Middendorf v. Henry
Opinion of the Court
delivered the opinion of the Court.
In February 1973 plaintiffs
In the District Court, plaintiffs brought a class action seeking habeas corpus (release from confinement), an
The District Court allowed the suit to proceed as a class action, expunged all of plaintiffs’ convictions, released all plaintiffs and all other members of their class
The Court of Appeals vacated the judgment of the District Court, and remanded the case for reconsideration in light of the Court of Appeals’ opinion in Daigle v. Warner, 490 F. 2d 358 (CA9 1973). Daigle had held that there was no Sixth Amendment right to counsel in summary courts-martial, and likewise held that there was no absolute Fifth Amendment due process right to counsel in every case in which a military defendant might be imprisoned. However, citing Gagnon v. Scarpelli, 411 U. S. 778 (1973), it did hold that counsel was required where the “accused makes a request based on a timely and colorable claim (1) that he has a defense, or (2) that there are mitigating circumstances, and the assistance of counsel is necessary in order adequately to
I
The UCMJ provides four methods for disposing of cases involving offenses committed by servicemen: the general, special, and summary courts-martial, and disciplinary punishment administered by the commanding officer pursuant to Art. 15, UCMJ, 10 U. S. C. § 815. General and special courts-martial resemble judicial proceedings, nearly always presided over by lawyer judges with lawyer counsel for both the prosecution and the defense.
The summary court-martial occupies a position between informal nonjudicial disposition under Art. 15 and the courtroom-type procedure of the general and special courts-martial. Its purpose, “is to exercise justice promptly for relatively minor offenses under a simple form of procedure.” Manual for Courts-Martial ¶ 79a (1969) (MCM). It is an informal proceeding conducted by a single commissioned officer with jurisdiction only over noncommissioned officers and other enlisted personnel. Art. 20, UCMJ, 10 U. S. C. § 820. The presiding officer acts as judge, factfinder, prosecutor, and defense counsel. The presiding officer must inform the accused of the charges and the name of the accuser and call all witnesses whom he or the accused desires to call.
The maximum sentence elements which may be imposed by summary courts-martial are: one month’s confinement at hard labor; 45 days’ hard labor without confinement; two months’ restriction to specified limits; reduction to the lowest enlisted pay grade; and forfeiture of two-thirds pay for one month. Art. 20, UCMJ, 10 U. S. C. § 820.
II
The question of whether an accused in a court-martial has a constitutional right to counsel has been much debated
We find it unnecessary in this case to finally resolve the broader aspects of this question, since we conclude that even were the Sixth Amendment to be held applicable to court-martial proceedings, the summary court-martial provided for in these cases was not a “criminal prosecution” within the meaning of that Amendment.
This conclusion, of course, does not answer the ultimate question of whether the plaintiffs are entitled to counsel at a summary court-martial proceeding, but it does shift the frame of reference from the Sixth Amendment’s guarantee of counsel “[i]n all criminal prosecutions” to the Fifth Amendment’s prohibition against the deprivation of “life, liberty, or property, without due process of law.”
Argersinger v. Hamlin, 407 U. S. 25 (1972), held that the Sixth Amendment’s provision for the assistance of counsel extended to misdemeanor prosecutions in civilian courts if conviction would result in imprisonment. A
“[T]here are critical differences between criminal trials and probation or parole revocation hearings, and both society and the probationer or parolee have stakes in preserving these differences.
“In a criminal trial, the State is represented by a prosecutor; formal rules of evidence are in force; a defendant enjoys a number of procedural rights which may be lost if not timely raised; and, in a jury trial, a defendant must make a presentation understandable to untrained jurors. In short, a criminal trial under our system is an adversary proceeding with its own unique characteristics. In a revocation hearing, on the other hand, the State is represented, not by a prosecutor, but by a parole officer with the orientation described above; formal procedures and rules of evidence are not employed; and the members of the hearing body are familiar with the problems and practice of probation or parole.” Id., at 788-789.
In re Gault, 387 U. S. 1 (1967), involved a proceeding in which a juvenile was threatened with confinement. The Court,. although holding counsel was required, went on to say:
“ ‘We do not mean ... to indicate that the hearing*36 to be held must conform with all of the requirements of a criminal trial or even of the usual administrative hearing; but we do hold that the hearing must measure up to the essentials of due process and fair treatment.’ ” Id., at 30.
The Court’s distinction between various civilian proceedings, and its conclusion that, notwithstanding the potential loss of liberty, neither juvenile hearings nor probation revocation hearings are “criminal proceedings,” are equally relevant in assessing the role of the summary court-martial in the military.
The summary court-martial is, as noted above, one of four types of proceedings by which the military imposes discipline or punishment. If we were to remove the holding of Argersinger from its civilian context and apply it to require counsel before a summary court-martial proceeding simply because loss of liberty may result from such a proceeding, it would seem all but inescapable that counsel would likewise be required for the lowest level of military proceeding for dealing with the most minor offenses. For even the so-called Art. 15 “nonjudicial punishment,” which may be imposed administratively by the commanding officer, may result in the imposition upon an enlisted man of “correctional custody” with hard labor for not more than 30 consecutive days.
Admittedly Gagnon is distinguishable in that there the defendant had been earlier sentenced at the close of an orthodox criminal prosecution. But Gault is not so distinguishable: there the juvenile faced possible initial confinement as a result of the proceeding in question, but the Court nevertheless based its conclusion that counsel was required on the Due Process Clause of the Fourteenth Amendment, rather than on any determination that the hearing was a “criminal prosecution” within the meaning of the Sixth Amendment.
It seems to us indisputably clear, therefore, that even in a civilian context the fact that a proceeding will result in loss of liberty does not ipso facto mean that the proceeding is a "criminal prosecution” for purposes of the Sixth Amendment. Nor does the fact that confinement will be imposed in the first instance as a result of that proceeding make it a “criminal prosecution.” When we consider in addition the fact that a summary court-martial occurs in the military community, rather than the civilian community, we believe that the considerations supporting the conclusion that it is not a “criminal prosecution” are at least as strong as those which were held dispositive in Gagnon and Gault.
The dissent points out, post, at 56-57, n. 6, that in
We have only recently noted the difference between the diverse civilian community and the much more tightly regimented military community in Parker v. Levy, 417 U. S. 733, 749 (1974). We said there that the UCMJ “cannot be equated to a civilian criminal code. It, and the various versions of the Articles of War which have preceded it, regulate aspects of the conduct of members of the military which in the civilian sphere are left unregulated. While a civilian criminal code carves out a relatively small segment of potential conduct and declares it criminal, the Uniform Code of Military Justice essays more varied regulation of a much larger segment of the activities of the more tightly knit military community.” Ibid. Much of the conduct proscribed by the military is not “criminal” conduct in the civilian sense of the word. Id., at 749-751.
Finally, a summary court-martial is procedurally quite different from a criminal trial. In the first place, it is not an adversary proceeding. Yet the adversary nature of civilian criminal proceedings is one of the touchstones of the Sixth Amendment’s right to counsel
Argersinger relied on Gideon v. Wainwright, 372 U. S. 335 (1963), where we held:
“[I]n our adversary system of criminal justice, any person haled into court . . . cannot be assured a fair trial unless counsel is provided for him. This seems to us to be an obvious truth. Governments, both state and federal, quite properly spend vast sums of money to establish machinery to try defendants accused of crime. Lawyers to prosecute are everywhere deemed essential to protect the public’s interest in an orderly society. . . .” Id., at 344.
The function of the presiding officer is quite different from that of any participant in a civilian trial. He is guided by the admonition in ¶ 79a of the MCM: “The function of a summary court-martial is to exercise justice promptly for relatively minor offenses under a simple form of procedure. The summary court will thoroughly and impartially inquire into both sides of the matter and will assure that the interests of both the Government and the accused are safeguarded.” The presiding officer is more specifically enjoined to attend to the interests of the accused by these provisions of the same paragraph:
“The accused will be extended the right to cross-examine these witnesses. The summary court will aid the accused in the cross-examination, and, if the accused desires, will ask questions suggested by the accused. On behalf of the accused, the court will obtain the attendance of witnesses, administer the oath and examine them, and obtain such other evi*42 dence as may tend to disprove or negative guilt of the charges, explain the acts or omissions charged, show extenuating circumstances, or establish grounds for mitigation. Before determining the findings, he will explain to the accused his right to testify on the merits or to remain silent and will give the accused full opportunity to exercise his election.” MCM ¶ 79d (3).
We believe there are significant parallels between the Court’s description of probation and parole revocation proceedings in Gagnon and the summary court-martial, which parallels tend to distinguish both of these proceedings from the civilian misdemeanor prosecution upon which Argersinger focused. When we consider in addition that the court-martial proceeding takes place not in civilian society, as does the parole revocation proceeding, but in the military community with all of its distinctive qualities, we conclude that a summary court-martial is not a “criminal prosecution” for purposes of the Sixth Amendment.
III
The Court of Appeals likewise concluded that there was no Sixth Amendment right to counsel in summary court-martial proceedings such as this, but applying the due process standards of the Fifth Amendment adopted a standard from Gagnon v. Scarpelli, 411 U. S. 778 (1973), which would have made the right to counsel depend upon the nature of the serviceman’s defense. We
We recognize that plaintiffs, who have either been convicted or are due to appear before a summary court-martial, may be subjected to loss of liberty or property, and consequently are entitled to the due process of law guaranteed by the Fifth Amendment.
However, whether this process embodies a right to counsel depends upon an analysis of the interests of the individual and those of the regime to which he is subject. Wolff v. McDonnell, 418 U. S. 539, 556 (1974).
In making such an analysis we must give particular deference to the determination of Congress, made under its authority to regulate the land and naval forces, U. S. Const., Art. I, § 8, that counsel should not be provided in summary courts-martial. As we held in Burns v. Wilson, 346 U. S. 137, 140 (1953):
“[T]he rights of men in the armed forces must perforce be conditioned to meet certain overriding demands of discipline and duty, and the civil courts are not the agencies which must determine the precise balance to be struck in this adjustment. The Framers especially entrusted that task to Congress.” (Footnote omitted.)
The United States Court of Military Appeals has held that Argersinger is applicable to the military and requires counsel at summary courts-martial. United States v. Alderman, 22 U. S. C. M. A. 298, 46 C. M. R. 298 (1973). Dealing with areas of law peculiar to the military branches, the Court of Military Appeals’ judgments are normally entitled to great deference. But the 2-to-l decision, in which the majority itself was sharply divided in theory, does not reject the claim of military necessity. Judge Quinn was of the opinion that Argersinger’s expansion of the Sixth Amendment right to counsel was
Given that only one member of the Court of Military Appeals took issue with the claim of military necessity, and taking the latter of Chief Judge Darden’s statements as applying with at least equal force to the Members of this Court, we are left with Congress’ previous determination that counsel is not required. We thus need only decide whether the factors militating in favor of counsel at summary courts-martial are so extraordinarily weighty as to overcome the balance struck by Congress.
"The introduction of counsel into a . . . proceeding will alter significantly the nature of the proceeding. If counsel is provided for the [accused], the State in turn will normally provide its own counsel; lawyers, by training and disposition, are advocates and bound by professional duty to present all available evidence and arguments in support of their clients' positions and to contest with vigor all adverse evidence and views.”
In short, presence of counsel will turn a brief, informal hearing which may be quickly convened and rapidly concluded into an attenuated proceeding which consumes the resources of the military to a degree which Congress could properly have felt to be beyond what is warranted by the relative insignificance of the offenses being tried. Such a lengthy proceeding is a particular burden to the Armed Forces because virtually all the participants, including the defendant and his counsel, are members of
As we observed in U. S. ex rel. Toth v. Quarles, 350 U. S. 11, 17 (1955):
“[I]t is the primary business of armies and navies to fight or be ready to fight wars should the occasion arise. But trial of soldiers to maintain discipline is merely incidental to an army’s primary fighting function. To the extent that those responsible for performance of this primary function are diverted from it by the necessity of trying cases, the basic fighting purpose of armies is not served. . . . [Military tribunals have not been and probably never can be constituted in such way that they can have the same kind of qualifications that the Constitution has deemed essential to fair trials of civilians in federal courts.”
However, the Court of Appeals did not find counsel necessary in all proceedings but only, pursuant to Daigle v. Warner, where the accused makes
“a timely and colorable claim (1) that he has a defense, or (2) that there are mitigating circumstances, and the assistance of counsel is necessary in order adequately to present the defense or mitigating circumstances." 490 F. 2d, at 365.
But if the accused has such a claim, if he feels that in order to properly air his views and vindicate his rights,
It is true that by exercising this option the accused subjects himself to greater possible penalties imposed in the special court-martial proceeding. However, we do not find that possible detriment to be constitutionally decisive. We have frequently approved the much more difficult decision, daily faced by civilian criminal defendants, to plead guilty to a lesser included offense. E. g., Brady v. United States, 397 U. S. 742, 749-750 (1970). In such a case the defendant gives up not only his right to counsel but his right to any trial at all. Furthermore,
Such choices are a necessary part of the criminal justice system:
“The criminal process, like the rest of the legal system, is replete with situations requiring 'the making of difficult judgments’ as to which course to follow. McMann v. Richardson, 397 U. S., at 769. Although a defendant may have a right, even of constitutional dimensions, to follow whichever course he chooses, the Constitution does not by that token always forbid requiring him to choose.” McGautha v. California, 402 U. S. 183, 213 (1971).
We therefore agree with the defendants that neither the Sixth nor the Fifth Amendment to the United States Constitution empowers us to overturn the congressional determination that counsel is not required in summary courts-martial. The judgment of the Court of Appeals is therefore
Reversed.
Mr. Justice Stevens took no part in the consideration or decision of these cases.
Both parties have petitioned from the judgment of the court below. For simplicity we refer to the servicemen as “plaintiffs” and the federal parties as “defendants.”
Including two who were not among the original six plaintiffs but later intervened.
One of these plaintiffs was also charged with several other offenses, including assault on a superior noncommissioned officer, Art. 91, Uniform Code of Military Justice (UCMJ), 10 U. S. C. § 891.
Plaintiffs were so informed and consented pursuant to the terms of (Navy) Staff Judge Advocate Memorandum 10-72 which was in force at El Toro Marine Corps Air Station where all plaintiffs were stationed. Record 18.
For example, as to plaintiff Henry, the following entry appears in the record of his court-martial:
“The accused was advised that, if tried by Summary Court-Martial, he would not be represented by appointed military counsel; that instead, that Summary Court-Martial Officer would thoroughly and impartially inquire into both sides of the matter, and would assure that the interests of both the Government and the accused are safeguarded; that, if his case were that referred to a Special Courts-Martial [sic], he would be provided counsel. In addition, the accused, after being informed of the maximum punishment imposable in his case both by a Summary Courts-Martial [sic] and Special Courts-Martial [sic], he would be foregoing his statutory rights to counsel at a Special Courts-Martials [sic].” Id,., at 114.
At least one plaintiff, McLean, was found not guilty as to certain charges at the summary court-martial. Upon review at the supervisory authority level, guilty findings on certain other charges upon which he had been convicted were reversed.
These plaintiffs arguably failed to exhaust their military remedies. However, the defendants urge that exhaustion not be required here because the practice of the Judge Advocate General has been to defer consideration of any petitions on the right-to-counsel issue pending the completion of litigation on this issue in the federal courts.
Since the exhaustion requirement is designed to protect the military from undue interference by the federal courts, Schlesinger v. Councilman, 420 U. S. 738, 758 (1975), the military can waive that requirement where it feels that review in the federal courts is necessary. See Sosna v. Iowa, 419 U. S. 393, 396-397, n. 3 (1975).
The class included all members of the Navy and Marine Corps who “were or are now or will be required after (the date of the order) to stand trial by summary courts-martial” and who had not been afforded counsel. 357 F. Supp. 495, 499 (1973).
These features are mandatory for general courts-martial.' Special courts-martial may be, but seldom are, convened without a military judge; in such cases, the senior member of the court presides. Appointed defense counsel at a special court-martial is required to be an attorney, unless an attorney cannot be obtained because of physical conditions or military exigencies. In addition to the appointed counsel at a general or special court-martial, the accused may retain civilian counsel at his own expense, or he may be represented by a military lawyer of his own selection, if such lawyer is “reasonably available.” Arts. 16, 25, 27 (b), 27 (c), 38 (b), UCMJ, 10 U. S. C. §§ 816, 825, 827 (b), 827 (c), 838 (b).
The maximum punishments which may be imposed under Art. 15 are: 30 days’ correctional custody; 60 days’ restriction to specified limits; 45 days’ extra duties; forfeiture of one-half of one month’s pay per month for two months; detention of one-half of one month’s pay per month for three months; reduction in grade. Enlisted members attached to or embarked on a vessel may be sentenced to three days’ confinement on bread and water or diminished rations. Correctional custody is not necessarily the same as confinement. It is intended to be served in a way which allows normal performance of duty, together with intensive counseling. Persons serving correctional custody, however, may be confined. Art. 15 (b). See Department of the Navy, SECNAV Inst. 1640.9, Corrections Manual, c. 7, June 1972; Department of the Army, Pamphlet No. 27-4, Correctional Custody, 1 June 1972; Department of the Air Force, Reg. 125-35, Correctional Custody, 7 Oct. 1970.
Additionally, the officer must inform the accused of his right to remain silent and allow him to cross-examine witnesses or have the summary court officer cross-examine them for him. The accused may testify and present evidence in his own behalf. If the
The record of the trial is then reviewed by the convening officer, Art. 60, UCMJ, 10 U. S. C. § 860, and thereafter by a Judge advocate. Art. 65 (c), UCMJ, 10.U. S. C. §865 (c).
Not all these sentence elements may be imposed in one sentence, and enlisted persons above the fourth enlisted pay grade may not be sentenced to confinement or hard labor by summary courts-martial, or reduced except to the next inferior grade. MCM ¶¶ 16b and 127c.
Compare, Wiener, Courts-Martial and the Bill of Rights: The Original Practice, 72 Harv. L. Rev. 1 (1958), which finds that there is no historic precedent for application of the right to counsel to courts-martial, with Henderson, Courts-Martial and the Constitution: The Original Understanding, 71 Harv. L. Rev. 293 (1957), which concludes that the original intent of the Framers was to apply the Sixth Amendment right to counsel to the military. Compare Daigle v. Warner, 490 F. 2d 358 (CA9 1973), with Betonie v. Sizemore, 496 F. 2d 1001 (CA5 1974).
Since under our Brother Marshall’s analysis the Sixth Amendment applies to the military, it would appear that not only the right to counsel but the right to jury trial, which is likewise guaranteed by that Amendment, would come with it. While under Duncan v. Louisiana, 391 U. S. 145 (1968), such a right would presumably not obtain in cases of summary courts-martial because of the short periods of confinement which they may impose, it would surely apply to special and general courts-martial, which are empowered to impose sentences far in excess of those held in Duncan to be the maximum which could be imposed without a jury. Whatever may be the merits of “selective incorporation” under the Fourteenth Amendment, the Sixth Amendment makes absolutely no distinction between the right to jury trial and the right to counsel.
Chief Judge Darden, dissenting in United States v. Alderman, 22 U. S. C. M. A. 298, 46 C. M. R. 298 (1973), made a similar observation:
“While it may be argued that counsel should be required for summary courts-martial since they constitute criminal convictions and not for Article 15 proceedings as they are nonjudicial and corrective in nature, the effect of confinement under the former and correctional custody under the latter is difficult to distinguish. See In re Gault, 387 U. S. 1 (1967). Consequently, I would have difficulty in sus-*37 taming the position that while counsel must be provided before summary courts-martial, they may be dispensed with in Article 15 proceedings that may result in correctional custody.” Id., at 308 n. 1, 46 C. M. R., at 308 n. 1.
This section provides that a commanding officer (of the grade of major or lieutenant commander or above) may impose, inter alia, not more than 30 consecutive days of “correctional custody,” § 815 (b) (2) (H) (ii), during duty or non-duty hours and may include “hard labor.” § 815 (b).
Our Brother MARSHALL argues, post, at 57-58, and nn. 8 and 9, that the military considers a summary court-martial conviction as “criminal.” But Admiral Hearn, the Navy Judge Advocate General, did not describe the convictions as “criminal”; he did state that a commanding officer’s decision to utilize a summary court-martial, as opposed to an Art. 15 administrative punishment, might turn on his judgment that it was “in the best interests of the service to begin to put on record [the] infractions” of a serviceman who had accumulated several Art. 15 punishments for the same type of offense. Joint Hearings on Military Justice before the Subcommittee on Constitutional Rights of the Senate Committee on the Judiciary and a Special Subcommittee of the Senate Committee on Armed Services, 89th Cong., 2d Sess., 34 (1966) (1966 Hearings). The Army Assistant Judge Advocate General then pointed out that one advantage a summary court-martial held for the accused, over an Art. 15 proceeding, was that the latter was adjudged by the company commander, the “nominal accuser,” whereas “the summary court knows nothing about the case at all.” Ibid.
The dissent also refers us to the Army’s acknowledgment of “collateral consequences” flowing from a summary court-martial conviction. Post, at 58-59. But that which is quoted in the text is a portion of the Army’s written response in 1962 to the following question: “What are the effects on a serviceman’s career of conviction by summary or special court-martial?” The disjunctive in the question makes it impossible to tell whether the portion quoted is addressed to special or summary court-martial, or both.
Finally, whatever conclusions may have been drawn by the author of the article in 39 Va. L. Rev. 319 cited by the dissent, post, at 59 n. 11, as to the “impact of a summary court-martial conviction,” are of little aid to present considerations. The article was written at
Our Brother Marshall notes, post, at 57, that technically even the most serious noncapital UCMJ offenses may be tried before a summary court-martial. But that is of little practical effect upon the serviceman accused, given the ceilings on punishments imposed by Art. 20. It would seem inconceivable that a serious charge such as striking a commissioned officer, Art. 90 (1), UCMJ, 10 U. S. C. § 890 (1) — for which a general court-martial could impose a 10-year sentence — would ever be prosecuted before a court which could impose maximum confinement at hard labor for only one month. But if that occurred, an accused so charged before a summary court-martial would no doubt be delighted at his good fortune. The fact is, as the dissent notes, post, at 57-58, n. 8, that only 14% of the summary courts-martial conducted by the Navy are for “nonmilitary” offenses. We do not regard this figure as “substantial” in the sense that the dissent apparently does.
As we held in Johnson v. Zerbst, 304 U. S. 458, 462-463 (1938):
“The Sixth Amendment . . . embodies a realistic recognition of the obvious truth that the average defendant does not have the*41 professional legal skill to protect himself when brought before a tribunal with power to take his life or liberty, wherein the prosecution is presented by experienced and learned counsel.”
No one of the factors discussed above — the nature of the proceedings, of the offenses, and of the punishments — is necessarily dis-positive. Rather, all three combine with the distinctive nature of military life and discipline to lead to our conclusion. The dissent, by discussing these factors independently and attempting to demonstrate that each factor cannot stand by its own force does not come to grips with this analysis.
Judge Quinn’s broad view of the applicability of the Bill of Rights to members of the military is well established. Concurring in United States v. Culp, 14 U. S. C. M. A. 199, 216-217, 33 C. M. R. 411, 428-429 (1963), he stated that its protections run to the Armed Forces “ ‘unless excluded directly or by necessary implication, by the provisions of the Constitution itself.’ ” See also United States v. Jacoby, 11 U. S. C. M. A. 428, 530-431, 29 C. M. R. 244, 246-247 (1960).
Prior to the enactment of the UCMJ into positive law in
The one-month period of confinement which may be imposed by a summary court-martial stands in marked contrast with the period of confinement for a minimum of three years which could have been imposed in a juvenile proceeding in In re Gault, 387 U. S. 1, 37 n. 60 (1967).
Article 20 UCMJ, 10 U. S. C..§820, provides in pertinent part that “[n]o person with respect to whom summary courts-martial have jurisdiction may be brought to trial before a summary court-martial if he objects thereto. . .
Article 38 (b) UCMJ, 10 U. S. C. §838 (b), provides:
“The accused has the right to be represented in his defense before a general or special court-martial by civilian counsel if provided by him, or by military counsel of his own selection if reasonably available, or by the defense counsel detailed under section 827 of this title.”
The dissent criticizes our failure to discuss Gault, supra, as to this point. Gault is inapposite. Contrary to the assertion of the dissent, post, at 69 n. 22, Gault, had he been tried in the adult courts, would have been subject to a maximum sentence of two months rather than the six years he actually received. 387 U. S., at 29. We cannot speculate what the result in Gault would have been if there had been a waiver available and if the adult sentence had been greater rather than less than the juvenile.
It by no means follows, as the dissent suggests, post, at 71-72, that the same result would obtain with such a two-tier system in the civilian context, where Gideon v. Wainwright, 372 U. S. 335 (1963), and Argersinger v. Hamlin, 407 U. S. 25 (1972), have held the Sixth Amendment’s right to counsel applicable. In such a context, the reasoning of United States v. Jackson, 390 U. S. 570 (1968), that one cannot be penalized for exercising a constitutional right would come into play. Here, however, we have held that there is no constitutional right to counsel at summary court-martial, so the issue of being penalized for the exercise of such a right is not presented.
Concurring Opinion
with whom Mr. Justice Blackmun joins, concurring.
As I agree with the substance and holding of the Court’s opinion, I join it. I write separately to emphasize the factor which, in my view, distinguishes this case from Argersinger v. Hamlin, 407 U. S. 25 (1972). One sentence expresses the fundamental basis for the distinction:
“This Court has long recognized that the military is, by necessity, a specialized society separate from civilian society.” Parker v. Levy, 417 U. S. 733, 743 (1974).
In Parker, the Court went on to say that we also have recognized that “the military has, again by necessity, developed laws and traditions of its own during its long history.” Ibid. Only last Term in Schlesinger v. Councilman, 420 U. S. 738, 757 (1975), we said:
“The laws and traditions governing [military] discipline have a long history; . . . they are founded on unique military exigencies as powerful now as in the past. Their contemporary vitality repeatedly has been recognized by Congress.”
The Constitution expressly authorized the Congress to “make Rules for the Government and Regulation of the land and naval Forces.” Art. I, § 8. Court-martial proceedings, as a primary means for the regulation and discipline of the Armed Forces, were well known to the Founding Fathers. The procedures in such courts were
I recognize, of course, that one’s constitutional rights are not surrendered upon entering the Armed Services. But the rights are applied, as this Court often has held, in light of the “unique military exigencies” that necessarily govern many aspects of military service. See Parker v. Levy, supra, at 758. In recognition of this, since the founding of the Republic Congress has enacted special legislation applicable only to the Armed Services,
I find no basis for holding now that the Constitution compels the equating, for purposes of requiring that counsel be provided, of military summary courts with civilian criminal courts.
As noted in the Court’s opinion, the relatively petty offenses that customarily come before summary courts-martial most often involve military offenses unknown in civilian society. In this case, for example, most of the plaintiffs were charged only with “unauthorized absence.” To be sure, such courts also try some offenses that would be violations of civilian criminal law. But these are typically petty offenses and are committed by defendants subject to military discipline. The Court has no occasion in this case to address whether the Constitution requires the providing of counsel in special and general court-martial proceedings where serious, civil felonies are often charged. Indeed, all of the Armed Services now are required by statute to provide counsel in such cases. Art. 27, UCMJ, 10 U. S. C. § 827.
In Schlesinger v. Councilman, referring to the Uniform Code, the Court said:
“Congress attempted to balance these military necessities [governing discipline] against the equally significant interest of ensuring fairness to servicemen charged with military offenses, and to formulate a mechanism by which these often competing interests can be adjusted. As a result, Congress created an integrated system of military courts and review procedures . . . .” 420 U. S. 738, 757-758 (1975).
Dissenting Opinion
with whom Mr. Justice Brennan joins, dissenting.
We only recently held that, absent a waiver, “no person may be imprisoned for any offense, whether classified as petty, misdemeanor, or felony, unless he was represented by counsel at his trial.” Argersinger v. Hamlin, 407 U. S. 25, 37 (1972). Today the Court refuses to apply Argersinger’s holding to defendants in summary court-martial proceedings. Assuming for purposes of its opinion that the Sixth Amendment applies to courts-martial in general, the Court holds that, because of their special characteristics, summary courts-martial in particular are simply not “criminal prosecutions” within the meaning of the Sixth Amendment, and that the right to counsel is therefore inapplicable to them. I dissent.
I
Preliminarily, summary courts-martial aside, it is clear to me that a citizen does not surrender all right to appointed counsel when he enters the military. It is inconceivable, for example, that this Court could conclude that a defendant in a general court-martial proceeding, where sentences as severe as life imprisonment may be imposed, is not entitled to the same protection our Constitution affords a civilian defendant facing even a day’s imprisonment. See Argersinger v. Hamlin, supra. Surely those sworn to risk their lives to defend the Constitution should derive some benefit from the right to counsel, a
The only question that might arise is whether the general guarantee of counsel to court-martial defendants is to be placed under the Fifth Amendment or under the Sixth Amendment. It is my conviction that it is a Sixth Amendment guarantee. That Amendment provides an explicit guarantee of counsel “in all criminal prosecutions.” Since, as we recently observed, courts-martial are “convened to adjudicate charges of criminal violations of military law,” Parisi v. Davidson, 405 U. S. 34, 42 (1972), it would seem that courts-martial are criminal prosecutions and that the Sixth Amendment therefore applies on its face.
There is legitimate dispute among scholars, it is true, about whether the Framers expressly intended the Sixth Amendment right to counsel to apply to the military. See ante, at 33-34, and n. 12.
“If by the statement that what the Constitution meant at the time of its adoption it means to-day, it is intended to say that the great clauses of the Constitution must be confined to the interpretation which the framers, with the conditions and outlook of their time, would have placed upon them, the statement carries its own refutation.” Home Bldg. & Loan Assn. v. Blaisdell, 290 U. S. 398, 442-443 (1934).
Application of the Sixth Amendment right to counsel to the military follows logically and naturally from the modern right-to-counsel decisions, in which the right has been held fully applicable in every case in which a defendant faced conviction of a criminal offense and potential incarceration.
In short, it is my belief that the Sixth Amendment demands that court-martial defendants ordinarily be accorded counsel.
II
The Court’s conclusion that summary courts-martial are not “criminal prosecutions” is, on its face, a surprising one. No less than in the case of other courts-martial, summary courts-martial are directed at adjudicating “charges of criminal violations of military law,” and conviction at a summary court-martial can lead to confinement for one month. Nevertheless, the Court finds its conclusion mandated by a combination of
A
It is of course true, as the Court states, that a summary court-martial may not adjudge confinement in excess of one month. Manual for Courts-Martial ¶ 16b (1969) (MCM).
In further support of its holding, the Court observes that “[m]uch of the conduct proscribed by the military is not ‘criminal’ conduct in the civilian sense of the word,” ante, at 38, and intimates that conviction for many offenses normally tried at summary court-martial would have no consequences “beyond the immediate punishment meted out by the military.” Ante, at 39. The Court’s observations are both misleading and irrelevant.
While the summary court-martial is generally designed to deal with relatively minor offenses, see MCM ¶ 79, as a statutory matter the summary proceeding can be used to try any noncapital offense triable by general or special court-martial. Art. 20, UCMJ, 10 U. S. C. § 820.
The Court’s further implication that a summary court-martial conviction has no consequences beyond “the immediate punishment” ante, at 39, is also inaccurate. One of the central distinctions between Art. 15 nonjudicial punishment and a summary court-martial conviction is that the latter is regarded as a criminal conviction.
“Conviction by [any] court-martial creates a criminal record which will color consideration of any subsequent misconduct by the soldier. A noncommissioned officer may survive one summary court-martial without reduction being effected, but it is unlikely that, with one conviction on his record, he will survive a second trial and retain his status. A conviction of an officer by any court-martial could*59 have a devastating aftereffect upon his career. It could be described in some cases as a sentence to a passover on a promotion list and may serve as a basis for initiation of administrative elimination action.
“For any man, the fact of a criminal conviction on his record is a handicap in civilian life. It may interfere with his job opportunities; it may be counted against him if he has difficulty with a civilian law enforcement agency; and in general he tends to be a marked man.”10
The MCM itself belies any claim that no significant consequences beyond immediate punishment attach to a summary court-martial conviction. Paragraph 127c of the MCM establishes a comprehensive scheme by which an offender is made subject to increased punishment if he has a record of previous convictions — even if all of those previous convictions were by summary court-martial.
It is therefore wholly unrealistic to suggest that the impact of a summary court-martial conviction lies exclusively in the immediate punishment that is meted out.
Quite apart from their flimsy factual basis, the Court’s observations as to both the nature of the offenses tried at summary court-martial and the lack of collateral conse
C
The nature of the summary court-martial proceeding— the proceeding’s nonadversary nature and, relatedly, the protective functions of its presiding officer — ‘-is a third factor which, according to the Court, helps to make unnecessary the provision of counsel to the accused. Again, the Court’s reliance is without substantial foundation.
The Court characterizes summary courts-martial as “nonadversary,” but offers little explanation as to how that characterization advances the contention that the right to counsel is inapplicable. If the Court’s argument is simply that furnishing counsel will transform the proceeding into an adversary proceeding, it is no argument at all, but simply an observation. The argument must be either that there is something peculiar about the goal of the summary court-martial proceeding that makes the right to counsel inapplicable, or that there are elements in the conduct of the proceeding itself that render counsel unnecessary.
To the extent that the Court’s characterization of summary courts-martial as “nonadversary” is meant to convey something about the goal or purpose of the proceeding, it is totally unpersuasive. In this sense the summary court-martial proceeding is far less “nonadversary” than the juvenile delinquency proceedings to which we
As distinguished from the situation in Gault, summary courts-martial have no special rehabilitative purpose; rather, their central immediate purpose is to discipline those who have violated the UCMJ.
The second possible meaning conveyed by characterizing the summary court-martial as “nonadversary” — the
It is true that in Powell the unrepresented defendant was opposed by a traditional prosecutor. But in Gault, supra, there was no prosecutor; the only participants in the delinquency proceedings were the juvenile, his mother, the probation officers, and the judge. All participants were presumably interested in the welfare of the juvenile. Yet we held that no matter how protective the judge or the other participants might have been, the juvenile was entitled to independent counsel.
The irreconcilable conflict among the roles of the summary court-martial presiding officer inevitably prevents him from functioning effectively as a substitute for defense counsel. For instance, a defendant has a right to remain silent and not testify at his court-martial. See Art. 31, UCMJ, 10 ü! S. C. § 831; MCM ¶ 53h. An in
In sum, there is nothing about the assertedly “non-adversary” nature of the summary court-martial — either in terms of its goals or alternative safeguards — that renders unnecessary the assistance of counsel.
D
Finally, the Court draws on notions of military necessity to justify its conclusion that the right to counsel is inapplicable to summary court-martial proceedings. Concerns for discipline and obedience will on occasion, it is true, justify imposing restrictions on the military that would be unconstitutional in a civilian context. See Parker v. Levy, 417 U. S. 733, 758 (1974). But denials of traditional rights to any group should not be approved without examination, especially when the group comprises members of the military, who are engaged in an endeavor of national service, frequently fraught with both danger and sacrifice. After such examination, I am persuaded that the denial of the right to counsel at summary courts-martial cannot be justified by military necessity.
It is especially difficult to accept the federal parties’ claim of “military necessity” in view of the fact that well before our decision in Argersinger, each of the services allowed summary court-martial defendants to retain counsel at their own expense.
It is also significant that the United States Court of Military Appeals (USCMA), a body with recognized expertise in dealing with military problems,
Virtually ignoring all the factors that cast doubt on the military-necessity justification, the Court defers to an asserted congressional judgment that “counsel should not be provided in summary courts-martial.” Ante, at 43. While Congress’ evaluation of military necessity is clearly entitled to deference, it would be a departure from our position in the past to suggest that the Court need not come to its own conclusion as to the validity of any argument based on military necessity. See, e. g., United States v. Robel, 389 U. S. 258, 264 (1967); Parker v. Levy, 417 U. S. 733 (1974); cf. New York Times Co. v. United States, 403 U. S. 713 (1971). But regardless of what weight is properly accorded a clear congressional determination of military necessity, there has been no such determination in this case.
The only congressional action referred to by the Court is Congress’ refusal in 1956 and 1968 to abolish summary
If Congress’ lack of discussion of military necessity is not enough to throw substantial doubt on the Court’s inferences, the timing of the congressional action cited by the Court should certainly do so. All that action occurred substantially before our decision in Argersinger. Thus, even if we assume that Congress’ decision to retain the summary court-martial represents a considered conclusion that “counsel should not be provided,” that judgment was made at a time when even civilian defendants subject to prison terms of less than six months had no recognized constitutional right to counsel. There would, therefore, have been little reason for Congress in 1956 or 1968 to undertake the detailed consideration necessary to make a finding of “military necessity” before concluding that counsel need not be provided to summary court-martial defendants.
In sum, there is simply no indication that Congress ever made a clear determination that “military necessity” precludes applying the Sixth Amendment’s right to counsel to summary court-martial proceedings. Indeed, the Court characterizes the congressional determination in the vaguest of terms, and never expressly
Ill
The Court rejects even the limited holding of the Court of Appeals that the provision of counsel in summary court-martial proceedings should be evaluated as a matter of due process on the basis of the accused’s defense in any particular case. The Court explains that summary court-martial defendants can have counsel appointed by refusing trial by summary court-martial and then proceeding to trial by special court-martial — the acknowledged consequence of which is exposure to greater possible penalties. Given my conviction that a summary court-martial is a criminal prosecution under the Sixth Amendment, it is unnecessary for me to deal in detail with this due process question.
The Court analogizes the decision whether to expose oneself to special court-martial with counsel or to proceed by summary court-martial without counsel to the
Indeed, the force of the Court’s analogy is entirely dissipated by the fact that a civilian defendant who pleads guilty forfeits only so much of his right to counsel as is a necessary consequence of his plea. He is fully entitled to counsel in the process leading up to the plea— including negotiations with the Government as to the possibility of a plea and the actual decision to plead. The defendant is also entitled to counsel in any sentencing proceeding that might follow the making of his plea. I have no doubt that a scheme in which the acceptance of guilty pleas was conditioned on a full abandonment of the right to counsel would be unconstitutional.
By contrast, the Court today approves the denial of counsel to the summary court-martial defendant at all stages and for all purposes — including, at least as regards sailors and marines,
Conditioning the provision of counsel on a defendant’s subjecting himself to the risk of additional punishment suffers from the same defect as the scheme disapproved by the Court in United States v. Jackson, 390 U. S. 570 (1968), in which the right to a trial by jury was conditioned on a defendant’s subjecting himself to the possibility of capital punishment. If the Court’s analysis is correct as applied to the Sixth Amendment, then Argersinger’s guarantee of counsel for the trial of any offense carrying with it the potential of imprisonment could be reduced to a nullity; a State could constitutionally establish two levels of imprisonment for the same offense — a lower tier for defendants who are willing to proceed to trial without counsel, and a higher one for those who insist on having the assistance of counsel.
IV
The right to counsel has been termed “the most pervasive”
Those who argue that the Framers did intend the Sixth Amendment right to counsel to apply point both to congressional proceedings which seem to assume the right’s applicability, see Henderson, Courts-Martial and the Constitution: The Original Understanding, 71 Harv. L. Rev. 293, 303-315 (1957), and materials cited therein, and to the fact that it was traditional in the late 18th century to allow an accused serviceman legal assistance. Id., at 318. Those who take the opposite position point, inter alia, to contemporary treatises, see Wiener, Courts-Martial and the Bill of Rights: The Original Practice I, 72 Harv. L. Rev. 1, 23-26 (1958), and materials cited therein, to the lack of mention of any right to counsel in the first military codes under the Constitution, id., at 22-23, and to the fact that any counsel who did appear in military proceedings was allowed only a limited role. Id., at 27-32.
In any given case, whether there is a Sixth Amendment right to trial by jury is, of course, not at all determinative of whether there is a Sixth Amendment right to counsel. Indeed, in Argersinger itself we stated that “[w]e reject, therefore, the premise that since prosecutions for crimes punishable by imprisonment for less than six months may be tried without a jury, they may also be tried without a lawyer.” 407 U. S. 25, 30-31 (1972). Compare id., at 37, with Duncan v. Louisiana, 391 U. S. 145, 159 (1968).
This Court has indicated that the Fifth Amendment’s express exemption of the military from the requirement of indictment by grand jury also exempts the military “inferentially, from the [Sixth Amendment] right to trial by jury.” O’Callahan v. Parker, 395 U. S. 258, 261 (1969). But there is no reason to assume that the same inferences from the Fifth Amendment exemption should be drawn with regard to the Sixth Amendment right to counsel. Not even the federal parties suggest that the settling of the jury-trial issue with regard to the military has ipso facto settled all other Sixth Amendment issues as well.
Even if a pure due process analysis were to be used, however, counsel, to my mind, would still be required for courts-martial. Many of the factors analyzed below in a Sixth Amendment context, see Part II, infra, are fully relevant to a due process analysis. See Gagnon v. Scarpelli, 411 U. S. 778 (1973); Morrissey v. Brewer, 408 U. S. 471 (1972). And, while Gagnon adopts a case-by-case approach to the right to counsel in probation revocation proceedings, the fact that in courts-martial we are dealing with a trial which can result in a criminal conviction mandates that counsel be made available in every case. See Gagnon, supra, at 789 n. 12.
The Court looks to our analysis in Gagnon v. Scarpelli, supra, as support in the distinctions it draws between “criminal prosecutions” under the Sixth Amendment and summary courts-martial. I find that reliance questionable, to say the least.
The Court intimates, ante, at 35, that our holding in Gagnon that a probation revocation hearing is not part of a criminal prosecution was based on factors relating to the manner in which such hearings are conducted — factors such as the absence of a prosecutor and the informality of the proceedings. This, however, is an inaccurate reflection of what we said in Gagnon. Gagnon’s conclusion, stated early in the opinion, 411 U. S., at 782, that a probation revocation hearing is “not a stage of a criminal prosecution” was not at all dependent on the manner in which such proceedings are conducted. Rather, it was held to follow from the conclusion in Morrissey v. Brewer, supra, that revocation of parole was not part of a criminal prosecution, with the following analysis in Morrissey held to be determinative:
‘“Parole arises after the end of the criminal prosecution, including imposition of sentence. . . . Revocation deprives an individual, not of the absolute liberty to which every citizen is entitled, but only of the conditional liberty properly dependent on observance of special parole restrictions.’ [408 U. S.], at 480.” 411 U. S., at 781. The manner in which the hearing was conducted was simply not a factor in our conclusion that such a hearing is not part of a “criminal prosecution.” Only after we reached this conclusion did we refer to the manner in which the hearing was conducted in considering the secondary question whether the right to appointed counsel was nevertheless required as a matter of due process. Thus, even assuming there are “parallels” between the manner in which probation-revocation hearings are conducted and the manner in which summary courts-martial are conducted, ante, at 41-42, Gagnon lends no support to the conclusion that summary courts-martial are not “criminal prosecutions” within the meaning of the Sixth Amendment.
The MCM was prescribed by Executive Order of September 11, 1968, to supplement the Uniform Code of Military Justice (UCMJ).
The Court attempts to evade Argersinger’s clear mandate by relying on our decisions in Gagnon v. Scarpelli, supra, and In re Gault, 387 U. S. 1 (1967). As for Gagnon, I have already observed, supra, n. 4, that it lends no support to the Court’s Sixth Amendment analysis in this case. As for Gault, it is true that we have held that juvenile delinquency proceedings, even though they might result in confinement, are not “criminal prosecutions” under the Sixth Amendment. McKeiver v. Pennsylvania, 403 U. S. 528 (1971); see id., at 553 (opinion of Brennan, J.). However, that conclusion was undoubtedly based on the predominantly rehabilitative purpose of the juvenile justice system, a factor which, as shown
Of course the punishment ceilings imposed by 10 U. S. C. § 820 on summary courts-martial are applicable no matter what offensé is being tried. But the "popular opprobrium” resulting from conviction of a serious crime — a factor in which the Court places considerable stock, ante, at 39 — is likely to be severe whatever the magnitude of the punishment; that “popular opprobrium” could, of course, have significant “practical effect,” ante, at 40 n. 17, on a serviceman’s future.
See 10 U. S. C. §§ 921, 928. Figures supplied by the federal parties indicate that in 1973, 14% of the summary courts-martial
In Senate testimony, the Judge Advocate General of the Navy observed that a serviceman convicted by a summary court-martial as opposed to one punished under Art. 15, “begins to acquire a record of convictions.” 1966 Hearings 33. See also Subcommittee on Constitutional Rights of the Senate Committee on the Judiciary, Summary — Report of Hearings on the Constitutional Rights of Military Personnel, 88th Cong., 1st Sess., 35 (1963).
Hearings on Constitutional Rights of Military Personnel before the Subcommittee on Constitutional Rights of the Senate Committee on the Judiciary, 87th Cong., 2d Sess., 838 (1962).
See also Fidell, supra, n. 8, at 594-596; Feld, The Court Martial Sentence: Fair or Foul, 39 Va. L. Rev. 319, 322 (1953).
The Court intimates that our decision in Gault might have been different had Gerald Gault been faced with a period of confinement significantly less than three years in duration. Ante, at 46 n. 22. However, our opinion contained no hint of any such limitation and held the right to counsel applicable whenever a juvenile is faced with proceedings “which may result in commitment to an institution in which the juvenile’s freedom is curtailed.” 387 U. S., at 41.
In general, “a military trial is marked by the age-old manifest destiny of retributive justice. . . . '[Mjilitary law has always been and continues to be primarily an instrument of discipline, not justice.’ Glasser, Justice and Captain Levy, 12 Columbia Forum 46, 49 (1969).” O’Callahan v. Parker, 395 U. S. 258, 266 (1969).
Differences have been advanced to distinguish the punishment that can be imposed under Art. 15 from the "confinement” that can result from a summary court-martial. See United States v. Shamel, 22 U. S. C. M. A. 361, 47 C. M. R. 116 (1973) (Quinn, J.).
Between 1962 and 1969, the number of summary courts-martial per year in the Armed Services dropped from 85,166 to 28,281, and their percentage of the total military caseload dropped from 64% to 26%. Fidell, supra, n. 8, at 573. “The chief explanation for this phenomenon lies in the expansion of nonjudicial punishment powers accomplished in 1963.” Id., at 572.
While, according to the federal parties to these cases, the average time period between preferral of charges and final review in summary courts-martial has increased by 13 days since the United States Court of Military Appeals applied Argersinger to the military in United States v. Alderman, 22 U. S. C. M. A. 298, 46 C. M. R. 298 (1973), Supp. Mem. for Federal Parties 3-4, the parties themselves concede that “it is not possible to ascribe the changed experience . . . exclusively to the injection of counsel into summary court proceedings." Ibid. Nothing is offered by the federal parties
See 1966 Hearings 34 (testimony of Brig. Gen. Kenneth J. Hod-son, Asst. Judge Adv. Gen. for Military Justice, Department of the Army); 38 (testimony of Maj. Gen. R. W. Manss, Judge Adv. Gen. of the Air Force); 39 (testimony of Rear Adm. Wilfred A. Hearn, Judge Adv. Gen. of the Navy); 626 (letter of June 7, 1965, to the Chairman of the Senate Committee on Armed Services from the Acting General Counsel of the Department of the Treasury).
Indeed, while acknowledging that "[t]here is no provision either in law or regulation for the appointment of counsel before a summary court-martial,” the Department of the Treasury indicated, six years before Argersinger was decided, that “it is Treasury Department policy [in the Coast Guard] that military counsel for a summary court-martial will be supplied upon request if reasonably available.” Id., at 627.
Moreover, the following question-and-answer exchange took place in 1966 by letter between the Senate Subcommittee on Constitutional Rights and the Navy Judge Advocate General Corps:
“Question: Are defendants permitted by official Defense Department or service policy or regulation to have counsel assist them in summary courts?
“Answer: . . . [A]lthough the right to individual representation is not extended to an accused before a summary court-martial by policy or regulation, the general practice in the naval service is to accord such representation on the request of the accused.
“Question: ... If a man requests the appointment of counsel, legal or otherwise, is it the practice to grant such requests?
“Answer: Yes, dependent upon the reasonable availability of the requested counsel.” Id., at 939.
See Schlesinger v. Councilman, 420 U. S. 738, 758 (1975); Noyd v. Bond, 395 U. S. 683, 694 (1969).
The decisions of the USCMA are final. 10 U. S. C. § 876. It is indeed ironic that the federal parties — statutorily barred from appealing Alderman — have now secured its rejection through this lawsuit, originally brought in federal court by servicemen seeking the very protections later accorded them by Alderman.
See also Daigle v. Warner, 490 F. 2d 358 (1974), cert. pending, No. 73-6642, in which the Court of Appeals for the Ninth Circuit noted that “[wjhile the Navy argues with some vigor that naval discipline will suffer severely if appointed counsel are required [in summary courts-martial], there is scant support for this in the record.” Id., at 366.
The Court, relying on previously stated views of Judge Quinn, one of the members of the Alderman majority, and on Judge Quinn’s
United States v. Alderman, supra, at 303, 46 C. M. R., at 303 (Duncan, J., concurring in part and dissenting in part).
It does seem to me, however, that the serviceman’s “option” of subjecting himself to the possibility of a special court-martial lends little support to the Court’s due process analysis. We held in In re Gault, 387 U. S. 1 (1967) — a decision left unmentioned in the Court’s treatment of the Fifth Amendment question — that, as a matter of due process accused offenders have an absolute right to counsel at juvenile delinquency proceedings. Surely that holding would be no different in the case of a juvenile given the opportunity “voluntarily” to subject himself to adult criminal proceedings, in which he would have counsel, but at which he would be subject to harsher punishment.
Neither the UCMJ nor the MCM contains any indication that a serviceman must be provided with counsel to assist him in making his determination as to whether to consent or object to trial by summary court-martial. While internal Army guidelines do appear to allow consultation with counsel in making this determination, see Military Justice Handbook, Guide for Summary Court-Martial Trial
Assuming the “option scheme” presents the serviceman with any sort of realistic choice, its availability also substantially undercuts the federal parties' military-necessity argument. See supra, at 63-69. The federal parties argue that as a matter of “military necessity” minor offenses must be disposed of at summary court-martial proceedings without giving defendants the benefit of counsel. Yet, under the option scheme any serviceman can be assured of counsel simply by rejecting trial by summary court-martial. Thus the scheme itself could render unattainable a goal which is claimed to be a matter of military necessity.
While we sustained the Kentucky two-tier system against due process and double jeopardy attacks in Colten v. Kentucky, 407 U. S. 104 (1972), we were careful to note that under that system a defendant “cannot, and will not, face the realistic threat of a prison sentence in the inferior court without having the help of counsel.” Id., at 119.
Schaefer, Federalism and State Criminal Procedure, 70 Harv. L. Rev. 1,8 (1956).
Officers are not subject to summary courts-martial. 10 U. S. C. § 820.
Dissenting Opinion
dissents, believing that the Due
Process Clause of the Fifth Amendment requires that a defendant be accorded the assistance of counsel in a summary court-martial proceeding,
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