Atlantic Coast Line Railroad v. Brotherhood of Locomotive Engineers
Atlantic Coast Line Railroad v. Brotherhood of Locomotive Engineers
Opinion of the Court
delivered the opinion of the Court.
Congress in 1793, shortly after the American Colonies became one united Nation, provided that in federal courts “a writ of injunction [shall not] be granted to stay proceedings in any court of a state.” Act of March 2, 1793, § 5, 1 Stat. 335. Although certain exceptions to this general prohibition have been added, that statute, directing that state courts shall remain free from interference by federal courts, has remained in effect until this time. Today that amended statute provides:
“A court of the United States may not grant an injunction to stay proceedings in a State court ex*283 cept as expressly authorized by Act of Congress, or where necessary in aid of its jurisdiction, or to protect or effectuate its judgments.” 28 U. S. C. § 2283.
Despite the existence of this longstanding prohibition, in this case a federal court did enjoin the petitioner, Atlantic Coast Line Railroad Co. (ACL),
In 1967 BLE began picketing the Moncrief Yard, a switching yard located near Jacksonville, Florida, and wholly owned and operated by ACL.
In this Court the union contends that the federal injunction was proper either “to protect or effectuate” the District Court’s denial of an injunction in 1967, or as “necessary in aid of” the District Court’s jurisdiction. Although the questions are by no means simple and clear, and the decision is difficult, we conclude that the injunction against the state court was not justified under either
I
Before analyzing the specific legal arguments advanced in this case, we think it would be helpful to discuss the background and policy that led Congress to pass the anti-injunction statute in 1793. While all the reasons that led Congress to adopt this restriction on federal courts are not wholly clear,
On its face the present Act is an absolute prohibition against enjoining state court proceedings, unless the injunction falls within one of three specifically defined exceptions. The respondents here have intimated that the Act only establishes a “principle of comity,” not a binding rule on the power of the federal courts. The argument implies that in certain circumstances a federal court may enjoin state court proceedings even if that action cannot be justified by any of the three excep
II
In this case the Florida Circuit Court enjoined the union’s intended picketing, and the United States District Court enjoined the railroad “from giving effect to or availing [itself] of the benefits of” that state court order. App. 196. Both sides agree that although this federal injunction is in terms directed only at the railroad it is an injunction “to stay proceedings in a State court.” It is settled that the prohibition of § 2283 cannot be evaded by addressing the order to the parties or prohibiting utilization of the results of a completed state proceeding. Oklahoma Packing Co. v. Cas Co., 309 U. S. 4, 9 (1940); Hill v. Martin, 296 U. S. 393, 403 (1935). Thus if the injunction against the Florida court
Neither party argues that there is any express congressional authorization for injunctions in this situation and we agree with that conclusion. The respondent union does contend that the injunction was proper either as a means to protect or effectuate the District Court’s 1967 order, or in aid of that court’s jurisdiction. We do not think that either alleged basis can be supported.
A
The argument based on protecting the 1967 order is not clearly expressed, but in essence it appears to run as follows: In 1967 the railroad sought a temporary restraining order which the union opposed. In the course of deciding that request, the United States District Court determined that the union had a federally protected right to picket Moncrief Yard and that this right could not be interfered with by state courts. When the Florida Circuit Court enjoined the picketing, the United States District Court could, in order to protect and effectuate its prior determination, enjoin enforcement of the state court injunction. Although the record on this point is not unambiguously clear, we conclude that no such interpretation of the 1967 order can be supported.
When the railroad initiated the federal suit it filed a complaint with three counts, each based entirely on alleged violations of federal law. The first two counts alleged violations of the Railway Labor Act, 45 U. S. C. § 151 et seg., and the third alleged a violation of that Act and the Interstate Commerce Act as well. Each of the counts concluded with a prayer for an injunction against the picketing. Although the union had not been formally served with the complaint and had not filed an answer,
“3. The parties to the BLE-FEC ‘major dispute,’ having exhausted the procedures of the Railway Labor Act, 45 U. S. C. § 151, et seq., are now free to engage in self-help. . . .
“4. The conduct of the FEC pickets and that of the responding ACL employees are a part of the FEC-BLE major dispute. . . .
“7. The Norris-LaGuardia Act, 29 U. S. C. § 101, and the Clayton Act, 29 U. S. C. § 52, are applicable to the conduct of the defendants here involved.” App. 67.
In this Court the union asserts that the determination that it was “free to engage in self-help” was a determination that it had a federally protected right to picket
Any lingering doubts we might have as to the proper interpretation of the 1967 order are settled by references to the positions adopted by the parties later in the litigation. In response to the railroad’s request for a temporary restraining order from the state court, the union
Similarly the union’s arguments in 1969 indicate that the 1967 federal order did not determine whether federal law precluded resort to the state courts. When the union tried to dissolve the state court injunction, the argument was based entirely on the controlling effect of the Jacksonville Terminal decision on the picketing at Moncrief Yard. The union argued that this Court’s “decision is squarely controlling upon [the Moncrief Yard] case which is identical in all material respects.” 2 Record 123; see also id., at 149-176. Although the union again mentioned that the federal District Judge had determined in 1967 that it was free to engage in self-help, it never argued that the 1967 order had in effect held with respect to Moncrief Yard what this Court later held was the law with respect to the Jacksonville Terminal situation. The railroad argued that Jacksonville Terminal was not controlling, and the Florida judge agreed.
Our reading of this record is not altered by the District Court’s 1969 opinion issued when the injunction
“In its Order of April 26, 1967, this Court found that Plaintiff’s Moncrief Yard, the area in question, ‘is an integral and necessary part of [Florida East Coast Railway Company’s] operations.’. . . The Court concluded furthermore that Defendants herein ‘are now free to engage in self-help.’. . . The injunction of the state court, if allowed to continue in force, would effectively nullify this Court’s findings and delineation of rights of the parties. The categorization of Defendants’ activities as ‘secondary’ does not alter this state of affairs. See Brotherhood of R. R. Trainmen v. Jacksonville Terminal Co., - U. S. -, 22 L. Ed. 2d 344 (1969). The prohibition of 28 U. S. C. §2283, therefore, does not deprive this Court of jurisdiction to enter the injunction in this instance.” App. 195-196.
We think the proper interpretation of that somewhat ambiguous passage can be reached only when it is considered in light of the arguments presented to the District Court by the union. In arguing that an injunction was necessary to protect the 1967 order, the union’s lawyer said: “Now, the basic finding [of that order] is that we are free to engage in such self-help as is permitted under the Railway Labor Act. Now, Your Honor, at that point, did not get to the question of how broad is this right, because the Norris-LaGuardia Act prevented Your Honor from issuing an injunction. Now, how broad, then, is that right? We know, from the [Jacksonville Terminal] decision 1 Record 249. The lawyer then proceeded to argue that the Jacksonville Terminal case had clearly revealed that the
This record, we think, conclusively shows that neither the parties themselves nor the District Court construed the 1967 order as the union now contends it should be construed. Rather we are convinced that the union in effect tried to get the Federal District Court to decide that the state court judge was wrong in distinguishing the Jacksonville Terminal decision. Such an attempt to seek appellate review of a state decision in the Federal District Court cannot be justified as necessary “to protect or effectuate” the 1967 order. The record simply will not support the union’s contention on this point.
This brings us to the second prong of the union’s argument in which it is suggested that even if the 1967 order did not determine the union’s right to picket free from state interference, once the decision in Jacksonville Terminal was announced, the District Court was then free to enjoin the state court on the theory that such action was “necessary in aid of [the District Court’s] jurisdiction.” Again the argument is somewhat unclear, but it appears to go in this way: The District Court had acquired jurisdiction over the labor controversy in 1967 when the railroad filed its complaint, and it determined at that time that it did have jurisdiction. The dispute involved the legality of picketing by the union and the Jacksonville Terminal decision clearly indicated that such activity was not only legal, but was protected from state court interference. The state court had interfered with that right, and thus a federal injunction was “necessary in aid of its jurisdiction.” For several reasons we cannot accept the contention.
First, a federal court does not have inherent power to ignore the limitations of § 2283 and to enjoin state court proceedings merely because those proceedings interfere with a protected federal right or invade an area preempted by federal law, even when the interference is unmistakably clear. This rule applies regardless of whether the federal court itself has jurisdiction over the controversy, or whether it is ousted from jurisdiction for the
Ill
This case is by no means an easy one. The arguments in support of the union’s contentions are not insubstantial. But whatever doubts we may have are strongly affected by the general prohibition of § 2283.
The injunction issued by the District Court must be vacated. Since that court has not yet proceeded to a final judgment in the case, the cause is remanded to it for further proceedings in conformity with this opinion.
It is so ordered.
After this suit was instituted ACL merged with the Seaboard Air Line Railroad Co. to form the present Seaboard Coast Line Railroad Co. We will continue, as have the parties, to refer to the petitioner as ACL.
There is no present labor dispute between the ACL and the BLE or any other ACL employees. ACL became involved in this case as a result of a labor dispute between the Florida East Coast Railway Co. (FEC) and its employees. FEC cars are hauled into and out of Moncrief Yard and switched around to make up trains in that yard. The BLE picketed the yard, encouraging ACL employees not to handle any FEC cars.
The initial development of the controversy is chronicled in Railway Clerks v. Florida E. C. R. Co., 384 U. S. 238 (1966). See also, Railroad Trainmen v. Atlantic C. L. R. Co., 362 F. 2d 649 (C. A. 5th Cir.), aff’d by an equally divided court, 385 U. S. 20 (1966); Florida E. C. R. Co. v. Railroad Trainmen, 336 F. 2d 172 (C. A. 5th Cir. 1964).
See the historical discussion of the origin of the 1793 statute in Toucey v. N. Y. Life Ins. Co., 314 U. S. 118, 129-132 (1941).
The Hutcheson case held that protected union activity would not be deemed violative of federal antitrust law.
For purposes of this case only, we will assume, without deciding, that the Florida Circuit Court’s decision was wrong in light of our decision in Jacksonville Terminal.
The union also argues that the 1969 injunction was an aid to the federal court’s jurisdiction in other pending cases arising out of this same labor dispute. This argument was not raised in the District Court and we need not consider it. In any event the reasons for rejecting the argument with respect to the 1967 order apply equally well to arguments relating to any other orders, cases, or judgments the union has advanced.
Concurring Opinion
concurring.
I join the Court’s opinion on the understanding that its holding implies no retreat from Brotherhood of Railroad Trainmen v. Jacksonville Terminal Co., 394 U. S. 369 (1969). Whether or not that case controls the underlying controversy here is a question that will arise only on review of any final judgment entered in the state court proceedings respecting that controversy.
Dissenting Opinion
dissenting.
My disagreement with the Court in this case is a relatively narrow one. I do not disagree with much that is said concerning the history and policies underlying 28 U. S. C. § 2283. Nor do I dispute the Court’s holding on the basis of Amalgamated Clothing Workers v. Richman Bros., 348 U. S. 511 (1955), that federal courts do not have authority to enjoin state proceedings merely because it is asserted that the state court is improperly asserting jurisdiction in an area pre-empted by federal
The pertinent portions of the District Court’s 1967 order, denying ACL’s application for injunctive relief and defining BLE’s federally protected right to picket at the Moncrief Yard, are as follows:
“3. The parties to the BLE-FEC 'major dispute,’ having exhausted the procedures of the Railway Labor Act, 45 U. S. C. § 151, et seq., are now free to engage in self-help. Brotherhood of Locomotive Engineers v. Baltimore & O. B. R., 372 U. S. 284 (1963).
“4. The conduct of the FEC pickets and that of the responding ACL employees are a part of the FEC-BLE major dispute. Brotherhood of Locomotive Firemen and Enginemen v. Florida East Coast Ry., 346 F. 2d 673 (5th Cir. 1965).
“6. The 'economic self-interest’ of the picketing union in putting a stop to the interchange services daily performed within the premises of plaintiff’s yard facilities, and in the normal, day-to-day operation of FEC trains operating with strike replacement crews within these facilities is present here. The ‘economic self-interest’ of the responding employees in refusing to handle this interchange and in making common cause with the striking FEC engineers is similarly present. Brotherhood of R. R. Trainmen v. Atlantic Coast Line R. R., 362 F. 2d 649 (5th Cir.), aff’d, 385 U. S. 20 (1966).
“7. The Norris-LaGuardia Act, 29 U. S. C. § 101, and the Clayton Act, 29 U. S. C. § 52, are appli*299 cable to the conduct of the defendants here involved. See Brotherhood of Locomotive Firemen and Enginemen v. Florida East Coast Ry., 346 F. 2d 673 (5th Cir. 1965); Brotherhood of R. R. Trainmen v. Atlantic Coast Line Railroad, 362 F. 2d 649 (5th Cir.), aff’d, 385 U.. S. 20 (1966).” App. 67-68.
The thrust of the District Judge’s order is that the procedures prescribed by the Railway Labor Act had been exhausted in relation to the BLE-FEC dispute, that BLE was therefore free to engage in self-help tactics, and that it was properly exercising this federal right when it engaged in the picketing that ACL sought to enjoin. This interpretation of the order is supported by the fact that the District Judge relied upon Brotherhood of Locomotive Engineers v. Baltimore & Ohio R. Co., 372 U. S. 284 (1963), in which this Court held that the parties had exhausted all available procedures under the Railway Labor Act and thus were free to resort to self-help. Furthermore, the District Court invoked § 20 of the Clayton Act, 29 U. S. C. § 52, which provides that certain union activities, including striking and peaceful picketing, shall not “be considered or held to be violations of any law of the United States.” Thus, contrary to petitioner’s contention, the District Court obviously decided considerably more than the threshold question of whether the Norris-LaGuardia Act withdrew jurisdiction to grant federal injunctive relief in the circumstances of this case.
In my view, what the District Court decided in 1967 was that BLE had a federally protected right to picket at the Moncrief Yard and, by necessary implication, that this right could not be subverted by resort to state proceedings. I find it difficult indeed to ascribe to the District Judge the views that the Court now says he held, namely, that ACL, merely by marching across the street to the state court, could render wholly nugatory the
Moreover, it is readily apparent from the District Court's 1969 order enjoining the state proceedings that the District Judge viewed his 1967 order as delineating the rights of the respective parties, and, more particularly, as establishing BLE’s right to conduct the picketing in question under paramount federal law. This interpretation should be accepted as controlling, for certainly the District Judge is in the best position to render an authoritative interpretation of his own order. In the 1969 injunction order, after distinguishing Richman Bros, and concluding that the District Court could grant injunctive relief “in aid of its jurisdiction,'' the court alternatively held that it had power to stay the state court proceedings so as to effectuate its 1967 order:
“In its Order of April 26, 1967, this Court found that Plaintiff's Moncrief Yard, the area in question, ‘is an integral and necessary part of [Florida East Coast Railway Company’s] operations.’. . . The Court concluded furthermore that Defendants herein ‘are now free to engage in self-help.’. . . The injunction of the state court, if allowed to continue in force, would effectively nullify this Court’s findings and delineation of rights of the parties. The categorization of Defendants' activities as ‘secondary’ does not alter this state of affairs. See Brotherhood of R. R. Trainmen v. Jacksonville Terminal Co., - U. S. -, 22 L. Ed. 2d 344 (1969). The prohibition of 28 U. S. C. §2283, therefore, does not deprive this Court of jurisdiction to enter the injunction in this instance. Capital Service, Inc. v. NLRB, 347 U. S. 501 (1954); [United Indus. Workers of the Seafarers Int’l Union] v. Board of Trustees of Galveston Wharves, 400 F. 2d 320 (5th Cir. 1968).” App. 195-196.
The Court seeks to bolster its own reading of the District Court’s 1967 and 1969 orders by finding them “somewhat ambiguous” and then by referring to the arguments of counsel before that court and the state court both in 1967 and 1969. In the first place, it should be noted that the argument of counsel is not always a sure guide to the interpretation of a subsequent judicial decree or opinion, because it not infrequently happens, in this Court as well as others, that a decision is based on premises not elaborated by counsel. Indeed, occasionally a decision is grounded on a theory not even suggested by counsel’s argument.
Furthermore, both in support of the motion for a preliminary injunction and during oral argument in the District Court, BLE relied extensively upon Capital Service, Inc. v. NLRB, supra, and United Indus. Workers of the Seafarers Int’l Union v. Board of Trustees of Galveston Wharves, supra. See 1 Record 33-34, 243-245, 247, 253-257, 279-281. A consideration of the factual context of the latter case is instructive in understanding BLE’s position below. In Galveston Wharves
In the state courts BLE adopted a position entirely consistent with the foregoing. For example, in opposing
In sum, to the extent that the argument of counsel is an interpretive guide to what the District Court actually decided in its 1967 and 1969 orders, the Court’s conclusion that the record “conclusively shows that neither the parties themselves nor the District Court construed the 1967 order” to preclude resort to state remedies to prohibit the Moncrief Yard picketing (ante, at 293) is wholly erroneous. And, quite apart from counsel’s argument, it is apparent that the District Judge viewed his own 1967 order as delineating a federally protected right for the BLE picketing in question. Whether the District Court’s anticipation of Jacksonville Terminal was correct in the circumstances of the present case is not now before us. But if the 1967 order is so understood, it is undeniably clear that the subsequent injunction against the state proceedings was both necessary and appropriate to preserve the integrity of the 1967 order.
In justifying its niggardly construction of the District Court’s orders, the Court takes the position that any doubts concerning the propriety of an injunction against state proceedings should be resolved against the granting of injunctive relief. Unquestionably § 2283 manifests a general design on the part of Congress that federal courts not precipitately interfere with the orderly determination of controversies in state proceedings. However, this policy of nonintervention is by no means absolute, as the explicit exceptions in § 2283 .make entirely clear. Thus, § 2283 itself evinces a congressional intent that
Accordingly, I would affirm the judgment of the Court of Appeals sustaining the District Court’s grant of in-junctive relief against petitioner’s giving effect to, or availing itself of, the benefit of the state court injunction.
In Capital Service the NLRB sought an injunction against certain picketing under § 10 (1) of the National Labor Relations Act, 29 U. S. C. § 160 (l). Previously a state court had restrained the very conduct that the District Court was asked to enjoin. This Court decided that the District Court had authority to enjoin the state proceedings so that it would have “unfettered power to decide for or against the union, and to write such decree as it deemed necessary in order to effectuate the policies of the Act.” 347 U. S., at 505-506.
It is hardly surprising that BLE emphasized the Jacksonville Terminal decision in the state proceedings to dissolve the state injunction, and this reliance is hardly inconsistent with the position that the federal court in 1967 had authoritatively delineated BLE’s federally protected right to strike at the Moncrief Yard. BLE may well have thought that its contention that Jacksonville Terminal was controlling on the issue of pre-emption would carry more weight with the state court than the alternative position that the protected character of the BLE picketing had been previously determined by the Federal District Court.
Reference
- Full Case Name
- ATLANTIC COAST LINE RAILROAD CO. v. BROTHERHOOD OF LOCOMOTIVE ENGINEERS Et Al.
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- 1253 cases
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- Published