Donnelly v. DeChristoforo
Opinion of the Court
delivered the opinion of the Court.
. Respondent was tried before a jury in Massachusetts Superior Court and convicted of first-degree murder.
Respondent then sought habeas corpus relief in the United States District Court for the District of Massa
I
Respondent and two companions were indicted for the first-degree murder of Joseph Lanzi, a passenger in the car in which the defendants were riding. Police had stopped the car at approximately 4 a. m. on April 18, 1967, and had discovered Lanzi’s dead body along with two firearms, one of which had been fired. A second gun, also recently fired, was found a short distance away. Respondent and one companion avoided. apprehension at that time, but the third defendant was taken into custody. He later pleaded guilty to second-degree murder.
Respondent and the other defendant, Gagliardi, were finally captured and tried jointly, The prosecutor made little claim that respondent fired any shots but argued that he willingly assisted in the killing. Respondent,' on the other hand, maintained that he was an innocent passenger.’ At the close of the evidence but before final argument, Gagliardi elected to plead guilty , to a charge of second-degree murder. The court advised the jury that
Respondent’s claims of constitutional error focus on two remarks made by the prosecutor during the course of his rather lengthy closing argument to the jury. The first involved the expression of a personal opinion as to guilt,
The prosecutor’s second challenged comment was directed at respondent’s motives in standing trial: “They [the respondent and his counsel] said they hope that you find him not guilty. I quite frankly think that they hope that you find him guilty of something a little less than first-degree- murder.”
“Closing arguments are not evidence for your consideration. ...
. “Now-in his. closing, the District Attorney, I noted, made a statement: T don’t know what they want you to do by way of a verdict. They said they hope that you find him not guilty. I quite frankly think that they hope that you find him guilty of something a little less than first-degree' murder.’ There is no evidence of that whatsoever, of course, you are instructed to disregard that statement made by the District Attorney.
“Consider the case as though no such statement was made.”10 '
The majority of the Supreme Judicial Court of Massachusetts, though again not disputing that the remark was improper, held that it was not so prejudicial as to require a mistrial and further stated that the trial judge’s instruction “was sufficient to safeguard the defendant’s rights.”
II
The Court of Appeals in this case noted, as petitioner urged, that its review was “the narrow one of due process, and not the broad exercise of supervisory power that [it] would possess in regard to [its] own trial court.”
“Before a federal court may overturn a conviction*643 resulting from a state trial in which this instruction was used, it must be established not merely that the instruction is undesirable, erroneous, or even 'universally condemned,’. but that it violated some right which was guaranteed to the defendant by the Fourteenth Amendment:”14
This is not a case, in which the State has denied a defendant the benefit of a specific provision of the Bill of Rights, such as the right to counsel, Argersinger v. Hamlin, 407 U. S. 25 (1972), or in which the prosecutor’s remarks so prejudiced a specific right, such as the privilege against compulsory self-incrimination, as to amount to a denial of that right. Griffin v. California, 380 U. S. 609 (1965).
Conflicting inferences have been drawn from the prosecutor’s statement by the courts below. Although thé Court of Appeals stated flatly' that “the prosecuting attorney turned Gagliardi’s plea into a telling stroke against [DeChristoforo]”
“It is not logical to conclude that the jury would accept any implied argument of the prosecutor that, because one of the men whom the defendant blamed for the murder had pleaded guilty, the defendant was any less firm in his assertion that he himself was not guilty of any crime whatsoever.”18
Thus it is by no means clear that the jury did engage in the hypothetical analysis suggested by the majority of the Court of Appeals, or even probable that it would seize such a comment out of context and attach this particular meaning to it. Five Justices of the Supreme Judicial Court of Massachusetts and at least one federal judge have all confessed difficulty in making this speculative connection.
In addition, the trial court took special pain's to correct any impression that the jury could consider the prosecutor’s statements as evidence in the case. . The prosecutor, as is customary, had previously told the jury that his argument was not evidence,
“In determining the effect of this instruction on the validity of respondent’s conviction, we accept at the outset the well-established proposition that a single instruction to a jury may not be judged in artificial isolation, but must be viewed in the context of the overall charge. Boyd v. United States, 271 U. S. 104, 107 (1926). While this does not mean that an instruction by itself may never rise to the level of constitutional error, see Cool v. United States, 409 U. S. 100 (1972), it does recognize that a judgment of conviction is commonly the culmination of a trial which includes testimony of witnesses, argument of counsel, receipt of .exhibits in evidence, and instruction of the jury by the judge. Thus not only is the challenged instruction but one of many such instructions, but the process of instruction itself is but one of several components of the trial which may result in the judgment of conviction.”21
Similarly, the prosecutor’s remark here, admittedly an ambiguous one, was but one moment in an extended trial and was followed by specific disapproving instructions. Although the process of constitutional line drawing in this regard is necessarily imprecise, we simply do not believe that this incident made respondent’s trial so fundamentally unfair as to deny him due process.
We do not find the cases cited by the Court of Appeals to require a different result. In Miller v. Pate, 386 U. S. 1 (1967), the principal case relied upon, this Court held that a state prisoner was entitled to federal habeas relief upon a showing that a pair of stained undershorts, allegedly belonging to the prisoner and repeatedly described by the. State during trial as stained with blood, was in fact stained with paint. In the course of its opinion, this Court said:
“It .was further established that counsel for the prosecution had known at the time of the trial that the shorts were stained with paint. . . .
“. . . The record of the petitioner’s trial reflects the prosecution’s consistent and repeated misrepresentation that People’s Exhibit 3 was, indeed, ‘a .garment heavily stained with blood.’ ” Id., at 6.
A long series of decisions in this Court,
We countenance no retreat from that proposition in observing that it falls far short of embracing the prosecutor’s remark in this case. The “consistent and repeated misrepresentation” of a dramatic exhibit in evidence may profoundly impress a jury and may have a significant impact on the jury’s deliberations. Isolated passages of a prosecutor’s argument, billed in advance to the jury as a matter of opinion not of evidence, do not reach the same proportions. Such arguments, like all closing arguments of counsel, are seldom carefully constructed
The Court of Appeals’ reliance on Brady v. Maryland, 373 U. S. 83 (1963), is likewise misplaced. In Brady, the prosecutor had withheld evidence, a statement by the petitioner’s codefendant, which was directly relevant to the extent of the petitioner’s involvement in the crime. Since the petitioner had testified that his codefendant had done the actual shooting and since the petitioner’s counsel was not contesting guilt but merely seeking to avoid the death penalty, evidence of the degree of the petitioner’s participation was highly significant to the primary jury issue. As in Miller, manipulation of the evidence by the prosecution was likely to have an important effect on the jury’s determination. But here there was neither the introduction of specific misleading evidence important to the prosecution’s case in chief nor the nondisclosure of specific evidence valuable to the accused’s defense. There were instead a few brief sentences in the prosecutor’s long and expectably hortatory closing argument which might or might not suggest to a jury that the respondent had unsuccessfully sought to bargain for a lesser charge. We find nothing-in Brady to suggest that due process is so easily denied.
The result reached by the Court of Appeals in this case leaves virtually meaningless the distinction between ordinary trial error of a prosecutor and that sort of egregious misconduct held in Miller and Brady, supra, to
It is so ordered.
Respondent and his codefendants were also indicted for illegal possession of firearms, and respondent received a four- to five-year sentence on that charge. The conviction is in no way related to the issues before the Court in this case.
Commonwealth v. DeChristoforo, Mass. —, 277 N. E. 2d 100 (1971).
App. 231.
473 F 2d 1236 (1973).
The trial court stated:
“Mr. Foreman, madam and gentlemen of the jury. You will notice that the defendant Gagliardi is not in the dock. He has pleaded ‘guilty,’ and his case has been disposed of.
“We will, therefore, go forward with the trial of the case of Commonwealth vs DeChristoforo.” App. 99.
The challenged remark was: “I honestly and .sincerely believe that there is no doubt in this case, none whatsoever.” Id., at 130.
The Court of Appeals noted: “[A]t least' the jury knows that the prosecutor is an advocate and it may be expected, to some degree, to discount such remarks as seller’s talk.” 473 F. 2d, at 1238.
App. 129.
No instruction was sought at .the time although the court apparently was willing to give one. The. trial judge later told counsel: “[H]ad there been a motion made by. you at that time to have me instruct the jury along the lines of eliminating that from their minds, or something of that nature, I certainly would have complied, because I did consider at the time the argument was beyond the grounds of complete propriety, but certainly far from being grounds for a mistrial.” Id,., at 133.
Id., at 143-144.
— Mass., at —, 277 N. E. 2d, at 105.
Respondent does suggest that the prosecutor’s statements may have deprived him of the right to confrontation. See Pointer v. Texas, 380 U. S. 400 (1965). But this argument is without merit, for the prosecutor here simply stated his own opinions and intro- • duced no statements made by persons unavailable for questioning at trial.
Id., at 1241 (Campbell, J., dissenting).
App. 157.
Id., at 119.
See n. 10, supra.
See, e. g., Mooney v. Holohan, 294 U. S. 103 (1935); Napue v. Illinois, 360 U. S. 264 (1959).
We do.not, by this decision, in any way condone.prosecutorial misconduct, and we believe' that trial courts, by admonition and instruction, api appellate courts, by proper exercise of their supervisory power, will continue to discourage it. We only say that, in the circumstances of the case, no prejudice amounting to a denial of constitutional due process was shown.
Concurring Opinion
with whom Mr. Justice White joins, concurring.
I agree with my Brother Douglas that, when no new principle of law is presented, we should generally leave undisturbed the decision of a court of appeals that upon the particular facts of any case habeas corpus relief should be granted — or denied. For this reason I think it was a mistake to grant a writ of certiorari in this case, and I would now dismiss the writ as improvidently granted.
We are. bound here, however, by the “rule cf four.” That rule ordains that the votes of four Justices are enough to grant certiorari and bring a ease before the Court for decision on the merits. If. as many as four Justices remain so minded after oral argument, due adherence to that rule requires me to address the merits of a case, however strongly I may feel that it does not belong in this Court. See Ferguson v. Moore-McCormack Lines, 352 U. S. 521, 559 (separate opinion of Harlan, J.).
Upon this premise, I join the. Court’s opinion.
Dissenting Opinion
dissenting.
• The function of the prosecutor under the Federal Constitution is not to tack as many , skins of victims as pos
■ “The United States Attorney is the representative not of an ordinary party to a controversy, but of a sovereignty whose obligation to govern impartially is as compelling as its.obligation to govern at all; and whose interest, therefore, in a criminal prosecution is not that'it shall win a case, but that justice shall be done. As such, he is in a peculiar and very definite sense the servant of the law, the twofold aim of which is that guilt shall not escape or innocence suffer. He- may prosecute with earnestness and vigor — indeed, he should do so. But, while he may strike hard blows, he is not at liberty to strike foul ones. It is as much his duty to refrain from improper methods calculated to produce a wrongful- conviction as it is to use every legitimate means to bring about a just one.”
We have here a state case, not a federal one; and the prosecutor is a state official. But we deal with an aspect of a fair trial which is implicit in the Due Process Clause of the Fourteenth Amendment by which the States are bound. Chambers v. Mississippi, 410 U. S. 284; Sheppard v. Maxwell, 384 U. S. 333; Turner v. Louisiana, 379 U. S. 466; Irvin v. Dowd, 366 U. S. 717.
In this case respondent was charged with first-degree murder and was convicted in the state court by a' jury. At no time did he seek to plead guilty to a lesser offense. It is stipulated:
“[A]t no time did defendant seek to plead guilty to any offense; at' no time did the Commonwealth*650 seek to solicit or offer to accept a plea; and at all times defendant insisted upon a trial.”
A codefendant pleaded guilty to second-degree murder and the jury was advised of the fact.
Ar to the guilt of respondent the prosecutor told the jury-: “1 honestly and sincerely believe that there is no doubt in this case, none whatsoever.”
. And he went on to say: “1 quite frankly think that they hope that you find him guilty of something a little less than first-degree murder.”
These statements in the setting of the case and in light of the fact that the jury knew the codefendant had pleaded -guilty to second-degree murder, are a subtle equivalent of a statement by the prosecutor that respondent sought a lesser penalty. Counsel for respondent immediately objected but the court at the time did not admonish the prosecutor or tell the jury to disregard the statement, though it did cover the matter later in its general instructions.
I
As a matter of federal law the introduction of a withdrawn plea of guilty is not admissible evidence, Kercheval v. United States, 274 U. S. 220. As a matter of procedural due process the Confrontation Clause of the Sixth Amendment, applicable to the States by reason of the Fourteenth Amendment, Pointer v. Texas, 380 U. S. 400, would bar a person from testifying that the defendant had sought a guilty plea unless the right of cross-examination of the witness was afforded/ id., at 406-408. That requirement of procedural due process should be sedulously enforced (save for the recognized exceptions of dying declarations and the like, id., at 407) lest the theory that the end justifies the means gains further footholds here. The prosecutor is not a witness; and he should not be permitted to-add to the record either by subtle
Activist judges have brought federal habeas corpus into disrepute at the present time. It is guaranteed by the Constitution. It is a built-in restraint on judges — both state and federal; and it is also a restraint on prosecutors who are officers of the court. Our activist tendencies should promote not law and order, but constitutional law and order. Judges, too, can be tyrants and often have been. Prosecutors are often eager to take almost any shortcut to win, yet as I have said they represent not an ordinary party but We the People. As I have noted, their duty is as much “to refrain from improper methods calculated to produce a wrongful conviction as it is to use e\ ery legitimate means to bring about a just one,” Berger v. United States, supra, at 88.
It is, I submit, quite “improper” for a prosecutor, to insinuate to the jury the existence of evidence not in the record and which could not be introduced without the privilege of cross-examination.
II
The Supreme Judicial Court of Massachusetts had difficulty with this case when it came before it on direct appeal, two Justices, which included the Chief Justice, dissenting,
I would affirm the judgment below.
Chief Justice Tauro said in dissent:
“The prosecutor’s argument in the instant case permitted or perhaps even suggested an inference that the defendant had conceded his guilt and was merely hoping for something a little less than a verdict of murder in the first degree. This diminished his*652 chance for a fair trial to a far greater degree than would have the publication in a newspaper of his criminal background. Unlike a newspaper, the prosecutor ostensibly speaks with the authority of his office. The prosecutor’s ‘personal status and his role as a spokesman for the government tend[ed] to give to what he . . .. [said] the ring of authenticity' . . . tend[ing] to impart an implicit stamp of believability.’ Hall v. United States, 419 F. 2d 582, 583-584 (5th Cir.). The prosecutor’s remarks probably, called for a mistrial. In any event the judge’s failure to instruct the jury adequately and with, sufficient force to eliminate the serious prejudice to the .defendant constitutes fatal error. Moreover, the judge’s routine final instructions to the jury were far from sufficient, to correct the error.' By then the defendant’s position had. so deteriorated that his chances for a fair deliberation of his fate by the jury were virtually eliminated.” — Mass., at —, 277 N. E. 2d, at 112.
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