Ellis v. Dyson
Opinion of the Court
delivered the opinion of the Court.
This action, instituted in the United States District Court for the Northern District of Texas, challenges the constitutionality of the loitering ordinance of the city of Dallas. We do not reach the merits, for the District Court dismissed the case under the compulsion of a procedural precedent of the United States Court of Appeals for the Fifth Circuit which we have since reversed.
I
Petitioners Tom E. Ellis and Robert D. Love, while in an automobile, were arrested in Dallas at 2 a. m. on January 18, 1972, and were charged with violating the city’s loitering ordinance. That ordinance, § 31-60 of the 1960 Revised Code of Civil and Criminal Ordinances of the City of Dallas, Texas, as amended by Ordinance No. 12991, adopted July 20,1970, provides:
“It shall be unlawful for any person to loiter, as hereinafter defined, in, on or about any place, public or private, when such loitering is accompanied by activity or is under circumstances that afford probable cause for alarm or concern for the safety and well-being of persons or for the security of property, in the surrounding area.”
The term “loiter” is defined to
“include the following activities: The walking about aimlessly without apparent purpose; lingering; hanging around; lagging behind; the idle spending of*428 time; delaying; sauntering and moving slowly about, where such conduct is not due to physical defects or conditions.”
A violation of the ordinance is classified as a misdemeanor and is punishable by a fine of not more than $200.
Before their trial in the Dallas Municipal Court
Electing to avoid the possibility of the imposition of a larger fine by the County Court than was imposed by the Municipal Court, petitioners brought the present federal action
The petitioners moved for summary judgment upon the pleadings, admissions, affidavits, and “other matters of record.” App. 42. The respondents, in turn, moved to dismiss and suggested, as well, “that the abstention doctrine is applicable.” Id., at 58. The District Court held that federal declaratory and injunctive relief against future state criminal prosecutions was not available where there was no allegation of bad-faith prosecution, harassment, or other unusual circumstances presenting a likelihood of irreparable injury and harm to the petitioners if the ordinance were enforced. This result, it concluded, was mandated by the decision of its controlling court in Becker v. Thompson, 459 F. 2d 919 (CA5 1972). In Becker, the Fifth Circuit had held that the principles of Younger v. Harris, 401 U. S. 37 (1971), applied not only where a state criminal prosecution was actually pending, but also where a state criminal prosecution was merely threatened. Since the present petitioners’ complaint
II
In Steffel the Court considered the issue whether the Younger doctrine should apply to a case where state prosecution under a challenged ordinance was merely threatened but not pending. In that case, Steffel and his companion, Becker, engaged in protest handbilling at a shopping center. Police informed them that they would be arrested for violating the Georgia criminal trespass statute if they did not desist. Steffel ceased his handbilling activity, but his companion persisted in the endeavor and was arrested and charged.
Steffel then filed suit under 42 U. S. C. § 1983 and 28 U. S. C. § 1343 in Federal District Court, seeking a declaratory judgment
Thus, in Steffel, we rejected the argument that bad-faith prosecution, harassment, or other unique and extraordinary circumstances must be shown before federal declaratory relief may be invoked against a genuine threat of state prosecution. Unlike the situation where state prosecution is actually pending, cf. Samuels v. Mackell, 401 U. S. 66 (1971), where there is simply a threatened prosecution, considerations of equity, comity, and federalism have less vitality.
Exhaustion of state judicial or administrative remedies in Stefjel was ruled not to be necessary, for we have long held that an action under § 1983 is free of that require
Ill
The principles and approach of Stejfel are applicable here. The District Court and the Court of Appeals decided this case under the misapprehension that the Younger doctrine applied where there is a threatened state criminal prosecution as well as where there is a state criminal prosecution already pending. Those courts had no reason to reach the merits of the case or to determine the actual existence of a genuine threat of prosecution, or to inquire into the relationship between the past prosecution and the threat of prosecutions for similar activity in the future. Now that Stejfel has been decided, these issues may properly be investigated.
Second, there is some question on this record as it now stands regarding the pattern of the statute’s enforcement. Answers to interrogatories reveal an average of somewhat more than two persons per day were arrested in Dallas during seven specified months in 1972 for the statutory loitering offense. App. 68. Of course, on remand, the District Court will find it desirable to examine the current enforcement scheme in order to determine whether, indeed, there now is a credible threat that petitioners, assuming they are physically present in Dallas, might be arrested and charged with loitering. A genuine threat must be demonstrated if a case or controversy, within the meaning of Art. Ill of the Constitution and of the Declaratory Judgment Act, may be said to exist. See Steffel v. Thompson, 415 U. S., at 458-460. See gen
Because of the fact that the District Court has not had the opportunity to consider this case in the light of Steffel, and because of our grave reservations about the existence of an actual case or controversy, we have concluded that it would be inappropriate for us to touch upon any of the other complex and difficult issues that the case otherwise might present. The District Court must determine that , the litigation meets the threshold requirements of a case or controversy before there can be resolution of such questions as the interaction between the past prosecution and the threat of future prosecutions, and of the potential considerations, in the context of this case, of the Younger doctrine, of res judicata, of the plea of nolo contendere, and of the petitioners’ failure to utilize the state appellate remedy available to them. Expunction of the records of the arrests and convictions and the nature of corrective action with respect thereto is another claim we do not reach at this time.
The judgment of the Court of Appeals is reversed and the case is remanded for further proceedings consistent with this opinion. No costs are allowed.
It is so ordered.
The Municipal Court was formerly known as the Corporation Court. The name was changed by Tex. Sess. Laws, 61st Leg., p. 1689, c. 547 (1969), now codified as Tex. Rev. Civ. Stat., Art. 1194A (Supp. 1974-1975).
The denial may have been based on State ex rel. Bergeron v. Travis County Court, 76 Tex. Cr. R. 147, 153-154, 174 S. W. 365, 367-368 (1915), and State ex rel. Burks v. Stovall, 324 S. W. 2d 874, 877 (Tex. Ct. Crim. App. 1959), requiring that questions concerning the constitutionality of a local ordinance be raised in County Court before a writ of prohibition will issue from the Court of Criminal Appeals.
The pertinent Texas statute provides:
“On the part of the defendant, the following are the only pleadings:
“6. A plea of nolo contendere. The legal effect of such plea shall
Since petitioners’ convictions, the Article has been, further amended but the new amendments are of no significance for this case. See Tex. Sess. Laws, 63d Leg., c. 399, §2 (A), p. 969 (1973).
We upheld a similar two-tier system in Colten v. Kentucky, 407 U.S. 104, 112-119 (1972).
The federal action was instituted after the 10-day period for posting bond and filing for review de novo in the County Court had expired.
“§ 1983. Civil action for deprivation of rights.
“Every person who, under color of an}' statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
The District Court noted, too, that no showing of exhaustion of the state appellate process had been made. 358 F. Supp., at 265-266.
Steffel initially also sought an injunction. After the District Court had denied both declaratory and injunctive relief, Steffel chose to appeal only the denial of declaratory relief. Becker v. Thompson, 459 F. 2d 919, 921 (CA5 1972); Steffel v. Thompson, 415 U. S. 452, 456 n. 6 (1974). We were not presented, therefore, with any dispute concerning the propriety of injunctive relief.
The Court stated in Stefjel, id., at 462:
“When no state criminal proceeding is pending at the time the federal complaint is filed, federal intervention does not result in duplicative legal proceedings or disruption of the state criminal justice system; nor can federal intervention, in that circumstance, be interpreted as reflecting negatively upon the state court’s ability to enforce constitutional principles. In addition, while a pending state prosecution provides the federal plaintiff with a concrete opportunity to vindicate his constitutional rights, a refusal on the part of the federal courts to intervene when no state proceeding is pending may place the hapless plaintiff between the Scylla of intentionally flouting state law and the Charybdis of forgoing what he believes to be constitutionally protected activity in order to avoid becoming enmeshed in a criminal proceeding.”
Dissenting Opinion
with whom Mr. Justice Stewart joins, and The Chief Justice joins as to Part II, dissenting.
Petitioners were convicted in Dallas, Tex., Municipal Court, on pleas of nolo contendere, of violating the city’s loitering ordinance. They were fined $10 each. Under Texas law petitioners had the right to a trial de novo in the. County Court. Appellate review of an adverse County Court judgment imposing a fine in excess of $100 would have been available in the Texas Court of Criminal Appeals. A determination by the highest state court in which a decision could be had, if it upheld the constitutionality of the ordinance, would have been appealable to this Court. 28 U. S. C. § 1257 (2).
In its decision today, relying on Steffel v. Thompson, 415 U. S. 452 (1974), the Court reverses the decision of the Court of Appeals and remands the case for further consideration of petitioners’ request for declaratory relief. The Court also finds it unnecessary to consider petitioners’ prayer for expunction. I am in disagreement on both points. I would hold that any relief as to petitioners’ previous arrests and convictions is barred by their nolo contendere pleas, equivalent under Texas law to pleas of guilty,
I
I turn first to the retrospective relief sought by petitioners; their prayer for an order expunging the records of their arrests and convictions. The question raised by this prayer is whether a plaintiff may resort to § 1983 to attack collaterally his state criminal conviction when he has either knowingly pleaded guilty to the charge or failed to invoke state appellate remedies. This issue was raised in the courts below,
The Court has never expressly decided whether and in what circumstances § 1983 can be invoked to attack collaterally state criminal convictions. The resolution of this general problem depends on the extent to which, in a § 1983 action, principles of res judicata bar relitigation in federal court of constitutional issues decided in state judicial proceedings to which the federal plaintiff was a party. But we need not resolve this general problem here.
These established principles of federal habeas corpus jurisdiction should apply with at least equal force to attempts under § 1983 collaterally to attack state criminal
II
With respect to petitioners’ request fom declaration that the Dallas ordinance is unconstitutional and cannot be applied to them in the future, the Court holds that “[t]he principles and approach of Steffel are applicable” and remands for reconsideration in light of our opinion in that case. Ante, at 433, 434. In my view, this disposition seriously misreads our opinion in Steffel. It ignores the necessity, fully recognized in Steffel, that a complaint make out a justiciable case or controversy, the indispensable condition under Art. Ill to the exercise of federal judicial power.
A
The question, insofar as petitioners seek prospective relief, is whether the challenge to the constitutionality of the Dallas ordinance was presented, at the time the complaint was filed, in the context of a live controversy between the parties:
“Basically, the question in each case is whether the facts alleged, under all the circumstances, show that there is a substantial controversy, between parties having adverse legal interests, of sufficient imme*444 diacy and reality to warrant the issuance of a declaratory judgment.” Maryland Casualty Co. v. Pacific Coal & Oil Co., 312 U. S. 270, 273 (1941).
This test was met in Stefiel. It is not even arguably met in this case.
The undisputed facts in Stefifel showed that petitioner faced an imminent prospect of arrest and prosecution under the challenged state statute. He previously had engaged in distributing handbills at a shopping center, and on two occasions had been threatened with arrest if he continued his activity. On the second occasion, petitioner avoided arrest only by leaving the premises. His companion, who did not leave, was arrested and arraigned on a charge of criminal trespass. The parties stipulated that “if petitioner returned [to the shopping center] and refused upon request to stop handbilling, a warrant would be sworn out and he might be arrested and charged with a violation of the Georgia statute.” 415 U. S., at 456. In light of these facts we said:
“[Petitioner has alleged threats of prosecution that cannot be characterized as ‘imaginary or speculative’. ... He has been twice warned to stop hand-billing that he claims is constitutionally protected and has been told by the police that if he again handbills at the shopping center and disobeys a warning to stop he will likely be prosecuted. The prosecution of petitioner’s handbilling companion is ample demonstration that petitioner’s concern with arrest has not been ‘chimerical,’ Poe v. Ullman, 367 U. S. 497, 508 (1961). In these circumstances, it is not necessary that petitioner first expose himself to actual arrest or prosecution to be entitled to challenge a statute that he claims deters the exercise of his constitutional rights.” Id., at 459.
“The petitioner . . . has succeeded in objectively showing that the threat of imminent arrest, corroborated by the actual arrest of his companion, has created an actual concrete controversy between himself and the agents of the State.” Id., at 476.
The situation in the present case differs from that in Stejfel in controlling respects. Petitioners previously had been arrested for “loitering” at 2 a. m. in a section of the city remote from their residences. Whether these arrests and petitioners’ subsequent convictions could have survived constitutional challenge, had it timely been made, is a matter irrelevant to the present issue. Petitioners’ previous arrests and convictions are relevant to the justiciability of their prayer for prospective relief only if they evidence a realistic likelihood that petitioners may be arrested again and, therefore, that the ordinance causes them real and immediate harm. See O’Shea v. Littleton, 414 U. S. 488, 496 (1974). These preconditions to the requisite justiciability simply do not exist in this case.
Application of the challenged Dallas ordinance depends, by its terms, on the facts of each case. It is extremely unlikely that the exact set of circumstances leading to the previous arrest and conviction of petitioners will ever be repeated. Petitioners’ brief, attempting to accommodate to Steffel’s rationale, refers vaguely to “petitioners’ fear of arrest and prosecution.”
In several cases we have found constitutional challenges to state and federal statutes justiciable despite the absence of actual threats of enforcement directed personally to the plaintiff. E. g., Doe v. Bolton, 410 U. S. 179, 188-189 (1973); Lake Carriers’ Assn. v. MacMullan, 406 U. S. 498, 506-508 (1972). See CSC v. Letter Carriers, 413 U. S. 548, 551-553 (1973). In each such case, however, the challenged statute applied particularly and unambiguously to activities in which the plaintiff regularly engaged or sought to engage. In each case the plaintiff claimed that the State or Federal Government, by prohibiting such activities, had exceeded substantive constitutional limitations on the reach of its powers. The plaintiffs, therefore, were put to a choice.
Steffel does not depart from this general analysis. The difference between Stefiel and the above cases lies in the nature of the statute involved. Stejjel concerned a general trespass ordinance that did not, on its face, apply particularly to activities in which Steffel engaged or sought to engage. The statute was susceptible of a multitude of applications that would not even arguably exceed constitutional limitations on state power. But the
The pleadings in this case reveal no like circumstances. They merely aver that the Dallas ordinance has a “chilling” effect on First Amendment rights of speech and association. This averment, moreover, is related not to petitioners specifically, but rather to the “citizens of Dallas.”
C
Petitioners’ pleadings thus failed to demonstrate that they were suffering any “real and immediate” harm consequent to the enforcement of the Dallas ordinance. The Court’s opinion, however, states that the District
The situation here is similar to that in O’Shea v. Little-ton, supra. In that case, the District Court dismissed the suit both for want of equitable jurisdiction to grant the relief prayed for and on the ground that the defendants were immune from suit. The Court of Appeals for the Seventh Circuit reversed, and we in turn reversed the decision of the Court of Appeals. What we said there is
There being no substantial controversy between the parties, petitioners’ complaint, insofar as it sought prospective relief, should have been dismissed. The Court’s opinion acknowledges that there is a serious question “whether a case or controversy exists today.” (Emphasis added.) But the Court relates this question to facts, not of record, that have occurred since this suit was filed. Ante, at 434. In.view of the concession made at argument that petitioners’ whereabouts are unknown and that counsel was no longer in touch with them,
A determination of present mootness is altogether immaterial to the question whether there was federal jurisdiction at the time declaratory relief initially was
Ill
I am concerned by the Court’s failure to decide whether, in the circumstances here, petitioners can attack collaterally their convictions under the ordinance. The Court’s reticence should not be viewed as endorsing the appropriateness of collateral attack under § 1983 in these or any other circumstances. But this issue was decided by the District Court and, as Mr. Justice Harlan once said in similar circumstances, the Court’s remand places the District Court “in the uncomfortable position where it will have to choose between adhering to its present decision — in my view a faithful reflection of this Court’s
Equally important, the reversal and remand of this case — especially in an opinion stating that “the principles and approach of Steffel are applicable” to petitioners’ request for declaratory relief — are likely to cause federal courts all over, the country to think that Steffel must be read as having a far wider application than that decision itself warrants. Such a reading would expand the number and, more importantly, the kinds of occasions in which federal district courts properly can be called upon to issue declarations as to the constitutionality of state statutes. I perceive no reason why we should refrain from deciding the threshold justiciability issue, an issue critical to proper understanding and application of the Steffel decision. Again in the words of Mr. Justice Harlan, dissenting from the remand of a case that arose in the wake of Baker v. Carr, 369 U. S. 186 (1962): “Both the orderly solution of this particular case, and the wider ramifications that are bound to follow in the wake of [Steffel], demand that the Court come to grips now with the basic issue tendered by this case.” Scholle v. Hare, supra,.at 435.
In sum, I think the Court should resolve the major issues properly before us, issues as to which there is no factual dispute, rather than delay their resolution, impose unnecessary burdens upon the litigants, and risk widespread uncertainty among the federal judiciary.
The complaint, couched in conclusory terms, does not specifically request a declaration that the ordinance cannot be applied to petitioners in the future. Petitioners’ brief and argument in this Court nevertheless focused primarily on this relief, and the Court accepts this generous reading of the vague and general language of the complaint.
Ante, at 428 — 429, n. 3.
Respondents did. not expressly plead res judicata generally in bar of petitioners’ constitutional claim. See Fed. Rule Civ. Proc. 8 (c). They did, however, argue that by their pleas of nolo contendere petitioners had waived any right to relitigate the validity of the Municipal Court convictions in federal court. Petitioners’ counsel do not deny that this issue is here. Indeed, they frankly recognize that their clients are making “a collateral challenge to the validity of a state criminal conviction.” Brief for Petitioners 6. See also id., at 12 et seq.
The District Court, in dismissing petitioners’ complaint, relied on their pleas of nolo contendere and their failure to exhaust state remedies. App. 62. The Court of Appeals affirmed without opinion.
One of the two "questions presented” by petitioners was whether they may “seek Federal equitable relief expunging any record of their arrest and conviction.” Brief for Petitioners 2.
In Preiser v. Rodriguez, 411 U. S. 475, 497 (1973), the Court noted that several of the Courts of Appeals had held “res judicata . . . fully applicable to a civil rights action brought under § 1983” and that neither state convictions that do not result in confinement nor state civil judgments can be collaterally impeached in federal courts. Indeed, most of the Circuits have considered this question, either in the context of a prior state-court civil or criminal judgment, and each has so ruled. See Mastracchio v. Ricci, 498 F. 2d 1257 (CA1 1974), cert. denied, 420 U. S. 909 (1975); Lackawanna Police Benevolent Assn. v. Bolen, 446 F. 2d 52 (CA2 1971); Kauffman v. Moss, 420 F. 2d 1270 (CA3), cert. denied, 400 U. S. 846 (1970); Shank v. Spruill, 406 F. 2d 756 (CA5 1969); Coogan v. Cincinnati Bar Assn., 431 F. 2d 1209 (CA6 1970); Williams v. Liberty, 461 F. 2d 325 (CA7 1972); Jenson v. Olson, 353 F. 2d 825 (CA8 1965); Scott v. California Supreme Court, 426 F. 2d 300 (CA9 1970);
Petitioners do not claim that their nolo contendere pleas were either involuntary or based on inadequate legal advice. See McMann
Although petitioners could have secured a trial de novo in state court, they chose to forgo that opportunity, claiming they did not want to risk increased fines. There is no indication that petitioners’ choice was anything other than knowing and intelligent, nor does the possibility of increased fines constitute the kind of “grisly” choice at issue in Fay v. Noia, 372 U. S. 391, 440 (1963). See Developments in the Law — Federal Habeas Corpus, 83 Harv. L Rev. 1038, 1106-1109 (1970).
The question is not one of election of judicial fora, as it was in Monroe v. Pape, 365 U. S. 167 (1961), but instead whether a final state-court judgment may be collaterally impeached on grounds that could have been, but deliberately were not, raised in the state court.
Petitioners’ complaint itself nowhere alleged that they feared or had reason to fear future arrest under the Dallas ordinance. The affidavit of petitioner Love, submitted to the District Court, stated that, since his arrest, he had been “very nervous about being out in public places, especially at night and in areas of town where there áre numerous police officers.” App. 53.
App. 68. See Brief for Petitioners 8, 10.
The several references in the Court’s opinion to “threats of prosecution” must relate to the averment of general threat to the entire community, as the record is wholly devoid of any indication of present threat to petitioners. Of course, it is possible that any citizens, including petitioners, may be arrested under this ordinance. But “pleadings must be something more than an ingenious academic exercise in the conceivable.” United States v. SCRAP, 412 U. S. 669, 688 (1973). And although the pleadings must be construed liberally, Fed. Rule Civ. Proc. 8 (f), the complaint and supporting materials in this case make out at most that petitioners genuinely fear future arrest and prosecution. But more than a speculative and subjective concern must be shown, as otherwise the federal courts would be open to virtually any citizen who desired an advisory opinion. As Mr. Justice Stewart stated in his concurring opinion in Steffel v. Thompson, 415 U. S. 452 (1974): “Our decision . . . must not be understood as authorizing the invocation of federal declaratory judgment jurisdiction by a person who thinks a state criminal law is unconstitutional, even . . . if he honestly entertains the subjective belief that he may now or in the future be prosecuted under it.” Id., at 476.
In all of these cases the statutes were not, through lack of enforcement, practical and legal nullities. See Poe v. Ullman, 367 U. S. 497 (1961).
The closest the complaint comes to addressing the justiciability problem is the following passage:
“The sweeping scope of this ordinance means that no citizen is safe to carry on any conduct at any place in the City of Dallas, unless he can be telepathic and be assured that his behavior does not alarm or concern a police officer.
“The provision is violative of, and has a chilling effect upon, the free exercise of the First Amendment rights of Freedom of Association and Assembly, as well as Freedom of Speech, and similar chilling effect upon the fundamental right of Freedom of Movement. Section 81-60 is so sweeping in its potential applicability that any gathering, assembly, speech or other non-criminal behavior may subject the citizens of Dallas to arrest and conviction under its terms.” App. 6-7. (Emphasis added.)
Shorn of its completely unsubstantiated First Amendment claims, the gravamen of petitioners’ complaint is that the ordinance is unconstitutionally vague. But the objection to vagueness, purely as a matter of due process and devoid of First Amendment ramifications, rests in the possibility of discriminatory enforcement and in the unfairness of punishing a person who could not reasonably have predicted that the conduct in which he engaged was criminal. See, e. g., Grayned v. City of Rockford, 408 U. S. 104, 108-109 (1972). As a general matter, therefore, the harm matures and the constitutional objection becomes justiciable only when and as to those against whom the statute is enforced.
For the purpose of ruling on respondents’ motion to dismiss, the District Court “assumed as true every factual allegation in [petitioners’] complaint and also assume [d] that the City of Dallas will continue to enforce the ordinance and this may subject [petitioners] to future arrest and prosecution under the ordinance.” App. 64. But in discussing Reed v. Giarrusso, 462 F. 2d 706 (CA5 1972), the District Court stated that the Court of Appeals in that case had concluded, “as this court does in the case . . . sub judice, that [petitioners] did have standing to sue since they had been arrested and alleged that they will continue to engage in the same conduct which brought about their arrests and that they fear future arrests and prosecutions.” App. 65 n. 4 (emphasis added).
The Court’s concern as to the existence of a case or controversy “today” is expressly related to a concession made in oral argument by counsel for petitioners more than two years after the filing of this suit, a concession which strongly suggests that the counsel were arguing the case as some sort of “private attorneys general” on behalf of “the citizens of Dallas,” not on behalf of petitioners. Apparently petitioners are no longer interested in the case and were not even in communication with the counsel who purport to represent them.
As Mr. Justice Frankfurter stated in his opinion for the Court in Longshoremen’s Union v. Boyd, 347 U. S. 222, 223 (1954): “[A]ppellee contends that the District Court . . . should have dismissed the suit for want of a ‘case or controversy,’ for lack of standing ... to bring this action. . . . Since the first objection is conclusive, there is an end of the matter.” See O’Shea v. Littleton, 414 U. S. 488, 504-505 (1974) (Blackmun, J., concurring in part).
Concurring Opinion
concurring.
I join the opinion of the Court, and add these few words only to indicate why I believe the Court is quite correct in leaving to the District Court on remand the issues treated in the dissenting opinion of my Brother Powell and the concurring and dissenting opinion of my Brother White.
Later this Court, in Steffel v. Thompson, 415 U. S. 452 (1974), reversed the decision of the Court of Appeals which that court and the District Court had regarded as dispositive of this case. In Steffel, we held that Younger v. Harris, 401 U. S. 37 (1971), did not bar access to the District Court when the plaintiff sought only declaratory relief and no state proceeding was pending, but the Court also emphasized that petitioner must present “an ‘actual controversy,’ a requirement imposed by Art. Ill of the Constitution.” 415 U. S., at 458. Properly viewed, therefore, a remand for reconsideration in light of Steffel directs the District Court to consider whether the requisite case or controversy was and is presented, as well as to determine the appropriateness of declaratory relief.
I believe the Court’s remand to the District Court, which will give that court an opportunity to reconsider the jurisdictional issues within the framework of Steffel and to pass in the first instance on the other issues that
Concurring in Part
concurring in part and dissenting in part.
I join the opinion of the Court except insofar as it fails to affirm the dismissal in the courts below of petitioners’ prayer for a mandatory injunction requiring the expunction of their criminal records. With respect to that issue, the prerequisite of a case or controversy is clearly present; but under Younger v. Harris, 401 U. S. 37 (1971), the District Court was plainly correct in dismissing the claim rather than ruling on its merits. Huffman v. Pursue, Ltd., 420 U. S. 592 (1975), would appear to require as much.
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