Harrison v. United States
Dissenting Opinion
dissenting.
It seems to me that the Court in this case carries the Court-made doctrine of excluding evidence that is “fruit of the poisonous tree” to a wholly illogical and completely unreasonable extent. For this and many of the reasons suggested by my Brother White’s dissent, I agree that holdings like this make it far more difficult to protect society “against those who have made it impossible to live today in safety.” I would affirm this conviction.
Dissenting Opinion
dissenting.
Like my Brother Black and my Brother White, I am unable to understand why the Court reverses this petitioner’s conviction. There is no suggestion that the testimony in question, given on the stand with the
I do not doubt that “voluntariness” is not always a purely subjective question as to the defendant’s state of mind; it may involve an objective analysis of the fairness of the situation in which government agents placed him. Nor would I rule out the possibility that a direct product of unlawful official activity might properly be excludable as a fruit of that activity — even where the product is so unforeseeable that a deterrent rationale for exclusion will not suffice — on the ground that the Government should not play an ignoble part.
But these concepts do not reach this case. Here, apparently in all good faith, the Government offered at one trial an out-of-court confession by petitioner. It was objected to on the ground that it had been obtained in violation of the Mallory rule. That objection was overruled, and the defense had to decide how to proceed. While defense counsel may have believed he had good grounds for reversal on appeal (as the Court of Appeals later held he did) he also had to present a defense in an effort to persuade the jury to acquit. That defense had of course to be structured to meet the Government’s case as it stood — including but not limited to the admitted confession — and counsel decided to put his client on the stand.
This case is altogether different from Darwin v. Connecticut, 391 U. S. 346, 350, in which I took the position that when a first confession is involuntary a later confession produced by the erroneous impression that the cat was already out of the bag should also be considered involuntary. Here (1) petitioner’s out-of-court confes
Dissenting Opinion
dissenting.
This case and others like it would be more comprehensible if they purported to make procedures for trying criminals more reliable for finding facts and minimizing mistakes. Cases like United States v. Wade, 388 U. S. 218 (1967); Gilbert v. California, 388 U. S. 263 (1967); and Bruton v. United States, 391 U. S. 123 (1968), for example, at least could claim this redeeming virtue. But here, as in Miranda v. Arizona, 384 U. S. 436 (1966), decision has emanated from the Court's fuzzy ideology about confessions, an ideology which is difficult to relate to any provision of the Constitution and which excludes from the trial evidence of the highest relevance and probity.
There is no suggestion that petitioner’s testimony at his second trial was untruthful or unreliable. Nor does the Court hold that Harrison was compelled to take the stand and incriminate himself contrary to his privilege under the Fifth Amendment. The reason is obvious. If a defendant were held to be illegally “compelled” when he takes the stand to counter strong evidence offered by the prosecution and admitted into evidence, he would be as much “compelled” whether it was error to admit the evidence or not. To avoid this absurd construction of the Self-Incrimination Clause, the Court casts about for
The doctrine that the “fruits” of illegally obtained evidence cannot be used to convict the defendant is complex and elusive. There are many unsettled questions under it. The Court, however, seems to overlook all of these problems in adopting an overly simple and mechanical notion of “fruits” to which I cannot subscribe. In the view of the Court, if some evidentiary matter is causally linked to some illegal activity of the Government — linked in that broad “but for” sense of causality which rarely excludes relevant matters which come later in time — it is a “fruit” and excludable as such. This strictly causal notion of fruits is, of course, consistent with the dictum in Silverthorne Lumber Co. v. United States, 251 U. S. 385, 392 (1920), that “[i]f knowledge of [the facts] is gained from an independent source they may be proved like any others, but the knowledge gained by the Government’s own wrong cannot be used by it . . . .” In Silverthorne, however, the “fruits” were copies and photographs of original documents illegally seized; it would be difficult to imagine a case where the fruits hung closer to the trunk of the poison tree. The Court seems to overlook the critical limitation placed upon the fruits doctrine in Nardone v. United States, 308 U. S. 338, 341 (1939), where Mr. Justice Frankfurter stated that:
“Sophisticated argument may prove a causal connection between information obtained through illicit*231 wire-tapping and the Government’s proof. As a matter of good sense, however, such connection may have become so attenuated as to dissipate the taint.”
Cf. Wong Sun v. United States, 371 U. S. 471, 487-488 (1963); United States v. Wade, 388 U. S. 218, 239-242 (1967). The concept implicit in the quoted statement, as I understand it, is that mere causal connection is insufficient to make something an inadmissible fruit. Rather it must be shown that suppression of the fruit would serve the same purpose as suppression of the illegal evidence itself. When one deals with the fruits of an illegal search or seizure, as in Silverthorne, or with the fruits of an illegal confession, as the Court decides that we do in this case,
As the Court makes plain, it is “difficult to unravel the many considerations that might have led the petitioner to take the witness stand . . . .” Ante, at 224. Given the difficulty of determining after the fact why the petitioner took the stand, it would seem patent that
Even if it were true that the rule adopted by the Court served some minimal deterrent function, I would not be
I am deeply concerned about the implications of the Court’s unexplained and unfounded decision. If Harrison’s trial testimony was tainted evidence because induced by an illegal confession, then it follows, as the Court indicates by quoting from People v. Spencer, 66 Cal. 2d 158, 164, 424 P. 2d 715, 719 (1967), that Harrison’s testimony would be automatically excluded even if the confessions had not been admitted.. Similarly, an inadmissible confession preceding a plea of guilty would taint the plea. And, as a final consequence, today’s decision would seem to bar the use of confessions defective under Miranda or Mallory from being used for impeachment when a defendant takes the stand and deliberately lies. All these results would seem to flow necessarily from the Court’s adoption of a test for inadmissible fruits which relies only upon the existence of a causal link between the original evidence seized illegally and any subsequent product of it. Since precluding the prosecution from any of these uses will not serve the prophylactic end which alone justifies the exclusion of the original illegal evidence, and because all of these uses of evidence admittedly of relevance and high probative value are important to the overriding goal of criminal law — the just conviction of the guilty — I must dissent.
The Court compounds its substantive error today by the procedural ploy of switching the burden of proof to the prosecution. It rules that once it is shown that the defendant testified after inadmissible confessions were
Given the Court’s current ideology about confessions, there is perhaps some logic on the side of the Court. But common sense and policy are squarely opposed. The important human values will not be served by the obstacles which the Court now places in the path of policeman, prosecutor, and trial judge alike. Criminal trials will simply become less effective in protecting society against those who have made it impossible to live today in safety.
The essential predicate for excluding petitioner’s testimony is the illegality of his confessions. That issue, seemingly a condition precedent to reversal, the Court avoids. It simply assumes, without deciding, both that the confessions were properly rejected by the Court of Appeals and that the prior decisions of the Court of Appeals in Killough and Harling were correctly decided. I would not reverse without reaching those questions.
“The purpose of depriving the government of any gain is to remove any incentive which exists toward the unlawful practice. The focus is forward — to prevent future violations, not punish for past ones. Consequently, where the chain between the challenged evidence and the primary illegality is long or the linkage can be shown only by ‘sophisticated argument,’ exclusion would seem inappropriate. In such a case it is highly unlikely that the police officers foresaw the challenged evidence as a probable product of their illegality; thus it could not have been a motivating force behind it. It follows that the threat of exclusion could not possibly operate as a deterrent in that situation. Absent this, exclusion carries with it no benefit to society and should not prejudice society’s case against a criminal.” Comment, Fruit of the Poisonous Tree — A Plea for Relevant Criteria, 115 U. Pa. L. Rev. 1136, 1148-1149 (1967). In the past the Court has shown greater appreciation of the significance of the deterrence element as well as of the causal element, for both must be present to present a substantial question for this Court. See Smith v. United States, 117 U. S. App. D. C. 1, 324 F. 2d 879 (1963), cert. denied, 377 U. S. 954 (1964); Harlow v. United States, 301 F. 2d 361 (C. A. 5th Cir.), cert. denied, 371 U. S. 814 (1962).
Opinion of the Court
delivered the opinion of the Court.
The petitioner was brought to trial before a jury in the District of Columbia upon a charge of felony murder.
Upon remand, the case again came to trial before a jury. This time the prosecutor did not, of course, offer the alleged confessions in evidence. But he did read to the jury the petitioner’s testimony at the prior trial— testimony which placed the petitioner, shotgun in hand, at the scene of the killing. The testimony was read over the objection of defense counsel, who argued that the petitioner had been induced to testify at the former trial only because of the introduction against him of the inadmissible confessions. The petitioner was again convicted, and the Court of Appeals affirmed.
Here, however, the petitioner testified only after the Government had illegally introduced into evidence three confessions, all wrongfully obtained,
“If the improper use of [a] defendant’s extrajudicial confession impelled his testimonial admission of guilt, ... we could not, in order to shield*224 the resulting conviction from reversal, separate what he told the jury on the witness stand from what he confessed to the police during interrogation.”10
The remaining question is whether the petitioner’s trial testimony was in fact impelled by the prosecution’s wrongful use of his illegally obtained confessions. It is, of course, difficult to unravel the many considerations that might have led the petitioner to take the witness stand at his former trial. But, having illegally placed his confessions before the jury, the Government can hardly demand a demonstration by the petitioner that he would not have testified as he did if his inadmissible confessions had not been used. “The springs of conduct are subtle and varied,” Mr. Justice Cardozo once observed. “One who meddles with them must not insist upon too nice a measure of proof that the spring which he released was effective to the exclusion of all
No such showing has been made here. In his opening statement to the jury, defense counsel announced that the petitioner would not testify in his own behalf. Only after his confessions had been admitted in evidence did he take the stand. It thus appears that, but for the use of his confessions, the petitioner might not have testified at all.
It has not been demonstrated, therefore, that the petitioner’s testimony was obtained “by means sufficiently distinguishable” from the underlying illegality “to be purged of the primary taint.” Wong Sun v. United States, 371 U. S. 471, 488. Accordingly, the judgment must be
Reversed.
An earlier conviction had been vacated on appeal. See n. 4, infra.
Two of the confessions were found to have been obtained in violation of Mallory v. United States, 354 U. S. 449. The third was found to have been obtained in violation of a prior en banc decision of the Court of Appeals, Marling v. United States, 111 U. S. App. D. C. 174, 295 F. 2d 161. See n. 6, infra.
128 U. S. App. D. C. 245, 387 F. 2d 203.
389 U. S. 969. The petitioner’s further contention that he was denied the right to a speedy trial is wholly without merit and was properly rejected by the Court of Appeals. See 128 U. S. App. D. C., at 248-250, 387 F. 2d, at 206-208. The petitioner was indicted more than eight years ago and has been tried and convicted three times for the offense here involved. His first conviction was vacated on appeal when it became clear that the man who had represented him in certain post-verdict proceedings was an ex-convict posing as an attorney, see 123 U. S. App. D. C. 230, 232-233, 359 F. 2d 214, 216-217; his second conviction was reversed because the Government employed inadmissible confessions against him on retrial, see 123 U. S. App. D. C. 230, 238, 239, 359 F. 2d 214, 222, 223; and his third conviction is presently before us. Virtually all of the delays of which the petitioner complains occurred in the
See, e. g., Edmonds v. United States, 106 U. S. App. D. C. 373, 377-378, 273 F. 2d 108, 112-113; Ayres v. United States, 193 F. 2d 739, 740-741. And see generally C. McCormick, Evidence §§ 131, 230-235, 239 (1954).
In the present posture of this case, the earlier holding of the Court of Appeals that the petitioner’s confessions were illegally obtained, see 123 U. S. App. D. C. 230, 238, 239, 359 F. 2d 214, 222, 223, is not in dispute. We therefore proceed upon the assumption that the Court of Appeals was correct in ruling the confessions inadmissible, but we intimate no view upon how we would evaluate that ruling if it were properly before us.
See also Nardone v. United States, 308 U. S. 338, 341; Wong Sun v. United States, 371 U. S. 471, 484-488. Cf. Fahy v. Connecticut,
128 U. S. App. D. C. 245, 252, 387 F. 2d 203, 210.
We have no occasion in this case to canvass the complex and varied problems that arise when the trial testimony of a witness other than the accused is challenged as “the evidentiary product of the poisoned tree.” R. Ruffin, Out on a Limb of the Poisonous Tree: The Tainted Witness, 15 U. C. L. A. Law Rev. 32, 44 (1967). See also Comment, Fruit of the Poisonous Tree — A Plea for Relevant Criteria, 115 U. Pa. L. Rev. 1136, 1143-1153 (1967). Compare United States v. Wade, 388 U. S. 218, 241; Gilbert v. California, 388 U. S. 263, 272-273. And, contrary to the suggestion made in a dissenting opinion today, post, at 234, we decide here only a case in which the prosecution illegally introduced the defendant’s confession in evidence against him at trial in its case-in-chief.
People v. Spencer, supra, 66 Cal. 2d, at 164, 424 P. 2d, at 719-720.
It is argued in dissent that the petitioner’s trial testimony should not be suppressed “even if it was in fact induced by the wrongful admission into evidence of an illegal confession,” post, at 232, since any deterrence such suppression might achieve is insufficient to warrant placing new “obstacles ... in the path of policeman, prosecutor, and trial judge alike.” Post, at 235. Of course, no empirical evidence on the deterrence issue is available. And “[s]ince as a practical matter it is never easy to prove a negative, it is hardly likely that conclusive factual data could ever be assembled.” Elkins v. United States, 364 U. S. 206, 218. But it is not deterrence alone that warrants the exclusion of evidence illegally obtained— it is “the imperative of judicial integrity.” Id., at 222. The exclusion of an illegally procured confession and of any testimony obtained in its wake deprives the Government of nothing to- which it has any lawful claim and creates no impediment to legitimate methods of investigating and prosecuting crime. On the contrary, the exclusion of evidence causally linked to the Government’s illegal activity no more than restores the situation that would have prevailed if the Government had itself obeyed the law.
De Cicco v. Schweizer, 221 N. Y. 431, 438, 117 N. E. 807, 810.
See People v. Spencer, supra, 66 Cal. 2d, at 168, 424 P. 2d, at 722. As Mr. Justice Harlan recently observed, “when the prosecution seeks to use a confession uttered after an earlier one not found to be voluntary, it has . . . the burden of proving . . . that the later confession . . . was not directly produced by the existence of the earlier confession.” Darwin v. Connecticut, 391 U. S. 346, 351 (concurring in part and dissenting in part). The same principle compels the conclusion that, when the prosecution seeks to use testimony given after the introduction in evidence of a confession unlawfully obtained, it has the burden of proving that the defendant's testimony was not produced by the illegal use of his confession at trial. Compare Chapman v. California, 386 U. S. 18, 24: "Certainly error ... in illegally admitting highly prejudicial evidence . . . casts on someone other than the person prejudiced by it a burden to show that it was harmless.”
“In evaluating the possibility that the erroneous introduction of [a] defendant’s extrajudicial confession might have induced his subsequent testimonial confession, we must assess [the] defendant’s reaction to the use of his confession at trial on the basis of the information then available to him . . . .” People v. Spencer, supra, 66 Cal. 2d, at 165, 424 P. 2d, at 720.
Compare United States v. Bayer, 331 U. S. 532: “Of course, after an accused has once let the cat out of the bag by confessing, no matter what the inducement, he is never thereafter free of the psychological and practical disadvantages of having confessed. He can never get the cat back in the bag. The secret is out for good. In such a sense, a later confession always may be looked upon as fruit of the first.” Id., at 540 (dictum). Compare also Darwin v. Connecticut, supra, 391 U. S. 346, 349; id., at 350-351 (separate opinion of Mr. Justice Harlan); Beecher v. Alabama, 389 U. S. 35, 36, n. 2; Clewis v. Texas, 386 U. S. 707, 710.
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