Manual Enterprises, Inc. v. Day
Opinion of the Court
This case draws in question a ruling of the Post Office Department, sustained both by the District Court and the Court of Appeals, 110 U. S. App. D. C. 78, 289 F. 2d 455, barring from the mails a shipment of petitioners’ magazines. That ruling was based on alternative determinations that the magazines (1) were themselves “obscene,’’ and (2) gave information as to where obscene matter could be obtained, thus rendering them nonmailable under two separate provisions of 18 U. S. C. § 1461, known as the Comstock Act.
Petitioners are three corporations respectively engaged in publishing magazines titled MANual, Trim, and Grecian Guild Pictorial. They have offices at the same address in Washington, D. C., and a common president, one Herman L. Womack. The magazines consist largely of photographs of nude, or near-nude, male models and give the names of each model and the photographer,
On March 25, 1960, six parcels containing an aggregate of 405 copies of the three magazines, destined from Alexandria, Virginia, to Chicago, Illinois, were detained by the Alexandria postmaster, pending a ruling by his superiors at Washington as to whether the magazines were “non-mailable.” After an evidentiary hearing before the Judicial Officer of the Post Office Department there ensued the administrative and court decisions now under review.
I.
On the issue of obscenity, as distinguished from unlawful advertising, the case comes to us with the following administrative findings, which are supported by substantial evidence and which we, and indeed the parties, for the most part, themselves, accept: (1) the magazines are not, as asserted by petitioners, physical culture or “bodybuilding” publications, but are composed primarily, if not exclusively, for homosexuals, and have no literary, scientific or other merit;
On these premises, the question whether these magazines are “obscene,” as it was decided below and argued before us, was thought to depend solely on a determina
We do not reach the question thus thought below to be dispositive on this aspect of the case. For we find lacking in these magazines an element which, no less than “prurient interest,” is essential to a valid determination of obscenity under § 1461, and to which neither the Post Office Department nor the Court of Appeals addressed itself at all: These magazines cannot be deemed so offensive on their face as to affront current community standards of decency — a quality that we shall hereafter refer to as “patent offensiveness” or “indecency.” Lacking that quality, the magazines cannot be deemed legally “obscene,” and we need not consider the question of the proper “audience” by which their “prurient interest” appeal should be judged.
The words of § 1461, “obscene, lewd, lascivious, indecent, filthy or vile,” connote something that is portrayed in a manner so offensive as to make it unacceptable under current community mores. While in common usage the
“As soon as one reflects that the word ‘obscene/ as an ordinary English word, has nothing to do with corrupting or depraving susceptible people, and that it is used to describe things which are offensive to current standards of decency and not things which may induce to sinful thoughts, it becomes plain, I think, that Cockburn, C. J., in ... R. v. Hicklin . . .*485 was not propounding a logical definition of the word ‘obscene,’ but was merely explaining that particular characteristic which was necessary to bring an obscene publication within the law relating to obscene libel. [6 ] The tendency to deprave is not the characteristic which makes a publication obscene but is the characteristic which makes an obscene publication criminal. It is at once an essential element in the crime and the justification for the intervention of the common law. But it is not the whole and sole test of what constitutes an obscene libel. There is no obscene libel unless what is published is both offensive according to current standards of decency and calculated or likely to have the effect described in R. v. Hicklin . . . .”7 Regina v. Close, [1948] Vict. L. R. 445, 463, Judgment of Fullagar, J. (Emphasis in original.)
The thoughtful studies of the American Law Institute reflect the same twofold concept of obscenity. Its earlier draft of a Model Penal Code contains the following definition of “obscene”: “A thing is obscene if, considered as a whole, its predominant appeal is to
Obscenity under the federal statute thus requires proof of two distinct elements: (1) patent offensiveness; and (2) “prurient interest” appeal. Both must conjoin before- challenged material can be found “obscene” under § 1461. In most obscenity cases, to be sure, the two elements tend to coalesce, for that which is patently offensive will also usually carry the requisite “prurient interest” appeal. It is only in the unusual instance where, as here, the “prurient interest” appeal of the material is found limited to a particular class of persons that occasion arises for a truly independent inquiry into the question whether or not the material is patently offensive.
The Court of Appeals was mistaken in considering that Roth made “prurient interest” appeal the sole test of obscenity.
To consider that the “obscenity” exception in “the area of constitutionally protected speech or press,” Roth, at 485, does not require any determination as to the patent offensiveness vel non of the material itself might well put the American public in jeopardy of being denied access to many worthwhile works in literature, science, or art. For one would not have to travel far even among the acknowledged masterpieces in any of these fields to find works whose “dominant theme” might, not beyond reason, be claimed to appeal to the “prurient interest” of the reader or observer. We decline to attribute to Congress any such quixotic and deadening purpose as would bar from the mails all material, not patently offensive, which stimulates impure desires relating to sex. Indeed such a construction of § 1461 would doubtless encounter constitutional barriers. Roth, at 487-489. Consequently we consider the power exercised by Congress in enacting § 1461 as no more embracing than the interdiction of “obscenity” as it had theretofore been understood. It is only material whose indecency is self-demonstrating and which, from the standpoint of its effect, may be said
We come then to what we consider the dispositive question on this phase of the case. Are these magazines offensive on their face? Whether this question be deemed one of fact or of mixed fact and law, see Lock-hart and McClure, Censorship of Obscenity: The Developing Constitutional Standards, 45 Minn. L. Rev. 5, 114r-115 (1960), we see no need of remanding the case for initial consideration by the Post Office Department or the Court of Appeals of this missing factor in their determinations. That issue, involving factual matters entangled in a constitutional claim, see Grove Press, Inc., v. Christenberry, 276 F. 2d 433, 436, is ultimately one for this Court. The relevant materials being before us, we determine the issue for ourselves.
There must first be decided the relevant “community” in terms of whose standards of decency the issue must be judged. We think that the proper test under this federal statute, reaching as it does to all parts of the United States whose population reflects many different ethnic and cultural backgrounds, is a national standard of decency. We need not decide whether Congress could constitutionally prescribe a lesser geographical framework for judging this issue
As regards the standard for judging the element of “indecency,” the Roth case gives little guidance beyond
We cannot accept in full the Government’s description of these magazines which, contrary to Roth (354 U. S., at 488-489), tends to emphasize and in some respects overdraw certain features in several of the photographs, at the expense of what the magazines fairly taken as a whole depict.
We conclude that the administrative ruling respecting nonmailability is improvident insofar as it depends on a determination that these magazines are obscene.
I — <
There remains the question of the advertising. It is not contended that the petitioners held themselves o.ut as purveyors of obscene material, or that the advertisements, as distinguished from the other contents of the magazines, were obscene on their own account. The advertisements were all by independent third-party photographers. And, neither with respect to the advertisements nor the magazines themselves, do we understand the Government to suggest that the “advertising” provisions of § 1461 are violated if the mailed material merely “gives the leer that promises the customer some obscene pictures.” United States v. Hornick, 229 F. 2d 120, 121. Such an approach to the statute could not withstand the underlying precepts of Roth. See Poss v. Christenberry, 179 F. Supp. 411, 415; cf. United States v. Schillaci, 166 F. Supp. 303, 306. The claim on this branch of the case rests, then, on the fact that some of the third-party advertisers were found in possession of what undoubtedly may be regarded as “hard-core” photographs,
A question of law must first be dealt with. Should the "obscene-advertising” proscription of § 1461 be construed as not requiring proof that the publisher knew that at least some of his advertisers were offering to sell obscene material? In other words, although the criminal provisions of § 1461 do require scienter (note 1, supra), can the Post Office Department in civil proceedings under that section escape with a lesser burden of proof? We are constrained to a negative answer. First, Congress has required scienter in respect of one indicted for mailing material proscribed by the statute. In the constitutional climate in which this statute finds itself, we should hesitate to attribute to Congress a purpose to render a publisher civilly responsible for the innocuous advertisements of the materials of others, in the absence of any showing that he knew that the character of such materials was offensive. And with no express grant of authority to the Post Office Department to keep obscene matter from the mails (see note 2, supra), we should be slow to accept the suggestion that an element of proof expressly required in a criminal proceeding may be omitted in an altogether parallel civil proceeding. Second, this Court’s ground of decision in Smith v. California, 361 U. S. 147, indicates that a substantial constitutional question would arise were we to construe § 1461 as not requiring proof of scienter in civil proceedings. For the power of the Post Office to bar a magazine from the mails, if exercised without proof of the publisher’s knowledge of the character of the advertisements included in the magazine, would as effectively “impose a severe limitation on the public’s
On these premises we turn to the record in this case. Although postal officials had informed petitioners’ president, Womack, that their Department was prosecuting several of his advertisers for sending obscene matter through the mails, there is no evidence that any of this material was shown to him. He thus was afforded no opportunity to judge for himself as to its alleged obscenity. Contrariwise, one of the government witnesses at the administrative hearing admitted that the petitioners had deleted the advertisements of several photographic studios after being informed by the Post Office that the proprietors had been convicted of mailing obscene material.
At best the Government’s proof showed no more than that petitioners were chargeable with knowledge that these advertisers were offering photographs of the same character, and with the same purposes, as those reflected
In conclusion, nothing in this opinion of course remotely implies approval of the type of magazines published by these petitioners, still less of the sordid motives which prompted their publication. All we decide is that on this record these particular magazines are not subject to repression under § 1461. Reversed.
Section 1461 of 18 U. S. C. provides in part:
“Every obscene, lewd, lascivious, indecent, filthy or vile article, matter, thing, device, or substance; and—
“Every written or printed card, letter, circular, book, pamphlet, advertisement, or notice of any kind giving information, directly or indirectly, where, or how, or from whom, or by what means any of*480 such mentioned matters, articles, or things may be obtained or made ....
“Is declared to be nonmailable matter and shall not be convej’ed in the mails or delivered from any post office or by any letter carrier.
“Whoever knowingly uses the mails for the mailing, carriage in the mails, or delivery of anything declared by this section to be non-mailable, or knowingly causes to be delivered by mail according to the direction thereon, or at the place at which it is directed to be delivered by the person to whom it is addressed, or knowingly takes any such thing from the mails for the purpose of circulating or disposing thereof, or of aiding in the circulation or disposition thereof, shall be fined not more than $5,000 or imprisoned not more than five years . . . .”
Because of our view of the case, we need not reach petitioners’ third contention that, as applied in this instance, these Post Office procedures amounted to an unconstitutional “prior restraint” on the publication of these magazines. The petitioner in this case has not questioned the Post Office Department’s general authority under § 1461 to withhold these magazines from the mails if they are obscene. If that question, discussed in the opinion of Mr. Justice Brennan, post, p. 495, may still be deemed open in this Court, see Milwaukee Publishing Co. v. Burleson, 255 U. S. 407, 421-422 (Brandéis, J., dissenting); cf. Hannegan v. Esquire, Inc., 327 U. S. 146, we do not think it should be decided except upon full-dress argument and briefing, which have not been afforded us here.
The Judicial Officer found that “the publisher has admitted that the magazines are knowingly published to appeal to the male homosexual group,” and that “The publisher of the issues here involved has deliberately planned these publications so that they would appeal to the male homosexual audience . . . .”
The words of the statute are defined in Webster’s New International Dictionary (unabridged, 2d ed., 1956) as follows:
obscene
“1. Offensive to taste; foul; loathsome; disgusting.
“2. a Offensive to chastity of mind or to modesty; expressing or presenting to the mind or view something that delicacy, purity, and decency forbid to be exposed; lewd; indecent; as, obscene language, dances, images.” lewd
“4. Lustful; libidinous; lascivious; unchaste ....
“Syn. — Licentious, lecherous, dissolute, sensual; debauched, impure; obscene, salacious, pornographic.” lascivious
“1. Wanton; lewd; lustful.
“Syn. — Licentious, lecherous, libidinous, salacious.” indecent
“Not decent; specif.: a Unbecoming or unseemly; indecorous . . . .
“Syn. — Immodest, impure; gross, obscene.” filthy
“1. Defiled with filth, whether material or moral; nasty; disgustingly dirty; polluting; foul; impure; obscene.
“Syn. — Squalid, unclean, gross, licentious.” vile
“2. Morally contaminated; befouled by or as if by sin; morally base or impure; wicked; evil; sinful ....
“3. . . . unclean; filthy; repulsive; odious ....
“Syn. — Cheap (despicable), debased; depraved; corrupt, sordid, vicious; disgusting, loathsome, foul.” To the same effect see Webster’s New International Dictionary (unabridged, 3d ed. 1961).
The first federal statute bearing on obscenity was the Tariff Act of 1842 which forbade the importation of “indecent and obscene” pic
“Obscene libel” in English usage simply means obscene material, being derived from libellus, “little book.” See St. John-Stevas, Obscenity and the Law, 24.
The passage referred to in Regina v. Hicklin was the following: “I think the test of obscenity is this, whether the tendency of the matter charged as obscenity is to deprave and corrupt those whose minds are open to such immoral influences, and into whose hands a publication of this sort may fall. Now, with regard to this work, it is quite certain that it would suggest to the minds of the young of either sex, or even to persons of more advanced years, thoughts of a most impure and libidinous character.” [1868] L. It. 3 Q. B., at 371.
The quotations from Regina v. Close and the Hicklin case are not intended to signify our approval of either the “tendency to deprave” or “sexual thoughts” test, but only to emphasize the two elements in the legal definition of “obscene.”
This definition was approved by the Institute, as part of the “Proposed Official Draft,” at its annual meeting in Washington, D. C., in May 1962.
It is also evident that the Judicial Officer of the Post Office Department and its counsel entertained the same mistaken view of Roth. The Report of the Judicial Officer did not address itself directly to the inherent indecency aspect of the magazines, except to the extent that such factor was tangentially involved in the findings already summarized (supra, p. 481). The same is true of the expert testimony adduced by government counsel at the administrative hearing.
The 1958 amendments to 18 U. S. C. § 1461, 72 Stat. 962, authorizing criminal prosecution at the place of delivery evince no purpose to make the .standard less than national.
No issue was presented in Roth as to the obscenity of any of the materials involved. 354 U. S., at 481, n. 8.
See cases cited, infra, p. 490.
‘'The magazines contained little textual material, with pictures of male models dominating almost every page .... The typical page consisted of a photograph, with the name of the model and the photographer and occasional references to the model’s age (usually under 26), color of eyes, physical dimensions and occupation. The magazines contained little, either in text or pictures, that could be
"Many of the photographs were of nude male models, usually posed with some object in front of their genitals . . . ; a number were of nude or partially nude males with emphasis on their bare buttocks .... Although none of the pictures directly exposed the model’s genitals, some showed his pubic hair and others suggested what appeared to be a semi-erect penis . . . ; others showed male models reclining with their legs (and sometimes their arms as well) spread wide apart .... Many of the pictures showed models wearing only loin cloths, ‘V gowns,’ or posing straps . . . ; some showed the model apparently removing his clothing .... Two of the magazines had pictures of pairs of models posed together suggestively
"Each of the magazines contained photographs of models with swords or other long pointed objects .... The magazines also contained photographs of virtually nude models wearing only shoes, boots, helmets or leather jackets .... There were also pictures of models posed with chains or of one model beating another while a third held his face in his hands as if weeping . . . .”
Since Congress has sought to bar from the mails only material that is “obscene, lewd, lascivious, indecent, filthy or vile,” and it is within this statutory framework that we must judge the materials before us, we need not consider whether these magazines could constitutionally be reached under “a statute narrowly drawn to define and punish specific conduct as constituting a clear and present danger.” Cantwell v. Connecticut, 310 U. S. 296, 311.
A number of such photographs were seized by the police, possessing search or arrest warrants, but knowledge that these advertisers were selling, or would sell, such photographs -was never brought home to any of these petitioners.
Grecian Guild Pictorial carried a notice that it “does not knowingly use the work of any studio which takes or sells nude, undraped front or side view photographs. The photographers listed above do not offer such photographs.” To be sure this magazine, as did the others, also carried a notation that the publisher was familiar with the work of the advertisers and urged the reader to support them'; but this cannot well be taken as an admission of knowledge that the advertisers’ works were obscene.
We do not think it would be appropriate at this late stage to remand the case for further proceedings on the issue of scienter. Although suggesting that “[it] is arguable” that scienter is not a necessary element under this part of the statute, the Government undertakes to defend this aspect of the judgment primarily on the premise that it was. The record shows that at the administrative hearing government counsel sought to fasten the petitioners with knowledge that the third-party advertisers were selling “obscene” material. The Judicial Officer indeed rejected the petitioners’ proposed findings that “the publishers of each of the magazines in evidence . . . had no personal knowledge of the material sold by the advertisers ....’’ To be sure, the record does not disclose whether this was because “knowledge” was deemed proved rather than that such element was not considered relevant. But on the cross motions for summary judgment, based upon the administrative record, the Government did not undertake to controvert petitioners’ allegations that scienter was a necessary element under this part of the statute.
Concurring Opinion
concurring in the reversal.
I agree that the judgment below must be reversed, though for a reason different from my Brother Harlan’s. This is the first occasion on which the Court has given
Petitioners, publishers of certain magazines, employ the mails in the distribution of about half of their claimed circulation of 25,000. On March 25, 1960, petitioners deposited 405 copies of their publications for transmission as second class mail from Alexandria, Virginia, to Chicago. However, the Alexandria postmaster, acting, apparently without notice to petitioners, on his belief that the magazines might be obscene and therefore “nonmailable” under 18 U. S. C. § 1461, withheld delivery and forwarded samples to the General Counsel of the Post Office Department. On April 5 and 7 that official notified petitioners not only that the magazines were being withheld from delivery because of his opinion that they were nonmailable, but also that no formal hearing would be held since an insufficient monetary value was involved. Shortly thereafter, on April 11, 1960, petitioners requested a Post Office hearing, and also sought injunctive relief in the District Court for the District of Columbia against this stoppage of their mailing. On the same day the Post Office Judicial Officer reversed the General Counsel and ordered a hearing, and thereafter the District Court refused temporary relief. On April 21, after pleadings had been filed, the hearing was begun before the Judicial Officer. On April 25 petitioners’ injunction suit was dismissed on the condition that they might seek further relief if final administrative action was not forthcoming by April 28. On April 28, one month and three days after the mailing, the Judicial Officer handed down his opinion holding the magazines obscene and nonmailable, thus opening petitioners’ way into court.
On May 13, petitioners filed the complaint now before us, alleging that the magazines were not obscene, that
In addition to the question whether the particular matter is obscene, the Post Office order raises insistent questions about the validity of the whole procedure which gave rise to it, vital to the orderly development of this body of law and its administration. We risk erosion of First Amendment liberties unless we train our vigilance upon the methods whereby obscenity is condemned no less than upon the standards whereby it is judged. Marcus v. Search Warrant, 367 U. S. 717; Kingsley Books, Inc., v. Brown, 354 U. S. 436; see also Smith v. California, 361 U. S. 147. Questions of procedural safeguards loom large in the wake of an order such as the one before us. Among them are: (a) whether Congress can close the
Lower courts and judges have been troubled by these questions,
Mr. Justice Holmes has said: “The United States may give up the Post Office when it sees fit, but while it carries it on the use of the mails is almost as much a part of free speech as the right to use our tongues, and it would take very strong language to convince me that Congress ever intended to give such a practically despotic power to any one man.” Milwaukee Publishing Co. v. Burleson, 255 U. S. 407, 437 (dissenting opinion).
I.
The origin of § 1461 is briefly told.
“That no obscene book, pamphlet, picture, print, or other publication of a vulgar and indecent character, shall be admitted into the mails of the United States ; but all such obscene publications deposited in or received at any post office, or discovered in the mails, shall be seized and destroyed, or otherwise disposed of, as the Postmaster General shall direct. And any person or persons who shall deposit or cause to be deposited in any post office or branch post office of the United States, for mailing or for delivery, an obscene book, pamphlet, picture, print, or other publication, knowing the same to be of a vulgar and indecent character, shall be deemed guilty of a misdemeanor, and, being duly convicted thereof, shall, for every such offense, be fined not more than $500, or imprisoned not more than one year, or both, according to the circumstances and aggravations of the offense.”
In offering this proposal, Chairman Collamer of the Senate Post Office Committee took pains to point out that it “may be liable to some objection. ... Iam not perhaps entirely satisfied with it,” and Senator Reverdy
“I would much prefer, if the Senator would be satisfied, with simply striking out the second clause of the first [sentence]. I think the prohibition against publications of this character going into the mails ought to stand. We are well aware that many of these publications are sent all over the country from the city of New York with the names of the parties sending them on the backs, so that the postmasters without opening the mail matter may know that it is offensive matter, indecent and improper to be carried in the .public mails. I think, therefore, the legislative prohibition against carrying such matter when it is known to the postmasters should be left. Probably the second clause allowing him to open mail matter should be struck out . . . .”
Senator Johnson acquiesced and the bill was then passed, reading:
“That no obscene book, pamphlet, picture, print, or other publication of a vulgar and indecent character, shall be admitted into the mails of the United States ; any person or persons . . . .” Cong. Globe, 38th Cong., 2d Sess. 660-661 (1865); 13 Stat. 507.
The 1865 Senate discussion is not unambiguous, but I cannot suppose that Senator Johnson — who had already noted his awareness that much obscene material was discoverable without breaking seals, and even so, his determined opposition to its being stopped — would have accepted Senator Sherman’s suggestion had he understood it to mean more than that the Post Office could stop obviously questionable matter for the purpose of transmitting it to prosecuting authorities, could stop matter already held obscene if it were sent again, and could investigate matter sent by persons previously convicted and, if the matter were found violative, could present it to the prosecuting authorities. I believe this is the correct
Subsequent developments concerning the removal of matter from the mails reveal a nearly contemporaneous strong distaste for and awareness of constitutional doubts about non judicial censorship, such as reflects meaningfully on the ambiguity surrounding § 1461's enactment. That ambiguity has persisted throughout § 1461’s history of amendment, reconsideration, and codification. In the concurrent history of Congress’ handling of related problems, there has been in each instance either a clear grant of power to the Postmaster General or, for matters as inextricably intertwined with the First Amendment as obscenity, a provision for judicial rather than administrative process. Nothing is found to suggest that one should resolve the ambiguity in 1865 to find a grant of the power of administrative censorship. Compare Lewis Publishing Co. v. Morgan, 229 U. S. 288, 311.
In 1868, in considering a provision making it unlawful to deposit letters or circulars concerning lotteries, House Conferees struck a Senate proposal which would have
In 1872, § 1461 was amended as part of a codification of postal legislation. The amendment added a proscription against the mailing of “any letter upon the envelope of which, or postal card upon which scurrilous epithets
The Comstock bill received but' scant and hasty consideration.
But even more significantly, the new enactment transferred to a new section, § 1463, 25 Stat. 496, the ban of § 1461 which, in the 1876 version (19 Stat. 90), had reached “every letter upon the envelope of which, or postal card upon which, indecent, lewd, obscene, or lascivious delineations, epithets, terms, or language may be written or printed”; and § 1463, instead of merely
The last congressional dealing with § 1461 which is pertinent to our inquiry occurred in 1909, when again that section was amended, this time to bar more abortifa-cients and “every letter, packet, or package, or other mail matter containing any filthy, vile, or indecent thing.”
II.
Section 1463 is not the only statute which goes further than § 1461 towards authorizing Post Office censorship. Five other criminal statutes prohibiting the introduction of various matter into the mails either contain within themselves or have direct counterparts in the postal laws which contain explicit authorizations to the Postmaster General to remove or return such matter.
The removal of obscene material has not been the Post Office’s only weapon against it. In 1950, § 4006 was enacted granting special powers over the mail of any person found, to the Postmaster General’s satisfaction, to be using the mails to obtain money for or to be providing information about any obscene or vile article or thing: Postmasters could mark mail sent to that person “unlawful” and return it to its sender; and they could forbid payment to that person of any money orders or postal notes, and return the funds to the senders.
“Everybody of right mind wants to prevent the circulation of such books as the Senator from Utah has in mind. That is not the point at all. Those immoral and obscene and indecent publications are printed in this country, as well as abroad. . . . How do we reach the situation? We make it a crime to circulate those books in this country, and we punish that offense the same as we punish every other offense, by proper prosecution. Likewise, we prohibit the circulation of material of that kind in the mails, and if anybody circulates it in the mails he becomes liable to indictment and prosecution. That is the way we endeavor to deal with that thing.” 72 Cong. Rec. 5419. See also id., at 5425, 5430. But compare the remarks of Senators Copeland, Cutting, and Fletcher, 71 Cong. Rec., at 4435, 4450.
He then offered an amendment to impose criminal sanctions for importing proscribed matter, and to require the matter’s detention by the customs for transmittal to the appropriate authorities to commence judicial forfeiture proceedings. Id., at 5421. However, there were misgivings about the criminal sanction; it was thought by some to jeopardize borderline activity too seriously. Id., at 5423-5431. The Senate passed a provision corresponding to Senator Walsh’s amendment, but without
III.
It is clear that the Post Office has long practiced administrative censorship of allegedly obscene mailings generally. However, the formal regulations prescribing a procedure are new.
“[W]e have an informal procedure, which, so far, hasn’t been considered or tested out in the court, so we have gotten by with it so far. That is where a postmaster finds obscene matter at the point of entry of the mail into the post office, and if he is in doubt as to whether it is good or bad he will send it to the Solicitor’s office for a ruling. . . .”
He also said:
“If we had to hold hearings on all of those, if any court should ever decide that those hearings also come under the Administrative Procedure Act, we are just hopelessly sunk, that is all; we are just lost.
“They may, but they have never taken us into court on it. We just hope that we get by with it as long as we can.”29
“[Sjometimes you can get five people together, and you can give them five pieces of mail, and ask them to mark them, and you will get five different results, because in some cases it is just one of those things that depends on your own personal ideas and your own bringing up; it depends upon how strongly you feel about things, and there are some types of that material that you just can’t get two people to agree on no matter how reasonably and how objectively they look upon it. It is just an honest difference of opinion. We experience it all the time, so we have our conferences, and we decide what is going to be the best thing to do. . . .
“We have no trouble with prosecutions on things that are definitely obscene, but it is this material that is this way and that way that is very, very difficult to prosecute.” Hearings before the Select Committee on Current Pornographic Materials, House of Representatives, on Investigation of Literature Allegedly Containing Objectionable Material, 82d Cong., 2d Sess. 281,'282 (1952).
It also is clear that this was not the first or last occasion on which Post Office practice has been brought to the attention of a congressional committee.
“There are other means of handling this problem than by the ban of the censor, means which can be applied without danger of infringing on the freedom of the press . . . .”31
But, in any event, testimony before committees, committee reports, and administrative usurpation, do not, either singly or collectively, suffice to establish authorization.
IV.
We have sustained the criminal sanctions of § 1461 against a challenge of unconstitutionality under the First Amendment. Roth v. United States, 354 U. S. 476. We have emphasized, however, that the necessity for safeguarding First Amendment protections for nonobscene materials means that Government “is not free to adopt whatever procedures it pleases for dealing with obscenity .. . without regard to the possible consequences for constitutionally protected speech.” Marcus v. Search Warrant, 367 U. S. 717, 731. I imply no doubt that
One, Inc., v. Olesen, 355 U. S. 371, and Sunshine Book Co. v. Summerfield, 355 U. S. 372, were decided summarily without argument.
There would also be the question, if (a), (b) and (c) were answered affirmatively, of the validity of the particular procedures that the Post Office has employed.
See, e. g., Grove Press, Inc., v. Christenberry, 175 F. Supp. 488, 495, and 276 F. 2d 433, 435; Sunshine Book Co. v. Summerfield, 101 U. S. App. D. C. 358, 364-367, 249 F. 2d 114, 120-123 (dissenting opinion), reversed, see supra, n. 1. And cf. Roth v. Goldman, 172 F. 2d 788, 794-795 (concurring opinion). Compare Stanard v. Olesen, 74 S. Ct. 768 (opinion of Mr. Justice Douglas), Olesen v. Stanard, 227 F. 2d 785; Summerfield v. Sunshine Book Co., 95 U. S. App. D. C. 169, 221 F. 2d 42.
The Government argues that petitioners “complain generally of ‘an unconstitutional prior restraint,' . . . without specifying [where] the asserted vice lies . . . .” Insofar as petitioners challenge the constitutionality of § 1461 if read to impose civil restraints, their suit would be within the requirements for convening a three-judge court under 28 U. S. C. § 2282, and therefore that claim is not here. But insofar as their attack is grounded upon a claim that § 1461 is not to be construed as granting censorial power to the Post Office, § 2282 does not apply.
My Brother Harlan states that no question is raised as to the Post Office Department’s general authority under 18 U. S. C. § 1461 to withhold obscene matter from the mails. The Government asserts only that at the administrative level the petitioners made no objection to the procedure. The Government does not suggest that the challenge to the Post Office’s power to act at all had to be made before the administrative body. That challenge presents a jurisdictional question and is open to the petitioners even if not initially asserted in the agency proceeding. See United States v. L. A. Tucker Truck Lines, Inc., 344 U. S. 33, 38. And although perhaps not artfully, the petitioners did challenge the authority of the Post Office in the District Court. In their motion for summary judgment petitioners stated: “[P]laintiffs argue that the entire civil procedure followed by the Post Office based upon a criminal statute raises doubts of constitutionality. The fragile foundation on which the Post Office action rests must be kept in mind, both in dealing with the substantive obscenity question involved and in determining the proper scope of judicial review. . . . There is lacking here the kind of specific legislative direction to the administrative agency that in certain circumstances justifies judicial deference to administrative determinations.” The Court of Appeals did not discuss the issue, perhaps because it had held in Sunshine Book Co. v. Summer field, supra, n. 3, that the questioned authority exists; the Government does not suggest that petitioners failed to make their argument there. And in this Court, petitioners continue their attack and the Government, without reservation, fully defends against it.
There is no need to consider here the history before 1865, which was highlighted by the rejection by Congress in 1836, largely on constitutional grounds, of President Jackson’s request for legislation to suppress mail distribution of “incendiary” abolitionist literature. See Rogers, The Postal Power 'of Congress (1916); Deutsch, Freedom of the Press and of the Mails, 36 Mich. L. Rev. 703 (1938). The 1865 Senate debates referred to such action as the kind for which power should be withheld. Cong. Globe, 38th Cong., 2d Sess. 661 (1865). The Post Office occasionally seized allegedly treasonable
The only noncriminal procedure authorized against obscene material before 1865 was a Judicial proceeding for imported material’s forfeiture. 5 Stat. 566; see United States v. Three Cases of Toys, 28 Fed. Cas. 112, No. 16,499; Anonymous, 1 Fed. Cas. 1024, No. 470. For a comprehensive discussion of the history and practice of censorship in the Post Office and Bureau of Customs, see Paul and Schwartz, Federal Censorship: Obscenity in the Mail (1961), and Paul, The Post Office and Non-Mailability of Obscenity: An Historical Note, 8 U. C. L. A. L. Rev. 44 (1961).
Congress in 1865 was undoubtedly against any power in the Post Office to break seals (see Cong. Globe, 38th Cong., 2d Sess. 660-661), and 23 years later made this explicit as to first class mail. 25 Stat. 496-497. But even that was a prohibition “out of abundant caution” and was not intended to imply any power to open mail of other classes. See 19 Cong. Rec. 8189 (1888).
25 Stat. 496, now 18 U. S. C. § 1463.
See Milwaukee Publishing Co. v. Burleson, 255 U. S. 407, 423, 429-430 (Brandéis, J., dissenting).
16 Op. Atty. Gen. 5, 6 (1878); 12 id., 538 (1868); and see 12 id., 399, 401 (1868).
There was also a provision that any material "which may be seized or detained for violation of law shall be returned to the owner or sender of the same, or otherwise disposed of as the Postmaster-General may direct,” 17 Stat. 323, but that only states what may be done with material which may be seized or detained, and our question is whether obscene material — except in the narrow circumstances already described — may be seized or detained at all. Compare pp. 511-512, infra.
But see Casserly’s second statement, id., at 1436, which was a misunderstanding of the bill.
See Paul, supra, n. 6, at 51-57.
The bill’s manager in the House said: “[T]he proposed bill in no wise changes the law as it now is except to provide a penalty for the circulation of obscene literature. By an oversight in drafting the original section the penalty applies only to the disposition of articles circulated or sold for the purpose of procuring abortion or preventing conception. Already this obscene class of matter spoken of in the other portion of the section is prohibited from passing through the mails, but no penalty is provided. ... [I]t in no way changes the section as it now is. It makes nothing non-mailable that is not now non-mailable. It merely provides a penalty. ...” 4 Cong. Rec. 695 (1876).
“Section [1461] is perfected by the bill so as to provide a complete penalty for the mailing of all kinds of matter therein prohibited to pass through the mails.” 4 Cong. Rec. 3656. The Senate did not discuss this change. See 4 Cong. Rec. 4261-4264.
Discussion in the Senate included the first reference to the problem of standards of obscenity — it was hardly such as to afford guidelines for administrative action:
“Mr. MORTON. Mr. President, in prohibiting the transmission of any matter through the mails there ought to be great care used and it ought to be particularly described and defined. All of that which is described in the beginning of the first section of this bill is eminently proper to prohibit from being transmitted through the mails; but there is a part of that section that I think is vague and susceptible of abuse. It prohibits the transmission through the mail of ‘every article or thing intended or adapted for any indecent or immoral use.’ What is an ‘immoral use?’ That question may be subject to very different opinions. The word ‘obscene’ is well defined; we can understand what that means; but when you prohibit everything that is for an immoral use, there would be wide differences of opinion on that point.
“Mr. CONKLING. The same words are in the law now.
“Mr. MORTON. That may be. I remember a time when certain newspapers and pamphlets were prohibited from going through the mails in certain States, because they were held to be of an immoral and seditious character — of ‘an incendiary character,’ as my friend from Ohio [Mr. Sherman] suggests. Public opinion has changed upon that point. But when we come to prohibit the transmission of any matter through the mails, we ought to understand pretty well what it is. There are many things that a portion of our people would con*509 sider immoral that other portions would consider entirely moral. Some people might consider a pack of cards highly immoral; others might think they were entirely proper. Many other things might be enumerated.” 4 Cong. Rec. 4263.
“And all matter otherwise mailable by law upon the envelope or outside cover or wrapper of which, or postal card, upon which indecent, lewd, lascivious, obscene, libelous, scurrilous, or threatening delineations, epithets, terms, or language, or reflecting injuriously upon the character or conduct of another, may be written or printed, are hereby declared to be non-mailable matter, and shall not be conveyed in the mails, nor delivered from any post-office nor by any letter-carrier; and any person who shall knowingly deposit . . . .” 25 Stat. 188.
The proscription of scurrilous epithets had been part of § 1461 as amended in 1873, 17 Stat. 599, but it was removed in 1876 when the word's breadth and vagueness were objected to. Its reenactment was largely aimed at a “blackmailing” process for the collection of debts. 19 Cong. Rec. 2206, 6734, 7662 (1888).
But see also id., at 6733-6734.
35 Stat. 1129.
See United States v. Limehouse, 285 U. S. 424.
(1) 18 U. S. C. § 1718, the criminal provision against mailing of matter libelous on its face, explicitly empowers the Postmaster General to make regulations governing its withdrawal from the mails; (2) 18 U. S. C. §§ 1341 and 1302, the criminal mail fraud and lottery provisions, have a matching section in the postal laws empowering the Postmaster General, upon evidence satisfactory to him, to mark mail “fraudulent” or “lottery mail” and to return it to its sender, 39 U. S. C. (Supp. II) § 4005; (3) 18 U. S. C. § 1342, making it a crime to conduct a fraudulent scheme by using a false name or address, also has a counterpart civil section empowering the Postmaster General, upon evidence satisfactory to him, to require proof of identity or to send such mail to the dead letter office, 39 U. S. C. (Supp. II) § 4003; (4) 18 U. S. C. §§ 1715 and 1716, making criminal the mailing of firearms and injurious articles, explicitly state that the Postmaster General may make regulations governing their transmission; (5) 18 U. S. C. § 1717, making criminal the mailing of matter advocating treason, explicitly authorized employees of the dead letter office to open such mail. See 74 Stat. 708. And see 7 U. S. C. § 150cc and 33 Stat. 1270 (plant pests); 38 Stat. 1113 (plants and plant products) ; 22 U. S. C. § 618 (foreign agents’ propaganda advocating violent disorder in any other American republic); compare 7 U. S. C. § 1575 (false advertising of seed); 15 U. S. C. §§ 77q (fraudulent mat
See American School of Magnetic Healing v. McAnnulty, 187 U. S. 94, 109.
H. R. Rep. No. 36, 86th Cong., 1st Sess. A44 (1959); 105 Cong. Rec. 3157 (1959) and 106 Cong. Rec. 15,667 (1960); and see supra, n. 11.
64 Stat. 451, now revised and codified as 39 U. S. C. (Supp. II) § 4006. See 74 Stat. 578, 655.
It appears that between 1950 and 1956, the Postmaster General asserted, and some courts agreed, that he already had the power. See Stanard v. Olesen, supra, n. 3, at 771.
70 Stat. 699.
Hearings before House Subcommittee on Postal Operations of the Committee on Post Office and Civil Service on Obscene Matter Sent through the Mail, 86th Cong., 1st Sess. (1959).
74 Stat. 553. The codification of the postal laws, later in 1960, repealed 70 Stat. 699 (see 74 Stat. 708, 729) and not 74 Stat. 553, but the new § 4007 (74 Stat. 655) repeats the words of 70 Stat. 699. We need not now decide which is the governing provision.
The Senate Report in 1956 had said this:
“The committee recognizes that even in its present form the bill gives the Postmaster General extraordinary and summary powers to impose a substantial penalty by impounding a person’s mail for up to 20 days in advance of any hearing or any review by the courts. Such power is directly contrary to the letter and spirit of normal due process, as exemplified by the Administrative Procedure Act, which requires a hearing before any penalty may be imposed. The Post Office Department has made its case for this legislation on the grounds that a temporary and summary procedure is required to deal with fly-by-night operators using the mails to defraud or to peddle pornography, who may go out of business — or change the name of their business or their business address — before normal legal procedures can be brought into operation. The Post Office Department has not recommended, nor does this committee approve, the use of the temporary impounding procedure, under this bill as a substitute for the normal practice of an advance hearing or the bringing of an indict*514 ment for violation of the criminal code in all cases involving legitimate and well-established business operations. The committee would not approve the use of the extraordinary summary procedure under the bill against legitimate publishers of newspapers, magazines, or books in cases in which a Postmaster General might take objection to an article, an issue, or a volume.” S. Rep. No. 2234, 84th Cong., 2d Sess. 2-3.
Section 305 of the Tariff Act of 1922, 42 Stat. 937, banned obscene and immoral matter, but subsection (c) provided:
“That any district judge . . . within the proper district . . . [may issue upon probable cause, conformably to the Constitution], a warrant directed to [a marshal or customs officer], directing him to . . . seize . . . any article or thing mentioned in [§305], and to make due and immediate return thereof, to the end that the same may be condemned and destroyed by proceedings, which shall be conducted in the same manner as other proceedings in the case of municipal seizure, and with the same right of appeal or writ of error.” And see swpra, n. 6; supra, pp. 505-506.
These date from 1957. See 39 CFR §§ 14.4, 203 (1962).
See Wong Yang Sung v. McGrath, 339 U. S. 33; Riss & Co. v. United States, 341 TJ. S. 907; Cates v. Haderlein, 342 U. S. 804; Walker v. Popenoe, 80 U. S. App. D. C. 129, 149 F. 2d 511; Door v. Donaldson, 90 U. S. App. D. C. 188, 195 F. 2d 764. And see, supra, n. 23.
See, e. g., Hearings before House Subcommittee No. 8 of the Committee on the Post Office and Post Roads on H. R. 5370, 74th Cong., 1st Sess (1935); and Hearings, supra, n. 25; S. Rep. No. 2179, 81st Cong., 2d Sess. (1950); S. Rep. No. 113, 84th Cong., 1st Sess. (1955); Attorney General’s Committee on Administrative Procedure, Post Office Department (1940); 19 Op. Atty. Gen. 667 (1890) (upholding exclusion from the mails of allegedly obscene portions of Tolstoi’s “Kreutzer Sonata”); 4 Op. Asst. Atty. Gen., Post-Office Dept. 741 (1908) (holding that § 1461 is a civil as well
H. R. Rep. No. 2510, 82d Cong., 2d Sess. 5, 32.
Dissenting Opinion
dissenting.
While those in the majority like ancient Gaul are split into three parts, the ultimate holding of the Court today, despite the clear congressional mandate found in § 1461, requires the United States Post Office to be the world’s largest disseminator of smut and Grand Informer of the names and places where obscene material may be obtained. The Judicial Officer of the Post Office Department, the District Court, and the Court of Appeals have all found the magazines in issue to be nonmailable on the alternative grounds that they are obscene and that they contain information on where obscene material may be obtained. The Court, however, says that these magazines must go through the mails. Brother Harlan, writing for himself and Brother Stewart, finds that the magazines themselves are unobjectionable because § 1461 is not so narrowly drawn as to prohibit the mailing of material “that incites immoral sexual conduct,” and that the presence of information leading to obscene material does not taint
I.
The procedures followed below can be described briefly. Petitioners deposited in the Post Office in Alexandria, Virginia, six parcels containing 405 copies of three magazines which they published. The parcels were directed to petitioners’ agent in Chicago and marked as second class matter. Being unsealed and subject to inspection,
Mr. Justice Brennan, as I have indicated, has reached the conclusion that when the Congress originally passed the Act in question some 97 years ago it granted no power to the Post Office to refuse to receive and carry matter declared by the Act to be nonmailable. Since this point was neither presented below nor argued here, I do not believe it to be properly before us. Brother Brennan, however, rests his concurring opinion on it and for that reason I shall discuss the issue.
Section 1461 explicitly provides that:
“Every obscene, lewd, lascivious, indecent, filthy or vile article, matter, thing, device, or substance; and . . . [e]very written or printed card, letter, circular, book, pamphlet, advertisement, or notice of any kind giving information, directly or indirectly,( where, or how, or from whom, or by what means any of such mentioned matters, articles, or things may be obtained . . . [i]s declared to be nonmailable matter and shall not be conveyed in the mails or delivered from any post office or by any letter carrier.” (Emphasis supplied.)
Its genesis was in Section 16 of the Act of March 3, 1865, 13 Stat. 507, which when reported in the Senate had two parts:
“[N]o obscene book, pamphlet, picture, print, or other publication of a vulgar and indecent character, shall be admitted into the mails of the United States;*522 but all such obscene publications deposited in or received at any post office, or discovered in the mails, shall be seized and destroyed, or otherwise disposed of, as the Postmaster General shall direct.”
“[A]ny person or persons who shall deposit or cause to be deposited in any post office or branch post office of the United States, for mailing or for delivery, an obscene book, pamphlet, picture, print, or other publication, knowing the same to be of a vulgar and indecent character, shall be deemed guilty of a misdemeanor . . . .” Cong. Globe, 38th Cong., 2d Sess. 661.
The sponsor of the bill advised the Senate that it had a twofold effect: “The first part of it provides that if such [obscene] publications are in the mails the postmasters may take them out; and the latter part provides a penalty and a punishment for those who put them into the mails.” This explanation of the sponsor seems enough to undermine Brother Brennan’s contention, but there is even more. Senator Johnson of Maryland apparently feared that obscene matter might be mailed in sealed envelopes and that “the postmaster . . . will break the seal.” He moved to strike out the first part of the bill. Senator Sherman, however, objected, saying that “the legislative prohibition against carrying such matter when it is known to the postmasters should be left. Probably the second clause allowing him to open mail matter should be struck out.” Ibid. (Emphasis supplied.) Senator Johnson acquiesced in this suggestion, and thus the bill as finally passed clearly permitted postmasters to refuse matters which were known by them to be obscene, so long as seals were not broken.
“[T]he proposed bill in no wise changes the law as it now is except to provide a penalty for the circulation of obscene literature. By an oversight in drafting the original section the penalty applies only to the disposition of articles circulated or sold for the purpose of procuring abortion or preventing conception. Already this obscene class of matter spoken of in the other portion of the section is prohibited from passing through the mails, but no penalty is provided. . . . [I]t in no way changes the section as it now is. It makes nothing non-mailable that is not now non-mailable. It merely provides a penalty. ...” 4 Cong. Rec. 695 (1876). (Emphasis supplied.)
Regulations establishing the procedure now used by the Department to determine questions of mailability were adopted in 1902. And in 1960 in a recodification the Congress included § 1461 within its collection of provisions which designate matter as nonmailable. 39 U. S. C. (Supp. II) § 4001 (a).
“The scope of the Postmaster General’s alleged authority is confessedly the same whether the reason for the nonmailable quality of the matter inserted in a newspaper is that it violates the Espionage Act, or the copyright laws, or that it is part of a scheme to defraud, or concerns lotteries, or is indecent, or is in any other respect matter which Congress has declared shall not be admitted to the mails.
“As a matter of administration the Postmaster General, through his subordinates, rejects matter offered for mailing, or removes matter already in the mail, which in his judgment is unmailable. The existence in the Postmaster General of the power to do this cannot be doubted. The only question which can arise is whether in the individual case the power has been illegally exercised.”
H-<
Let us now turn to the opinion of Brother Harlan and first take up the question whether magazines which indisputably contain information on where obscene material may be obtained can be considered nonmailable apart from the sender’s scienter. Giving regard to the wording of § 1461, the interests involved, and the nature of the sanction imposed, I fail to see how the sender’s scienter is anywise material to a determination of nonmailability.
However, assuming that the knowledge of the sender is material in determining the mailability of these magazines, I submit the undisputed facts and findings compel as a matter of law the conclusion that the petitioners knew that materials published in their magazines informed their readers where obscene matter might be obtained. To say the least, these facts and findings are such that this Court ought not to set itself up as a fact-finder but should remand the case for a determination by those who have been entrusted initially with this responsibility.
The content and direction of the magazines themselves are a tip-off as to the nature of the business of those who solicit through them. The magazines have no social, educational, or entertainment qualities but are designed solely as sex stimulants for homosexuals. They “consist almost entirely of photographs of young men in nude or practically nude poses handled in such a manner as to focus attention on their genitals or buttocks or to emphasize
Turning to Womack, the president and directing force of all three corporate publishers, it is even clearer that we are not dealing here with a “Jack and Jill” operation. Mr. Womack admitted that the magazines were planned for homosexuals, designed to appeal to and stim
The corporate petitioners are chargeable with the knowledge of what they do, as well as the knowledge of their president and leader. How one can fail to see the obvious in this record is beyond my comprehension. In the words of Milton: “0 dark, dark, dark amid the blaze of noon.” For one to conclude that the above undisputed facts and findings are insufficient to show the required scienter, however stringently it may be defined, is in effect
For these reasons I would affirm the decision below.
39 U. S. C. (Supp. II) § 4058.
1 agree with the conclusion in that opinion that petitioners’ constitutional claim cannot be considered here.
The magazines here involved were second class matter and thus were unsealed and subject to inspection. 39 U. S. C. (Supp. II) § 4058.
“All books, pamphlets, circulars, prints, &c., of an obscene, vulgar, or indecent character . . . must be vnthdravm from the mails by postmasters at either the office of mailing or the office of delivery.” Postal Laws and Regulations (1873 ed.) § 88. (Emphasis supplied.)
If the express rejection by the Judicial Officer of petitioners’ proposed finding that they had “no personal knowledge of the material sold by the advertisers” is taken as a finding to the contrary, then of course this is entitled to the deference accorded administrative findings, cf., e. g., Labor Board v. Walton Mfg. Co., 369 U. S. 404 (1962).
The magazines were offered in six bundles, apparently with copies of each of the four magazines intermingled among the bundles.
Reference
- Full Case Name
- MANUAL ENTERPRISES, INC., Et Al. v. DAY, POSTMASTER GENERAL
- Cited By
- 364 cases
- Status
- Published