Burnett v. New York Central Railroad
Opinion of the Court
delivered the opinion of the Court.
On March 13, 1963, petitioner, a resident of Kentucky, began an action under the Federal Employers’ Liability Act, 35 Stat. 65, as amended, 45 U. S. C. § 51 et seg. (1958 ed.), in the Common Pleas Court of Hamilton County, Ohio. He alleged that he had been injured on March 17, 1960, in Indiana, while in. the course of his employment with respondent, the New York Central Railroad. The
There is no doubt that, as a matter of federal law, the state action here involved was properly “commenced” within the meaning of the federal limitation statute which provides that “no action shall be maintained . . . unless commenced within three years from the day the cause of action accrued.” As this Court held in Herb v. Pitcairn, 325 U. S. 77, 79, “when process has been adequate to bring in the parties and to start the case on a course of judicial handling which may lead to final judgment without issuance of new initial process, it is enough to commence the action within the federal statute.” Had Ohio law permitted this state court action simply to be transferred to another state court, Herb v. Pitcairn holds that it would have been timely. The problem here, however, is that the timely state court action was not transferable under Ohio law but, rather, was dismissed, and a new action was brought in a federal court more than three years after the cause of action accrued. Nonetheless, for the reasons set out below, we hold that the principles underlying the Court's decision in Herb v. Pitcairn lead to the conclusion that petitioner’s state court action tolled the federal limitation provision and therefore petitioner’s federal court action here was timely.
The basic question to be answered in determining whether, under a given set of facts, a statute of limitations is to be tolled, is one “of legislative intent whether the right shall be enforceable . . . after the prescribed time.” Midstate Horticultural Co. v. Pennsylvania R. Co., 320 U. S. 356, 360. Classification of such a provision as “substantive” rather than “procedural” does not determine whether or under what circumstances the limitation
In order to determine congressional intent, we must examine the purposes and policies underlying the limitation provision, the Act itself, and the remedial scheme developed for the enforcement of the rights given by the Act. Such an examination leads us to conclude that it effectuates the basic congressional purposes in enacting this humane and remedial Act,
Statutes of limitations are primarily designed to assure fairness to defendants. Such statutes “promote justice by preventing surprises through the revival of claims that have been allowed to slumber until evidence has been lost, memories have faded, and witnesses have disappeared. The theory is that even if one has a just claim it is unjust not to put the adversary on notice to defend within the period of limitation and that the right to be free of stale claims in time comes to prevail over the right to prosecute them.” Order of Railroad Telegraphers v. Railway Express Agency, Inc., 321 U. S. 342, 348-349. Moreover, the courts ought to be relieved of the burden of trying stale claims when a plaintiff has slept on his rights.
This policy of repose, designed to protect defendants, is frequently outweighed, however, where the interests of justice require vindication of the plaintiff’s rights. Thus, this Court has held that an FELA action is not barred, though brought more than three years after the cause of action accrued, where a defendant misled the plaintiff into believing that he had more than three years in which to bring the action. Glus v. Brooklyn Eastern Terminal, supra. Moreover, it has been held that the
Considerations in favor of tolling the federal statute of limitations in this case are similar to those leading to an extension of the limitation period in the cases mentioned above. Petitioner here did not sleep on his rights but brought an action within the statutory period in a state court of competent jurisdiction. Service of process was made upon the respondent notifying him that petitioner was asserting his cause of action. While venue was improper in the state court, under Ohio law venue objections may be waived by the defendant,
Both federal and state jurisdictions have recognized the unfairness of barring a plaintiff’s action solely because a prior timely action is dismissed for improper venue after the applicable statute of limitations has run. In both federal and state systems of justice rules have been devised to prevent this from happening. Thus a federal statute, 28 U. S. C. § 1406 (a), allows a district court “of a district in which is filed a case laying venue in the wrong division or district . . . if it be in the interest of justice,” to “transfer such case to any district or division in which it could have been brought.”
These factors point to the conclusion that Congress did not intend the statute of limitations to bar a plaintiff who brings a timely FELA action in a state court of competent jurisdiction, who serves the defendant with process, and whose action is later dismissed for improper venue. This does not mean that we can accept petitioner’s argument that the federal limitation provision
On the other hand, to accept respondent’s argument that the limitation provision is not tolled under the circumstances present here would do even greater violence to the policies underlying the limitation provision and the Act. It would produce a substantial nonuniformity by creating a procedural anomaly. A plaintiff who brings a timely FELA action in a federal court where venue is improper would not be barred by the subsequent running of the limitation period, 28 U. S. C. § 1406 (a), nor would a plaintiff who brings a timely FELA action in a state
These considerations thus lead us to conclude that when a plaintiff begins a timely FELA action in a state court having jurisdiction, and serves the defendant with process
Applying these principles to the present case, since petitioner brought a timely suit in the Ohio court, served defendant with process, and, after finding the state action dismissed for improper venue, filed his suit in the Federal District Court only eight days after the Ohio court dismissed his action, before his time for appealing from the Ohio order had expired, his federal court action was timely. The Court of Appeals decision affirming the District Court’s dismissal of petitioner’s action is therefore reversed, and this ease is remanded for proceedings consistent with this opinion.
Reversed and remanded.
Counsel for petitioner stated at oral argument that the constitutionality of this special venue provision for actions against railroads was being challenged in other litigation. No constitutional issue was raised in these proceedings, and we express no views upon any such question.
The distinction between substantive and procedural statutes of limitations appears to have arisen in cases involving conflicts of laws, see The Harrisburg, 119 U. S. 199; Davis v. Mills, 194 U. S. 451; Restatement of the Law, Conflict of Laws § 605. While the embodiment of a limitation provision in the statute creating the right which it modifies might conceivably indicate a legislative intent that the right and limitation be applied together when the right is sued upon in a foreign forum, the fact that the right and limitation are written into the same statute does not indicate a legislative intent as to whether or when the statute of limitations should be tolled. Thus the “substantive”-“procedural” distinction would seem to be of little help in deciding questions of extending the limitation period. See Glus v. Brooklyn Eastern Terminal, 359 U. S. 231; Developments in the Law — Statutes of Limitations, 63 Harv. L. Rev. 1177, 1186— 1188 (1950); Note, 72 Yale L. J. 600, 604-605 (1963).
See, e. g., Rogers v. Missouri Pac. R, Co., 352 U. S. 500, 507. See also Griffith, The Vindication of a National Public Policy under the Federal Employers’ Liability Act, 18 Law & Contemp. Prob. 160 (1953).
See The Act of Limitation with a Proviso, 32 Hen. 8, c. 2 (1540): “Forasmuch as the Time of Limitation appointed for suing ... extend, and be of so far and long Time past, that it is above the Remembrance of any living Man, truly to try and know the perfect Certainty of such Things, as hath or shall come in Trial ... to the great Danger of Mens Consciences that have or shall be impanelled in any Jury for the Trial of the same . . . .”
Shelly v. Jefferson State Bank, 9 Ohio St. 606; Ohio Southern R. Co. v. Morey, 47 Ohio St. 207,24 N. E. 269.
Because of the provisions of Ohio Rev. Code § 2307.37, venue in a suit for injuries to person or property against a railroad is proper only in the county where the cause of action arose or where the plaintiff resides. Thus venue in an action by a resident of a foreign state against a railroad arising out of an accident outside the State is not proper anywhere within Ohio. Railroads can agree to venue in an Ohio state court in such a case, however, and evidently they have so agreed, as we were told on oral argument, for cases can be found which involve accidents occurring, and plaintiffs who reside, outside the county where suit was brought. See, e. g., Woodworth v. New York Central R. Co., 149 Ohio St. 543, 80 N. E. 2d 142.
Numerous cases hold that when dismissal of an action for improper venue would terminate rights without a hearing on the merits because plaintiff’s action would be barred by a statute of limitations, “the interest of justice” requires that the cause be transferred. See, e. g., Gold v. Griffith, 190 F. Supp. 482 (D. C. N. D. Ind.); Dennis v. Galvanek, 171 F. Supp. 115 (D. C. M. D. Pa.); Schultz v. McAfee, 160 F. Supp. 210 (D. C. D. Me.).
Thirty-one States have transfer-of-venue statutes which appear to be relevant: Alaska Stat. §22.10.040; Ariz. Rev. Stat. 1956, § 12-404; Deering’s Cal. Code Civ. Proc. Ann. 1959, § 396; Colo. Rules Civ. Proc., Rule 98 (f); Conn. Gen. Stat. 1958, §52-32; Fla. Stat. 1963, §53.17; Idaho Code 1947, §5-406; Smith-Hurd’s Ill. Ann. Stat. 1956, c. 110, § 10; Burns’ Ind. Ann. Stat. 1933, §2-1401; Kan. Code Civ. Proc. Ann. 1963, §60-611; Mass. Gen. Laws Ann. 1959, c. 223, §15; Mich. Stat. Ann. 1962, § 27A.1651; Minn. Stat. Ann. 1947, §542.10; Miss. Code 1942, §1441; Mont. Rev. Codes 1947, §93-2906; Nev. Rev. Stat. § 13.050; N. H. Rev. Stat. Ann. 1955, §507:11; N. J. Court Rules Rev. 1:27D; McKinney’s N. Y. Civ. Prac. Law & Rules 1963, § 510; N. C. Gen. Stat. § 1-25; N. D. Century Code 1960, §28-04-07; Ore. Rev. Stat. §14.110; S. C. Code 1962, §10-310; S. D. Code §33.0306; Vernon’s Tex. Rules Civ. Proc., Rule 257; Utah Code Ann. 1953, §78-13-8; Va. Code 1950, §8-157; Wash. Rev. Code §4.12.030; W. Va. Code 1961, §5699; Wis. Stat. 1963, §261.03; Wyo. Stat. 1957, Civ. Proc. Code §1-53.
Thirty-one States have “saving” statutes which appear to be relevant: Alaska Stat. §09.10.240 (one year); Ark. Stat. 1947,
See notes 8,9, supra, note 12, infra.
An additional year is allowed in 20 States, six months in six States, 90 days in two States, 60 days in one State, five years in one State, and one State imposes no definite limitation upon the additional time allowed. See note 9, supra.
Nineteen States appear to have no applicable saving statute. Alabama, Hawaii, Maryland, Missouri, Nebraska, and Pennsylvania appear to have neither a saving nor a transfer statute.
This would be true in the 19 States which lack transfer statutes. Of those 19, 13 have saving statutes and six do not. See notes 8, 9, and 11, supra.
Cf. Clayton Act, as amended, §5 (b), 69 Stat. 283, 15 U. S. C. § 16 (b) (1958 ed.); Electric Theater Co. v. Twentieth Century-Fox Film, Corp., 113 F. Supp. 937, 944 (D. C. W. D. Mo.); Subversive Activities Control Act of 1950, § 14, 64 Stat. 1001, 50 U. S. C. § 793 (b) (1958 ed.).
Concurring Opinion
concurring.
The federal question presented is whether this action, timely started in the state court but not timely started if the filing date in the federal court governs, was “commenced within three years from the day the cause of action accrued” within the meaning of 45 U. S. C. § 56. I think it was so “commenced,” as much as was the action in Herb v. Pitcairn, 325 U. S. 77.
In reaching this conclusion I do not find it necessary to rely on the fact that petitioner.filed in the federal court “before his time for appealing from the Ohio order had expired,” ante, this page. Instead I rest simply on the ground that “when process has been adequate to bring in the parties and to start the case on a course of judicial handling which may lead to final judgment without issuance of new initial process, it is enough to commence the action within the federal statute.” 325 U. S.,.at 79.
If after dismissal the plaintiff delays inexcusably in refiling his suit in the proper court and the defendant is prejudiced by the delay, the action will of course be barred by laches. Gardner v. Panama R. Co., 342 U. S. 29, 30-31. That familiar equitable doctrine provides the defendant with adequate protection against delay. The Court rejects this established doctrine, however, creating a new statute of limitations of its own which makes the timeliness of a federal cause of action depend on state time requirements which were adopted for other, unrelated purposes and which vary from State to State. The long-established federal rule of laches, in contrast, is uncomplicated, uniform, and directly responsive to the problem. Laches, of course, has no application in the instant case, as petitioner filed in the federal court only eight days after his state court action had been dismissed.
Reference
- Full Case Name
- Burnett v. New York Central Railroad Co.
- Cited By
- 1032 cases
- Status
- Published