal case, the Government’s antitrust prosecution was finally terminated by a successful plea in bar in the District Court. The Congress was determined not to permit a recurrence of that situation, and thus the inclusion in the Act of 1907 of a clause permitting appeals by the Government from decisions sustaining a “special plea in' bar” is easily accounted for.
Regarding thé meaning of this clause, I agree with the opinion of my Brother Stewart. When Congress uses technical legal language the Court disregards the obvious guidance to meaning if it departs from its technical legal connotation. There have been .two cases before the Court dealing with the matter, between which we have to choose: United States v. Storrs, 272 U. S. 652, and United States v. Hark, 320 U. S. 531. In Storrs Mr. Justice Holmes, as spokesman for the Court, applied his authoritative learning of the common law to take “technical words” “in their technical sense.” .In Hark, the Court
Formal changes in this language have been made by the Act of May 9, 1942, c. 295, 56 Stat. 271, the 1948 Judicial Code, Act of June 25, 1948, c. 645, § 3731, 62 Stat. 844, and the Act of May 24, 1949, c. 139, § 58, 63 Stat. 97.
See, e. g., 41 Cong. Rec. 2757 (Senator Nelson, the manager of the bill in the Senate): “[T]he question now before us is whether we will allow a nisi prius'judge of an inferior court to render ineffective our efforts in this behalf to protect the American people against trusts and monopolies and other dangerous things; whether we will allow ourselves, to be handicapped and crippled by the decision of an inferior nisi prius judge.” See also, id., 2192 (Senator Bacon): “[A]nd a law of Congress is set aside, made absolutely null and void and inoperative by the decision of one judge, without the opportunity for the nine judges who sit in the Supreme Court to pass upon the great question . . . affecting not simply that accused, affecting not simply all others who may be accused, but affecting the operation of the law of the land . . . .”
Apart from other vital factors, increase in the range and mass of materials drawn upon in opinions during recent decades, and the investigation and appraisal thereby involved, entail a considerable increase in the burden of the Court’s business compared with earlier periods.
Dissenting Opinion
whom Mr. Justice Frankfurter and Mr. Justice Harlan join, dissenting.
I do not reach the merits of this case, because I think the District Court’s judgment was not of a kind which the Criminal Appeals Act makes directly reviewable by this Court. It seems clear to me that the dismissal of the information was not “based upon the invalidity or construction of the statute,” and equally clear that the judgment was not one “sustaining a.motion in bar.”
I.
The District Court’s decision was based, solely upon the interpretation of Treasury regulations, not upon the invalidity or construction of an Act of Congress. The court found it doubtful that the regulations in question were issued to implement the country-of-origin marking requirements of 19 U. S. C. § 1304,
Whether under the Criminal Appeals Act an appeal from an order of dismissal based upon a District Court’s construction of an administrative regulation may be brought directly here is a question which apparently has not been considered until now. The Court’s resolution of the question seems to me at odds with the tradition' of strict construction of the Criminal Appeals Act and contrary to the policy, reflected notably in the Act of February 13, 1925, 43 Stat. 936, of narrowly limiting the appellate jurisdiction of this Court.
Avoidance of prolonged uncertainty as to the validity or meaning of a federal criminal law is obviously a desideratum in the effective administration of. just,ins. More
For these reasons I would hold that an administrative regulation such as is here involved is not a “statute” within the ineaning of this provision of the Criminal Appeals Act.
II.
’ Even. if the above views should prevail, the Court would still have jurisdiction of this appeal if the District Court’s judgment was one “sustaining a motion in bar, when the defendant has not been put in jeopardy.” The motion which the court sustained was for an order dismissing the information “on the ground that it does not state facts sufficient to constitute an offense against The United States.” I think such a pleading is not “a motion in bar.”
The label which the defendant may have attached to his pleading is Qf no great importance, in this connection. United States v. Oppenheimer, 242 U. S. 85, 86; United States v. Goldman, 277 U. S. 229, 236. As Mr. Justice Holmes remarked in United States v. Storrs, 272 U. S. 652, 654, “[t]he question is less what' it is called than what it is.” But, in deciding “what it is,” the Court’s opinion in Storrs underscores the essential point — “The
At common law, a plea in bar had to either “deny, or confess and avoid the facts stated in the declaration.” 1 Chitty, Pleading (16th Am. ed. 1883), *551; Stephen, Principles of Pleading (3d Am. ed. 1895), 89. Consequently, there were two types of pleas in bar — pleas by . way of traverse and pleas by way of confession and avoidance. Ibid. Shipman, Common-Law Pleading (Ballan-tine ed. 1923), 30. When a plea in bar was a plea other . than the general issue, it was a “special plea in bar.” Shipman, supra, at 337; Stephen, supra, at 179. In civil cases pleas of this category included the specific traverse (equivalent to a special denial), the-special traverse (a denial preceded by introductory affirmative matter), and the plea of confession and avoidance. In criminal cases special pleas in bar were primarily utilized by way of confession and avoidance, e. g., autrefois acquit, autrefois convict, and pardon. 2 Bishop, New Criminal Procedure (2d ed. 1913), §§ 742, 805-818; Heard, Criminal Pleading (1879), 279-296; 1 Starkie, Criminal Pleading (2d ed. 1822), 316-338. The plea in confession and avoidance did not contest the facts alleged in the declaration, but relied on new matter which would deprive those facts of their ordinary legal effect. Stephen, supra, 89, 205-206; Shipman, supra, 348; 1 Chitty, supra, *551-*552. It set up affirmative defenses which would bar the prosecution.
This concept of a special plea in bar as a plea similar in substance to confession and avoidance has been consistently followed in the decisions of this Court. The
This view is fully confirmed by an examination of the ■ structure of the Criminal Appeals Act itself. For if, as the Court of Appeals thought, a “motion in bar” is any motion which, if sustained, would exculpate the defendants, then a significant portion of the provision of the Criminal Appeals Act discussed in Part I of this opinion would be a meaningless redundancy. Every motion based upon the invalidity of a statute would, under the rough and ready definition of the Court of Appeals, also be a “motion in bar,” because a dismissal based upon such a motion would with equal effectiveness “end the cause and exculpate the defendants.”
I would remand this case to the Court of Appeals.
The relevant provisions of the Criminal Appeals Act are reproduced in the Court’s opinion, ante, p. 433, note 2.
The relevant provisions of this statute are reproduced in the Court’s opinion, ante, p. 432, note. 1.
The term “statute” as used in the jurisdictional legislation which is now 28 U. S. C. § 1257 (2), providing for an appeal to this Court “where is drawn in question the validity of a statute of any state on the ground of its being repugnant to the Constitution, treaties or laws of the United States, and .the decision is in favor of its validity,” has from the beginning been given a broad interpretation, consistent with the purpose of this legislation. See Williams v. Bruffy, 96 U. S. 176, 182, 183; Reinman v. Little Rock, 237 U. S. 171; Live Oak Assn. v. Railroad Comm’n of California, 269 U. S. 354, 356. But it is one thing to say that “statute” should be construed broadly in cases involving allegedly unconstitutional state action, and quite another to say that a similar construction should be given to the term in cases involving simply the meaning of regulations made pursuant to concededly valid federal legislation.
The Court notes ‘‘the remedial purpose of the Act was to avert ‘the danger of frequent conflicts, real or apparent, in the decisions of the various . . . [trial courts], and the unfortunate results thereof’, and to eliminate ‘the impossibility of the government’s obtaining hnal and uniform rulings by recourse to a higher court.’ ” Ante, p. 436. This purpose has now to a large degree been fulfilled by the Act of May 9, 1942, 56 Stat. 271, giving jurisdiction over government appeals in criminal cases to the Courts of Appeals. Any conflict between circuits could, of course, be resolved here.' See Supreme Court Rule 19, par. 1 (b).
This was the language of the original Criminal Appeals A'ct (Act of March 2, 1907, c. 2564, 34 Stat. 1246), and the same wording was continued in subsequent re-enactments. See 18 U. S. C. (1940 ed.) §682; 18 U. S. G. (1946 ed.) §682.
The 1948 revision supplemented Rule 54 (c), Fed. Rules Crim. Proc., which provided that “The words 'demurrer,’ 'motion to quash,’ ‘plea in abatement,’ ‘plea in bar,’ and ‘special plea in bar,’ or words to the same,'effect, in any act of Congress shall be construed to mean the motion -raising a defense or objection provided in Rule 12.” The Notes of the Advisory Committee appended to Rule 54 make clear that an intent of this provision was to insure that the- scope of the Government’s right of appeal in criminal cases would remain unchanged.
The opinion in United States v. Hark, 320 U. S. 531, upon whose . generalized language the Court of Appeals and my Brother Brennan here so heavily rely, did not cite Storrs. To the extent that the two opinions reflect divergent approaches, Storrs seems the more carefully considered and I would follow it.
See, e. g., United States v. Celestine, 215 U. S. 278 (motion alleging special facts which showed that defendant was not subject to prosecution by the United States for the crime charged); United States v. Oppenheimer, 242 U. S. 85 (motion alleging that res judicata ■barred the action); United States. v. Thompson, 251 U. S. 407 (motion raising the affirmative defense that the charges contained in the indictment had been submitted to a previous grand jury which had refused to make a presentment thereon); United States v. Goldman, 277 U. S. 229 (motion alleging that the statute of limitations barred prosecution); United States v. Murdock, 284 U. S. 141 (motion raising defense of privilege); United States v. Hark, 320 U. S. 531 (motion raising affirmative defense of revocation of pertinent provisions of regulation which appellees were charged with violating) .
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