United States v. Gaddis
Opinion of the Court
delivered the opinion of the Court.
A federal grand jury in Georgia returned an eight-count indictment against' the respondents Gaddis and Birt, charging them with entering a federally insured bank with intent to rob it by force and violence (Count 1) and robbing the bank by force and violence (Count 2), in violation of 18 U. S. C. § 2113 (a);
“[T]he Court realizes that twenty-five years is the maximum, and the cases say that there is a merger of all of those offenses. If there is any question as to the legality of that sentence, that’s the Court’s intention.”
The Court of Appeals for the Fifth Circuit reversed the judgments of conviction and ordered a new trial upon the ground that the District Judge had been in error in permitting the jury to convict the respondents on all
The Court of Appeals was correct in holding that a person convicted of robbing a bank in violation of 18 U. S. C. §§ 2113 (a), (b), and (d), cannot also be convicted of receiving or possessing the proceeds of that robbery in violation of 18 U. S. C. § 2113(c). This much was clearly settled in the Heflin case. The Court there held that “subsection (c) was not designed to increase the punishment for him who robs a bank but only to provide punishment for those who receive the loot from the robber.” 358 U. S., at 419. In “subsection (c) ... Congress was trying to reach a new group of wrongdoers, not to multiply the offense of the bank robbers themselves.” Id., at 420. Thus, while there was in the present case a “merger” of the convictions under §§ 2113 (a) and (d), Prince v. United States, 352
The Court of Appeals was mistaken, however, in supposing that our decision in Milanovich required the ordering of a new trial as the “proper appellate remedy” for the District Judge’s error in this case. The very unusual facts in that case were wholly different from those presented here.
In Milanovich there was evidence that the petitioner and her husband, “as owners of an automobile, transported three others under an arrangement whereby the three were to break into a United States naval commissary building with a view to stealing government funds,” that she and her husband “were to remain outside for the return of their accomplices after the accomplishment of the theft,” but that they “drove off without awaiting the return of their friends.”
The present case is of a very different order. While the evidence was certainly sufficient to support a jury verdict that the respondents were guilty beyond a reasonable doubt of aggravated bank robbery, there was no evidence whatever that they were guilty of receiving the proceeds “from the robber.” Indeed, except for the evidence of asportation during the robbery itself, there was nothing to show that the respondents had ever received or possessed the bank’s funds. Their share of the loot was, in fact, never found. Accordingly, the trial judge should have dismissed Count 3 of the indictment. His error in not doing so can be fully corrected now by the simple expedient of vacating the convictions and sentences under that count.
In many prosecutions under 18 U. S. C. § 2113 the evidence will not, of course, be so clearcut as in the
It is so ordered.
Mr. Justice Stevens took no part in the consideration or decision of this case.
“(a) Whoever, by force and violence, or by intimidation, takes, or attempts to take, from the person or presence of another any property or money or any other thing of value belonging to, or in the care, custody, control, management, or possession of, any bank, credit union, or any savings and loan association; or
“Whoever enters or attempts to enter any bank, credit union, or any savings and loan association, or any building used in whole or in part as a bank, credit union, or as a savings and loan association, with intent to commit in such bank, credit union, or in such savings and loan association, or building, or part thereof, so used, any felony affecting such bank, credit union, or such savings and loan association and in violation of any statute of the United States, or any larceny—
“Shall be fined not more than $5,000 or imprisoned not more than twenty years, or both.”
“(e) Whoever receives, possesses, conceals, stores, barters, sells, or disposes of, any property or money or other thing of value knowing the same to have been taken from a bank, credit union, or a savings and loan association, in violation of subsection (b) of this section shall be subject to the punishment provided by said subsection (b) for the taker.”
“(d) Whoever, in committing, or in attempting to commit, any offense defined in subsections (a) and (b) of this section, assaults any person, or puts in jeopardy the life of any person by the use of a dangerous weapon or device, shall be fined not more than $10,000 or imprisoned not more than twenty-five years, or both.”
Two of the men had entered the bank, brandishing pistols, while the third man had remained in the getaway car outside.
A third man indicted, Billy Wayne Davis, had pleaded guilty and was a principal witness for the Government at the respondents’ trial.
The judge imposed 20-year sentences for aggravated bank robbery (18 U. S. C. §2113 (a)), 25-year sentences for assaults in the course of the bank robbery (§2113 (d)), and 10-year sentences for possession of the proceeds of the robbery (§2113 (e)), all of the sentences to run concurrently.
See, e. g., United States v. Sharpe, 452 F. 2d 1117, 1119 (CA1); United States v. Ploof, 464 F. 2d 116, 119-120 (CA2); United States v. Roach, 321 F. 2d 1, 6 (CA3); Phillips v. United States, 518 F. 2d 108, 110 (CA4); United States v. Sellers, 520 F. 2d 1281, 1286 (CA4); United States v. Harris, 346 F. 2d 182, 184 (CA4); United States v. Abercrombie, 480 F. 2d 961, 964-965 (CA5); Ethridge v. United States, 494 F. 2d 351 (CA6); United States v. Dixon, 507 F. 2d 683 (CA8); United States v. Tyler, 466 F. 2d 920 (CA9); Keating v. United States, 413 F. 2d 1028 (CA9); Glass v. United States, 351 F. 2d 678 (CA10).
365 U. S., at 557 (dissenting opinion).
18 U. S. C. §§ 641, 2.
18 U. S. C. § 641.
In light of Prince v. United States, 352 U. S. 322, the concurrent sentences under Counts 1 and 2 should also be vacated, leaving the respondents under single 25-year prison sentences for violating 18 U. S. C. § 2113 (d).
Such a case is not hard to hypothesize. A grand jury or prosecutor may often possess clear evidence that the proceeds of a bank robbery were found in a certain person’s possession, and less certain eyewitness or circumstantial evidence that that person was an actual participant in the robbery.
The statement to the contrary in a dissenting opinion in Milanovich, 365 U. S., at 558, is incorrect.
If, on the other hand, the indictment or information charges only a violation of §2113 (c) , it is incumbent upon the prosecution at trial to prove beyond a reasonable doubt only the elements of that offense, and the identity of the participant or participants in the robbery or theft is irrelevant to the issue of the defendant’s guilt. While a mechanistic reading of Heflin’s language might not wholly support this rule, it is to be remembered that Heflin ultimately held no more than that a person could not be convicted and separately sentenced under §2113 (a), (b), or (d) and under § 2113 (c) because § 2113 (c) could not be used to “pyramid penalties.” 358
Concurring Opinion
with whom The Chief Justice joins, concurring.
Because the Court deems this case distinguishable from Milanovich v. United States, 365 U. S. 551 (1961), it sees no occasion to consider the continuing validity of that decision; and I do not read the Court’s opinion as reaffirming, in addition to describing, the Milanovich rule that a new trial is required when (1) a jury is erroneously permitted to convict a defendant both of bank robbery, 18 U. S. C. § 2113 (a), (b), or (d), and of knowing possession of the proceeds of that robbery, 18 U. S. C. § 2113 (c), and (2) there is evidence to support both convictions.
As the Court states, a jury, having convicted on the robbery count, should stop there without going on to consider the possession count. If the jury is erroneously permitted, however, to consider and convict on the possession count as well, such a conviction casts absolutely no doubt on the validity of the robbery conviction. Under such circumstances it is not impossible to say upon which count, if either, a properly instructed jury would have convicted the defendant. It may be concluded with satisfactory certainty that the jury, having convicted for both offenses, would have convicted of robbery if it had been properly instructed. The verdict on the robbery count shows that the jury found each element of that
In all cases in which the court correctly instructs the jury on the elements of. the crime of robbery, any resulting conviction and sentence should be sustained. In those cases in which the jury also convicts of possession, that conviction and any sentence on it should simply be vacated.
If district judges instruct juries as the majority opinion requires, this problem will not arise. However, since this Court’s decision in Milanovich v. United States, 365 U. S. 551 (1961), district judges should have been instructing juries not to consider possession counts, if they convict of robbery. As this case and others attest, e. g., United States v. Sellers, 520 F. 2d 1281 (CA4 1975), cert. pending, Nos. 74-1476 and 74—6503; Phillips v. United States, 518 F. 2d 108 (CA4 1975) (en banc), cert. pending, Nos. 75-167 and 75—5457; United States v. Dixon, 507 F. 2d 683 (CA8 1974), cert. pending,
Reference
- Full Case Name
- UNITED STATES v. GADDIS Et Al.
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- 209 cases
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- Published