Monroe v. Pape
Monroe v. Pape
Dissenting Opinion
dissenting except insofar as the Court holds that this action cannot be maintained against the City of Chicago.
Abstractly stated, this case concerns a matter of statutory construction. So stated, the problem before the Court is denuded of illuminating concreteness and thereby of its far-reaching significance for our federal system. Again abstractly stated, this matter of statutory construction is one upon which the Court has already passed. But it has done so under circumstances and in settings that negative those considerations of social policy upon which the doctrine of stare decisis, calling for the controlling application of prior statutory construction, rests.
This case presents the. question of the sufficiency of petitioners’ complaint in a civil action for damages brought under the Civil Rights Act, R. S. § 1979,
Petitioners base their claim to relief in the federal courts on what was enacted as § 1 of the “Ku Klux Act” of April 20, 1871, “An Act to enforce the Provisions of the Fourteenth Amendment to the Constitution of the United States, and for other Purposes.” 17 Stat. 13.- It became, with insignificant rephrasing, § 1979 of the Revised Statutes. As now set forth in 42 U. S. C. § 1983, it is, in relevant part, as follows:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State . . . subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
In invoking § 1979 (the old designation will be used hereafter), petitioners contend that its protection of “rights, privileges, or immunities secured by the Constitution” encompasses what “due process of law” and “the equal protection of the laws” of the Fourteenth Amendment guarantee against action by the States. In this contention they are supported both by the title of the Act of 1871 and by its legislative history. See the authoritative statement of Mr. Edmunds, reporting the bill from the Senate Committee on the Judiciary, Cong. Globe, 42d Cong., 1st Sess. 568. See also id., at 332-334, App. 83-85, 310. It is true that a related phrase, “any right or privilege secured ... by the Constitution or laws,” in § 241 of Title 18, U. S. C., was said by a plurality of the Court in United States v. Williams, 341 U. S. 70, to comprehend only the rights arising immediately from the relationship of the individual to the central government. And see United States v. Cruikshank, 92 U. S. 542.
To be sure, Screws v. United States, supra, requires a finding of specific intent in order to sustain a conviction under the cognate penal provisions of 18 U. S. C. § 242
If the courts are to enforce § 1979, it is an unhappy form of judicial disapproval to surround it with doctrines which partially and unequally obstruct its operation. Specific intent in the context of the section would cause
II.
To show such violations, petitioners invoke primarily the Amendment’s Due Process Clause.
The essence of the liberty protected by the common law and by the American constitutions was “the right to shut the door on officials of the state unless their entry is under proper authority of law”; particularly, “the right to resist unauthorized entry which has as its design the securing of information to fortify the coercive power of the state against the individual.” Frank v. Maryland, 359 U. S.
III.
Of course, if Congress by appropriate statutory language attempted to reach every act which could be attributed to the States under the Fourteenth Amendment’s prohibition: “No State shall . . . ,” the reach of the statute would be the reach of the Amendment itself. Relevant to the enforcement of such a statute would be not only the concept of state action as this Court has developed it, see Nixon v. Condon, 286 U. S. 73, 89, but also considerations of the power of Congress, under the Amendment’s Enforcement Clause, to determine what
Congress used that phrase not only in R. S. § 1979, but also in the criminal provisions of § 2 of the First Civil Rights Act of April 9, 1866,14 Stat. 27, from which is derived the present 18 U. S. C. § 242,
“The indictment contains no averment that Ah Koo was a foreign miner, and within the provisions of the state law. If this averment be unnecessary . . . the act of congress would then be held to apply to a case of illegal extortion by a tax collector from any person,*216 though such exaction might be wholly unauthorized by the law under which the officer pretended to act.
“We are satisfied that it was not the design of congress to prevent or to punish such abuse of authority by state officers. The object of the act was, not to prevent illegal exactions, but to forbid the execution of state laws, which, by the act itself, are made void. . . .
“It would seem, necessarily, to follow, that the person from whom the tax was exacted must have been a person from whom, under the provisions of the state law, the officer was authorized to exact it. The statute requires that a party shall be subjected to a deprivation of right secured by the statute under color of some law, statute, order or custom; but if this exaction, although made'by a tax collector, has been levied upon a person not within the provisions of the state law, the exaction cannot be said to have been made ‘under color of law,’ any more than a similar exaction from a Chinese miner, made by a person wholly unauthorized, and under the pretense of being a tax collector.” Id., at 663-564.
Throughout this period, the only indication of this Court’s views on the proper interpretation of the “under color” language is a dictum in the Civil Rights Cases, 109 U. S. 3. There, in striking down other Civil Rights Act provisions which, as the Court regarded them, attempted to reach private conduct not attributable to state authority, Mr. Justice Bradley contrasted those provisions with § 2 of the Act of 1866: “This [latter] law is clearly corrective in its character, intended to counteract and furnish redress against State laws and proceedings, and customs having the force of law, which sanction the wrongful acts specified.” Id., at 16.
A sharp change from this uniform application of seventy years was made in 1941, but without acknowledgment or
“The rule of stare decisis, though one tending to consistency and uniformity of decision, is not inflexible.” Hertz v. Woodman, 218 U. S. 205, 212. It is true, of course, that the reason for the rule is more compelling in cases involving inferior law, law capable of change by Congress, than in constitutional cases, where this Court— although even in such cases a wise consciousness of the limitations of individual vision has impelled it always to give great weight to prior decisions — nevertheless bears the ultimate obligation for the development of the law as institutions develop. See, e. g., Smith v. Allwright, 321 U. S. 649. But the Court has not always declined to re-examine cases whose outcome Congress might have changed. See Mr. Justice Brandéis, dissenting, in Burnet v. Coronado Oil & Gas Co., 285 U. S. 393, 406-407, n. 1. Decisions involving statutory construction, even decisions which Congress has persuasively declined to overrule, have been overruled here. See Girouard v. United States, 328 U. S. 61, overruling United States v. Schwimmer, 279 U. S. 644, United States v. Macintosh, 283 U. S. 605, and United States v. Bland, 283 U. S. 636; see also Commissioner v. Estate of Church, 335 U. S. 632, overruling May v. Heiner, 281 U. S. 238.
And with regard to the Civil Rights Acts there are reasons of particular urgency which authorize the Court— indeed, which make it the Court’s responsibility — to reappraise in the hitherto skimpily considered context of R. S. § 1979 what was decided in Classic, Screws and Williams. This is not an area of commercial law in which, presumably, individuals may have arranged their affairs in
Now, while invoking the prior decisions which have given “under color of [law]” a content that ignores the meaning fairly comported by the words of the text and confirmed by the legislative history, the Court undertakes a fresh examination of that legislative history. The decision in this case, therefore, does not rest on stare decisis, and the true construction of the statute may be thought to be as free from the restraints of that doctrine as though the matter were before us for the first time. Certainly, none of the implications which the Court seeks to draw from silences in the minority reports of congressional committees in 1956, 1957, and 1960, or from the use of “under color” language in the very different context of the Act of May 6, 1960,
This case squarely presents the question whether the intrusion of a city policeman for which that policeman can show no such authority at state law as could be successfully interposed in defense to a state-law action against him, is nonetheless to be regarded as “under color” of state authority within the meaning of R. S. § 1979. Respondents, in breaking into the Monroe apartment, violated the laws of the State of Illinois.
That section, it has been noted, was patterned on the similar criminal provision of § 2, Act of April 9, 1866. The earlier Act had as its primary object the effective nullification of the Black Codes, those statutes of the Southern legislatures which had so burdened and disqualified the Negro as to make his emancipation appear illusory.
“seems to be designed to apply to some existing or future law of a State or Territory which may conflict with the provisions of the bill .... It provides for counteracting such forbidden legislation by imposing fine and imprisonment upon the legislators who may pass such conflicting laws, or upon the officers or agents who shall put, or attempt to put, them into execution. It means an official offense, not a com*226 mon crime committed against law upon the persons or property of the black race. Such an act may deprive the black man of his property, but not of the right to hold property. It means a deprivation of the right itself, either by the State judiciary or the State Legislature.”36
And Senator Trumbull, then Chairman of .the Senate Judiciary Committee,
“If an offense is committed against a colored person simply because he is colored, in a State where the law affords him the same protection as if he were white, this act neither has nor was intended to have anything to do with his case, because he has adequate remedies in the State courts; but if he is discriminated against under color of State laws because he is colored, then it becomes necessary to interfere for his protection.”38
Section 2 of the 1866 Act was re-enacted in substance in 1870 as part of “An Act to enforce the Right of Citizens ... to vote in the several States . . . ,” 16 Stat. 140,
“Mr. Sherman. . . . My colleague cannot deny that we can by appropriate legislation prevent any private person from, shielding himself under a State regulation, and thus denying to a person the right to vote ....
“Mr. Casserly. I should like to ask the Senator from Ohio how a State can be said to abridge the right of a colored man to vote when some irresponsible person in the streets is the actor in that wrong?
“Mr. Sherman. If the offender, who may be a loafer, the meanest man in the streets, covers himself under the protection or color of a law or regulation or constitution of a State, he may be punished for doing it.
“Mr. Casserly. Suppose the State law authorizes the colored man to vote; what then?
“Mr. Sherman. That is not the case with which we are dealing. . . . This bill only proposes to deal with offenses committed by officers or persons under color of existing State law, under color of existing State constitutions. No man could be convicted under this bill reported by the Judiciary Committee unless the denial of the right to vote was done under color or pretense of State regulation. The whole bill shows that. . . . [T]he first and second sections of the bill . . . simply punish officers as well as persons for discrimination under color of State laws or constitutions; and it so provides all the way through.”39
“That any person who, under color of any law, statute, ordinance, regulation, custom, or usage of any State, shall subject, or cause to be subjected, any person within the jurisdiction of the United States to the deprivation of any rights, privileges, or immunities secured by the Constitution of the United States, shall, any such law, statute, ordinance, regulation, custom, or usage of the State to the contrary notwithstanding, be liable to the party injured . . .40
Representative Shellabarger, reporting the section, explained it to the House as “in its terms carefully confined to giving a civil action for such wrongs against citizenship as are done under color of State laws which abridge these rights.”
Indeed, the Ku Klux Act as a whole encountered in the course of its passage strenuous constitutional objections which focused precisely upon an assertedly unauthorized extension of federal judicial power into areas of exclusive state competence.
“if two or more persons shall, within the limits of any State, band, conspire, or combine together to do*230 any act in violation of the rights, privileges, or immunities of any person, to which he is entitled under the Constitution and laws of the United States, which, committed within a place under the sole and exclusive jurisdiction of the United States, would, under any law of the United States then in force, constitute the crime of either murder, manslaughter, mayhem, robbery, assault and battery, perjury, subornation of perjury, criminal obstruction of legal, process [sic] or resistance of officers in discharge of official duty, arson, or larceny . . .45
In vain the proponents of this section argued its propriety, seeking to support it by argument ex necessitate from the complete failure of state judicial and executive organs to control the depredations of the Klan.
The general understanding of the legislators unquestionably was that, as amended, the Ku Klux Act did “not undertake to furnish redress for wrongs done by one person upon another in any of the States ... in violation of their laws, unless he also violated some law of the United States, nor to punish one person for an ordinary assault and battery ...”
Finally, it is significant that the opponents of the Act, exhausting ingenuity to discover constitutional objections to every provision of it, also construed § 1 as addressed only to conduct authorized by state law, and therefore within the admitted permissible reach of Fourteenth Amendment federal power. “The first section of this bill prohibits any invidious legislation by States against the rights or privileges of citizens of the United States,” one such opponent paraphrased the provision.
Its commands were addressed to the States. Only when the States, through their responsible organs for the formulation and administration of local policy, sought to deny or impede access by the individual to the central government in connection with those enumerated functions assigned to it, or to deprive the individual of a certain minimal fairness in the exercise of the coercive forces of the State, or without reasonable justification to treat him differently than other persons subject to their jurisdiction, was an overriding federal sanction imposed. As between individuals, no corpus of substantive rights was guaranteed by the Fourteenth Amendment, but only “due process of law” in the ascertainment and enforcement of rights and equality in the enjoyment of rights and safeguards that the States afford. This was the base of the distinction between federal citizenship and state
But, of course, in the present case petitioners argue that the wrongs done them were committed not by individuals but by the police as state officials. There are two senses in which this might be true. It might be true if petitioners alleged that the redress which state courts offer them against the respondents is different than that which those courts would offer against other individuals, guilty of the same conduct, who were not the police. This is not alleged. It might also be true merely because the respondents are the police — because they are clothed’ with an appearance of official authority which is in itself a factor of significance in dealings between individuals. Certainly the night-time intrusion of the man with a star and a police revolver is a different phenomenon than the night-time intrusion of a burglar. The aura of power which.a show of authority carries with it has been created by state government. For this reason the national legislature, exercising its power to implement the Fourteenth Amendment, might well attribute responsibility for the intrusion to the State and legislate to protect against such intrusion. The pretense of authority alone might seem to Congress sufficient basis for creating an exception to the ordinary rule that it is to the state tribunals that individuals within, a State must look for redress against other individuals within that State. The same pretense of authority might suffice to sustain congressional legislation creating the exception. See Ex parte Virginia, 100 U. S. 339. But until Congress has
The unwisdom of extending federal criminal jurisdiction into areas of conduct conventionally punished by state penal law is perhaps more obvious than that of extending federal civil jurisdiction into the traditional realm of state tort law. But the latter, too, presents its problems of policy appropriately left to Congress. Suppose that a state legislature or the highest court of a State should determine that within its territorial limits no damages should be recovered in tort for pain and suffering, or for mental anguish, or that no punitive damages should be recoverable. Since the federal courts went out of the business of making “general law,” Erie R. Co. v. Tompkins, 304 U. S. 64, such decisions of local policy have admittedly been the exclusive province of state lawmakers. Should the civil liability for police conduct which can claim no authority under local law, which is actionable as common-law assault or trespass in the local courts, comport different rules? Should an unlawful intrusion by a policeman in Chicago entail different consequences than an unlawful intrusion by a hoodlum? These are matters of policy in its strictly legislative sense, not for determination by this Court. And if it be, as it is, a matter for congressional choice, the legislative evidence is overwhelming that § 1979 is not expressive of that choice. Indeed, its precise limitation to acts “under color” of state statute, ordinance or other authority appears on its face designed to leave all questions of the nature and extent of liability of individuals to the laws of the several States except when a State seeks to shield those individuals under the special barrier of state authority. To extend Civil Rights Act liability beyond that point is
Nor will such interference be negligible. One argument urged in Screws in favor of the result which that case reached was the announced policy of self-restraint of the Department of Justice in the prosecution of cases under 18 U. S. C. § 242. See 325 U. S., at 159-160. Experience indicates that private litigants cannot be expected to show the same consideration for the autonomy of local administration which the Department purportedly shows.
Relevant also are the effects upon the institution of federal constitutional adjudication of sustaining under § 1979 damage actions for relief against conduct allegedly violative of federal constitutional rights, but plainly
Of course, these last considerations would be irrelevant to our duty if Congress had demonstrably meant to reach by § 1979 activities like those of respondents in this case. But where it appears that Congress plainly did not have that understanding, respect for principles which this Court has long regarded as critical to the most effective func
In concluding that police intrusion in violation of state law is not a wrong remediable under R. S. § 1979, the pressures which urge an opposite 'result are duly felt. The difficulties which confront private citizens who seek to vindicate in traditional common-law actions their state-created rights against lawless invasion of their privacy by local policemen are obvious,
This is not to say that there may not exist today, as in 1871, needs which call for congressional legislation to protect the civil rights of individuals in the States. Strong contemporary assertions of these needs have been expressed. Report of the President’s Committee on Civil Rights, To Secure These Rights (1947); Chafee, Safeguarding Fundamental Human Rights: The Tasks of States and Nation, 27 Geo. Wash. L. Rev. 519 (1959). But both the insistence of the needs and the delicacy of the issues involved in finding appropriate means for their satisfaction demonstrate that their
Of an enactment like the Civil Rights Act, dealing with the safeguarding and promotion of individual freedom, it is especially relevant to be mindful that, since it is projected into the future, it is ambulatory in its scope, the statute properly absorbing the expanding reach of its purpose to the extent that the words with which that purpose is conveyed fairly bear such expansion. But this admissible expansion of meaning through the judicial process does not entirely unbind the courts and license their exercise of what is qualitatively a different thing, namely, the formulation of policy through legislation. In one of the last writings by that tough-minded libertarian, who was also no friend of narrow construction, Professor Zechariah Chafee, Jr., he admonished against putting the Civil Rights Act to dubious new uses even though, as a matter of policy, they might be desirable in the changed climate nearly a hundred years after its enactment: “At all events, we can be sure of one thing. If federal protection be desirable, we ought to get it by something better than a criminal statute of antiquated uncertainties and based on the out-moded Privileges and Immunities Clause of the Fourteenth Amendment. . . . It is very queer to try to protect human rights in the middle of the Twentieth Century by a left-over from the days of General Grant.” Id., at 529. It is not a work for courts to melt and recast this statute. “Under color” of law meant by authority of law in the nineteenth century. No judicial sympathy, however strong, for needs now felt can give the phrase — a phrase which occurs in a statute, not in a constitution — any different meaning in the twentieth. Compare Mr. Justice Holmes’ varying approaches to construction of the same word in a statute
This meaning, no doubt, poses difficulties for the case-by-case application of § 1979. Manifestly the applicability of the section in an action for damages cannot be made to turn upon the actual availability or unavailability of a state-law remedy for each individual plaintiff’s situation. Prosecution to adverse judgment of a state-court damage claim cannot be made prerequisite to § 1979 relief. In the first place, such a requirement would effectively nullify § 1979 as a vehicle for recovering damages.
My Brother Harlan’s concurring opinion deserves separate consideration. It begins by asking what is its essential question: Why would the Forty-second Congress, which clearly provided tort relief in the federal courts for violations of constitutional rights by acts of a policeman acting pursuant to state authority, not also have provided the same relief for violations of constitutional rights by a policeman acting in violation of state authority? What, it inquires, would cause a Congress to distinguish between the two .situations? Examining a first possible differentiating factor — the differing degrees of adequacy of protection of person and property already available in the state courts — it reasons that this could not have been significant in view of Congress’ purpose in 1871, for that purpose was not to enact a statute having “merely a jurisdictional function, shifting the load of federal supervision from the Supreme Court to the lower courts and providing a federal tribunal for fact findings.”
To ask why a Congress which legislated to reach a state officer enforcing an unconstitutional law or sanctioned usage did not also legislate to reach the same officer acting unconstitutionally without authority is to abstract this statute from its historical context. The legislative process of the post-bellum Congresses which enacted the several Civil Rights Acts was one of struggle and compromise in which the power of the National Government was expanded piece by piece against bitter resistance; the Radicals of 1871 had to yield ground and bargain over detail in order to keep the moderate Republicans in line.
Moreover, even under the most rigorous analysis the two situations argumentatively deemed not dissimilar are indeed dissimilar, and dissimilar in both of the two relevant aspects. As to the adequacy of state-court protection of person and property, there seems a very sound distinction, as a class, between injuries sanctioned by state law (as to which there can never be state-court redress, if at all, unless (1) the state courts are sufficiently receptive to a federal claim to declare their own law unconstitutional, or (2) the litigant persists through a tortuous and protracted process of appeals, after a state trial court has found the facts, through the state-court system to this Court) and injuries not sanctioned by state law. To make this line of distinction determine the incidence of Civil Rights legislation serves to cover the bulk of cases where
To attribute significance to this line of distinction is not to reduce the Ku Klux Act to having "merely a jurisdictional function, shifting the load of federal supervision from the Supreme Court” to an original federal tribunal. First, there are certain classes of cases where § 1979, construed as reaching only unconstitutional conduct authorized by state law, will accord “substantive” relief that would not have been available through the means of state-law, state-court litigation subject to the commands of the Supremacy Clause and to Supreme Court review. This would be the case, for example, if a Negro were to bring an action for damages against a state election official who had denied him the right to vote pursuant to discriminatory
In truth, to deprecate thé purposes of this 1871 statute in terms of analysis which refers to “merely . . . jurisdictional” effects, to “shifting the load of federal supervision,” and to the “administrative burden on the Supreme Court,” is to attribute twentieth century conceptions of the federal judicial system to the Reconstruction Congress. If today Congress were to devise a comprehensive scheme for the most effective protection of federal constitutional rights, it might conceivably think in terms of defining those classes of cases in which Supreme Court review of state-court decision was most appropriate, and those in which original federal jurisdiction was most appropriate, fitting all cases into one or the other category. The Congress of 1871 certainly did not think in such terms. Until 1875 there was no original “federal question” jurisdiction in the federal courts,
VI.
The present case comes here from a judgment sustaining a motion to dismiss petitioners’ complaint. That complaint, insofar as it describes the police intrusion, makes no allegation that that intrusion was authorized by state law other than the conclusory and unspecific claim that “During all times herein mentioned the individual defendants and each of them were acting under color of the statutes, ordinances, regulations, customs and usages of the State of Illinois, of the County of Cook and of the defendant City of Chicago.” In the face of Illinois decisions holding such intrusions unlawful and in the absence of more precise factual averments to support its conclusion, such a complaint fails to state a claim under § 1979.
However, the complaint does allege, as to the ten-hour detention of Mr. Monroe, that “it was, and it is now, the custom or usage of the Police Department of the City of Chicago to arrest and confine individuals in the police stations and jail cells of the said department for long periods of time on ‘open’ charges.” These confinements, it is alleged, are for the purpose of interrogating and investigating the individuals arrested, in the aim of inducing incriminating statements, permitting possible identification of suspects in lineups, holding suspects incommunicado while police conduct field investigations of their associates and background, and punishing the arrested persons without trial. Such averments do pre
Since the majority’s disposition of the case causes the Court not to reach that constitutional issue, it is neither necessary nor appropriate to discuss it here.
The complaint is in nine counts, and seeks to assert a claim in favor of Mr. Monroe, Mrs. Monroe, and their children, respectively, under each of R. S. §§ 1979, 1980 and 1981, 42 U. S. C. §§ 1983, 1985 and 1986. Petitioners have abandoned in this Court their claims under §§ 1980 and 1981, and we are not now asked to determine the applicability of those sections to the facts alleged.
The murder was asserted by the examining officers to have been committed two days before, on October 27.
Drawing upon the reasoning of the Slaughter-House Cases, 16 Wall. 36, this decision determined that only those rights or privileges were secured by the Constitution and laws which were inherent in the status of the individual as a citizen of the National Government, see Ex parte Yarbrough, 110 U. S. 651, Guinn v. United States, 238 U. S. 347, or which were necessary to the integrity of the federal governmental institution, see Motes v. United States, 178 U. S. 458; compare Logan v. United States, 144 U. S. 263, with United States v. Powell, 212 U. S. 564, or which were created by Congress in the legitimate exercise of its Article I powers, see United States v. Waddell, 112 U. S. 76.
It was brought to the attention of Congress in 1871 that “rights, privileges, or immunities” was a more extensive phrase than “privileges or immunities” as used in the Fourteenth Amendment prohibiting a State from abridging “the privileges or immunities of citizens of the United States.” Cong. Globe, 42d Cong., 1st Sess., App. 49-50.
“Whoever, under color of any law, statute, ordinance, regulation, or custom, willfully subjects any inhabitant of any State ... to the deprivation of any rights, privileges, or immunities secured or protected by the Constitution or laws of the United States . . . shall be fined not more than $1,000 or imprisoned not more than one year, or both.”
Civil liability has always been drawn from such indefinite standards as reasonable care, a man of ordinary prudence, foreseeability, etc. And see Baltimore & Ohio R. Co. v. Groeger, 266 U. S. 521; Miller v. Strahl, 239 U. S. 426.
See Koehler v. United States, 189 F. 2d 711 (C. A. 5th Cir.); Clark v. United States, 193 F. 2d 294 (C. A. 5th Cir.); Crews v. United States, 160 F. 2d 746 (C. A. 5th Cir.). These cases are not cited by way of approval.
Petitioners also rely on the Equal Protection Clause. The disposition of the litigation by the majority here makes it unnecessary to discuss this aspect of the case.
Snyder v. Massachusetts, 291 U. S. 97, 105.
See Twining v. New Jersey, 211 U. S. 78; Powell v. Alabama, 287 U. S. 45; Palko v. Connecticut, 302 U. S. 319; Betts v. Brady, 316 U. S. 455; Gibbs v. Burke, 337 U. S. 773; Rochin v. California, 342 U. S. 165.
Ala. Const., Art. I, § 5; Alaska Const., Art. I, § 14; Ariz. Const., Art. II, §8; Ark. Const., Art. II, §15; Cal. Const., Art. I, §19; Colo. Const., Art. II, §7; Conn. Const., Art. I, §8; Del. Const., Art. I, §6; Fla. Const., Declaration of Rights, §22; Ga. Const., Art. I, §2-116; Hawaii Const., Art. I, §5; Idaho Const., Art. I, § 17; Ill. Const., Art. II, § 6; Ind. Const., Art. I, § 11; Iowa Const., Art. I, §8; Kan. Const., Bill of Rights, §15; Ky. Const., Bill of Rights, §10; La. Const., Art. 1, §7; Me. Const., Art. I, §5; Md. Const., Declaration of Rights, Art. 26; Mass. Const., Pt. I, Art. XIV; Mich. Const., Art. II, § 10; Minn. Const., Art. I, § 10; Miss. Const.; Art. 3, §23; Mo. Const., Art. I, § 15; Mont. Const-., Art. Ill, §7; Neb. Const., Art. I, §7; Nev. Const., Art. I, §18; N. H. Const., Pt. I, Art. 19; N. J. Const., Art. I, par. 7; N. M. Const., Art. II, §10; N. Y. Const., Art. I, §12, and Civil Rights Law, §8; N. C. Const., Art. I, § 15; N. D. Const., Art. I, § 18; Ohio Const., Art. I, § 14; Okla. Const., Art. II, § 30; Ore. Const., Art. I, § 9; Pa. Const., Art. I, § 8; R. I. Const., Art. I, § 6; S. C. Const., Art. I, § 16; S. D. Const., Art. VI, § 11; Tenn. Const., Art. I, §7; Tex. Const., Art. I, § 9; Utah Const., Art. I, § 14; Vt. Const., C. I, Art. 11; Va. Const., Art. I, § 10; Wash. Const., Art. I, §7; W. Va. Const., Art. III, § 6; Wis. Const., Art. I, § 11; Wyo. Const., Art. I, §4.
See Huckle v. Money, 2 Wils. 205; Wilkes v. Wood, 19 How. St. Tr. 1153; Bessemer v. Eidge, 162 Ala. 201, 50 So. 270; 1 Cooley’s Constitutional Limitations (8th ed. 1927) 610-615; Fraenkel, Concerning Searches and Seizures, 34 Harv. L. Rev. 361 (1921), containing a collection of authorities.
See, e. g., Thurman v. State, 116 Fla. 426, 156 So. 484; compare Simpson v. State, 152 Tex. Cr. R. 481, 215 S. W. 2d 617, with McClannan v. Chaplain, 136 Va. 1, 15-17, 116 S. E. 495. Note the common legislative proscription upon the search of private homes by officers otherwise authorized to make entries for the enforcement of prohibition laws and other regulatory statutes. E. g., National Prohibition Act, tit. II, §25, 41 Stat. 305, 315; and see Cornelius, Search and Seizure (2d ed. 1930), §§ 135-144.
See 2 Hale, Pleas of the Crown (Wilson ed. 1800) 150.
See, e. g., People v. Cahan, 44 Cal. 2d 434, 282 P. 2d 905 (1955); Sarafini v. San Francisco, 143 Cal. App. 2d 570, 300 P. 2d 44 (1956) ; Ware v. Dunn, 80 Cal. App. 2d 936, 183 P. 2d 128 (1947); Walker v. Whittle, 83 Ga. App. 445, 64 S. E. 2d 87 (1951); People v. Dalpe, 371 Ill. 607, 21 N. E. 2d 756 (1939); Hart v. State, 195 Ind. 384,145 N. E. 492 (1924); Johnson v. Commonwealth, 296 S. W. 2d 210 (Ky. App. 1956); Deaderick v. Smith, 33 Tenn. App. 151, 230 S. W. 2d 406 (1950).
The various analyses which have enabled this Court to find state action in situations other than that presented by Barney v. New York, 193 U. S. 430, are plainly not appropriate to consideration of the question whether in a given instance official conduct is "under color” of state law. Nashville, C. & St. L. R. Co. v. Browning, 310 U. S. 362, and Iowa-Des Moines Nat’l Bank v. Bennett, 284 U. S. 239, came here on certiorari from state court proceedings. Coulter v. Louisville & Nashville R. Co., 196 U. S. 599, and Raymond, v. Chicago Traction Co., 207 U. S. 20, held that accepted administrative usage in the exercise of a power specifically conferred by state legislation and wholly dependent upon that legislation for its coercive effects might constitute such action of a State as to present a cognizable federal question. But see Memphis v. Cumberland Tel. & Tel. Co., 218 U. S. 624. Similarly, Home Tel. & Tel. Co. v. Los Angeles, 227 U. S. 278, held that the existence in a state constitution of provisions coincident with those of the Federal Constitution did not ipso facto immunize state officials from the original jurisdiction of the federal courts. From none of these cases is implication to be drawn pertinent to the interpretation of § 1979.
See note 5, supra.
Mr. Shellabarger, Chairman of the House Select Committee which authored the Act of April 20, 1871, whose first section is now § 1979, reported to the House that that section was modeled upon the second section of the Act of April 9,1866,14 Stat. 27, and that the two sections were intended to cover the same cases, with qualifica
As enacted in 1871, the provision which is now § 1979 reached acts taken “under color of any law, statute, ordinance, regulation, custom, or usage of any State . . . .” 17 Stat. 13. (Emphasis added.) In the Revised Statutes of 1874 and 1878 “law” was omitted from the section, although “law” was retained in the parallel criminal provision, R. S. § 5510, as amended, 18 U. S. C. § 242, and in the jurisdictional provisions, R. S. §§563 (12) and 629 (16). The deletion in § 1979 appears in the Reviser’s Draft (1872) without explanation. 1 Revision of U. S. Statutes, Draft (1872) 947. No alteration in statutory coverage is permissibly to be based upon the change.
The jurisdictional provisions may now be found in 28 U. S. C. § 1343.
Carter v. Greenhow, 114 U. S. 317; Bowman v. Chicago & N. W. Ry. Co., 115 U. S. 611; Giles v. Harris, 189 U. S. 475; Devine v. Los Angeles, 202 U. S. 313; Myers v. Anderson, 238 U. S. 368; Nixon v. Herndon, 273 U. S. 536; Lane v. Wilson, 307 U. S. 268; Douglas v. Jeannette, 319 U. S. 157. One case not involving a state constitution, statute, or ordinance was an instance of state judicial action. Green v. Elbert, 137 U. S. 615; and see Anglo-American Prov. Co. v. Davis Prov. Co., No. 2, 191 U. S. 376.
Holt v. Indiana Mfg. Co., 176 U. S. 68; Moyer v. Peabody, 212 U. S. 78; Hague v. C. I. O., 307 U. S. 496; cf. Smith v. Allwright, 321 U. S. 649.
Northwestern Fertilizing Co. v. Hyde Park, 18 Fed. Cas. 393, No. 10,336 (C. C. N. D. Ill. 1873); Baltimore & Ohio R. Co. v. Allen, 17 F. 171 (C. C. W. D. Va. 1883); Tuchman v. Welch, 42 F. 548, and M. Schandler Bottling Co. v. Welch, 42 F. 561 (C. C. D. Kan. 1890) ; Hemsley v. Myers, 45 F. 283 (C. C. D. Kan. 1891); Davenport v. Cloverport, 72 F. 689 (D. C. D. Ky. 1896); Fraser v. McConway & Torley Co., 82 F. 257 (C. C. D. Pa. 1897); Crystal Springs Land & Water Co. v. Los Angeles, 76 F. 148 (C. C. S. D. Cal. 1896), aff’d, 177 U. S. 169 (see California Oil & Gas Co. v. Miller, 96 F. 12 (C. C. S. D. Cal. 1899)); Aultman & Taylor Co. v. Brumfield, 102 F. 7 (C. C. N. D. Ohio 1900), app. dism’d 22 S. Ct. 938; Wadleigh v. Newhall, 136 F. 941 (C. C. N. D. Cal. 1905); Farson v. City of Chicago, 138 F. 184 (C. C. N. D. Ill. 1905); Brickhouse v. Brooks, 165 F. 534 (C. C. E. D. Va. 1908); Simpson v. Geary, 204 F. 507 (D. C. D. Ariz. 1913); Raich v. Truax, 219 F. 273 (D. C. D. Ariz. 1915), aff’d, 239 U. S. 33; Marcus Brown Holding Co. v. Pollak, 272 F. 137 (D. C. S. D. N. Y. 1920); West v. Bliley, 33 F. 2d 177 (D. C. E. D. Va. 1929), aff’d, 42 F. 2d 101 (C. A. 4th Cir. 1930); Trudeau v. Barnes, 65 F. 2d 563 (C. A. 5th Cir. 1933); Jones v. Oklahoma City, 78 F. 2d 860 (C. A. 10th Cir. 1935); Mitchell v. Greenough, 100 F. 2d 184 (C. A. 9th Cir. 1938); Blackman v. Stone, 101 F. 2d 500 (C. A. 7th Cir. 1939); City of Manchester v. Leiby, 117 F. 2d 661 (C. A. 1st Cir. 1941); Hannan v. City of Haverhill, 120 F. 2d 87 (C. A. 1st Cir. 1941); Hume v. Mahan, 1 F. Supp. 142 (D. C. E. D. Ky. 1932), rev’d, 287 U. S. 575; Premier-Pabst Sales Co. v. McNutt, 17 F. Supp. 708 (D. C. S. D. Ind. 1935) ; Gobitis v. Minersville School Dist., 21 F. Supp. 581 (D. C. E. D. Pa. 1937), 24 F. Supp. 271 (1938), aff’d, 108 F. 2d 683 (C. A. 3d Cir. 1939), rev’d, 310 U. S. 586; Connor v. Rivers, 25 F. Supp. 937 (D. C. N. D. Ga. 1938), aff’d, 305 U. S. 576; Ghadiali v. Delaware State Medical Society, 28 F. Supp. 841 (D. C. D. Del. 1939); Mills v. Board of Education, 30 F. Supp. 245 (D. C. D. Md. 1939); Bluford v. Canada, 32 F. Supp. 707 (D. C. W. D. Mo. 1940), app. dism’d, 119 F. 2d 779 (C. A. 8th Cir. 1941); Kennedy v. City of Moscow, 39 F. Supp. 26 (D. C. D. Idaho 1941). In these eases R. S. § 1979 or the parallel jurisdictional provisions were invoked. Note that in the Jones and Farson cases, supra, defendant’s conduct
Brawner v. Irvin, 169 F. 964 (C. C. N. D. Ga. 1909). In one case decided in 1940 just prior to United States v. Classic, 313 U. S. 299, a Federal District Court did distinctly decide that similar police misconduct unauthorized by state law, was "under color” of state law. United States v. Sutherland, 37 F. Supp. 344 (D. C. N. D. Ga. 1940). An unreported 1940 ease, United States v. Cowan (D. C. E. D. La.), is said to have reached a similar result. See 1941 Atty. Gen. Rep. 98; Brief for the United States; United States v. Classic, 313 U. S. 299, p. 45, n. 25. In neither of these two cases does there appear to have been any examination of the legislative history of the “under color” statutes, nor is any reasoning offered to support the conclusion of the courts.
The court below had dismissed the indictment on the ground that the right was not so secured and had not discussed the “under color” issue. 35 F. Supp. 66.
The Government’s brief contended that, inasmuch as the Civil Rights statutes were passed to enforce the Fourteenth Amendment, they should be read as coextensive with it: “under color” of state law should be coincident with “State action” as this Court had developed the “State action” concept. ' Classic’s brief argued the point as though it were urging a “State action” contention.
Ex parte Virginia, 100 U. S. 339, arose under federal legislation penalizing “any officer or other person charged with any duty in the selection or summoning of jurors” who discriminated on grounds of race, color, or previous condition of servitude in the choosing of juries. The issue was whether this provision could constitutionally be applied to a state judge who discriminated in the administration of a state statute fair on its face. Home Tel. & Tel. Co. v. Los Angeles, 227 U. S. 278, posed the question whether the enforcement of an allegedly confiscatory municipal regulatory ordinance was state action for purposes of Federal District Court “arising under” jurisdiction.
The Mayor and other officials of Jersey City were charged with a concerted program of discriminatory law enforcement intended to drive union organizers out of the city.- The acts upon which amenability to suit under § 1979 was predicated were (1) the enforcement of a municipal ordinance which this Court held unconstitutional on its face; (2) the enforcement of a second ordinance in a manner which willfully discriminated against union organizers; and (3) “acts not under the authority of any ordinance or statute but committed under color of municipal office and as part of a deliberate municipal policy.” 101 F. 2d 774, 790. The Court of Appeals for the Third Circuit held that, on these facts, all three classes of conduct, viewed together, constituted “State action.” This Court affirmed and modified the decree without considering the pointy
That the Court had not in the Classic case isolated the “under color” issue from the question of “State action” is indicated by the opinions in Snowden v. Hughes, 321 U. S. 1. The latter case arose under § 1979, yet although the “State action” principle had been the basis for the decision below and was prominently treated in two opinions here, no reference was made to the “under color” phrase.
The brief for petitioners Screws et al. contains no citation to legislative history. The brief for the United States, after several citations intended to demonstrate that the purpose of the Civil Rights Acts was to enforce the Fourteenth Amendment and to protect the rights which it secures (these citations, employed to the same purpose, may be found in the plurality opinion, 325 U. S., at 98-99), sets forth only one other bit of legislative material: a statement made in debate by Senator Davis of Kentucky, an opponent of the Act of 1866, to the effect that the Act would repeal the penal laws of all the States. See Cong. Globe, 39th Cong., 1st Sess. 598.
See 325 U. S., at 111 (plurality); id., at 142-144 (dissent). These two statements are set forth in text at notes 38 and 39, infra. The plurality opinion also contains references to other aspects of the legislative history in another context, id., at 98-100; see note 28, supra. In his separate opinion, Mr. Justice Rutledge twice adverts to legislative materials, once with regard to matters not relevant here, id., at 120, n. 13, 14, and once, pertinently, with particular reference to the position of opponents of the 1866 Act that the legislation would invade the province of the States (setting forth Senator Davis’ statement, see note 28, supra), id., at 132, n. 33. Mr. Justice Murphy, also writing separately, does not discuss the “under color” issue.
Neither the Court’s opinion nor the briefs in Williams contain any citation to the legislative history of the Civil Rights Acts. It is true
E. g., United States v. United Mine Workers, 330 U. S. 258; United States v. C. I. O., 335 U. S. 106; United States v. Harriss, 347 U. S. 612; Phillips Petroleum Co. v. Wisconsin, 347 U. S. 672; Galvan v. Press, 347 U. S. 522; Textile Workers v. Lincoln Mills, 353 U. S. 448.
The Act of September 9, 1957, 71 Stat. 634, 637, provides that “No person, whether acting under color of law or otherwise, shall intimidate, threaten, coerce, or attempt to intimidate, threaten, or coerce any other person for the purpose of interfering with the right of such other person to vote” at any election held solely or in part for the purpose of selecting or electing candidates for designated federal offices. Such an enactment, of course, can in no conceivable manner be considered congressional “adoption” or approbation of this Court's constructions of the “under color” clause in Classic, Screws and Williams, for the sufficient reason (among others) that the statute employs the clause only to go beyond it — manifesting a purpose, through the expression “under color of law or otherwise,” to reach all individual conduct of the class described, whether or not “under color” of law, and whatever “under color” of law may mean. See H. R. Rep. No. 291, 85th Cong., 1st Sess. 12. The provisions of H. R. 627, 84th Cong., 2d Sess., as reported from the House Committee on the Judiciary and made the subject of H. R. Rep. No. 2187, 84th Cong., 2d Sess., are similar. See especially id., at 9-11.
The Civil Rights Act of 1960, 74 Stat. 86, 88-89, 90, does twice use the clause “under color of [law],” but in contexts wholly different from that of R. S. § 1979. Section 301 of the 1960 Act requires every “officer of election” to retain and preserve during a specified period all records and papers which come into his possession relating to acts requisite to voting at an election wherein candidates for designated federal offices are voted for. Section 306 (which comprises the only use of “under color” language in the House bill that was the subject of H. R. Rep. No. 956, 86th Cong., 1st Sess.) defines an “officer of election” as “any person who, under color of any Federal, State, Commonwealth, or local law, statute, ordinance, regulation, authority, custom, or usage, performs or is authorized to perform any function, duty, or task in connection with any application, registration, payment of poll tax, or other act requisite to voting” in any election at which votes are east for candidates for those designated federal offices. These provisions, like those of the 1957 Act, are of very limited scope, reaching only certain conduct affecting federal
All this is said quite apart from the consideration of how little weight may properly be given to inferences drawn from the silence of minority reports of congressional committees, especially committees sitting almost a century after the enactment of the legislation in question.
People v. Grod, 385 Ill. 584, 53 N. E. 2d 591; People v. Dalpe, 371 Ill. 607, 21 N. E. 2d 756; People v. Brocamp, 307 Ill. 448, 138 N. E. 728. See Ill. Rev. Stat., c. 38, §§ 691-699 (1959); Ill. Const., Art. II, § 6.
See Bucher v. Krause, 200 F. 2d 576 (C. A. 7th Cir.).
See Cong. Globe, 39th Cong., 1st Sess. 474, 602, 1117-1118; 1123-1124, 1151, 1159-1160, 1758-1759. See 1 Fleming, Documentary History of Reconstruction (Reprint 1950) 273-311; 2 Com-mager, Documents of American History (6th ed. 1958) 2-7, for typical Black Code provisions. A more dispassionate appraisal of the Codes than was possible during the turbulence of Reconstruction is found in Randall, The Civil War and Reconstruction (1937) 724-730.
Cong. Globe, 39th Cong., 1st Sess. 1680. See also id., at 1266. Light is thrown upon this distinction between the deprivation of a right and its violation — deprivation being competent to the law-making and law-enforcing organs of a State — by comparison of the language of § 1979, establishing liability for the “deprivation of any rights, privileges, or immunities secured by the Constitution . . . ,” 17 Stat. 13, with the provisions of the criminal conspiracy section of the 1870 Act, penalizing conspiracies to intimidate any person in order to “hinder his free exercise and enjoyment of any right or privilege granted or secured to him by the Constitution.” 16 Stat. 140, 141. Cf. Civil Rights Cases, 109 U. S. 3, 17-18.
Senator Trumbull had introduced the bill. Cong. Globe, 39th Cong., 1st Sess. 129.
Cong. Globe, 39th Cong., 1st Sess. 1758.
Cong. Globe, 41st Cong., 2d Sess. 3663. Mr. Sherman’s remarks were addressed not specifically to the section which paralleled the 1866 “under color” language, but to the whole of the pending Senate amendment, a substitute for .the House bill. Compare id., at 3561
17 Stat. 13. (Emphasis added.)
Cong. Globe, 42d Cong., 1st Sess., App. 68. Mr. Shellabarger was the Chairman of the House Select Committee which drafted the Ku Klux Act. In reporting it out of committee, he described its first section, now § 1979, as modeled on the second section of the First Civil Rights Act of 1866. Ibid. In debate on the 1866 Act Shella-barger had said that the earlier provision was meant “not to■ usurp the powers of the States to punish offenses generally against the rights of citizens in the several States, but its whole force is expended in defeating an attempt, under State laws, to deprive races and the members-thereof as such of the rights enumerated in this act.” Cong. Globe, 39th Cong., 1st Sess. 1294.
Cong. Globe, 42d Cong., 1st Sess. 697.
Id., at 808.
The claim was several times repeated in debate that the bill operated to absorb “the entire jurisdiction of the States over their local and domestic affairs,” id., at 366, or that it would bring “private grievances to the Federal courts.” Id., at 395. With very few exceptions {ibid., id., at 361, 429, App. 91) these criticisms were not directed to the Act’s first section, now § 1979. See also id., at 416, 510, 660, App. 160, 179, 241-243, 258. One opposition speaker did object specifically to § 1 as providing a federal forum for the deprivation of a suitor’s rights although “The offenses committed against him may be the common violations of the municipal law of his State.” Id., at App. 50. And one supporter of the measure, who argued that the Fourteenth Amendment gave Congress power to enact a general criminal law, if necessary, for the protection of citizens under the Privileges and Immunities, Due Process, and Equal Protection Clauses, said of § 2 of the Act of 1866, the model for § 1 of the 1871 Act, that it punished acts which would otherwise be “mere misdemeanors” at state law. Id., at 504. But these two remarks are the only assertions, throughout hundreds of pages of debate, that § 1 might reach conduct which state law proscribed. Proponents of the bill, addressing themselves to the charge of federal over
Id., at 317. Any act to effect the object of the conspiracy rendered all the conspirators guilty of a felony.
The impetus for the enactment of the Ku Klux Act was President Grant’s message to Congress asserting that a condition then existed in some States which rendered life and property insecure and which was beyond the power of state authorities to control. See id., at App. 226. Throughout the debates on the bill the note was repeated: there was a need for federal action to supplant state administration which was failing to provide effective protection for private rights. Id., at 345, 368, 374, 428, 444, 457-459, 460, 476, 505-506, 653, App. 78, 167, 185, 248-249, 252. Constitutional authority for such federal action was sought in the logic that “States” were ordered by the Fourteenth Amendment not to “deny” equal protection of the laws; that a “State” in effect denied such protection not only when its legislation was on its face unequal, but whenever its judicial or execu
General Garfield, id., at App. 154:' “In so far as this section punishes persons who under color of any State law shall deny or refuse to others the equal protection of the laws, I give it my cheerful support; but when we provide by congressional enactment to punish a mere violation of a State law, we pass the line of constitutional authority.” (This objection is taken specifically to § 3 of the Act, authorizing federal executive intervention under certain circumstances.) See also, e. g., id., at App. 113-116: Mr. Farnsworth, who had no objection to § 1, now § 1979, vigorously opposed § 2 as extending to encompass individual action.' Farnsworth regarded the Fourteenth Amendment as directed exclusively to the discrimina-tions of state legislation, and his approval of § 1 indicates his understanding that it referred to conduct authorized by such legislation. Garfield seems to have agreed that § 1 did not reach even systematic maladministration of state law fair on its face. See id., at App. 153.
Mr. Shellabarger proposed the amendment to § 2, id., at 477, to meet the constitutional objections which the original form of that section had evoked. See id., at 478, App. 187-190, 313. Numerous members of the majority party thereupon withdrew their opposition to the bill. See id., at 514, App. 187-190, 231, 313-315. The form of the second section as it was finally enacted is, in relevant part, substantially that of R. S. § 1980,42 U. S. C. § 1985: “If two or more persons in any State . . . conspire ... for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of équal privileges and immunities under the laws; or for the purpose of preventing or hindering the constituted authorities of any State . . . from giving or securing to all persons within such State . . . the equal protection of the laws; [and] if one or more persons engaged therein do, or cause to be done, any act in furtherance of the object of such conspiracy, whereby another is injured in his person or property, or deprived of having and exercising any right or privilege of a citizen of the United States, the party so injured or deprived may have an action for the recovery of damages, occasioned by such injury or deprivation, against any one or more of the conspirators.” See 17 Stat. 13. Mr. Shellabarger emphasized that the purpose of the change was to make the gist of the offense a deprivation of equality of rights, not a deprivation of rights alone. Cong. Globe, 42d Cong., 1st Sess. 478.
Representative Poland had argued the unconstitutionality of the original § 2 on the ground that it sought to extend federal protection to private, persons and property, whereas the Fourteenth Amendment guaranteed only equal protection, leaving the States free to protect or not to protect whatever interests they chose so long as the protection afforded was non-discriminatory. The amendment of §2 met this objection, and Mr. Poland supported the bill, finding no cause, for concern in the language of § 1. Id., at 514. For other congressmen who opposed the initial form of § 2 but found no constitutional impediment to enactment of § 1, see id., at 578-579 (Trumbull), App. 86 (Storm), 150-154 (Garfield), 187-190 (Willard). Farnsworth objected to even the amended form of § 2, but voiced no adverse
There was in fact relatively little opposition to § 1. See id.; at 568. Many vociferous opponents of the Act did not assail that section. E. g., id., at 419, App. 112, 134-139, 300-303. What objections there were did not suggest that the section usurped state power by assuming a concurrent authority to redress state-law violations, but, quite the opposite, attacked the section for penalizing state judges, legislators and administrative officials acting in full obedience to state law, “under a solemn, official oath, though as pure in duty as a saint.” Id., at 365.
Id., at App. 315. See id., at App. 313-315.
Id., at 579.
Id., at 368 (Sheldon). See also id., at 501 (Frelinghuysen).
Id., at App. 277 (Porter).
Id., at App. 268 (Sloss).
Id., at App. 218.
Id., at App. 216.
Id., at App. 217. One significant objection made to § 1 reveals its opponents' comprehension of its scope. It was objected that the section was unnecessary inasmuch as under Amendment Fourteen and the Supremacy Clause there was no longer any danger of “violation
See note 46, supra.
Cong. Globe, 42d Cong., 1st Sess. 374.
Id., at 428.
Id., at 653.
Id., at App. 315.
Id., at 505.
Id., at App. 179.
Id., at 334.
See note 46, supra.
“The Fourteenth Amendment, itself a historical product, did not destroy history for the States . . . .” Jackman v. Rosenbaum Co., 260 U. S. 22, 31.
In the last twenty years the lower federal courts have encountered a volume of litigation seeking Civil Rights Act redress for a variety of wrongs ranging from arbitrary refusal by housing department officials to issue architect’s certificates, Burt v. New York, 156 F. 2d 791 (C. A. 2d Cir.), to allegedly malicious charges made by a state grand jury. Lyons v. Baker, 180 F. 2d 893 (C. A. 5th Cir.). Plaintiffs have sought redress against the signers of a mandamus petition, parties to a state mandamus proceeding to compel city commissioners to hold a local referendum, Lyons v. Dehon, 188 F. 2d 534 (C. A. 5th Cir.), against state officials administering a local WPA project for refusing to employ the plaintiff and instituting insanity proceedings against him, Love v. Chandler, 124 F. 2d 785 (C. A. 8th Cir.), against adversaries and judge in a state civil judicial proceeding where egregious error resulting in holding against plaintiffs was alleged, Bottone v. Lindsley, 170 F. 2d 705 (C. A. 10th Cir.); Campo v. Niemeyer, 182 F. 2d 115 (C. A. 7th Cir.); cf. Moffett v. Commerce Trust Co., 187 F. 2d 242 (C. A. 8th Cir.). Most courts have refused to convert what would otherwise be ordinary state-law claims for false imprisonment or malicious prosecution or assault and battery into civil rights cases on the basis of conclusory allegations of constitutional violation. Lyons v. Weltmer, 174 F. 2d 473 (C. A. 4th Cir.); McGuire v. Todd, 198 F. 2d 60 (C. A. 5th Cir.); Curry v. Ragan, 257 F. 2d 449 (C. A. 5th Cir.); Deloach v. Rogers, 268 F. 2d 928 (C. A. 5th Cir.) ; Agnew v. City of Compton, 239 F. 2d 226 (C. A. 9th Cir.).
See, e. g., Valle v. Stengel, 176 F. 2d 697 (C. A. 3d Cir.), a case which decides a number of novel and difficult questions of federal constitutional law. The alleged conduct of defendant sheriff which was held actionable under § 1979 was in violation of state law.
See Foote, Tort Remedies for Police Violations of Individual Rights, 39 Minn. L. Rev. 493 (1955); Barrett, Exclusion of Evidence Obtained by Illegal Searches — A Comment on People vs. Cahan, 43 Cal. L. Rev. 565 (1955); cf. Edwards, Criminal Liability for Unreasonable Searches and Seizures, 41 Va. L. Rev. 621 (1955). And see, e. g., State for Use Brooks v. Wynn, 213 Miss. 306, 56 So. 2d 824.
The common law seems still to retain sufficient flexibility to fashion adequate remedies for lawless intrusions. Compare with the cases cited in Wolf v. Colorado, 338 U. S. 25, 30, n. 1; Bull v. Armstrong, 254 Ala. 390, 48 So. 2d 467 (1950); Sarafini v. San Francisco, 143 Cal. App. 2d 570, 300 P. 2d 44 (1956); Ware v. Dunn, 80 Cal. App. 2d 936, 183 P. 2d 128 (1947); Walker v. Whittle, 83 Ga. App. 445, 64 S. E. 2d 87 (1951); Johnson v. Atlantic Coast Line R. Co., 142 S. C. 125, 140 S. E. 443 (1927); Deaderick v. Smith, 33 Tenn. App. 151, 230 S. W. 2d 406 (1950).
This is so not only because of the practical impediment to Civil Rights Act relief which would be posed by §, two-suit requirement, but because the efficient process of judicial administration might well require that a plaintiff present his federal constitutional contention to the state courts along with his state-law contentions, that he there assert the federal unconstitutionality of maintaining the defense of state authorization to a state-law tort action. Cf. Angel v. Bullington, 330 U. S. 183. Of course, once that federal contention is properly presented to the state courts, plaintiff has open for review here an adverse state-court judgment; but if plaintiff were successful in this Court, the effect of our disposition would be to return plaintiff to the state courts for a state-law measure of relief.
See note 57, supra. Cf. Civil Rights Cases, 109 U. S. 3, 16. And see Nashville, C. & St. L. R. Co. v. Browning, 310 U. S. 362, 369: “Here ... all the organs of the state are conforming to a practice, systematic, unbroken for more than forty years, and now questioned for the first time. It would be a narrow conception of jurisprudence to confine the notion of ‘laws’ to what is found written on the statute books, and to disregard the gloss which life has written upon it. Settled state practice cannot supplant constitutional guarantees, but it can establish what is state law. . . . Deeply embedded traditional ways of carrying out state policy, such as those of which petitioner complains, are often tougher and truer law than the dead words of the written text.”
Where the jurisdiction of a Federal District Court is invoked to vindicate a claim under § 1979 and where that court finds that defendants’ conduct is not under color of state law, difficult questions may also arise as to whether the court should nevertheless determine the respective rights of the parties at state law, under the doctrine of Hurn v. Oursler, 289 U. S. 238, and Bell v. Hood, 327 U. S. 678. But
See the history of § 2 of the Ku Klux Act described, supra, at notes 44r-50. For an excellent picture of the background of this legislative struggle, see McKitrick, Andrew Johnson and Reconstruction (1960).
See, e. g„ Cong. Globe, 42d Cong., 1st Sess. 482, 505-606, 697, App. 81-86, 315.
Id., at App. 68.
See, e. g., Lane v. Wilson, 307 U. S. 268.
See, e. g., the pages of debate cited in note 46, supra.
That section gave the District and Circuit Courts of the United States concurrent jurisdiction of all causes, civil and criminal, “affecting persons who are denied or cannot enforce in the courts or judicial tribunals of the State or locality where they may be any of the rights secured to them by the first section” of the 1866 Act. It further provided: “The jurisdiction in civil and criminal matters hereby conferred on the district and circuit courts of the United States shall be exercised and enforced in conformity with the laws of the United States, so far as such laws are suitable to carry the same into effect; but in all cases where such laws are not adapted to the object, or are deficient in the provisions necessary to furnish suitable remedies and punish offences against law, the common law, as modified and changed by the constitution and statutes of the State wherein
Except, of course, during the time between the Act of February 13, 1801, § 11, 2 Stat. 92, and its repeal by the Act of March 8, 1802, § 1, 2 Stat. 132. “Federal question” jurisdiction was conferred by the Act of March 3,1875, § 1,18 Stat. 470.
Recognition of this situation underlies the comments of Messrs. Blair and Storm, see note 57, supra, and the debate among Senators Edmunds, Trumbull and Carpenter referred to in the concurring opinion. See especially Cong. Globe, 42d Cong., 1st Sess. 576-578.
This is why Mr. Carpenter speaks of the Fourteenth Amendment’s Enforcement Clause as working “one of the fundamental, one of the great, the tremendous revolutions effected in our Government by that article of the Constitution.” Id., at 577.
See the remarks of Mr. Dawes, a member of the Committee which reported the Ku Klux bill, id., at 476:
“The first remedy proposed by this bill is a resort to the courts of the United States. Is that a proper place in which to find redress for any such wrongs? If there be power to call into the courts of the United States an offender against these rights, privileges, and immunities, and hold him to an account there, either civilly or criminally, for their infringement, I submit to the calm and candid judgment of every member of this House that there is no tribunal so fitted, where equal and exact justice would be more likely to be meted out in temper, in moderation, in severity, if need be, but always according to the law and the fact, as that great tribunal of the Constitution.”
And see, e. g., the remarks of Mr. Coburn, id., at 459-460:
“Whenever, then, there is a denial of' equal protection by the State, the courts of justice of the nation stand with open doors, ready to
“Can these means be made effectual ? Can we thus suppress these wrongs? I will say we can but try. The United States courts are further above mere local influence than the county courts; their judges can act with more independence, cannot be put under terror, as local judges can; their sympathies are not so nearly identified with those of the vicinage; the jurors are taken from the State, and not the neighborhood; they will be able to rise above prejudices or bad passions or terror more easily. The marshal, clothed with more power than the sheriff, can make arrests with certainty, and, with the aid of the General Government, can seize offenders in spite of any banded and combined resistance such as may be expected. Thus, at least, these men, who disregard all law, can be brought to trial. Here we stop. The court is to do the rest, acting under all its solemn obligations of duty to country and God. Can we trust it, or are we afraid of our own institutions? Does the grim shadow of the State step into the national court, like a goblin, and terrify us? Does this harmless and helpless ghost drive us from that tribunal — the State that mocks at justice, the State that licenses outlawry, the State that stands dumb when the lash and the torch and the pistol are lifted every night over the quiet citizen? We believe that we can trust our'United States courts, and we propose to do so.”
It is suggested that Congress knew there existed state constitutional guarantees of which state legislation might fall afoul, and that nevertheless there is found in the debates no “explanation of [the] exception to the general rule” which would obtain if § 1979 were applied to conduct authorized by state statute, ordinance, regulation, custom or usage, but violative of a state constitution. To regard such an application as an “exception” is to misconceive the incidence of § 1979 by regarding its operation from the wrong perspective. The question whether official action does or does not come within the statute depends not upon what state law the action does or does not violate, but upon what state law does or does not authorize the action. The state authorization against which Congress aimed § 1979 was authorization by the living, functioning law of the State, not authorization in strict conformity with what may have become no more than an unheeded pattern of words upon the closed pages of a State’s books of legal learning. It meant to reach those “Deeply embedded traditional ways of carrying out state policy [which] . . . are often tougher and truer law than the dead words of the written text,” see note 73, supra, and it would by its terms have reached the case supposed by my Brother Harlan not as a matter of exception in need of explanation, but by its natural logic.
Section 2 of the Ku Klux Act attached civil and criminal liability to conspiracy “for the purpose, either directly or indirectly, of depriving any person or any class of persons of the equal protection of the laws, or of equal privileges or immunities under the laws, or for the purpose of preventing or hindering the constituted authorities of any State from giving or securing to all persons within such State the equal protection of the laws . . . .” 17 Stat. 13. The civil provisions of this section were carried forward, as amended, in R. S. § 1980, and are now found in 42 U. S. C. § 1985. The criminal provisions, carried forward in R. S. § 5519, were declared unconstitutional in United States v. Harris, 106 U. S. 629, and Baldwin v. Franks, 120 U. S. 678.
See Cong. Globe, 42d Cong., 1st Sess. 478, App. 315.
The Fourteenth Amendment provides that no State shall “deprive” any person of life, liberty, or property without due process of law, and that no State shall “deny” to any person within its jurisdiction the equal protection of the laws. It is clear that the Forty-second Congress believed that “denial” could be worked by non-action, while “deprivation" required ill-action; thus, that the
Snowden v. Hughes, 321 U. S. 1, 9; see also Lisenba v. California, 314 U. S. 219, 226.
I agree that this is not the appropriate occasion to pass upon the construction of § 1985.
For an appreciation of the nature and character of the Ku Klux Klan as it appeared to Congress in 1871, see S. Rep. No. 1, 42d Cong., 1st Sess., and the voluminous report of the Joint Select Committee to inquire into the Condition of Affairs in the late Insurrectionary States, published as S. Rep. No. 41, pts. 1-13, and H. R. Rep. No. 22, pts. 1-13, 42d Cong., 2d Sess.
Compare People v. Frugoli, 334 Ill. 324, 166 N. E. 129 (1929), and Fulford v. O’Connor, 3 Ill. 2d 490, 121 N. E. 2d 767 (1954), with People v. Kelly, 404 Ill. 281, 89 N. E. 2d 27 (1949).
In considering the detention of Mr. Monroe as isolable from the invasion of the Monroe home for purposes of applying § 1979, one does not ignore that in its treatment of coerced-confession cases and deprivation-of-counsel cases coming here from state courts, this Court has looked to the whole sequence of activity by state authorities pertinent to the prosecution of a criminal defendant. Malinski v. New York, 324 U. S. 401, 412 (concurring opinion joined in, and made a majority view, at 438); Watts v. Indiana, 338 U. S. 49; Turner v. Pennsylvania, 338 U. S. 62; Harris v. South Carolina, 338 U. S. 68; Gibbs v. Burke, 337 U. S. 773. But these cases differ from the one at bar precisely in the fact that they do come here after the sustaining of a criminal conviction by the highest court of a State competent to act in the matter. In all such cases the processes of law administration of a State have rendered the final judgment of state law, and the federal question presented is whether the conviction has, in light of the totality of the events leading to that conviction, violated due process. The question in the instant case is the much narrower one whether petitioners have alleged conduct “under color” of state authority which deprives them of a Fourteenth Amendment right, and thus brought respondents’ conduct within the specific requirements of the statute for initiating litigation in a Federal District Court.
Opinion of the Court
delivered the opinion of the Court.
This case presents important questions concerning the construction of R. S. § 1979, 42 U. S. C. § 1983, which reads as follows:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any*169 citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
The complaint alleges that 13 Chicago police officers broke into petitioners’ home in the early morning, routed them from bed, made them stand naked in the living room, and ransacked every room, emptying drawers and ripping mattress covers. It further alleges that Mr. Monroe was then taken to the police station and detained on “open” charges for 10 hours, while he was interrogated about a two-day-old murder, that he was not taken before a magistrate, though one was accessible, that he was not permitted to call his family or attorney, that he was subsequently released without criminal charges being preferred against him. It is alleged that the officers had no search warrant and no arrest warrant and that they acted “under color of the statutes, ordinances, regulations, customs and usages” of Illinois and of the City of Chicago. Federal jurisdiction was asserted under R. S. § 1979, which we have set out above, and 28 U. S. C. § 1343
I.
Petitioners claim that the invasion of their home and the subsequent search without a warrant and the arrest and detention of Mr. Monroe without a warrant and without arraignment constituted a deprivation of their “rights, privileges, or immunities secured by the Constitution” within the meaning of R. S. § 1979. It has been said that when 18 U. S. C. § 241 made criminal a conspiracy “to injure, oppress, threaten, or intimidate any citizen in the free exercise or enjoyment of any right or privilege secured to him by the Constitution,” it embraced only rights that an individual has by reason of' his relation to the central government, not to state governments. United States v. Williams, 341 U. S. 70. Cf. United States v. Cruikshank, 92 U. S. 542; Ex parte Yarbrough, 110 U. S. 651; Guinn v. United States, 238 U. S. 347. But the history of the section of the Civil Rights Act presently involved does not permit such a narrow interpretation.
“The first section is one that I believe nobody objects to, as defining the rights secured by the Constitution of the United States when they are assailed by any State law or under color of any State law, and it is merely carrying out the principles of the civil rights bill,4 which has since become a part of the Constitution,”5 viz., the Fourteenth Amendment.
Its purpose is plain from the title of the legislation, “An Act to enforce the Provisions of the Fourteenth Amendment to the Constitution of the United States, and for other Purposes.” 17 Stat. 13. Allegation of facts constituting a deprivation under color of state authority of a right guaranteed by the Fourteenth Amendment satisfies to that extent the requirement of R. S. § 1979. See Douglas v. Jeannette, 319 U. S. 157, 161-162. So far petitioners are on solid ground. For the guarantee against unreasonable searches and seizures contained in the Fourth Amendment has been made applicable to the States by' reason of the Due Process Clause of the Fourteenth Amendment. Wolf v. Colorado, 338 U. S. 25; Elkins v. United States, 364 U. S. 206, 213.
II.
There can be no doubt at least since Ex parte Virginia, 100 U. S. 339, 346-347, that Congress has the power to
It is argued that “under color of” enumerated state authority excludes acts of an official or policeman who can show no authority under state law, state custom, or state usage to do what he did. In this case it is said that these policemen, in breaking into petitioners’ apartment, violated the Constitution
The Ku Klux Act grew out of a message sent to Congress by President Grant on March 23, 1871, reading:
“A condition of affairs now exists in some States of the Union rendering life and property insecure and*173 the carrying of the mails and the collection of the revenue dangerous. The proof that such a condition of affairs exists in some localities is now before the Senate. That the power to correct these evils is beyond the control of State authorities I do not doubt; that the power of the Executive of the United States, acting within the limits of existing laws, is sufficient for present emergencies is not clear. Therefore, I urgently recommend such legislation as in the judgment of Congress shall effectually secure life, liberty, and property, and the enforcement of law in all parts of the United States. . . .”7
The legislation — in particular the section with which we are now concerned — had several purposes. There are threads of many thoughts running through the debates. One who reads them in their entirety sees that the present section had three main aims.
First, it might, of course, override certain kinds of state laws. Mr. Sloss of Alabama, in opposition, spoke of that object and emphasized that it was irrelevant because there were no such laws:
“The first section of this bill prohibits any invidious legislation by States against the rights or privileges of citizens of the United States. The object of this section is not very clear, as it is not pretended by its advocates on this floor that any State has passed any laws endangering the rights or privileges of the colored people.”
Second, it provided a remedy where state law was inadequate. That aspect of the legislation was summed up as follows by Senator Sherman of Ohio:
“. . . it is said the reason is that any offense may be committed upon a negro by a white man, and a*174 negro cannot testify in any case against a white man, so that the only way by which any conviction can be had in Kentucky in those cases is in the United States courts, because the United States courts enforce the United States laws by which negroes may testify.”9
But the purposes were much broader. The third aim was to provide a federal remedy where the state remedy, though adequate in theory, was not available in practice. The opposition to the measure complained that “It overrides the reserved powers of the States,”
This Act of April 20, 1871, sometimes called “the third ‘force bill,’ ” was passed by a Congress that had the Klan “particularly in mind.”
“While murder is stalking abroad in disguise, while whippings and lynchings and banishment have been visited upon unoffending American citizens, the local administrations have been found inadequate or unwilling to apply the proper corrective. Combinations, darker than the night that hides them, conspiracies, wicked as the worst of felons could devise, have gone unwhipped of justice. Immunity is given to crime, and the records of the public tribunals are searched in vain for any evidence of effective redress.”15
Mr. Beatty of Ohio summarized in the House the case for the bill when he said:
“. . . certain States have denied to persons within their jurisdiction the equal protection of the laws. The proof on this point is voluminous and unquestionable. . . . [M]en were murdered, houses were burned, women were outraged, men were scourged, and officers of the law shot down; and the State made no successful effort to bring the guilty to punishment or afford protection or redress to the outraged and innocent. The State, from lack of power or inclination, practically denied the equal protection of the law to these persons.”16
While one main scourge of the evil — perhaps the leading one — was the Ku Klux Klan,
“That the State courts in the several States have been unable to enforce the criminal laws of their respective States or to suppress the disorders existing, and in fact that the preservation of life and property in many sections of the country is beyond the power o'f the State government, is a sufficient reason why Congress should, so far as they have authority under the Constitution, enact the laws necessary for the protection of citizens of the United States. The question of the constitutional authority for the requisite legislation has been sufficiently discussed.”
There was, it was said, no quarrel with the state laws on the books. It was their lack of enforcement that was the nub of the difficulty. Speaking of conditions in Virginia, Mr. Porter of that State said:
“The outrages committed upon loyal men there are under the forms of law.”
Mr. Burchard of Illinois pointed out that the statutes of a State may show no discrimination:
“If the State Legislature pass a law discriminating against any portion of its citizens, or if it fails to enact provisions equally applicable to every class for the protection of their person and property, it will be admitted that the State does not afford the equal protection. But if the statutes show no discrimina*177 tion, yet in its judicial tribunals one class is unable to secure that enforcement of their rights and punishment for their infraction which is accorded to another, or if secret combinations of men are allowed by the Executive to band together to deprive one class of citizens of their legal rights without a proper effort to discover, detect, and punish the violations of law and order, the State has not afforded to all its citizens the equal protection of the laws.”
Mr. Hoar of Massachusetts stated:
“Now, it is an effectual denial by a State of the equal protection of the laws when any class of officers charged under the laws with their administration permanently and as a rule refuse to extend that protection. If every sheriff in South Carolina refuses to serve a writ for a colored man and those sheriffs are kept in office year after year by the people of South Carolina, and no verdict against them for their failure of duty can be obtained before a South Carolina jury, the State of South Carolina, through the class of officers who are its representatives to afford the equal protection of the laws to that class of citizens, has denied that protection. If the jurors of South Carolina constantly and as a rule refuse to do justice between man and man where the rights of a particular class of its citizens are concerned, and that State affords by its legislation no remedy, that is as much a denial to that class of citizens of the equal protection of the laws as if the State itself put on its statute-book a statute enacting that no verdict should be rendered in the courts of that State in favor of this class of citizens.”
“Plausibly and sophistically it is said the laws of North Carolina do not discriminate against them; that the provisions in favor of rights and liberties are general; that the courts are open to all; that juries, grand and petit, are commanded to hear and redress without distinction as to color, race, or political sentiment.
“But it is a fact, asserted in the report, that of the hundreds of outrages committed upon loyal people through the agency of this Ku Klux organization not one has been punished. This defect in the administration of the laws does not extend to other cases. Vigorously enough are the laws enforced against Union people. They only fail in efficiency when a man of known Union sentiments, white or black, invokes their aid. Then Justice closes the door of her temples.”
It was precisely that breadth of the remedy which the opposition emphasized. Mr. Kerr of Indiana referring to the section involved in the present litigation said:
“This section gives to any person who may have been injured in any of his rights, privileges, or immunities of person or property, a civil action for damages against the wrongdoer in the Federal courts. The offenses committed against him may be the common violations of the municipal law of his State. It may give rise to numerous vexations and outrageous prosecutions, inspired by mere mercenary considerations, prosecuted in a spirit of plunder, aided by the crimes of perjury and subornation of perjury, more reckless and dangerous to society than the alleged*179 offenses out of which the causé of action may have arisen. It is a covert attempt to transfer another large portion of jurisdiction from the State tribunals, to which it of right belongs, to those of the United States. It is neither authorized nor expedient, and is not calculated to bring peace, or order, or domestic content and prosperity to the disturbed society of the South. The contrary will certainly be its effect.”23
Mr. Voorhees of Indiana, also speaking in opposition, gave it the same construction:
“And now for a few moments let us inspect the provisions of this bill, inspired as it is by the waning and decaying fortunes of the party in power, and called for, as I have shown, by no public necessity whatever. The first and second sections are designed to transfer all criminal jurisdiction from the courts of the States to the courts of the United States. This is to be done upon the assumption that the courts of the southern States fail and refuse to do their duty in the punishment of offenders against the law.”
Senator Thurman of Ohio spoke in the same vein about the section we are now considering:
“It authorizes any person who is deprived of any right, privilege, or immunity secured to him by the*180 Constitution of the United States, to bring an action against the wrong-doer in the Federal courts, and that without any limit whatsoever as to the amount in controversy. The deprivation may be of the slightest conceivable character, the damages in the estimation of any sensible man may not be five dollars or even five cents; they may be what lawyers call merely nominal damages; and yet by this section jurisdiction of that civil action is given to the Federal courts instead of its being prosecuted as now in the courts of the States.”
The debates were long and extensive. It is abundantly clear that one reason the legislation was passed was to afford a federal right in federal courts because, by reason of prejudice, passion, neglect, intolerance or otherwise, state laws might not be enforced and the claims of citizens to the enjoyment of rights,, privileges, and immunities guaranteed by the Fourteenth Amendment might be denied by the state agencies.
Much is made of the history of § 2 of the proposed legislation. As introduced § 2 was very broad:
. . if two or more persons shall, within the limits of any State, band, conspire, or combine together to do any act in violation of the rights, privileges, or immunities of any person, to which he is entitled under the Constitution and laws of the United States, which, committed within a place under the sole and exclusive jurisdiction of the United States, would, under any law of the United States then in force, constitute the crime of either murder, manslaughter, mayhem, robbery, assault and battery, perjury, subornation of perjury, criminal obstruction of legal process or resistance of officers in discharge of official duty, arson, or larceny; and if one or more of the parties to said conspiracy or combination shall do*181 any act to effect the object thereof, all the parties to or engaged in said conspiracy or combination, whether principals or accessories, shall be deemed guilty of a felony . . .
It was this provision that raised the greatest storm. It was § 2 that was rewritten so as to be in the main confined to conspiracies to interfere with a federal or state officer in the performance of his duties. 17 Stat. 13. Senator Trumbull said:
“Those provisions were changed, and as the bill passed the House of Representatives, it was understood by the members of that body to go no further than to protect persons in the rights which were guarantied to them by the Constitution and laws of the United States, and it did not undertake to furnish redress for wrongs done by one person upon another in any of the States of the Union in violation of their laws, unless he also violated some law of the United States, nor to punish one person for an ordinary assault and battery committed on another in a State.”
But § 1 — the section with which we are here concerned — was not changed as respects any feature with which we are presently concerned.
“The question is not whether a majority of the people in a majority of the States are likely to be attached to and able to secure their own liberties. The question is not whether the majority of the people in every State are not likely to desire to secure their own rights. It is, whether a majority of the people in every State are sure to be so attached to the principles of civil freedom and civil justice as to be as much desirous of preserving the liberties of others as their own, as to insure that under no temptation of party spirit, under no political excitement, under*183 no jealousy of race or caste, will the majority either in numbers or strength in any State seek to deprive the remainder of the population of their civil ■rights.”
Although the legislation was enacted because of the conditions that existed in the South at that time, it is cast in general language and is as applicable to Illinois as it is to the States whose names were mentioned over and again in the debates. It is no answer that the State has a law which if enforced would give relief. The federal remedy is supplementary to the state remedy, and the latter need not be first sought and refused before the federal one is invoked. Hence the fact that Illinois by its constitution and laws outlaws unreasonable searches and seizures is no barrier to the present suit in the federal court.
We had before us in United States v. Classic, supra, § 20 of the Criminal Code, 18 U. S. C. § 242,
That view of the meaning of the words “under color of” state law, 18 U. S. C. § 242, was reaffirmed in Screws v. United States, supra, 108-113. The acts there complained of were committed by state officers in performance of their duties, viz., making an arrest effective. It was urged there, as it is here, that “under color of” state law should not be construed to duplicate in federal law what was an offense under state law. Id. (dissenting opinion) 138-149, 157-161. It was said there, as it is here, that the ruling in the Classic case as to the meaning of “under color of” state law was not in focus and was ill-advised. Id. (dissenting opinion) 146-147. It was argued there, as it is here, that “under color of” state law included only action taken by officials pursuant to state law. Id. (dissenting opinion) 141-146. We rejected that view. Id., 110-113 (concurring opinion) 114-117. We stated:
“The construction given § 20 [18 U. S. C. § 242] in the Classic case formulated a rule of law which has become the basis of federal enforcement in this important field. The rule adopted in that case was formulated after mature consideration. It should be good for more than one day only. We do not have here a situation comparable to Mahnich v. Southern S. S. Co., 321 U. S. 96, where we*185 overruled a decision demonstrated to be a sport in the law and inconsistent with what preceded and what followed. The Classic case was not the product of hasty action or inadvertence. It was not out of line with the cases which preceded. It was designed to fashion the governing rule of law in this important field. We are not dealing with constitutional interpretations which throughout the history of the Court have wisely remained flexible and subj ect to frequent re-examination. The meaning which the Classic case gave to the phrase 'under color of any law’ involved only a construction of the statute. Hence if it states a rule undesirable in its consequences, Congress can change it. We add only to the instability and uncertainty of the law if we revise the meaning of § 20 [18 U. S. C. § 242] to meet the exigencies of each case coming before us.” Id., 112-113.
We adhered to that view in Williams v. United States, supra, 99.
Mr. Shellabarger, reporting out the bill which became the Ku Klux Act, said of the provision with which we now deal:
“The model for it will be found in the second section of the act of April 9, 1866, known as the ‘civil rights act.’. . . This section of this bill, on the same state of facts, not only provides a civil remedy for persons whose former condition may have been that of slaves, but also to all people where, under color of State law, they or any of them may be deprived of rights . . . .”32
Thus, it is beyond doubt that this phrase should be accorded the same construction in both statutes — in § 1979 and in 18 U. S. C. § 242.
Section 131 (c) of the Act of September 9,1957, 71 Stat. 634, 637, amended 42 U. S. C. § 1971 by adding a new subsection which provides that no person “whether acting under color of law or otherwise” shall intimidate any other person in voting as he chooses for federal officials. A vigorous minority report was filed
The Act of May 6, 1960, 74 Stat. 86, uses “under color of” law in two contexts, once when § 306 defines “officer of election” and next when § 601 (a) gives a judicial remedy on behalf of a qualified voter denied the opportunity to register. Once again there was a Committee report containing minority views.
We conclude that the meaning given “under color of” law in the Classic case and in the Screws and Williams cases was the correct one; and we adhere to it.
In the Screws case we dealt with a statute that imposed criminal penalties for acts “wilfully” done. We construed that word in its setting to mean the doing of an act with “a specific intent to deprive a person of a federal right.” 325 U. S., at 103. We do not think that gloss should be placed on § 1979 which we have here. The word “wil-fully” does not appear in § 1979. Moreover, § 1979 provides a civil remedy, while in the Screws case we dealt with a criminal law challenged on the ground of vagueness. Section 1979 should be read against the background of tort liability that makes a man responsible for the natural consequences of his actions.
So far, then, the complaint states a cause of action. There remains to consider only a defense peculiar to the City of Chicago.
III.
The City of Chicago asserts that it is not liable under § 1979. We do not stop to explore the whole range of questions tendered us on this issue at oral argument and in the briefs. For we are of the opinion that Congress did not undertake to bring municipal corporations within the ambit of § 1979.
“We informed the conferees on the part of the Senate that the House had taken a stand on that subject and would not recede from it; that that section imposing liability upon towns and counties must go out or we should fail to agree.”44
The objection to the Sherman amendment stated by Mr. Poland was that “the House had solemnly decided that in their judgment Congress had no constitutional power to impose any obligation upon county and town organizations, the mere instrumentality for the administration of state law.”
Much reliance is placed on the Act of February 25,1871, 16 Stat. 431, entitled “An Act prescribing the Form of the enacting and resolving Clauses of Acts and Resolutions of Congress, and Rules for the Construction thereof.” Section 2 of this Act provides that “the word ‘person’ may extend and be applied to bodies politic and corporate.”
The response of the Congress to the proposal to make municipalities liable for certain actions being brought within federal purview by the Act of April 20, 1871, was so antagonistic that we cannot believe that the word "person” was used in this particular Act to include them.
Reversed.
This section provides in material part:
“The district courts shall have original jurisdiction of any civil action authorized by law to be commenced by any person:
“(3) To redress the deprivation, under color of any State law, statute, ordinance, regulation, custom or usage, of any right, privilege or immunity secured by the Constitution of the United States or by any Act of Congress providing for equal rights of citizens or of all persons within the jurisdiction of the United States.”
Subsection (a) provides:
“The district courts shall have original jurisdiction of all civil actions wherein the matter in controversy exceeds the sum or value
In their complaint, petitioners also invoked R. S. §§ 1980, 1981, 42 U. S. C. §§ 1985, 1986. Before this Court, however, petitioners have limited their claim to recovery to the liability imposed by § 1979. Accordingly, only that section is before us.
See Cong. Globe, 42d Cong., 1st Sess., App. 68, 80, 83-86.
Act of April 9, 1866, 14 Stat. 27.
Supra, note 3, 568.
Illinois Const., Art. II, § 6, provides:
“The right of the people to be secure in their persons, houses, papers and effects, against unreasonable searches and seizures, shall not be violated; and no warrant shall issue without probable cause, supported by affidavit, particularly describing the place to be searched, and the persons or things to be seized.” Respondents also point to Ill. Rev. Stat., <?. 38, §§ 252, 449.1; Chicago, Illinois, Municipal Code, § 11-40.
Cong. Globe, 42d Cong., 1st Sess., p. 244.
Id., App. 268.
Id., p. 345.
Id., p. 365. The speaker, Mr. Arthur of Kentucky, had no doubts as to the scope of § 1: “[I]f the sheriff levy an execution, execute a writ, serve a summons, or make an arrest, all acting under a solemn, official oath, though as pure in duty as a saint and as immaculate as a seraph, for a mere error of judgment, [he is liable] . . . .” Ibid. (Italics added.)
Id., p. 366.
Randall, The Civil War and Reconstruction (1937), p. 857.
S. Rep. No. 1, 42d Cong., 1st Sess.
See, e. g., Cong. Globe, 42d Cong., 1st Sess., App. 166-167.
Id., p. 374.
Id., p. 428.
As Randall, op. cit~ supra, note 12, p. 855, says in discussing the Ku Klux Klan: “A friendly view of the order might represent it as an agency of social control in the South. Yet it never attained the dignity of the vigilance committees of the western states nor of the committees of safety of Revolutionary-times.”
Cong. Globe, 42d Cong., 1st Sess. 653.
Id., App. 277.
Id., App. 315.
Id., p. 334.
Id., p. 505.
Id., App., p. 50. Mr. Golladay of Tennessee expressed the same concern:
“Is the great State of New York invaded every time a murder is committed within her bounds? Was the great State of Pennsylvania invaded when rioters in the city of Philadelphia burned a public building? Was the great State of Massachusetts invaded when Webster, one of her first scholars, within the walls of Harvard murdered Parkman, or later, when evil-disposed persons violated her laws in Lowell? Did they require the Army and Navy and martial law? And, sir, because a midnight murderer is sometimes found in the South it should not be regarded as an invasion.'’ Id., App. 160.
Id., App. 179.
Id., App. 216.
Id., p. 579.
Section 1 in the bill as originally introduced read as follows:
“That any person who, under color of any law, statute, ordinance, regulation, custom, or usage of any State, shall subject, or cause to be subjected, any person within the jurisdiction of the United States to the deprivation of any rights, privileges, or immunities secured by the Constitution of the United States, shall, any such law, statute, ordinance, regulation, custom, or usage of the State to the contrary notwithstanding, be liable to the party injured in any action at law, suit in equity, or other proper proceeding for redress; such proceeding to be prosecuted in the several district or circuit courts of the United States, with and subject to the same rights of appeal, review upon error, and other remedies provided in like cases in such
See text at note 23, supra; see note 10, supra.
Cong. Globe, 42d Cong., 1st Sess., pp. 334-335.
Then 18 U, S. C. § 62.
For a full history of the evolution of 18 U. S. C. § 242, see Screws v. United States, 325 U. S. 91, 98-100; United States v. Classic, 313 U. S. 299, 327, n. 10; cf. Hague v. C. I. O., 307 U. S. 496, 509-510.
Cong. Globe, 42d Cong., 1st Sess., App. 68.
H. R. Rep. No. 2187/ 84th Cong., 2d Sess., p. 16.
Id., p. 26.
H. R. Rep. No. 291, 85th Cong., 1st Sess., pp. 24-60.
Id., pp. 57-58.
H. R. Rep. No. 956, 86th Cong., 1st Sess., pp. 32-42.
Cong. Globe, 42d Cong., 1st Sess., p. 663. The proposed amendment read:
“That if any house, tenement, cabin, shop, building, barn, or granary shall be unlawfully or feloniously demolished, pulled down, burned, or destroyed, wholly or in part, by any persons riotously and tumultuously assembled together; or if any person shall unlawfully and with force and violence be whipped, scourged, wounded, or killed by any persons riotously and tumultuously assembled together; and if such offense was committed to deprive any person of any right conferred upon him by the Constitution and laws of the United States, or to deter him or punish him for exercising such right, or by reason of his race, color, or previous condition of servitude, in every such case the inhabitants of the county, city, or parish in which any of the said offenses shall be committed shall be liable to pay full compensation to the person or persons damnified by such offense if living, or to his widow or legal representative if dead; and such compensation may be recovered by such person or his representative by a suit in any court of the United States of competent jurisdiction in the district in which the offense was committed, to be in the name of the person injured, or his legal representative, and against said county, city, or parish. And execution may be issued on a judgment rendered in such suit and may be levied upon any property, real or personal, of any person in said county, city, or parish, and the said county, city, or parish may recover the full amount of such judgment, costs and interest, from any person or persons engaged as principal or accessory in such riot in an action in any court of competent jurisdiction.”
Id., 704-705.
Id., 725.
“That if any house, tenement, cabin, shop, building, barn, or granary shall be unlawfully or feloniously demolished, pulled down,
Cong. Globe, 42d Cong., 1st Sess. 800-801.
Id., 804.
Id., 804.
Ibid.
See especially the comments of Senator Sherman. Id., 820-821.
This Act has been described as an instance where “Congress supplies its own dictionary.” Frankfurter, Some Reflections on the Reading of Statutes, 47 Col. L. Rev. 527, 536. The present code
See note, 100 U. of Pa. L. Rev. 1182, 1206-1212. .
See Foote, Tort Remedies for Police Violations of' Individual Rights, 39 Minn. L. Rev. 493, 514. Cf. Fuller & Casner, Municipal Tort Liability in Operation, 54 Harv. L. Rev. 437, 459.
This has been the view of the lower federal courts. Charlton v. City of Hialeah, 188 F. 2d 421, 423; Hewitt v. City of Jacksonville, 188 F. 2d 423, 424; Cobb v. City of Malden, 202 F. 2d 701, 703; Agnew v. City of Compton, 239 F. 2d 226, 230; Cuiksa v. City of Mansfield, 250 F. 2d 700, 703-704. In a few cases in which equitable relief has been sought, a municipality has been named, along with city officials, as defendant where violations of 42 U. S. C. § 1983 were alleged. See, e. g., Douglas v. City of Jeannette, 319 U. S. 157; Holmes v. City of Atlanta, 350 U. S. 879. The question dealt with in our opinion was not raised in those cases, either by the parties or by the Court. Since we hold that a municipal corporation is not a “person” within the meaning of § 1983, no inference to the contrary can any longer be drawn from those cases.
Concurring Opinion
concurring.
Were this case here as one of first impression, I would find the “under color of any statute” issue very close indeed. However, in Classic
From my point of view, the policy of stare decisis, as it should be applied in matters of statutory construction, and, to a lesser extent, the indications of congressional acceptance of this Court’s earlier interpretation, require that it appear beyond doubt from the legislative history of the 1871 statute that Classic and Screws misapprehended the meaning of the controlling provision,
“It is abundantly clear, that one reason the legislation was passed was to afford a federal right in federal courts because, by reason of prejudice, passion, neglect, intolerance or otherwise, state laws might not be enforced and the claims of citizens to the enjoyment of rights, privileges, and immunities guaranteed by the Fourteenth Amendment might be denied by the state agencies. . . .”
without being certain that Congress meant to deal with anything other than abuses so recurrent as to amount to “custom, or usage.” One can agree with my Brother Frankfurter, in dissent, that Congress had no intention of taking over the whole field of ordinary state torts and crimes, without being certain that the enacting Congress would not have regarded actions by an official, made possible by his position, as far more serious than an ordinary state tort, and therefore as a matter of federal concern. If attention is directed at the rare specific references to isolated abuses of state authority, one finds them neither so clear nor so disproportionately divided between favoring the positions of the majority or the dissent as to make either position seem plainly correct.
Besides the inconclusiveness I find in the legislative history, it seems to me by no means evident that a posi
The dissent considers that the “under color of” provision of § 1983 distinguishes between unconstitutional actions taken without state authority, which only the State should remedy, and unconstitutional actions authorized by the State, which the Federal Act was to reach. If so, then the controlling difference for the enacting legislature must have been either that the state remedy was more adequate for unauthorized actions than for authorized ones or that there was, in some sense, greater harm from unconstitutional actions authorized by the full panoply of state power and approval than from unconstitutional actions not so authorized or acquiesced in by the State. I find less than compelling the evidence that either distinction was important to that Congress.
I.
If the state remedy was considered adequate when the official’s unconstitutional act was unauthorized, why should it not be thought equally adequate when the unconstitutional act was authorized? For if one thing is very clear in the legislative history, it is that the Congress of 1871 was well aware that no action requiring state judicial enforcement could be taken in violation of the Fourteenth Amendment without that enforcement being declared void by this Court on direct review from the state courts. And presumably it must also have been understood that there would be Supreme Court review of the denial of a state damage remedy against an official on grounds of state authorization of the unconstitutional
“This being forbidden by the Constitution of the United States, and all the judges, State and national, being sworn to support the Constitution of the United States, and the Supreme Court of the United States having power to supervise and correct the action of the State courts when they violated the Constitution of the United States, there could be no danger of the violation of the right of citizens under color of the laws of the States.” Cong. Globe, 42d Cong., 1st Sess., at App. 231.
Since the suggested narrow construction of § 1983 presupposes that state measures were adequate to remedy unauthorized deprivations of constitutional rights and since the identical state relief could be obtained for state-authorized acts with the aid of Supreme Court review, this narrow construction would reduce the statute to having merely a jurisdictional function, shifting the load of federal supervision from the Supreme Court to the lower courts and providing a federal tribunal for fact findings in cases involving authorized action. Such a function could be justified on various grounds. It could, for example, be argued that the state courts would be less willing to find a constitutional violation in cases involving “authorized action” and that therefore the victim of such action would bear a greater burden in that he would more likely have to carry his case to this Court, and once here, might be bound by unfavorable state court findings. But' the legislative debates do not disclose con
The statute becomes more than a jurisdictional provision only-if one attributes to the enacting legislature the view that á deprivation of a constitutional right is significantly different from and more serious than a violation of a state right and therefore deserves a different remedy even though the same act may constitute both a state tort and the deprivation of a constitutional right. This view, by no means unrealistic as a common-sense matter,
“As to the civil remedies, for a violation of these privileges, we know that when the courts of a State*197 violate the provisions of the Constitution or the law of the United States there is now relief afforded by a review in the Federal courts. And since the 14th Amendment forbids any State from making or enforcing any law abridging these privileges and immunities, as you cannot reach the Legislatures, the injured party should have an original action in our Federal courts, so that by injunction or by the recovery of damages he could have relief against the party who under color of such law is guilty of infringing his rights. As to the civil remedy no one, I think, can object.” Id., at 501.
And Senator Carpenter reflected a similar belief that the protection granted by the statute was to be very different from the relief available on review of state proceedings:
“The prohibition in the old Constitution that no State should pass a law impairing the. obligation of contracts was a negative prohibition laid upon the State. Congress was not authorized to interfere in case the State violated that provision. It is true that when private rights were affected by such a State law, and that was brought before the judiciary, either of the State or nation, it was the duty of the court to pronounce the act void; but there the matter ended. Under the present Constitution, however, in regard to those rights which are secured by the fourteenth amendment, they are not left as the right of the citizen in regard to laws impairing the obligation of contracts was left, to be disposed of by the courts as the cases should arise between man and man, but Congress is clothed with the affirmative power and jurisdiction to correct the evil.
“I think there is one of the fundamental, one of the great, the tremendous revolutions effected in our Government by that article of the Constitution. It*198 gives Congress affirmative power to protect the rights of the citizen, whereas before no such right was given to save the citizen from the violation of any of his rights by State Legislatures, and the only remedy was a judicial one when the case arose.” Id., at 577.
In my view, these considerations put in serious doubt the conclusion that § 1983 was limited to state-authorized unconstitutional acts, on the premise that state remedies respecting them were considered less adequate than those available for unauthorized acts.
II.
I think this limited interpretation of § 1983 fares no better when viewed from the other possible premise for it, namely that state-approved constitutional deprivations were considered more offensive than those not so approved. For one thing, the enacting Congress was not unaware of the fact that there was a substantial overlap between the protections granted by state constitutional provisions and those granted by the Fourteenth Amendment. Indeed one opponent of the bill, Senator Trumbull, went so far as to state in a debate with Senators Carpenter and Edmunds that his research indicated a complete overlap in every State, at least as to the protections of the Due Process Clause.
There is a further basis for doubt that it was the additional force of state approval which justified a distinction between authorized and unauthorized actions. No one suggests that there is a difference in the showing the plaintiff must make to assert a claim under § 1983 depending upon whether he is asserting a denial of rights secured by the Equal Protection Clause or a denial of rights secured by the Due Process Clause of the Fourteenth Amendment. If the same Congress which passed what is now § 1983 also provided remedies against two or more non-officials who conspire to prevent an official from granting equal protection of the laws, see 42 U. S. C. § 1985, then it would seem almost untenable to insist that this Congress would have hesitated, on the grounds of lack of full state approval of the official’s act, to provide similar remedies against an official who, unauthorized, denied that equal protection of the laws on his own initiative. For
We have not passed upon the question whether 42 U. S. C. § 1985,
The provision is now found in 42 U. S. C. § 1983: “Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
Compare Cong. Globe, 42d Cong., 1st Sess. 504 (Senator Pratt), and id., at App. 50 (Rep. Kerr), with Cong. Globe, 41st Cong., 2d Sess. 3663 (Senator Sherman), Cong. Globe, 42d Cong., 1st Sess. 697 (Senator Edmunds), id., at App. 68 (Rep. Shellabarger), and Cong. Globe, 39th Cong., 1st Sess. 1758 (Senator Trumbull).
There will be many cases in which the relief provided by the state to the victim of a use of state power which the state either did not or could not constitutionally authorize will be far less than what Congress may have thought would be fair reimbursement for deprivation of a constitutional right. J will venture only a few examples. There may be no damage remedy for the loss of voting rights or for the harm from psychological coercion leading to a confession. And what is the dollar value of the right to go to unsegregated schools? Even the remedy for such an unauthorized search and seizure as Monroe was allegedly subjected to may be only the nominal amount of damages to physical property allowable in an action for trespass to land. It would indeed be the purest coincidence if the state remedies for violations of common-law rights by private citizens were fully appropriate to redress those injuries which only a state official can cause and against which the Constitution provides protection.
Id., at 577.
Compare the statement of Representative Burchard:
“If the refusal of a State officer, acting for the State, to accord equality of civil rights renders him amenable to punishment for the offense under United States law, conspirators who attempt to prevent such officers from performing such duty are also clearly liable.” Cong. Globe, 42d Cong., 1st Sess., App. 315.
Section 2 as finally adopted was substantially as now provided in 42 U. S. C. § 1985: “If two or more persons in any State . . . conspire ... for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws; or for the purpose of preventing or hindering the constituted authorities of any State ... from giving or securing to all persons within such State . . . the equal protection of the laws; [and] if one or more persons engaged therein do, or cause to be done, any act in furtherance of the object of such conspiracy, whereby another is injured in his person or property, or deprived of having and exercising any right or privilege of a citizen of the United States, the party so injured or deprived may have an action for the recovery of damages, occasioned by such injury or deprivation, against any one or more of the conspirators.”
I do not think that this Court’s decision in Collins v. Hardyman, 341 U. S. 651, can properly be viewed as determining the scope of
Representative Poland, who had doubted the constitutionality of the earlier forms of § 2, had no such doubts about its present form. His reading of the provision is clear from his defense of it:
“But I do agree that if a State shall deny the equal protection of the laws, or if a State make proper laws and have proper officers to enforce those laws, and somebody undertakes to step in and clog justice by preventing the State authorities from carrying out this constitutional provision, then I do claim that we have the right to make such interference an offense against the United States; that the Constitution does empower us to aid in carrying out this injunction, which, by the Constitution, we have laid upon the States, that they shall afford the equal protection of the laws to all their citizens. When the State has provided the law, and has provided the officer to carry out the law, then we have the right to say that anybody who undertakes to'interfere and prevent the execution of that State law is amenable to this provision of the Constitution, and to the law that we may make under it declaring it to be an offense against the United States.” Id., at 514.
An opponent of the provision was, if anything, even clearer in expressing his understanding of the coverage of the provision:
“. . .It does not require that the combination shall be one that the State cannot put down; it does not require that it shall amount to
Reference
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