Davis v. United States
Opinion of the Court
delivered the opinion of the Court.
This case involves the availability of collateral relief from a federal criminal conviction based upon an intervening change in substantive law. While the question presented is a relatively narrow one, it arises as the result of a rather complicated chain of events.
I
In February 1965, the petitioner, Joseph Anthony Davis, was classified I-A by his draft board and ordered to report for a pre-induction physical examination. Davis failed to appear on the appointed date. He later informed his local board that his failure to report was due to illness. Although the board attempted to arrange
After another unsuccessful attempt to communicate with the petitioner, the local board declared him a delinquent, pursuant to 32 CFR § 1642.4 (a) (1967),
At the time that the local board issued the second induction order, 32 CFR § 1631.7 (a) (1967) provided that registrants could be ordered to report for induction only after they “[had] been found acceptable for service in the Armed Forces and . . . the local board [had] mailed [them] a Statement of Acceptability . . . at least 21 days before the date fixed for induction.” Since, at the time of his induction order, Davis had not yet appeared for a physical examination to determine his acceptability, quite obviously neither one of these requirements was satisfied. The regulation, however, went on to provide that “a registrant classified in
Davis appealed his conviction to the Court of Appeals for the Ninth Circuit. While that appeal was pending, this Court announced its decision in Gutknecht v. United States, 396 U. S. 295 (1970). In Gutknecht a Selective Service registrant’s induction had been accelerated because his local board had declared him a delinquent.
After Gutknecht, the Court of Appeals remanded the petitioner’s case to the District Court “without limitation of scope but especially for consideration ... in the light of the intervening decision of Gutknecht v. United States.” 432 F. 2d 1009, 1010 (1970). On remand,
While Davis’ subsequent petition for certiorari was pending in this Court, the Court of Appeals for the Ninth Circuit decided United States v. Fox, 454 F. 2d 593. The circumstances leading to Fox’s induction order were virtually identical to those in the petitioner’s case. Like Davis, “Fox was declared delinquent by his Selective Service Board ... for his failure to appear for pre-induction physical examinations as ordered .'. . .” Ibid. Prior to receiving his induction order, “Fox . . . was never found to be ‘acceptable for service’ and he was [not] mailed a Statement of Acceptability ... at least 21 days before his induction date . . . .” “[T]hus the only authority the Local Board had for its order to Fox to report for induction was the provision of § 1631.7. (b)
At Fox's post-Outknecht trial for failure to report for induction, “the government offered evidence ... to show that Fox’s induction order was not accelerated by the declaration of delinquency.” “The trial judge found no acceleration and convicted.” Id., at 593-594. The Court of Appeals reversed Fox's conviction on the authority of Gutknecht. The court held that “Fox’s induction was accelerated by the declaration of delinquency as a matter of law [because] [wjithout the declaration, the Board could not have ordered him to report for induction.” Id., at 594. Thus, the court concluded “that the [induction] order . . . was illegal and created no duty on Fox’s part to report for induction.” Id., at 595.
In opposing Davis’ petition for certiorari, the Solicitor General conceded that “the holdings in Fox and in [Davis] are inconsistent,” but nevertheless urged the Court to deny certiorari in that “the conflict is an intra-circuit one . . . [to] be resolved by the Ninth Circuit itself . . . .” Supplemental Memorandum for the United States in Opposition 2 (No. 71-661, O. T. 1971). We denied Davis’ petition for certiorari. 405 U. S. 933.
After an unsuccessful attempt to secure a rehearing in the Court of Appeals, Davis was remitted to federal custody to commence serving his three-year sentence. He then instituted the present collateral proceeding under 28 U. S. C. §2255, which permits “[a] prisoner in custody under sentence of a court established by Act of Congress claiming the right to be released upon the ground that the sentence was imposed in violation of the Constitution or laws of the United States . . . [to] move the court which imposed the sentence to vacate, set aside or correct the sentence.” In his § 2255 motion,
II
The sole issue before the Court in the present posture of this case is the propriety of the Court of Appeals’ judgment that a change in the law of that Circuit after the petitioner’s conviction may not be successfully asserted by him in a § 2255 proceeding.
Because the petitioner had unsuccessfully litigated the Gutknecht issue on direct review, the Court of Appeals held that its earlier affirmance was “the law of the case” and precluded the petitioner from asserting on collateral attack his claim that its Fox decision had subsequently changed the law of the Ninth Circuit on that issue. In • this Court, the Solicitor General’s brief concedes that the opinion of the Court of Appeals in this regard “is not consonant with this Court’s holding in Sanders v. United States, 373 U. S. 1.”
Nevertheless, the Solicitor General contends that we should affirm the judgment of the Court of Appeals because the petitioner’s claim is not “of constitutional dimension” (Brief for United States 34) and thus is not cognizable in a § 2255 collateral proceeding. At the outset, we note that the Government’s position finds scant support in the text of § 2255, which permits a federal prisoner to assert a claim that his confinement is “in
It is argued forcefully in a dissenting opinion today that this language, which appears in the first paragraph of § 2255, is somehow qualified by the third paragraph of the statute, which provides:
“If the court finds that the judgment was rendered without jurisdiction, or that the sentence imposed was not authorized by law or otherwise open to collateral attack, or that there has been such a denial or infringement of the constitutional rights of the prisoner as to render the judgment vulnerable to collateral attack, the court shall vacate and set the judgment aside and shall discharge the prisoner or resentence him or grant a new trial or correct the sentence as may appear appropriate.”
The dissent of Mr. Justice Rehnquist rejects any suggestion that the language concerning “sentence[s] . . . otherwise open to collateral attack” can encompass a claim that a confinement under that sentence violates the “laws of the United States,” contending that this would reduce the remaining language regarding “a denial or infringement of constitutional rights” to surplusage. Indeed, the nub of the dissent is that § 2255 “does not speak of an illegal ‘confinement’ ... or even of an illegal conviction, but rather of illegal sentences.” Post, at 356. (Emphasis in original.) Although this microscopic analysis of § 2255 surely shows that the statutory language is somewhat lacking in precision, the resulting shadow that the dissenting opinion would cast over the statute totally disappears in the light of its legislative history.
That history makes clear that § 2255 was intended to afford federal prisoners a remedy identical in scope to federal habeas corpus. As the Court pointed out in United States v. Hayman, 342 U. S. 205, 219 (1952), the “history
No microscopic reading of § 2255 can escape either the clear and simple language of § 2254 authorizing habeas corpus relief “on the ground that [the prisoner] is in custody in violation of the . . . laws ... of the United States” or the unambiguous legislative history showing that § 2255 was intended to mirror § 2254 in operative effect. Thus, we cannot agree that the third paragraph of § 2255 was in any fashion designed to mark a retreat from the clear statement that § 2255 encompasses a pris
Moreover, there is no support in the prior holdings of this Court for the proposition that a claim is not cognizable under § 2255 merely because it is grounded in the “laws of the United States” rather than the Constitution. It is true, of course, that in Sunal v. Large, 332 U. S. 174 (1947), the Court held that the nonconstitutional claim in that case could not be asserted to set aside a conviction on collateral attack. But Sunal was merely an example of “the general rule . . . that the writ of habeas corpus will not be allowed to do service for an appeal.” Id., at 178. “Appeals could have been taken in these cases, but they were not.” Id., at 177. The Court was careful to point out that “if Sunal and Kulick had pursued the appellate course and failed, their cases would be quite different. But since they chose not to pursue the remedy which they had, we do not think they should now be allowed to justify their failure by saying they deemed any appeal futile.” Id., at 181. Moreover, “[t]he case [was] not one where the law was changed after the time for appeal had expired.” Ibid. Thus, Sunal cannot be read to stand for the broad proposition that nonconstitutional claims can never be asserted in collateral attacks upon criminal convictions.
This is not to say, however, that every asserted error of law can be raised on a § 2255 motion. In Hill v. United States, 368 U. S. 424, 429 (1962), for example, we held that “collateral relief is not available when all that is shown is a failure to comply with the formal requirements” of a rule of criminal procedure in the absence of any indication that the defendant was prejudiced by the asserted technical error. We suggested that the appropriate inquiry was whether the claimed error of law was “a fundamental defect which inherently results in a complete miscarriage of justice,” and whether “[i]t . . . present[s] exceptional circumstances where the need for the remedy afforded by the writ of habeas corpus is apparent.” Id., at 428 (internal quotation marks omitted). The Court did not suggest that any line could be drawn on the basis of whether the claim had its source in the Constitution or in the “laws of the United States.”
In this case, the petitioner’s contention is that the decision in Gutknecht v. United States, as interpreted and applied by the Court of Appeals for the Ninth Circuit in the Fox case after his conviction was affirmed, establishes that his induction order was invalid under the Selective Service Act and that he could not be lawfully convicted for failure to comply with that order. If this contention is well taken, then Davis’ conviction and punishment are for an act that the law does not make criminal. There can be no room for doubt that such a circumstance “inherently results in a complete miscarriage of justice” and “presents] exceptional cir
The judgment of the Court of Appeals is accordingly reversed and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
The notice further stated that “[a] delinquent registrant loses his eligibility for deferment and may be placed in a class immediately available for service. He is ordered for induction ahead of other registrants.” Pet. for Cert. 21a.
This regulation, which was rescinded shortly after our decision in Gutknecht v. United States, 396 U. S. 295 (1970), provided in pertinent part:
“(a) Whenever a registrant has failed to perform any duty or duties required of him under the selective service law other than the duty to comply with an Order to Report for Induction . , . or the duty to comply with an Order to Report for Civilian Work . . . , the local board may declare him to be a delinquent.”
Title 32 CFR §1641.4 imposes a duty on every registrant to report for an Armed Forces physical examination at the time and place fixed in the order mailed to the registrant by the board. Title 32 CFR § 1641.1 imposes a duty on every registrant “to keep his local board currently informed in writing of . . . the address where mail will reach him .. . .”
Title 50 U. S. C. App. § 462 (a) provides, in pertinent part, that “any person . . . who in any manner shall knowingly fail or neglect or refuse to perform any duty required of him under or in the execution of this title, or rules, regulations, or directions made pursuant to this title . . . shall, upon conviction in any district court of the United States of competent jurisdiction, be punished by imprisonment for not more than five years or a fine of not more than $10,000, or by both such fine and imprisonment.” Title 32 CFR § 1641.5 imposes a duty on every registrant “to report for induction at the time and place ordered by the local board.”
Both induction orders sent to the petitioner had the word “Delinquent” typed on the face. The local board's “Minutes of Action” also reflect that the petitioner was ordered to report “as Del.”
Title 32 CFR § 1631.7 (1967) established an order in which registrants who were eligible would be called for induction. A registrant’s place in this order of call was determined by several factors, including age and marital status. If a registrant were declared a delinquent under 32 CFR § 1642.4 (1967), he immediately entered the first priority in the order of call and was ordered to report for induction even ahead of volunteers for induction. In this sense, the registrant’s induction was “accelerated” as a result of the local board’s delinquency declaration.
Gutknecht had been declared a delinquent for failing to have his registration certificate and current classification notice in his possession at all times, as required by 32 CFR §§ 1617.1 and 1623.5, respectively.
In this regard, the Court said:
“The power under the regulations to declare a registrant 'delinquent’ has no statutory standard or even guidelines. The power is exercised entirely at the discretion of the local board. It is a broad, roving authority, a type of administrative absolutism not congenial to our law-making traditions. . . . We search the Act in vain for any clues that Congress desired the Act to have punitive sanctions apart from the criminal prosecutions specifically authorized .... If federal or state laws are violated by registrants, they can be prosecuted. If induction is to be substituted for these prosecutions, a vast rewriting of the Act is needed.” 396 U. S., at 306-307.
At the hearing in the District Court, the executive secretary of the local board testified that the petitioner would have been inducted earlier if he had not failed to appear for the physical. In corroboration, the Government introduced the local board’s “delivery lists” showing the induction dates of other registrants at the local board. The District Court found that if the petitioner had complied with the local board’s procedures and “[h]ad . . . not been declared a Delinquent, he would have been ordered to report for induction on or before November 15, 1966,” which would have been nearly eight months before he finally failed to report (July 11, 1967).
Between the dates of the induction orders of Davis and Fox, the provisions of 32 CFR § 1631.7 (a) (1967) were incorporated into 32 CFR § 1631.7 (b) (1969).
At the time of his § 2255 motion in the District Court, Davis also moved under Fed. Rule Crim. Proc. 35 for reduction or modification of his sentence. This motion was taken under advisement by the District Court and was thereafter granted in part. As a result, the petitioner was released from incarceration after having served four months of his three-year sentence, and he was placed on probation for the remainder of the original term.
In the absence of a decision by the Court of Appeals on me merits of the petitioner’s contentions, this case is not an appropriate vehicle to consider whether the Gutknecht decision has retroactive application or whether the Fox case was correctly decided by the Court of Appeals.
Brief for United States 25 n. 11.
United States v. Hayman, 342 U. S. 205, 217 (1952).
Although Sunal held that a federal prisoner could not assert a noneonstitutional claim on collateral attack if he had not raised it on appeal, the Court there recognized that this rule would not bar the assertion of constitutional claims in collateral proceedings even if the applicant had failed to pursue them on appeal. 332 U. S. 174, 178-179, 182. Cf. Kaufman v. United States, 394 U. S. 217, 223 (1969).
Concurring in Part
concurring in part and dissenting in part.
I agree with the Court’s holding that review under 28 U. S. C. § 2255 is available to petitioner, due to the intervening change in the law of the Circuit. But I would dispose of the case finally, not remand it.
Petitioner’s case turns on whether his conviction for refusing induction has been invalidated by Gutknecht v. United States, 396 U. S. 295 (1970). Both parties have raised, briefed and argued this issue, and it is properly before us. We should, in the interest of judicial economy if for no other reason, decide the Gutknecht issue and bring to an end this lengthy litigation, rather than remand it to the Court of Appeals for that court’s fourth round of consideration,
In my view, petitioner’s reliance upon Gutknecht is misplaced. Petitioner reads Gutknecht as invalidating the former delinquency regulations of the Selective Service System in every possible application,
The Court’s opinion in Gutknecht repeatedly refers to this deliberately punitive attitude of the Service and its use of the then prevailing delinquency regulations as a means, short of criminal prosecution, for dealing with such persons. See, e. g., 396 U. S., at 306-308. But I do not read Gutknecht as overturning the former delinquency regulations in all circumstances, or as depriving boards of a reasonable and effective alternative procedure for dealing with recalcitrant registrants who plainly were seeking to avoid military service. If the stated rationale of the holding in Gutknecht is accepted, that case invalidated those regulations only insofar as they were applied punitively to advance the-date of a registrant’s induction or to deprive him of procedural rights that he had not waived. See United States v. Dobie, 444 F. 2d 417 (CA4 1971). The reasons relied upon by the Court in Gutknecht and in the concurring opinion
In the instant case it is undisputed that Davis was not, as a result of being declared delinquent, ordered to report for induction at a point in time prior to the normal order of his call. Indeed, due to the board's patient efforts to deal with Davis’ repeated attempts to obstruct the induction process, Davis was ordered to report for induction some seven months later than would have been the case if the process had been allowed to function normally. There is no hint of vindictiveness or of an attempt to punish Davis.
The only impact on Davis of being declared delinquent, other than a delay in the issuance of an order to report for induction, was that the declaration of delinquency permitted the board under then prevailing regulations to issue an induction order in the absence of a pre-induction physical examination and of the resulting form letter notifying Davis of his acceptability for service.
On the record in this case, no one could seriously contend that Davis was the victim of punitive action or that he was not treated with tolerance and forbearance. In my view, the Court in Gutknecht could hardly have intended to invalidate an induction order in such circumstances.
I would affirm the judgment.
Gutknecht concerned primarily 32 CFR § 1642.13 (1969), now superseded, which assigned first priority in the order of induction to delinquents. That regulation is not at issue here.
Under 32 CFR § 1631.7 (1967), which has been withdrawn, the board could issue induction orders to those classified I-A or I-A-0 who had been (i) found acceptable for service and (ii) mailed a Statement of Acceptability at least 21 days before the date fixed for induction, provided:
“That a registrant classified in Class I-A or Class I-A-0 who is a delinquent may be selected and ordered to report for induction . . . notwithstanding the fact that he has not been found acceptable for service ... and has not been mailed a Statement of Acceptability . . . .” Davis received his induction notice under this regulation. Davis maintains that Gutknecht invalidated the above proviso clause, thus depriving the board of the power to induct him in the absence of*350 a finding of acceptability (i. e., a pre-induction physical) and a Statement of Acceptability. But, as noted, Gutknecht dealt with punitive treatment of delinquents, not all treatment of such registrants. Moreover, the above regulation was not at issue in Gutknecht.
Dissenting Opinion
dissenting.
The Court today holds, with a minimum of discussion, that petitioner, in a proceeding under 28 U. S. C. § 2255, may raise his claim that his induction into the Armed Forces was accelerated contrary to the principles of Gutknecht v. United States, 396 U. S. 295 (1970). The Court reaches this result despite the fact that a United States District Court and the Court of Appeals for the Ninth Circuit previously considered this contention in light of Gutknecht and concluded that petitioner’s in
I
The Court’s conclusion, discussed infra, that claims such as petitioner’s can be raised on a § 2255 motion, is actually unnecessary for the disposition of this case. The decisions of the District Court and the Court of Appeals rested entirely on application of a “law of the case” theory, a position that the Government now disavows and that the Court disposes of in a single paragraph. The petitioner in his petition for certiorari and in his brief on the merits principally addressed that issue and his sole rebuttal of the Government’s contention that nonconsti-tutional attacks on judgments of conviction are not cognizable in § 2255 proceedings is contained in his reply brief where he devotes one paragraph to arguing that his claim is constitutional. Thus the Court reaches out to decide a highly important issue without the benefit of lower court attention to the question, without full briefing and, in my view, without full examination of the issues involved. It would seem preferable to remand this case, as the Court does anyway, without deciding this issue, allowing further consideration of the question below and leaving our venture into this area for a more appropriate
II
The facts of this case are set out in detail in the Court’s opinion. I review them here briefly only to emphasize the extent of both administrative and judicial consideration which petitioner has received. A mere recounting of the facts dispels the notion that there are any equities whatever in support of petitioner’s claim for relief.
Petitioner’s difficulties with the Selective Service System began in February of 1965 when he was classified I-A by his local draft board. At that time he was ordered to report for a pre-induction physical examination, but did not appear on the specified date. The board then attempted to schedule another physical but was frustrated by petitioner’s failure to advise the board of his whereabouts. At this point the board warned petitioner that he was in danger of being declared a delinquent, but this warning was also returned with the notation “addressee unknown.”
The board made one more unsuccessful attempt to communicate with petitioner and then declared him a delinquent according to the regulations then in effect.
Having been convicted in the District Court, petitioner took a direct appeal to the Court of Appeals for the Ninth Circuit. While the appeal was pending in that court, however, this Court decided Gutknecht, and the Court of Appeals then remanded the case to the District Court for further consideration in light of our decision. On remand, the District Court decided that Gutknecht did not apply because petitioner’s induction had not in fact been accelerated.
Although one might have supposed the proceedings to be closed at this point, our denial of certiorari marked only the end of phase one. For petitioner, having failed on his direct attack, then sought relief under 28 U. S. C. § 2255, presenting the same claims of acceleration which had previously been rejected. The principal basis for petitioner’s motion was that the law of the Ninth Circuit, unfavorable to him at the time of his conviction and appeal, had subsequently been changed in United States v. Fox, 454 F. 2d 593 (1971). The District Court denied relief without comment, and the Court of Appeals again affirmed.
For reasons that I frankly do not understand, the Court seems to believe that the question of whether claims such as petitioner’s may be raised in a motion under § 2255 is either largely settled by § 2255 itself and by earlier decisions of this Court or, perhaps, is too inconsequential to require extended treatment. Neither premise is sound. Both the language of § 2255 and the case law of this Court suggest that the issue is very much in doubt, and the potential consequences of the decision suggest that the matter calls for serious and careful consideration.
In deciding whether claims of this type may be raised in a § 2255 motion, the logical starting place is the statute itself. The Court’s opinion, however, gives the statute only a passing nod, apparently believing that ambiguity is best resolved by ignoring the source from which it arises. I believe the statute and the Court’s treatment of it require a closer look.
The Court begins its discussion of the statute by stating: “At the outset, we note that the Government’s position finds scant support in the text of § 2255, which permits a federal prisoner to assert a claim that his confinement is 'in violation of the Constitution or laws of the United States.’ ”
“A prisoner in custody under sentence of a court established by Act of Congress claiming the right to be released upon the ground that the sentence was imposed in violation of the Constitution or laws of the United States, or that the court was without jurisdiction to impose such sentence, or that the*356 sentence was in excess of the maximum authorized by law, or is otherwise subject to collateral attack, may move the court which imposed the sentence to vacate, set aside or correct the sentence.”
That paragraph, however, does not speak of an illegal “confinement,” as suggested by the Court, or even of an illegal conviction, but rather of illegal sentences. Furthermore, the paragraph is concerned only with motions for relief, not with the Court’s power to grant relief. The power to grant relief is instead governed by the more specific provisions of paragraph three of the statute.
The language of paragraph three differs quite strikingly from the language quoted above. After providing for notice and a hearing in appropriate cases, the paragraph continues:
“If the court finds that the judgment was rendered without jurisdiction, or that the sentence imposed was not authorized by law or otherwise open to collateral attack, or that there has been such a denial or infringement of the constitutional rights of the prisoner as to render the judgment vulnerable to collateral attack, the court shall vacate and set the judgment aside and shall discharge the prisoner or resentence him or grant a new trial or correct the sentence as may appear appropriate.”
This language certainly makes less clear the intended scope of paragraph one, since, contrary to the emphasis on “sentence” in the earlier paragraph, the provisions of paragraph three mention “sentence” which may be set aside only twice, and then in connection with those “not authorized by law or otherwise open to collateral attack . . . .”
But assuming for the moment that the Court's approach is correct, I find a second obstacle to this decision in the definition, or lack of definition, of the word “laws.” For though the Court seems to accept that petitioner has stated a recognizable claim that his sentence was somehow imposed in violation of the laws of the United States, the Court only briefly mentions what law the sentence is thought to be in violation of. Certainly petitioner cannot contend that his sentence under 50 U. S. C. App. § 462 (a) for refusing to report for induction is in violation
The term “laws of the United States” was included in § 2255 presumably to continue its traditional place in federal habeas corpus statutes.
Certainly a creditable argument could be made that the term “laws” applies only to federal statutes, not to individual decisions of the federal courts. In 1842, for example, only 25 years before the Habeas Corpus Act
IV
The Court’s lack of attention to the statutory language in this case is more than matched by the sparsity of the case law it cites. Although the Court seems to accept without question that both relief under § 2255 and habeas corpus relief have long been available to prisoners making nonconstitutional attacks on judgments of conviction, the Court cites not a single case from this Court that so holds.
“The failure of a trial court to ask a defendant represented by an attorney whether he has anything*363 to say before sentence is imposed is not of itself an error of the character or magnitude cognizable under a writ of habeas corpus. It is an error which is neither jurisdictional nor constitutional. It is not a fundamental defect which inherently results in a complete miscarriage of justice, nor an omission inconsistent with the rudimentary demands of fair procedure. It does not present ‘exceptional circumstances where the need for the remedy afforded by the writ of habeas corpus is apparent.’ ” 368 U. S., at 428. (Emphasis added; citations omitted.)
The only other case mentioned by the Court which might be relevant to this issue is Sunal v. Large, 332 U. S. 174 (1947), a case like Hill in which this Court denied relief for a claim with no constitutional foundation. The Court today suggests, by stress on a negative pregnant, that the decision to deny habeas corpus relief in that case was grounded solely on the petitioner’s failure to raise his claim on direct appeal and that if the issue had been properly raised, the Court would have reached a different conclusion. It is true, of course, that collateral relief is not to be employed as a substitute for an appeal, and Sunal is a leading case for that proposition. But a reading of Sunal which recognizes only the effect of failure to appeal is unnecessarily grudging. The Court in Hill, for example, although faced with a situation in which the noncompliance with Rule 32 (a) was not raised on appeal, did not imply that the error could have been raised in § 2255 proceedings if an appeal had been taken. Rather the Court stated flatly: “We hold that the failure to follow the formal requirements of Rule 32 (a) is not of itself an error that can be raised by collateral attack . . ..” 368 U. S., at 426.
Although the scope of relief in a habeas corpus proceeding remains largely undefined, probably out of concern
The lack of foundation from which the Court now proceeds to fashion a new, expansive collateral-relief doctrine unfortunately suggests that the Court is prepared to extend or retract relief on the basis of whether a majority of the Court believes that a particular set of factual circumstances is “exceptional” or that a particular litigant has raised an appealing point. Thus, the petitioner in Hill is barred from raising his claim at all in a § 2255 proceeding because failure to comply with an explicit federal rule is “not of itself an error of the character or magnitude cognizable under a writ of habeas corpus.” The petitioner in Sunal is also barred, despite a “far more compelling” claim than the one raised in Hill, see 368 U. S., at 428, apparently because he did not receive a previous rejection of his claim on direct appeal. But petitioner in this case succeeds. According to the Court, this case is different, for petitioner has already had his precise claim decided against him once, curiously enough a circumstance considered favorable for him, and because “[t]here can be no room for doubt that such a circumstance [conviction for failure to obey a possibly invalid order] ‘inherently re-
V
The Court’s rather brief dismissal of the Government’s arguments in this case might be understandable were the issues of less importance, or the result less likely to produce severe repercussions. After all, the scope of § 2255 relief has been undefined for almost 25 years and it might be supposed that continuation of this state of affairs would cause no unusual difficulties. But the potential consequences of the Court’s decision today make a laissez-faire attitude inappropriate. For, “[assuming that there ‘exists,’ in an ultimate sense, a ‘correct’ decision of a question of law, we can never be assured that any particular tribunal has in the past made it: we can always continue to ask whether the right rule was applied, whether a new rule should not have been fashioned.” Bator, Finality in Criminal Law and Federal Habeas Corpus for State Prisoners, 76 Harv. L. Rev. 441, 447 (1963). Two examples will suffice as illustrations.
(1) This Court occasionally, though not with great frequency, is called upon to resolve conflicts among the courts of appeals on nonconstitutional criminal questions. For example, in January of 1974, the Court decided United States v. Maze, 414 U. S. 395, a case in which we were asked to resolve a conflict among the courts of appeals concerning the circumstances under which fraudulent use of a credit card might violate the federal mail fraud statute. The Courts of Appeals for the Sixth and Tenth Circuits had construed the scope of the statute somewhat more narrowly than five other
The Court’s decision today seems to provide full opportunity for all defendants convicted under the Mail Fraud Act in the circuits whose view was not accepted to relitigate those convictions in a § 2255 proceeding. Most of those convictions have received full appellate review, and many defendants had unsuccessfully sought certiorari in this Court. The district courts, faced with this influx of motions, will be faced with the difficult task of sifting through various factual claims to determine if the principles of Maze should be applied. I suspect that the burden will not be inconsiderable.
(2) The Court of Appeals for the Ninth Circuit, in affirming the dismissal of petitioner’s § 2255 motion, cited its own decision in Odom v. United States, 455 F. 2d 159 (1972). That case involved the question of whether the petitioner was entitled to the benefit of Wade v. United States, 426 F. 2d 64 (1970), a case which had established newlaw on insanity for the Ninth Circuit. At the time Wade was decided the Court of Appeals specifically held that the decision should apply only to “convictions [which] have not become final as of the date of this decision.”
These examples unfortunately may be multiplied. Admittedly, the Court does attempt to set a minimum threshold for such claims, requiring “ ‘a fundamental defect... inherently resulting] in a complete miscarriage of justice,’ ” and “ ‘exceptional circumstances where the need for the remedy afforded by the writ of habeas corpus is apparent.’ ” (Ante, at 346.) This dictum, it is hoped will partially offset the effect of the holding in this case, though if this petitioner’s case represents a miscarriage of justice it is hard to imagine one that does not. But one must be concerned that the Court, having taken this giant step so casually, may find the next step equally easy to take, allowing perhaps challenges to evidentiary rulings and other trial matters heretofore considered inappropriate for federal habeas corpus.
VI
The decision in this case cannot reasonably be explained by the maxim “Hard cases make bad law,” for although the law made is bad the case is not hard.
I therefore dissent from the Court’s opinion. Were I persuaded otherwise, on that score, however, I would nonetheless agree for the reasons stated by Me. Justice Powell in his concurring and dissenting opinion, ante, p. 347, that the judgment should be affirmed.
The particular regulation relied upon by the board was 32 CFR §1642.4 (a) (1967), which was rescinded after the Court's decision in Gutknecht v. United States, 396 U. S. 295 (1970).
The District Court specifically found that petitioner “would have received a complete physical examination prior to induction had he reported on July 11, 1967, as ordered.” Pet. for Cert. 10a.
Id., at 9a.
Id., at 9a-10a.
405 U. S. 933.
Ante, at 342-343.
The statute seems, at times, to use the terms “sentence” and "judgment” interchangeably, for paragraph three allows relief from
It might be argued, of course, that the first paragraph of § 2255 was for some reason designed to permit the filing of motions for relief even in some cases where relief could not be granted under paragraph three. But the Court offers no reason, and I can think of none, why Congress would encourage such a futile exercise. What
Section 2255 was enacted to provide the same relief available under the federal habeas corpus statute without the logistical problems encountered in the latter remedy. United States v. Hayman, 342 U. S. 205 (1952). The Court makes much of this fact in its opinion but then drops the issue without examining what constituted a “law” for purposes of habeas corpus or what the scope of habeas corpus relief has proved to be under the decisions of this Court.
The Court in Swift v. Tyson, supra, was considering a section of the Judiciary Act of 1789, § 34, 1 Stat. 92, which stated, in part: “[T]he laws of the several states, except where the constitution, treaties, or statutes of the United States shall otherwise require or provide, shall be regarded as rules of decision in trials at common law in the courts of the United States in cases where they apply.” The Court, in explaining its doubt that court decisions constituted “laws” observed: “They are, at most, only evidence of what the laws are, and not of themselves laws. They are often re-examined, reversed, and qualified by the Courts themselves, whenever they are found to be either defective, or ill-founded, or otherwise incorrect.” 16 Pet., at 18.
The Court, in fact, avoids the necessity for a closer look at the statutory language of §2255 by turning instead to the provisions of the federal habeas statute as a guide. This reliance makes all the more curious the fact that the Court does not support its view of the scope of federal habeas by any convincing citation of authority.
The Sanders Court’s statement of the issue before it clearly demonstrates how different that case was from the one now under consideration. In Sanders the Court said: “We consider here the standards which should guide a federal court in deciding whether to grant a hearing on a motion of a federal prisoner under 28 U. S. C. § 2265.” 373 U. S., at 2. That issue arises, not under paragraph one of § 2255, setting forth the claims which a prisoner might make, or under that part of paragraph three setting forth the grounds on which relief might be granted, but under the language found earlier in paragraph three dealing with when a hearing must be held. Thus, the Court in Sanders was faced with the question, not of whether a particular tjqoe of claim is cognizable at all in a §2255 proceeding, but simply whether a hearing is required on a claim eon-cededly within the reach of that section.
The petitioner in Kaufman, in contrast to the petitioner here, sought relief on the ground that he had been subjected to an unconstitutional search and seizure. The Court’s recognition of the constitutional tenor of his claim is evident throughout the opinion. For example, the Court clearly stated that “the availability of collateral remedies is necessary to insure the integrity of proceedings at and before trial where constitutional rights are at stake,” 394 U. S., at 225 (emphasis added), and that “[t]he provision of federal collateral remedies rests more fundamentally upon a recognition that adequate protection of constitutional rights relating to the criminal trial process requires the continuing availability of a mechanism for relief.” ' Id., at 226 (emphasis added).
See, e. g., Sunal v. Large, 332 U. S. 174, 179 (1947).
See, e. g., DeMarco v. Willingham, 401 F. 2d 105, 106 (CA7 1968); Lothridge v. United States, 441 F. 2d 919 (CA6 1971).
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