Jones v. Rath Packing Co.
Opinion of the Court
delivered the opinion of the Court.
Petitioner Jones is Director of the Department of Weights and Measures in Riverside County, Cal.
I
In its present posture, this litigation contains no claim that the Constitution alone denies California power to enact
Our prior decisions have clearly laid out the path we must follow to answer this question. The first inquiry is whether Congress, pursuant to its power to regulate commerce, U. S. Const., Art. 1, § 8, has prohibited state regulation of the particular aspects of commerce involved in this case. Where, as here, the field which Congress is said to have pre-empted has been traditionally occupied by the States, see, e. g., U. S. Const., Art. I, § 10; Patapsco Guano Co. v. North Carolina, 171 U. S. 345, 358 (1898), “we start with the assumption that the historic police powers of the States were not to be superseded by the Federal Act unless that was the clear and manifest purpose of Congress.” Rice v. Santa Fe Elevator Corp., 331 U. S. 218, 230 (1947). This assumption provides assurance that “the federal-state balance,” United States v. Bass, 404 U. S. 336, 349 (1971), will not be disturbed unintentionally by Congress or unnecessarily by the courts. But when Congress has “unmistakably . . . ordained,” Florida Lime & Avocado Growers, Inc. v. Paul, 373 U. S. 132, 142 (1963), that its enactments alone are to regulate a part of commerce, state laws regulating that aspect of commerce must fall. This result is compelled whether Congress’ command is explicitly stated in the statute’s language or implicitly contained in its structure and purpose. City of Burbank v. Lockheed Air Terminal, Inc., 411 U. S. 624, 633 (1973); Rice v. Santa Fe Elevator Corp., supra, at 230.
Congressional enactments that do not exclude all state legislation in the same field nevertheless override state laws
II
Section 12211 of the Cal. Bus. & Prof. Code (West Supp. 1977) applies to both Rath’s bacon and the millers’ flour. The standard it establishes is straightforward: “[T]he average weight or measure of the packages or containers in a lot of any . . . commodity sampled shall not be less, at the time of sale or offer for sale, than the net weight or measure stated upon the package.”
In order to determine whether that standard has been violated, local officials such as Jones follow the statistical sampling procedure set forth in Art. 5.
III
A. Rath’s bacon is produced at plants subject to federal inspection under the Federal Meat Inspection Act (FMIA or Act), as amended by the Wholesome Meat Act, 81 Stat. 584, 21 U. S. C. § 601 et seq. Among the requirements imposed on federally inspected plants, and enforced by Department of Agriculture inspectors,
The federal labeling requirement is imposed by § 7 (b) of the FMIA, 81 Stat. 588, 21 U. S. C. § 607 (b), which commands:
“All . . . meat and meat food products inspected at any*529 establishment under the authority of this title . . . shall at the time they leave the establishment bear . . . the information required under paragraph (n) of section 1 of this Act.”
Section 1 (n) of the FMIA, 21 U. S. C. § 601 (n), defines the term “misbranded.” As relevant here, it provides that meat or a meat product is misbranded
“(5) if in a package or other container unless it bears a label showing ... (B) an accurate statement of the quantity of the contents in terms of weight, measure, or numerical count: Provided, That . . . reasonable variations may be permitted, and exemptions as to small packages may be established, by regulations prescribed by the Secretary.” 81 Stat. 586.
Other sections of the FMIA prohibit dealing in misbranded products, as defined by § 1 (n).
The Secretary of Agriculture has used his discretionary authority to permit “reasonable variations” in the accuracy of the required statement of quantity:
“The statement [of net quantity of contents] as it is shown on a label shall not be false or misleading and shall express an accurate statement of the quantity of contents of the container exclusive of wrappers and packing substances. Reasonable variations caused by loss or gain of moisture during the course of good distribution practices or by unavoidable deviations in good manufacturing practice will be recognized. Variations from stated quantity of contents shall not be unreasonably large.” 9 CFR § 317.2 (h)(2) (1976).
Thus, the FMIA, as implemented by statutorily authorized regulations, requires the label of a meat product accurately to indicate the net weight of the contents unless the difference
B. Section 408 of the FMIA, 21 U. S. C. § 678, prohibits the imposition of “[m]arking, labeling, packaging, or ingredient requirements in addition to, or different than, those made under” the Act.
Petitioner Jones seeks to avoid this result by arguing that, the FMIA’s provisions governing the accuracy of the required net-quantity statements are not “labeling requirements” within the meaning of § 408. He contends that “labeling” refers only to the format and placement of information, not to its content.
We agree with the Court of Appeals that this argument is “strained.” 530 F. 2d, at 1314 n. 25. Nothing in the Act suggests the restrictive meaning petitioner ascribes to the phrase “labeling requirements.” To the contrary, § 7 (b) requires that the product bear specified information, see supra, at 528-529, and § 1 (p) of the FMIA, 21 U. S. C. § 601 (p),
We therefore conclude that with respect to Rath’s packaged bacon, § 12211 and Art. 5 are pre-empted by federal law.
IV
A. The federal law governing net-weight labeling of the millers’ flour is contained in two statutes, the Federal Food, Drug, and Cosmetic Act (FDCA), 52 Stat. 1040, as amended,
The FDCA prohibits the introduction or delivery for introduction into interstate commerce of any food
“[i]f in package form unless it bears a label containing . . . an accurate statement of the quantity of the contents in terms of weight, measure, or numerical count: Provided, That . . . reasonable variations shall be permitted, and exemptions as to small packages shall be established, by regulations prescribed by the Secretary.” § 343 (e).
This provision is identical to the parallel provision in the FMIA, see supra, at 529, except that the FDCA mandates rather than allows the promulgation of implementing regulations.
“The declaration of net quantity of contents shall express an accurate statement of the quantity of contents of the package. Reasonable variations caused by loss or gain of moisture during the course of good distribution practice or by unavoidable deviations in good manufacturing practice will be recognized. Variations from stated quantity of contents shall not be unreasonably large.” 21 CFR § 1.8b (q) (1976).
“which shall provide that—
“(2) The net quantity of contents (in terms of weight, measure, or numerical count) shall be separately and accurately stated in a uniform location upon the principal display panel of [the required] label.” § 1453 (a).
The FPLA also contains a saving clause which specifies that nothing in the FPLA “shall be construed to repeal, invalidate, or supersede” the FDCA. § 1460. Nothing in the FPLA explicitly permits any variation between stated weight and actual weight.
The amici States contend that since the FPLA does not allow any variations from stated weight, there is no difference between federal law governing labeling of flour and California law. The Court of Appeals, however, held that because of the saving clause, compliance with the FDCA, which does allow reasonable variations, satisfies the requirements of the FPLA. 530 F. 2d, at 1325. Amici respond that the Court of Appeals misinterpreted the FDCA and that the FDCA establishes a statutory standard of strict accuracy for net-weight labeling. They argue, therefore, that the saving clause of the FPLA does not alter the standard mandated by § 1453. Brief for 39 States as Amici Curiae 15-21. Alternatively, the States argue that although the saving clause means that the FPLA does not supersede the FDCA, “it
The States’ argument that the FDCA standard makes no allowance for reasonable variations is based on this Court’s opinion in United States v. Shreveport Grain & Elevator Co., 287 U. S. 77 (1932). Shreveport decided an appeal by the Government in a criminal case involving shortweighting in violation of the predecessor of the FDCA, the Food and Drugs Act, 34 Stat. 768, as amended, c. 117, 37 Stat. 732. The trial court had dismissed the indictment under that statute, which was essentially identical to the net-weight labeling requirement of the FDCA,
We need not decide whether the rationale as well as the
Over 60 years ago, Congress concluded that variations must be allowed because of the nature of certain foods and the impossibility of developing completely accurate means of packing. H. R. Rep. No. 850, 62d Cong., 2d Sess., 2
B. The FDCA contains no pre-emptive language. The FPLA, on the other hand, declares that
“it is the express intent of Congress to supersede any and all laws of the States or political subdivisions thereof insofar as they may now or hereafter provide for the labeling of the net qua[nt]ity of contents of the package of any consumer commodity covered by this chapter which are less stringent than or require information different from the requirements of section 1453 of this title or regulations promulgated pursuant thereto.” 15 U. S. C. § 1461.31
The Court of Appeals, although recognizing that this section leaves more scope for state law than does the FMIA, concluded that § 12211, as implemented by Art. 5, is pre-empted because it is less stringent than the Federal Acts, 530 F. 2d, at 1324-1327.
The basis for the Court of Appeals’ holding is unclear. Its opinion may be read as based on the conclusion that the state law is inadequate because its enforcement relies on a statistical averaging procedure. We have rejected that conclusion. See supra, at 531, and n. 18. Alternatively, the Court of Appeals may have found California’s approach less stringent because the State takes no enforcement action against lots whose
We have some doubt that by pre-empting less stringent state laws, Congress intended to compel the States to expend scarce enforcement resources to prevent the sale of packages which contain more than the stated net weight. We do not have to reach that question, however, because in this respect California law apparently differs not at all from federal law, as applied. The inspectors responsible for enforcing the net-weight labeling provisions of the Federal Acts are officially informed that “[f]ield weighing for net weight is primarily to determine the likelihood of short weight units in the lots.” Moreover, they are not required to submit samples to headquarters “if the average net is not below the amount declared on the label.” Food and Drug Administration, Inspection Operations Manual 448.1, 448.13 (1976). These instructions undercut the argument that there is a federal interest in preventing packages from being overfilled.
That holding does not, however, resolve this case, for we still must determine whether the state law “stands as an obstacle to the accomplishment and execution of the full
Flour is composed of flour solids and moisture. The average water content of wheat kernels used to make flour is 12.5% by weight, with a range from 10% to 14.5%. Efficient milling practice requires adding water to raise the moisture content to 15% to 16%; if the wheat is too wet or too dry, milling will be hindered. During milling, the moisture content is reduced to 13% to 14%. App. 28-29.
The moisture content of flour does not remain constant after milling is completed. If the relative humidity of the atmosphere in which it is stored is greater than 60%, flour will gain moisture, and if the humidity is less than 60%, it will lose moisture.
Packages that meet the federal labeling requirements
The State’s refusal to permit reasonable weight variations resulting from loss of moisture during distribution produces a different effect.
Similarly, manufacturers who distributed only in States that followed the federal standard would not be concerned with compensating for possible moisture loss during distribution. National manufacturers who did not exclude the nonconforming States from their marketing area, on the other hand, would have to overpack. Thus, as a result of the application of the California standard, consumers throughout the country who attempted to compare the value of identically labeled packages of flour would not be comparing packages which contained identical amounts of flour solids. Value comparisons which did not account for this difference—and there would be no way for the consumer to make the necessary calculations—would be misleading.
We therefore conclude that with respect to the millers’ flour, enforcement of § 12211, as implemented by Art. 5, would prevent “the accomplishment and execution of the full purposes and objectives of Congress” in passing the FPLA. Under the Constitution, that result is impermissible, and the state law must yield to the federal.
The judgments are affirmed.
It is so ordered.
The title “county director of weights and measures” is a statutory alternative to the title “county sealer.” Cal. Bus. & Prof. Code § 12006 (West 1964). The office of county sealer is established and its duties prescribed by §§ 12200-12214 (West 1964 and Supp. 1977).
“ ‘Lot’ means the total number of packages of a single item of merchandise in a single size at one location and may contain two or more ‘sub-lots.’
“ ‘One location’ shall be construed to mean ‘one display’ or ‘one grouping,’ and does not, for example, mean all items of the same brand and size stored or kept for sale in one establishment.” 4 Cal. Admin. Code § 2931.3 (1970).
“Each sealer shall, from time to time, weigh or measure packages, containers or amounts of commodities sold, or in the process of delivery, in
“The director [of agriculture] is hereby authorized and directed to adopt and promulgate necessary rules and regulations governing the procedures to be followed by sealers in connection with the weighing or measuring of amounts of commodities in individual packages or containers or lots of such packages or containers, including the procedures for sampling any such lot, and in determining whether any package or container or a lot of such packages or containers complies with the provisions of this section. . . .
“Any such rule or regulation, or amendment thereof, shall be adopted and promulgated by the director in conformity with the provisions of Chapter 4.5 (commencing with Section 11371), of Part 1 of Division 3 of Title 2 of the Government Code; provided, that the average weight or measure of the packages or containers in a lot of any such commodity sampled shall not be less, at the time of sale or offer for sale, than the net weight or measure stated upon the package, and provided further, that said rules or regulations applicable to food, as defined in Section 26450 of the Health and Safety Code, insofar as possible, shall not require higher standards and shall not be more restrictive than regulations, if any, promulgated by the Department of Health, Education, and Welfare, Food and Drug Administration, under the provisions of the Federal Food, Drug and Cosmetic Act.
“Any lot or package of any such commodity which conforms to the provisions of this section shall be deemed to be in conformity with the provisions of this division relating to stated net weights or measures.
“Whenever a lot or package of any commodity is found to contain, through the procedures authorized herein, a less amount than that represented, the sealer shall in writing order same off sale and require that an accurate statement of quantity be placed on each such package or container before same may be released for sale by the sealer in writing. The sealer may seize as evidence any package or container which is found to contain a less amount than that represented.”
Rath filed separate actions against Jones and M. H. Becker, Director of the County Department of Weights and Measures of Los Angeles County. The two actions were consolidated for decision in the District
The District Court’s opinion in Rath’s suit is reported as Rath Packing Co. v. Becker, supra. The decision in the millers’ action is not separately reported, but is reprinted as an appendix to the Court of Appeals’ opinion. General Mills, Inc. v. Jones, 530 F. 2d 1317, 1329-1330 (CA9 1975).
Rath’s argument that 21 U. S. C. § 607 (b) limits enforcement of the accuracy requirement to the time meat or meat food products leave the processing plant was rejected by the District Court, 357 F. Supp., at 532, as were the millers’ contentions that California's inspection laws unreasonably burden interstate commerce and deny manufacturers due process of law. See General Mills, Inc. v. Jones, supra, at 1322-1323.
Rath Packing Co. v. Becker, 530 F. 2d 1295 (CA9 1975); General Mills, Inc. v. Jones, supra.
The Court of Appeals reversed the District Court’s holding that the governing federal regulations, 9 CFR § 317.2 (h) (2) (1976) and 21 CFR § 1.8b (q) (1976), are void for vagueness. Rath Packing Co. v. Becker, supra, at 1308-1312; General Mills, Inc. v. Jones, supra, at 1323-1324. The validity of the regulations is not at issue here.
Jones’ single petition for certiorari sought review of the judgments in both Rath Packing Co. v. Becker, supra, and General Mills, Inc. v. Jones, supra. See this Court’s Rule 23 (5). No action has been taken on the separate petition for certiorari filed by California's Director of Food and Agriculture, see n. 4, supra, and Becker. Wallace v. Rath Packing Co., cert. pending, No. 75-1052.
The Court of Appeals affirmed the District Court’s holding, see n. 5, supra, that the California provisions violate neither the Commerce Clause nor the Fourteenth Amendment. 530 F. 2d, at 1322-1323. The millers do not challenge these holdings here.
The District Court concluded that the Art. 5 “procedure is a statistical determination based upon normal and proven statistical standards.” 357 F. Supp., at 533. The statistical validity of the procedure has not been challenged.
“Tare” is the weight of the packing material in which the product is contained. In order to determine the tare, the inspector weighs each package and then removes and weighs the contents of each package. By subtracting the net weight from the gross weight, he obtains the tare.
After it is packed, bacon loses moisture. Some of that moisture is absorbed by the insert on which the bacon is placed. A wax board insert will absorb approximately 5/16 of an ounce from the product, whereas a polyethylene insert will absorb approximately 1/16 of an ounce. App. 88-90, 94 ; 530 F. 2d, at 1299 n. 2. In addition, moisture is lost to the atmosphere or, in a hermetically sealed package, by condensation onto the packing material. App. 61. California’s inspectors include in the weight of the material any moisture or grease which the bacon has lost to it. Federal inspectors at the packing plant, by contrast, determine the tare by weighing the packing material dry. 530 F. 2d, at 1299. It is not feasible for field inspectors to use a dry tare method. C. Brickenhamp, S. Hasko, & M. Natrella, Checking Prepackaged Commodities—Revision of National Bureau of Standards Handbook 67, p. 33 (July 1975 Draft).
After noting this difference, the Court of Appeals stated: “The difference in tares employed is not an issue in this case.” 530 F. 2d, at 1299 n. 4. Respondents have, nevertheless, suggested that the divergence in results produced by the two techniques requires federal pre-emption, Brief for Respondents 18-19, 37; Tr. of Oral Arg. 43-44. We consider the difference significant only insofar as it is an aspect of the State’s failure to allow variations from stated weight resulting from loss of moisture during good distribution practice. See infra, at 531-532.
“The individual unreasonable errors, both plus and minus, are excluded from the average, because they are acted upon individually and because their inclusion could destroy or alter the packaging pattern. For instance: A sample of ten (10) packages could show nine (9) packages
Enforcement action is taken against packages with unreasonably large minus errors. § 2933.3.12 (c) (1970).
If the result of the sampling is not conclusive, additional samples may be drawn. §§ 2933.3.12 (a), (b) (1961).
Rath’s procedures for assuring that its bacon packages contain the stated net weight have been submitted to the Department of Agriculture for approval. 530 F. 2d, at 1298; Brief for Respondents 9. When an approved plan is in effect, the federal inspector reviews records and observes procedures to assure compliance with the plan. The inspector is also required to sample one subgroup at least twice a week and to check the weight of a production lot at least once a week. U. S. Department of Agriculture, Meat and Poultry Inspection Manual § 18.61 (b) (1) (i) (1973). When no approved plan is in effect, the inspector samples at least 10 lots each week, unless production volume is low. Id., at 18.61 (b) (2).
See 530 F. 2d, at 1299.
21 U. S. C. §§ 607 (d), 610 (b).
Both sources of variation from stated weight are relevant to bacon. Bacon loses moisture to its wrapping materials and to the atmosphere. See n. 10, supra. The rate of loss to the atmosphere in a typical retail showcase is 0.3/16 to 0.4/16 of an ounce per day. App. 95. In addition, since bacon is cut in discrete slices, it is impossible to guarantee that each package will contain exactly the stated weight when packed. Instead of seeking exactitude, Rath approved packages if they were within 5/16 of an ounce of a target weight. Prior to petitioner’s enforcement activities, and the similar activities of Becker, see n. 4, supra, Rath’s target weight was 3/16 of an ounce over the stated weight, or 1 lb. 3/16 oz. for a one-pound package. Thus, a package would be passed if it weighed between 1514/16 oz. and 1 lb. 8/16 oz. In response to the California enforcement measures, Rath raised its target weight to 8/16 oz. over stated net weight for bacon packed on a polyethylene insert, and 12/16 oz. over stated weight for bacon packed on wax boards. App. 86-89.
Section 408, 81 Stat. 600, states in full:
“Requirements within the scope of this Act with respect to premises, facilities and operations of any establishment at which inspection is provided under title I of this Act, which are in addition to, or different than those made under this Act may not be imposed by any State or Territory or the District of Columbia, except that any such jurisdiction may impose recordkeeping and other requirements within the scope of section 202 of this Act if consistent therewith, with respect to any such establishment. Marking, labeling, packaging, or ingredient requirements in addition to, or different than, those made under this Act may not be imposed by any State or Territory or the District of Columbia with respect to articles prepared at any establishment under inspection in accordance with the requirements under title I of this Act, but any State or Territory or the District of Columbia may, consistent with the requirements under this Act, exercise concurrent jurisdiction with the Secretary over articles required to be inspected under said title, for the purpose of preventing the distribution for human food purposes of any such articles which are adulterated or misbranded and are outside of such an establishment, or, in the case of imported articles which are not at such an establishment, after their entry*531 into the United States. This Act shall not preclude any State or Territory or the District of Columbia from making requirement or taking other action, consistent with this Act, with respect to any other matters regulated under this Act.”
The implicit recognition of manufacturing variations results from California’s use of the statistically estimated average weight of the lot to determine whether the label accurately indicates the contents. By averaging the weight of the packages in the sample, California allows individual deviations around the packer’s target weight to cancel each other out. The average weight of the sample should equal the target weight, see n. 16, supra, with allowance for sampling variation and moisture loss. Article 5 utilizes tables which recognize sampling variation, but it makes no allowance for moisture loss.
The Department of Agriculture itself uses statistical sampling techniques, including reliance on average lot weight to account for manufacturing deviations. See Meat and Poultry Inspection Manual, supra, n. 13, at § 18.61 (b) (2); Brief for United States as Amicus Curiae 7 n. 4. Indeed, it is difficult to imagine any other practical technique for policing net-weight labeling requirements in a country where over 200 billion packages are produced every year. See Brickenhamp, Hasko, & Natrella, supra, n. 10, at 78. We have found no indication that Congress intended simultaneously to grant concurrent jurisdiction to the States to enforce net-weight labeling requirements, see n. 17, supra, and to deny them the only practical tool with which to do so. Accordingly, we disagree with anything in the opinions below that suggests that States may not use valid statistical sampling techniques, including reliance on lot average weights, to police compliance with federal and valid state net-weight labeling laws.
Moisture loss during distribution will, obviously, cause the net weight of bacon to be less than it was when the bacon left the packing plant. An averaging procedure, in which deviations above the average cancel deviations below the average, does not make any allowance for moisture loss during good distribution practice, which works in only one direction.
Brief for Petitioner 40. See also Brief for 39 States as Amici Curiae 56-58.
“The term 'labeling’ means all labels and other written, printed, or graphic matter (1) upon any article or any of its containers or wrappers, or (2) accompanying such article.” § 1 (p), 81 Stat. 587.
Flour is a food within the coverage of the Act. See 21 U. S. C. §321 (f).
The definition of “misbranded” in the FMIA is based on the definition in the FDCA. See S. Rep. No. 799, 90th Cong., 1st Sess., 7 (1967).
The statute construed in Shreveport provided that a food would be considered misbranded—
“If in package form, the quantity of the contents be not plainly and conspicuously marked on the outside of the package in terms of weight, measure, or numerical count: Provided, however, That reasonable variations shall be permitted, and tolerances and also exemptions as to small packages shall be established by rules and regulations made in accordance with the provisions of Section three of this Act.” 287 U. S., at 81.
We have subsequently cited Shreveport as an example of a case where a criminal statute has been found not impermissibly vague although it did not provide an unmistakably clear line between prohibited and permitted conduct. Jordan v. De George, 341 U. S. 223, 231 n. 15 (1951); Gorin v. United States, 312 U. S. 19, 27 n. 13 (1941).
United States v. Mersky, 361 U. S. 431, 437-438 (1960); Atchison, T. & S. F. R. Co. v. Scarlett, 300 U. S. 471, 474 (1937).
This view, although contrary to the Court’s analysis in Shreveport, is strongly supported by the legislative history of the statutory provision for reasonable variations. As originally passed, the Food and Drugs Act did not require packages to bear a statement of net weight, but it did require that any statement of weight be plain and correct. § 8, 34 Stat. 771. In 1913 Congress changed the law by requiring that labels state the quantity of contents, and at the same time it added the recognition of reasonable variations. C. 117, 37 Stat. 732. Both the House and Senate committee reports stated that “[u]nder the terms of the bill reasonable variations are permitted, whether tolerances are or are not established by the rules and regulations . . . .” H. R. Rep. No. 850, 62d Cong., 2d Sess., 3 (1912); S. Rep. No. 1216, 62d Cong., 3d Sess., 3 (1913).
The language of the two committee reports is identical:
“It being apparent to everyone that it is impossible to make packages of exactly the same size or to pack them with exactly the same quantity of contents, and it being also apparent that the exact weight and measure of the contents of a package may undergo slight changes from natural causes, it is also apparent that legislation requiring similar packages to contain the same exact quantity in terms of weight or measure, without allowing for any variation, would be destructive and prevent the putting of foods in packages.” H. R. Rep. No. 850, supra, at 2; S. Rep. No. 1216, supra, at 2-3.
See Hearings on Fair Packaging and Labeling before the House Committee on Interstate and Foreign Commerce, 89th Cong., 2d Sess., 208 (1966).
It is clear from reading the legislative history that Congress did not intend to alter the FDCA’s standard of accuracy when it passed the FPLA’s requirement that a separate and accurate statement of net quantity appear in a uniform location on package labels, 15 U. S. C. § 1453 (a)(2). See, e. g., H. R. Rep. No. 2076, 89th Cong., 2d Sess., 20 (1966) (chart indicating that only change from FDCA effected by provision which became § 1453 is imposition of location requirement).
Since we have held that 15 U. S. C. § 1453, read in conjunction with § 1460 and the FDCA, permits reasonable variations, we conclude that 21 CFR § 1.8b (q) (1976) properly relies on § 1453 as authority for its promulgation. Thus, § 1461 pre-empts state laws which “are less stringent than or require information different from” § 1.8b (q). We need not consider respondents’ contention, Brief for Respondents 30, that § 1.8b (q) is authorized by 15 U. S. C. § 1454 (b), nor need we decide whether § 1461 would affect state laws less stringent than or different from regulations authorized by § 1454.
Overweight packages are apparently also of no concern in the administration of the FMIA. See Meat and Poultry Inspection Manual, supra, n. 13, at 168-174. At oral argument, counsel for respondents was unable to cite any examples of federal enforcement action against overweight packages. See Tr. of Oral Arg. 49-50. To support his argument that federal law forbids overweighting, counsel relied on the argument made by the United States as amicus curiae in this litigation. The Government’s brief in this Court also cites no examples of enforcement action based on overweighting and, although it refers generally to the inspection manuals cited here and in text, the brief makes no mention of the provisions to which we refer.
The economic self-interest of packers is likely to prevent avoidable overpacking.
The language of 15 U. S. C. § 1461 was contained in the House bill. The Senate bill, by contrast, provided for pre-emption of state requirements which “differ from” those in the FPLA. S. Rep. No. 1186, 89th Cong., 2d Sess., 38 (1966). The language accepted by the House was adopted by the conference committee, along with the House committee’s explanation that
“preemption would take place to the extent that 'State laws or State regulations with respect to the labeling of net quantity of contents of packages impose inconsistent or less stringent requirements than are imposed under section 4 of this legislation.’ ” H. R. Rep. No. 2286, 89th Cong., 2d Sess., 11 (1966).
The maximum allowable moisture content for any product labeled “flour” is 15%. 21 CFR § 15.1 (1976).
App. 32-35. Weight fluctuations of 3% to 4% resulting from changes in moisture content are not uncommon during good distribution practice within the continental United States. Id., at 32-33. The flour produced by respondent General Mills and ordered off the market by petitioner weighed, on the average, between 0.125% and 1.25% less than the stated weights. Id., at 36.
If flour were packed in airtight packages in order to prevent weight fluctuations resulting from changes in moisture content, it would spoil. Tr. of Oral Arg. 39.
It is undisputed that the packages of flour ordered off the market by petitioner complied with federal standards when packed. 530 F. 2d, at 1320; App. 36-37.
The nutritional value of a quantity of flour is determined by the amount of flour solids it contains. Id., at 35.
Although federal law would allow moisture content to be higher than that required by the milling process, see n. 35, supra, flour of the type involved in this case is not produced with moisture content as high as the law would permit. App. 30. Since manufacturers would have an economic incentive to produce flour with as close to the allowable maximum moisture content as milling technique permits, one would expect all flour to have virtually the same moisture content when packed.
Unavoidable deviations resulting from the packing process will, of course, cause differences in the contents of individual packages. On the average, however, one would expect packages of a given size to contain the same amount.
Since neither the State nor the Federal Government is concerned with overweighting, the absence of a state provision parallel to the federal recognition of weight gain from moisture is of no consequence.
Concurring in Part
with whom Mr. Justice Stewart joins, concurring in part and dissenting in part.
I agree that with respect to Rath’s packaged bacon, § 12211 of the Cal. Bus. & Prof. Code and Art. 5 of 4 Cal. Admin. Code, c. 8, are pre-empted by the express pre-emptive provision of the Federal Meat Inspection Act, 21 U. S. C. § 678. I also agree that with respect to General Mills’ flour, § 12211
With respect to labeling requirements for flour under the scheme contemplated by the FPLA in conjunction with the Federal Food, Drug, and Cosmetic Act, the Court determines that the state-law labeling requirements are neither “less stringent than” nor inconsistent with those federal requirements. This conclusion quite properly dictates the Court’s holding that Congress has not expressly prohibited state regulation in this field. The remaining inquiry, then, is whether the two statutory schemes are in utter conflict.
“The principle is thoroughly established that the exercise by the State of its police power, which would be valid if not superseded by federal action, is superseded only where the repugnance or conflict is so 'direct and positive’ that the two acts cannot 'be reconciled or consistently stand together.’ ”
See also Cloverleaf Butter Co. v. Patterson, 315 U. S. 148, 156 (1942); Askew v. American Waterways Operators, Inc., 411 U. S. 325, 337, 341 (1973). When we deal, as we do here, with congressional action “in a field which the States have traditionally occupied,” the basic assumption from which pre-
The Court’s opinion demonstrates that it is physically possible to comply with the state-law requirement “without triggering federal enforcement action,” ante, at 540. This leads the Court to conclude that the “state requirement is not inconsistent with federal law.” Ibid. It also must lead to the conclusion that this is not a case “where compliance with both federal and state regulations is a physical impossibility for one engaged in interstate commerce.” Florida Lime & Avocado Growers, Inc. v. Paul, 373 U. S. 132, 142-143 (1963). Pre-emption, then, if it is to exist at all in this case, must exist because the operation of the state Act inexorably conflicts with the purposes underlying the Federal Act. The Court relies on the fact that one of the purposes of the FPLA is to “facilitate value comparisons” among consumers, 15 U. S. C. § 1451. But merely identifying a purpose is not enough; it must also be shown that the state law inevitably frustrates that purpose. As we but recently noted:
“We must also be careful to distinguish those situations in which the concurrent exercise of a power by the Federal Government and the States or by the States alone may possibly lead to conflicts and those situations where conflicts will necessarily arise. 'It is not . . . a mere possibility of inconvenience in the exercise of powers, but an immediate constitutional repugnancy that can by implication alienate and extinguish a pre-existing right of [state] sovereignty.’ The Federalist No. 32, p. 243 (B. Wright ed. 1961).” Goldstein v. California, 412 U. S. 546, 554-555 (1973) (emphasis in original).
“[i]f the purpose of the act cannot otherwise be accomplished—if its operation within its chosen field else must be frustrated and its provisions be refused their natural effect—the state law must yield to the regulation of Congress within the sphere of its delegated power.” Savage v. Jones, 225 U. S. 501, 533 (1912).
The Court's reliance on supposition and inference fails in two respects to demonstrate that respondents have carried their burden of demonstrating pre-emption. First, on the Court’s own premises, there should be no finding of pre-emption. We are told, ante, at 526, that the relevant inquiry is “the relationship between state and federal laws as they are interpreted and applied, not merely as they are written,” while we are further told, ante, at 539, that there is, in fact, no “federal interest in preventing packages from being overfilled,” since the Federal Government is not “concerned with overweighting in the administration of its weights and measures laws . . . .” Under these premises, it is hard to accept the Court’s conclusion that, because of the federal purpose to facilitate consumer value comparisons,
Second, and as troubling as the legal inconsistency, is the Court’s reliance on unproved factual speculation in demonstrating the purported irreconcilable undermining of the federal purpose by the state statutory scheme. The premises the opinion must rely on are many. It acknowledges that flour packed under different humidity conditions would nonetheless comply with the federal standard, even though, as a result, similarly marked packages might contain different quantities of flour “solids,” ante, at 542, and n. 39, but relies on the economics of the milling process to conclude that packers “will pack the same amount of [flour solids] into packages of any given size.” This may normally be true as an economic fact, but it is not supported by the record and as a Court we have no way of knowing it from other sources.
Similarly defective is the reasoning process by which the majority concludes that local millers could adjust their packaging practices to specific humidity conditions, while national millers could not, since the national millers “would not know the destination of [their] flour when it was packaged and would therefore have to assume that the flour would lose weight during distribution.” Ante, at 543. This assump
The Court today demonstrates only that there could be— not that there must be—a conflict between state and federal laws.
There is no contention that the subject of the regulation is in its “nature national, or admit[ting] only of one uniform system . . . .” Cooley v. Board of Wardens, 12 How. 299, 319 (1852). On the contrary, “the supervision of the readying of foodstuffs for market has always been deemed a matter of peculiarly local concern.” Florida Avocado Growers v. Paul, 373 U. S. 132, 144 (1963).
This purpose is not the only purpose underlying the Federal Act. Title 15 U. S. C. § 1451 also announces the congressional policy of labeling packages so as to “enable consumers to obtain accurate information as to the quantity of the contents . . . .”
Including, one would have supposed, state compulsion.
The majority nowhere explains why its conclusion, that the “state requirement is not inconsistent with federal law,” ante, at 540, does not reflect on the fact that the state statutory scheme does not inevitably conflict with the federal.
The Court’s reliance on the possible differential effect of California’s requirements on local and national millers is itself wholly speculative. To begin with, we do not know from the record that there are both “local” and “national” millers, however defined. Even if both exist, we simply do not know that local millers will ship flour only to areas with comparable humidity levels. Any miller might experience a variety of humidity conditions by shipping to two different areas, despite the fact that his operation may be considered local in that the two areas are relatively contiguous. Even in the same town, stores that are air-conditioned may have significantly different humidity conditions than exist elsewhere in the town. In such situations, the local millers would have to adjust their packing process to account for this differential, either by packing different quantities into different packages, and then tracing their distribution, or by overpacking all packages sufficiently to ensure that any possible humidity conditions could be met. The same would appear to be true for national millers. We simply, then, do not know that local millers and national millers would not be similarly affected. The Court’s assertions to the contrary are nothing but speculations.
For all that appears, packers could easily adjust their processes so as to insure compliance with the purposes of both Acts. Even if such adjustment should entail a minor economic inconvenience, it has nowhere been demonstrated that the imposition of a moderate economic burden conflicts with the purpose of the federal statutory scheme. California, in the exercise of its police powers, may be deemed to have believed that the benefits of its enactment outweigh these costs. Unless it can be shown that additional cost itself conflicts with a clear congressional purpose, the presumption is that our federal system of government tolerates such costs. And if added costs will vitiate the conflict, I do not see how it can be said that the statutory schemes necessarily conflict rather than
On its face, there is nothing inexorable about a conflict between a statute which, in effect, imposes a minimum weight requirement, and one whose purpose is to “enable consumers to obtain accurate information as to the quantity of the contents and [to] facilitate value comparisons.” 15 U. S. C. § 1451.
Reference
- Full Case Name
- JONES, DIRECTOR, DEPARTMENT OF WEIGHTS AND MEASURES, RIVERSIDE COUNTY v. RATH PACKING CO. Et Al.
- Cited By
- 1454 cases
- Status
- Published