Foster v. California
Opinion of the Court
delivered the opinion of the Court.
Petitioner was charged by information with the armed robbery of a Western Union office in violation of California Penal Code § 211a. The day after the robbery one of the robbers, Clay, surrendered to the police and implicated Foster and Grice. Allegedly, Foster and Clay had entered the office while Grice waited in a car. Foster and Grice were tried together. Grice was acquitted. Foster was convicted. The California District Court of Appeal affirmed the conviction; the State Supreme Court denied review. We granted certiorari, limited to the question whether the conduct of the police lineup resulted in a violation of petitioner’s constitutional rights. 390 U. S. 994 (1968).
Except for the robbers themselves, the only witness to the crime was Joseph David, the late-night manager of the Western Union office.- After Foster had been arrested, David was called to the police station to view a lineup. There were three men in the lineup. One was petitioner. He is a tall man — close to six feet in height. The other two men were short — five feet, five or six inches. Petitioner wore a. leather jacket which David said was similar to the one he had seen underneath the coveralls worn by the robber. After seeing this lineup, David could not positively identify petitioner as the robber. He “thought” he was the man, but he was not sure. David then asked to speak to petitioner, and petitioner was brought into an office and sat across from David at a table. Except for prosecuting officials there was no one else in the room. Even after this one-to-one confrontation David still was uncertain whether petitioner was one of the robbers: “truthfully — I was not sure,” he testified at trial. A week or 10 days later, the police arranged for David to view a second lineup. There were five men in that lineup. Petitioner was the only person in the second lineup who had
At trial, David testified to his identification of petitioner in the lineups, as summarized above. He also repeated his identification of petitioner in the courtroom. The only other evidence against petitioner which concerned the particular robbery with which he was charged was the testimony of the alleged accomplice Clay.
In United States v. Wade, 388 U. S. 218 (1967), and Gilbert v. California, 388 U. S. 263 (1967), this Court held that because of the possibility of unfairness to the accused in the way a lineup is conducted, a lineup is a “critical stage” in the prosecution, at which the accused must be given the opportunity to be represented by counsel. That holding does not, however, apply to petitioner’s case, for the lineups in which he appeared occurred before June 12, 1967. Stovall v. Denno, 388 U. S. 293 (1967). But in declaring the rule of Wade and Gilbert to be applicable only to lineups conducted after those cases were decided, we recognized that, judged by the “totality of the circumstances,” the conduct of identification procedures may be “so unnecessarily suggestive and conducive to irreparable mistaken identification” as to be a denial of due process of law. Id., at 302. See Simmons v. United States, 390 U. S. 377, 383 (1968); cf. P. Wall, Eye-Witness Identification in Criminal Cases; J. Frank & B. Frank, Not Guilty; 3 J. Wigmore, Evidence § 786a (3d ed. 1940); 4, id., § 1130.
Judged by that standard, this case presents a compelling example of unfair lineup procedures.
The suggestive elements in this identification procedure made it all but inevitable that David would identify petitioner whether or not he was in fact “the man.” In effect, the police repeatedly said to the witness, “This is the man.” See Biggers v. Tennessee, 390 U. S. 404, 407 (dissenting opinion). This procedure so undermined the reliability of the eyewitness identification as to violate due process.
In a decision handed down since the Supreme Court of California declined to consider petitioner’s case, it reversed a conviction because of the unfair makeup of a lineup. In that case, the California court said: “[W]e do no more than recognize . . . that unfairly constituted lineups have in the past too often brought about the conviction of the innocent.” People v. Caruso, 68 Cal. 2d 183, 188, 436 P. 2d 336, 340 (1968). In the present case the pretrial confrontations clearly were so arranged as to make the resulting identifications virtually inevitable.
Reversed and remanded.
California law requires that an accomplice’s testimony be corroborated. California Penal Code § 1111. There was also evidence that Foster had been convicted for a similar robbery committed six years before.
The reliability of properly admitted eyewitness identification, like the credibility of the other parts of the prosecution’s case is a matter for the jury. But it is the teaching of Wade, Gilbert, and
Dissenting Opinion
dissenting.
The Court here directs the California courts to set aside petitioner Foster’s conviction for armed robbery of the Western Union Telegraph Co. at Fresno, California. The night manager of the telegraph company testified before the court and jury that two men came into the office just after midnight, January 25, 1966, wrote a note telling him it was a holdup, put it under his face, and demanded money, flashed guns, took $531 and fled. The night manager identified Foster in the courtroom as one of the men, and he also related his identification of Foster in a lineup a week or so after the crime. The manager’s evidence, which no witness disputed, was corroborated by the testimony of a man named Clay, who was Foster’s accomplice in the robbery and who testified for the State. The testimony of these two eyewitnesses was also corroborated by proof that Foster and another person had committed a prior armed robbery of a Western Union office in another city six years before, when they appeared at the company’s office, presented a note to an employee announcing their holdup, flashed a gun, and fled with company money. In this case Foster’s attorney admitted con
The Court declares the judgment of conviction is reversed and the case remanded for further proceedings not inconsistent with this opinion. I am compelled to say that if I were the trial judge in this case I would not know how to proceed or how to decide whether the “error” in this case was harmless. Of course, when a confession is held to have been compelled, that confession must not be admitted to convict the defendant at all. But the situation in this case is not that simple. For the Court has in effect decided here that the officers of the law have so “arranged” lineups that the eyewitness to the robbery has been led to make an “irreparable mistaken identification.” In other words, no one now or hereafter can believe his identification of Foster as the robber. Since he and the accomplice are the only eyewitnesses, and since, in order to convict, California law requires evidence of an accomplice to be corroborated, the Court’s direction means, I suppose, that the trial judge here should dismiss the case.
II.
Far more fundamental, however, is my objection to the Court’s basic holding that evidence can be ruled constitutionally inadmissible whenever it results from identi
This brings me to the constitutional theory relied upon by the Court to justify its invading the constitutional right of jury trial. The Court here holds that:
“[J]udged by the ‘totality of the circumstances,’ the conduct of identification procedures may be ‘so*448 unnecessarily suggestive and conducive to irreparable mistaken identification’ as to be a denial of due process of law. . . .
“Judged by that standard, this case presents a compelling example of unfair lineup procedures.” Ante, at 442.
I do not deny that the “totality of circumstances” can be considered to determine whether some specific constitutional prohibitions have been violated, such, for example, as the Fifth Amendment’s command against compelling a witness to incriminate himself. Whether evidence has been compelled is, of course, a triable issue of fact. And the constitutional command not to compel a person to be a witness against himself, like other issues of fact, must be determined by a resolution of all facts and the “totality” of them offered in evidence. Consequently were the Court’s legal formula posed for application in a coerced testimony case, I could agree to it. But it is not. Instead the Court looks to the “totality of circumstances” to show “unfair lineup procedures.” This means “unfair” according to the Court’s view of what is unfair. The Constitution, however, does not anywhere prohibit conduct deemed unfair by the courts. As we recently said in United States v. Augenblick, 393 U. S. 348, 352 (1969): “Rules of evidence are designed in the interests of fair trials. But unfairness in result is no sure measure of unconstitutionality.”
The Constitution sets up its own standards of unfairness in criminal trials in the Fourth, Fifth, and Sixth Amendments, among other provisions of the Constitution. Many of these provisions relate to evidence and its use in criminal cases. The Constitution provides that the accused shall have the right to compulsory process for obtaining witnesses in his favor. It ordains that evidence shall not be obtained by compulsion of the accused. It ordains that the accused shall have the right to con
It has become fashionable to talk of the Court’s power to hold governmental laws and practices unconstitutional whenever this Court believes them to be “unfair,” contrary to basic standards of decency, implicit in ordered liberty, or offensive to “those canons of decency and fairness which express the notions of justice of English-speaking peoples . ...”
I realize that some argue that there is little difference between the two constitutional views expressed below:
One. No law should be held unconstitutional unless its invalidation can be firmly planted on a specific constitutional provision plus the Necessary and Proper Clause.
Two. All laws are unconstitutional that are unfair, shock the conscience of the Court, offend its sense of decency, or violate concepts implicit in ordered liberty.
The first of these two constitutional standards plainly tells judges they have no power to hold laws unconstitutional unless such laws are believed to violate the written Constitution. The second constitutional standard, based on the words “due process,” not only does not require judges to follow the Constitution as written, but actually encourages judges to hold laws unconstitutional on the basis of their own conceptions of fairness and justice. This formula imposes no “restraint” on judges beyond requiring them to follow their own best judgment as to what is wise, just, and best under the circumstances of a particular case. This case well illustrates the extremes
I began my opposition to this fallacious concept of “due process” even before I became a member of this Court
My experience on the Court has confirmed my early belief that the “decency and fairness” due process test cannot stand consistently with our written Constitution.
III.
I agree with the Court that we should not undertake to pass on the question of harmless error for the first time in this Court. Under the Court’s holding, the case should be remanded to the state courts for decision of this question.
In recent years this Court has, in a series of cases, held that most of the Bill of Rights is now applicable against the States as well as against the Federal Government. This has brought about a tremendous increase in the number of state criminal cases involving federal questions, some of which depend on the particular facts and circumstances of the case. In Fifth Amendment
For the above reasons I dissent from the reversal and remand of this case.
Counsel also admitted a prior felony conviction of assault with intent to commit rape, a circumstance relevant in California in connection with punishment.
See Spencer v. Texas, 385 U. S. 554, 560-561 and n. 7 (1967); State v. Chance, 92 Ariz. 351, 377 P. 2d 197 (1962); Nester v. State, 75 Nev. 41, 334 P. 2d 524 (1959); Mosley v. State, 211 Ga. 611, 87 S. E. 2d 314 (1955); 2 J. Wigmore, Evidence § 416 (3d ed. 1940 and 1964 Supp.).
The Court apparently means that the only other evidence against Foster in this case — his prior conviction for involvement in a crime of a similar type — is constitutionally admissible. See Spencer v. Texas, supra. But it may be doubtful whether this past conviction, although highly relevant to the question of guilt, could constitute corroboration of the accomplice’s testimony, within the meaning of the California requirement.
Ante, at 442, quoting from Stovall v. Denno, 388 U. S. 293, 302 (1967).
Malinski v. New York, 324 U. S. 401, 417 (opinion of Frankfurter, J.) (1945); see also Rochin v. California, 342 U. S. 165 (1952); Irvine v. California, 347 U. S. 128 (1954).
See, e. g., 81 Cong. Rec. App., pt. 9, pp. 638-639; id., at 307.
See, e. g., McCart v. Indianapolis Water Co., 302 U. S. 419, 423 (1938) (dissenting opinion).
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