Albertson v. Subversive Activities Control Board
Opinion of the Court
delivered the opinion of the Court.
The Communist Party of the United States of America failed to register with the Attorney General as required by the order of the Subversive Activities Control Board
I.
Petitioners address several constitutional challenges to the validity of the orders, but we consider only the con
The Court of Appeals affirmed the orders without deciding the privilege issue, expressing the view that under our decision in Communist Party, 367 U. S., at 105-110, the issue was not ripe for adjudication and would be ripe only in a prosecution for failure to register if the petitioners did not register. 118 U. S. App. D. C., at 121-123, 332 F. 2d, at 321-323. We disagree. In Communist Party the Party asserted the privilege on behalf of unnamed officers — those obliged to register the Party and those obliged “to register for” the Party if it failed to do so.
There are other reasons for holding that petitioners’ self-incrimination claims are ripe for decision. Specific orders requiring petitioners to register have been issued. The Attorney General has promulgated regulations requiring that registration shall be accomplished on Form IS-52a and that the accompanying registration statement shall be a completed Form IS-52,
Indeed the Government concedes in its brief in this Court that the Court of Appeals’ holding of prematurity was erroneous insofar as petitioners’ claims of privilege relate to the Board’s power to compel the act of registration and the submission of an accompanying registration statement. The brief candidly acknowledges that, since § 14 (b) provides for judicial review of a Board order to register, petitioners’ claims in that regard, like any other contention that an order is invalid, may be heard and determined by the reviewing court — thus distinguishing orders that are not similarly reviewable, see Alexander v. United States, 201 U. S. 117; Cobbledick v. United States, 309 U. S. 323. Nevertheless, the Government argues that petitioners’ claims are premature insofar as they relate to “any particular inquiry” on Forms IS-52a and IS-52. Two contingencies are hypothesized in support of this contention: (1) that the Attorney General might alter the present forms or (2) that he might accept less than fully completed forms.
The distinction upon which this argument is predicated is illusory. Neither the statute nor the regulations draw any distinction between the act of registering and the submission of a registration statement, on the one hand, and, on the other hand, the answering of the inquiries demanded by the forms; the statute and regulations contemplate rather that the questions asked on the forms
II.
The risks of incrimination which the petitioners take in registering are obvious. Form IS-52a requires an admission of membership in the Communist Party. Such an admission of membership may be used to prosecute the registrant under the membership clause of the Smith Act, 18 U. S. C. § 2385 (1964 ed.), or under § 4 (a) of the Subversive Activities Control Act, 64 Stat. 991, 50 U. S. C. § 783 (a) (1964 ed.), to mention only two federal criminal statutes. Scales v. United States, 367 U. S. 203, 211. Accordingly, we have held that mere association with the Communist Party presents sufficient threat of prosecution to support a claim of privilege. Patricia Blau v. United States, 340 U. S. 159; Irving Blau v.
The statutory scheme, in providing that registration “shall be accompanied” by a registration statement, clearly implies that there is a duty to file Form IS-52, the registration statement, only if there is an enforceable obligation to accomplish registration by completing and filing Form IS-52a. Yet, even if the statute and regulations required petitioners to complete and file Form IS-52 without regard to the validity of the order to register on Form IS-52a, the requirement to complete and file Form IS-52 would also invade the privilege. Like the admission of Party membership demanded by Form IS-52a, the information called for by Form IS-52— the organization of which the registrant is a member, his aliases, place and date of birth, a list of offices held in the organization and duties thereof — might be used as evidence in or at least supply investigatory leads to a criminal prosecution. The Government, relying on United States v. Sullivan, 274 U. S. 259, argues that petitioners might answer some questions and appropriately claim the privilege on the form as to others, but cannot fail to submit a registration statement altogether. Apart from our conclusion that nothing in the Act or regulations permits less than literal and full compliance with the requirements of the form, the reliance on Sulli
III.
Section 4 (f) of the Act,
The judgment of the Court of Appeals is reversed and the Board’s orders are set aside.
It is so ordered.
The judgment of conviction of the Party for failure to register was reversed by the Court of Appeals for the District of Columbia Circuit, and the case remanded for a new trial. Communist Party of the United States v. United States, 118 U. S. App. D. C. 61, 331 F. 2d 807.
Under this section the registration statement which accompanies the registration of a Communist-action organization is required to include "the name and last-known address of each individual who was a member of the organization at any time during the period of twelve full calendar months preceding the filing of such statement.”
Sections 8(a) and (c), 64 Stat. 995, 50 U. S. C. §§ 787 (a) and (c) (1964 ed.), provide:
“(a) Any individual who is or becomes a member of any organization concerning which (1) there is in effect a final order of the Board requiring such organization to register under section 786 (a) of this title as a Communist-action organization, (2) more than thirty days have elapsed since such order has become final, and (3) such organization is not registered under section 786 of this title as a Communist-action organization, shall within sixty days after said order has become final, or within thirty days after becoming a member of such organization, whichever is later, register with the Attorney General as a member of such organization.
“(c) The registration made by any individual under subsection (a) or (b) of this section shall be accompanied by a registration statement to be prepared and filed in such manner and form, and containing such information, as the Attorney General shall by regulations prescribe.”
Section 13 (a), 64 Stat. 998, 50 U. S. C. § 792 (a) (1964 ed.), provides:
“Whenever the Attorney General shall have reason to believe that . . . any individual who has not registered under section 787
Section 14 (a), 64 Stat. 1001, 50 U. S. C. §793 (a) (1964 ed.), provides:
“The party aggrieved by any order entered by the Board . . . may obtain a review of such order by filing in the United States Court of Appeals for the District of Columbia, within sixty days from the date of service upon it of such order, a written petition praying that the order of the Board be set aside. . . . Upon the filing of such petition the court shall have jurisdiction of the proceeding and shall have power to affirm or set aside the order of the Board .... The findings of the Board as to the facts, if supported by the preponderance of the evidence, shall be conclusive. . . . The judgment and decree of the court shall be final, except that the same shall be subject to review by the Supreme Court upon certiorari . . . .”
The Government’s opposition to the petition for certiorari suggested that the case is moot as to petitioner Albertson by reason of his alleged expulsion from the Party. Albertson, however, challenges the suggestion of mootness. There is no occasion to decide the question since, in any event, we must reach the merits of the issues in respect of an identical order issued against petitioner Proctor.
Petitioners’ other challenges assailed the Act and registration orders as denying substantive due process (because they allegedly serve no governmental purpose), as abridging First Amendment freedoms, as violating procedural due process and constituting bills of attainder (because they made the Board’s 1953 determination that the Communist Party was a Communist-action organization conclusive upon petitioners), and finally, as denying petitioners the safeguards of grand jury indictment, judicial trial and trial by jury.
The regulations governing Party registration pursuant, to § 7 (d), 50 U. S. C. § 786 (d), are 28 CFR §§ 11.200 and 11.201, and the forms are IS-51a. and IS — 51. The regulation governing officers obliged by §7 (h), 50 U. S. C. §786 (h) “to register for” the Party if it failed to register is 28 CFR § 11.205. See Communist Party, 367 U. S., at 105-110.
Copies of Form IS-52a and Form IS-52 are reproduced in the Appendix to this opinion.
The case was argued orally by both sides on the premise that the penalty for failure to complete arid file Form IS-52 constituted a separate offense punishable by fine of up to $10,000 or imprisonment of up to five years, or both, but that each day of failure to file the form did not constitute a separate offense. We have no occasion, however, to decide the question, and intimate no view upon it. See § 15 (b), 50 U. S. C. § 794 (b).
Section 4 (f), 64 Stat. 992, 50 U. S. C. §783 (f) provides:
“Neither the holding of office nor membership in any Communist organization by any person shall constitute per se a violation of
The legislative history includes several expressions of doubt that the immunity granted was coextensive with the privilege. See S. Rep. No. 2369, 81st Cong., 2d Sess., Pt. 2, pp. 12-13 (Sen. Kilgore) (Minority Report); 96 Cong. Rec. 14479 (Sen. Humphrey); 96 Cong. Rec. 15199 and 15554 (Sen. Kefauver); see also 96 Cong. Rec. 13739-13740 (Rep. Celler), dealing with a more modified immunity
Concurring Opinion
concurs in the reversal for all the reasons set out in the Court’s opinion as well as those set out in his dissent in Communist Party of the United States v. SACB, 367 U. S. 1, 137.
APPENDIX TO OPINION OF THE COURT.
Form IS-52a is as follows:
Form No. IS-52a
(Ed. 9-6-61)
Budget Bureau No. 43-R414
Approval expires July 31, 1966
UNITED STATES DEPARTMENT OF JUSTICE
Washington, D. C.
REGISTRATION FORM FOR INDIVIDUALS
Pursuant to Section 8(a) or (b) of the Internal Security Act of 1950
(Note: This form should be accompanied by a Registration Statement, Form IS-52)
.hereby
(Name of individual — Print or type)
registers as a member of ., a Communist-action organization.
/s/ .
(Signature) (Date)
(Typed or printed name) (Date)
(Address — type or print)
Budget Bureau No. 43-R301.2
Approval expires July 31, 1966
UNITED STATES DEPARTMENT OF JUSTICE
Washington, D. C.
Form IS-52 U O REGISTRATION STATEMENTS OP INDIVIDUALS
Pursuant to section 8 of the Internal Security Act of 1950
Instruction Sheet — Read Carefully
1. All individuals required to register under section 8 of the Internal Security Act of 1950 shall use this form for their registration statements.
2. Two copies of the statement are to be filed. An additional copy of the statement should be prepared and retained by the Registrant for future references.
3. The statement is to be filed with the Internal Security Division, Department of Justice, Washington, D. C.
4. All items of the form are to be answered. Where the answer to an item is “None” or “inapplicable,” it should be so stated.
5. Both copies of the statement are to be signed. The making of any willful false statement or the omission of any material fact is punishable under 18 U. S. Code, 1001.
6. If the space provided on the form for the answer to any given item is insufficient, reference shall be made
For an Individual
a. Who is a member of any Communist-action organization which has failed to file a registration statement as required by Section 7(a) of the Internal Security Act of 1950.
OR
b. Who is a member of any organization which has registered as a Communist-action organization under Section 7(a) of the Internal Security Act of 1950 but which has failed to include the individual’s name upon the list of members filed with the Attorney General.
1. Name of the Communist-action organization of which Registrant was a member within the preceding twelve months.
2. (a) Name of Registrant.
(b) All other names used by Registrant during the past ten years and dates when used.
(c) Date of birth.
(d) Place of birth.
3.(a) Present business address.
(b) Present residence address.
4. If the Registrant is now or has within the past twelve months been an officer of the Communist-actión organization listed in response to question number 1:
(a) List all offices so held and the date when held.
(b) Give a description of the duties or functions performed during tenure of office.
The undersigned certifies that he has read the information set forth in this statement, that he is familiar with the contents thereof, and that such contents are in their
/s/ .
(Signature) (Date)
/t/ .
(Name) (date)
(Print or type)
18 U. S. C., Section 1001, provides: Whoever, in any matter within the jurisdiction of any department or agency of the United States knowingly and willfully falsifies, conceals or covers up by any trick, scheme, or device a material fact, or makes any false, fictitious or fraudulent statements or representations, or makes or uses any false writing or document knowing the same to contain any false, fictitious or fraudulent statement or entry, shall be fined not more than $10,000 or imprisoned not more than five years, or both.
Concurring Opinion
concurring.
I join in the opinion of the Court. The conclusion it reaches today was forecast in 1948. In response to the request of the Chairman of the Senate Judiciary Committee for an expression of the views of the Department of Justice on H. R. 5852, a precursor of the Act here under attack, it was then pointed out that the “measure might be held . . . even to compel self-incrimination.”
This view was expressed in a letter over my signature as Attorney General which noted that the proposed legislation “would require every Communist political organization and every Communist-front organization to register .... In addition to information which would be required of both organizations in common, a Communist political organization would be obliged to disclose
As finally passed, the Act imposed a duty to register upon individual members after the refusal of the Communist Party to register and disclose its membership. Though not in H. R. 5852 about which the Department of Justice expressed constitutional doubts, this more pervasive registration requirement directly abridges the privilege of members against self-incrimination. I therefore join in this reversal.
Hearings on H. R. 5852 before the Senate Committee on the Judiciary, 80th Cong., 2d Sess., 422 (1948).
Reference
- Full Case Name
- ALBERTSON Et Al. v. SUBVERSIVE ACTIVITIES CONTROL BOARD
- Cited By
- 332 cases
- Status
- Published