Berman v. United States
Dissenting Opinion
dissenting.
This case seems to me to be decided on the premise that it is more important that the Federal Rules of Criminal Procedure be slavishly followed than that justice be done. I cannot agree to any such principle and therefore dissent.
Petitioner was convicted in the United States District Court for the Southern District of New York on two counts- — one of possessing counterfeit currency and one of receiving stolen securities. He was sentenced to concurrent prison terms of two years on each count and a total fine of $2,000. He decided to appeal. Federal Rule of Criminal Procedure 37 (a) (2) requires a notice of appeal to be filed within 10 days. Here the tenth day fell on
“seems unnecessary for the accomplishment of substantial justice, for there are a number of collateral remedies available to redress denial of basic rights. Examples are: The power of a District Court under Rule 35 to correct an illegal sentence at any time . . . ; the power of a District Court to entertain a collateral attack upon a judgment of conviction and to vacate, set aside or correct the sentence under 28 U. S. C. § 2255
It is not strange that the Court in Robinson directed its attention to § 2255 proceedings since that section expressly provides that “A prisoner in custody under sentence of a court established by Act of Congress claiming the right to be released upon the ground that the sentence was imposed in violation of the Constitution . . . may move the court which imposed the sentence to vacate, set aside or correct the sentence.”
My belief is that, even if Rule 37 (a)(2) is held to require dismissal of this appeal, and I do not think it should be, this Court should remand the case to the Court of Appeals with directions to treat the appeal as an application for collateral relief under 28 U. S. C. § 2255. Such a course was followed in similar circumstances by the Tenth Circuit in Hixon v. United States, 268 F. 2d 667, where, as here, the appeal was late under Rule 37 (a) (2). And we said in Bartone v. United States, 375 U. S. 52, 54:
“Where state procedural snarls or obstacles preclude an effective state remedy against unconstitutional convictions, federal courts have no other choice but to grant relief in the collateral proceeding. See Fay v. Noia, 372 U. S. 391. But the situation is dif*534 ferent in federal proceedings, over which both the Courts of Appeals and this Court {McNabb v. United States, 318 U. S. 332) have broad powers of supervision. It is more appropriate, whenever possible, to correct errors reachable by the appeal rather than remit the parties to a new collateral proceeding.”
This is precisely what I think should be done in this case but the Court insists on affirming the harsh action of the Court of Appeals in dismissing the appeal. For a number of reasons, however, I would not affirm that dismissal.
I believe that petitioner’s original appeal was timely under Rule 37 (a)(2) if that rule is given a liberal, but permissible, construction more consonant with the ends of justice. The rule says that appeals must be taken “within 10 days” after the entry of the order appealed from. Rule 45 (a) says that the last day of the 10-day period is not to be counted if “it is a Sunday or legal holiday”; in such case, the period runs “until the end of the next day which is neither a Sunday nor a holiday.” Neither of these rules says what is to happen if the tenth day is a Saturday, and neither defines what is a “legal holiday.” Rule 56, however, sheds some light, for it states that federal courts shall be open for the filing of papers during business hours “on all days except Sundays and legal holidays,” and the notes of the Advisory Committee responsible for the language of the Criminal Rules state that “legal holidays” include not only federal holidays but also “holidays prescribed by the laws of the State where the clerk’s office is located.” (Emphasis supplied.) On this point, New York law is specific. In New York City, where the United States District Court for the Southern District of New York sits, the offices of clerks of courts are closed on Saturdays by a state statute which provides: “Whenever the last day on which any paper shall be filed or act done or performed in any such office expires on Saturday, the time therefor is hereby extended
The situation, simply put, is this: The Federal Rules say that an appeal must be filed within 10 days. They obviously intend to extend the time when the tenth day falls upon some day upon which the bar is not able or accustomed to filing legal papers in the courts — such as Sundays and legal holidays. The Rules refer practitioners and courts to state laws defining legal holidays, the better to avoid pitfalls for local lawyers who might otherwise lose their clients’ cases because of their reliance upon the holiday closings of local courts. At the very outset of the Rules, their authors proclaimed that the Rules “are intended to provide for the just determination of every criminal proceeding” and so commanded courts to construe them so as “to secure simplicity in procedure, fairness in administration and the elimination of unjustifiable expense and delay.” Fed. Rule Crim. Proc. 2. With these principles in mind-, how, then, can we take the problem of deciding what happens when the tenth day falls on Saturday — something not expressly covered by the Rules — and treat it as if it were an impersonal, academic exercise in symbolic logic? Here, quite contrary to the Rules’ promise, constitutional questions are denied a hearing on appeal because of a draconian interpretation of those very Rules. The associate who became ill stated, by affidavit in the Court of Appeals, that he was not aware that the federal courts did not follow the New York practice of extending time for filing until Monday where it would otherwise run out on Saturday. This affidavit is undisputed. Where the Federal Criminal
There is another way in which the Rules could be fairly construed so as to avoid the unjust result the Court here reaches. After the appellate court dismissed the original appeal, petitioner went báck to the District Court and made the Rule 35 motion, as stated above. That motion was granted, and the next day petitioner filed a second notice of appeal; again the Court of Appeals dismissed. I think the reasoning of Corey v. United States, 375 U. S. 169, fits this case. In Corey, the petitioner had been committed to custody under 18 U. S. C. § 4208 (b), pending a report from the Bureau of Prisons. Three months later, after the report had been received, Corey was sentenced. Three days after that he filed a notice of appeal, but the Court of Appeals dismissed, holding that the 10 days for appeal had begun running from the time of the original custody order. This Court reversed, holding that an appeal could be taken, at the defendant’s option, either from the original order or from the final sentencing. Similarly, in this case I think the fact that petitioner could have appealed from the first judgment of the District Court did not foreclose him from appealing from the second, amended judgment. As we said in Corey, 375 U. S., at 175, “simply because a defendant could have sought review of his conviction” after the initial order does not mean that Congress intended to deny review from a later order. Furthermore, we have consistently held that once a reviewing court has jurisdiction of one issue of a case (here the reduction of sentence), it may consider questions arising in earlier stages of the case. See Mercer v. Theriot, 377 U. S. 152, 153; Urie v. Thompson, 337 U. S. 163, 171-173.
Throughout history men have had to suffer from legal systems which worshipped rigid formalities at the expense of justice. It is for this that we remember the Laws of the Medes and Persians and the injustice spawned by the tortuous labyrinth of common-law pleading which it
In addition to those questions sought to be raised by petitioner in his appeal, this Court’s decision in Jackson v. Denno, ante, p. 368, creates a third. The judge in this case did not himself pass on the voluntariness of Berman’s confession; instead, he charged the jury that they must be the “sole judges” of the voluntariness of the confession. In so doing, the judge followed what is called the “New York rule” — a rule which this Court in Jackson says is unconstitutional.
Opinion of the Court
The judgment of the Court of Appeals for the Second Circuit is affirmed. United States v. Robinson, 361 U. S. 220.
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