Sears, Roebuck & Co. v. San Diego County District Council of Carpenters
Sears, Roebuck & Co. v. San Diego County District Council of Carpenters
Opinion of the Court
delivered the opinion of the Court.
The question in this case is whether the National Labor Relations Act, as amended,
I
On October 24, 1973, two business representatives of respondent Union visited the department store operated by petitioner (Sears) in Chula Vista, Cal., and determined that certain carpentry work was being performed by men who had not been dispatched from the Union hiring hall. Later that day, the Union agents met with the store manager and requested that Sears either arrange to have the work performed by a contractor who employed dispatched carpenters or agree in writing to abide by the terms of the Union's master labor agreement with respect to the dispatch and use of carpenters. The Sears manager stated that he would consider the request, but he never accepted or rejected it.
Two days later the Union established picket lines on Sears' property. The store is located in the center of a large rectangular lot. The building is surrounded by walkways and a large parking area. A concrete wall at one end separates the lot from residential property; the other three sides adjoin public sidewalks which are adjacent to the public streets. The pickets patrolled either on the privately owned walkways next to the building or in the parking area a few feet away. They carried signs indicating that they were sanctioned by the “Carpenters Trade Union." The picketing was peaceful and orderly.
Sears' security manager demanded that the Union remove
Since the Wagner Act was passed in 1935, this Court has not decided whether, or under what circumstances, a state court has power to enforce local trespass laws against a union’s peaceful picketing.
We start from the premise that the Union’s picketing on Sears’ property after the request to leave was a continuing trespass in violation of state law.
As a matter of federal law, the legality of the picketing was unclear. Two separate theories would support an argument by Sears that the picketing was prohibited by § 8 of the NURA, and a third theory would support an argument by the Union that the picketing was protected by § 7. Under each of these theories the Union’s purpose would be of critical importance.
If an object of the picketing was to force Sears into assigning the carpentry work aw’ay from its employees to Union members
On the other hand, the Union contends that the sole objective of its action was to secure compliance by Sears with
Our second premise, therefore, is that the picketing was both arguably prohibited and arguably protected by federal law. The case is not, however, one in which “it is clear or may fairly be assumed” that the subject matter which the state court sought to regulate — that is, the location of the picketing — is either prohibited or protected by the Federal Act.
Ill
In San Diego Building Trades Council v. Garmon, 359 U. S. 236, the Court made two statements which have come to be accepted as the general guidelines for deciphering the unexpressed intent of Congress regarding the permissible scope of state regulation of activity touching upon labor-management relations. The first related to activity which is clearly protected or prohibited by the federal statute.
“When an activity is arguably subject to § 7 or § 8 of the Act, the States as well as the federal courts must defer to the exclusive competence of the National Labor Relations*188 Board if the danger of state interference with national policy is to be averted.” Id., at 245.
While the Garmon formulation accurately reflects the basic federal concern with potential state interference with national labor policy, the history of the labor pre-emption doctrine in this Court does not support an approach which sweeps away state-court jurisdiction over conduct traditionally subject to state regulation without careful consideration of the relative impact of such a jurisdictional bar on the various interests affected.
“Our cases indicate . . . that inflexible application of the doctrine is to be avoided, especially where the State has a substantial interest in regulation of the conduct at issue and the State’s interest is one that does not threaten undue interference with the federal regulatory scheme.” Farmer v. Carpenters, 430 U. S. 290, 302.
Thus the Court has refused to apply the Garmon guidelines in a literal, mechanical fashion.
IV
The enactment of the NLRA in 1935 marked a fundamental change in the Nation’s labor policies. Congress expressly recognized that collective organization of segments of the labor force into bargaining units capable of exercising economic power comparable to that possessed by employers may produce benefits for the entire economy in the form of higher wages, job security, and improved working conditions. Congress decided that in the long run those benefits would outweigh the occasional costs of industrial strife associated with the organization of unions and the negotiation and enforcement of collective-bargaining agreements. The earlier notion that union activity was a species of “conspiracy” and that strikes and picketing were examples of unreasonable restraints of trade was replaced by an unequivocal national declaration of policy establishing the legitimacy of labor unionization and encouraging the practice of collective bargaining.
The leading case holding that when an employer grievance against a union may be presented to the National Labor Rela
This Court affirmed because Congress had “taken in hand this particular type of controversy . . . [i]n language almost identical to parts of the Pennsylvania statute,” 346 U. S., at 488. Accordingly, the State, through its courts, was without power to “adjudge the same controversy and extend its own form of relief.” Id., at 489. This conclusion did not depend on any surmise as to “how the National Labor Relations Board might have decided this controversy had petitioners presented it to that body.” Ibid. The precise conduct in controversy was arguably prohibited by federal law and therefore state jurisdiction was pre-empted. The reason for pre-emption was clearly articulated:
“Congress evidently considered that centralized administration of specially designed procedures was necessary to obtain uniform application of its substantive rules and to avoid these diversities and conflicts likely to result from a variety of local procedures and attitudes toward labor controversies. Indeed, Pennsylvania passed a statute the same year as its labor relations Act reciting abuses of the injunction in labor litigations attributable more to procedure and usage than to substantive rules. A multiplicity of tribunals and a diversity of procedures are quite as apt to produce incompatible or conflicting adjudications as are different rules of substantive law. The same*193 reasoning which prohibits federal courts from intervening in such cases, except by way of review or on application of the federal Board, precludes state courts from doing so. Cf. Myers v. Bethlehem Shipbuilding Corp., 303 U. S. 41; Amalgamated Utility Workers v. Consolidated Edison Co., 309 U. S. 261.” Id., at 490-491 (footnote omitted). “The conflict lies in remedies .... [W]hen two separate remedies are brought to bear on the same activity, a conflict is imminent.” Id., at 498-499.
This reasoning has its greatest force when applied to state laws regulating the relations between employees, their union, and their employer.
On the other hand, the Court has allowed a State to enforce
In Farmer, the Court held that a union member, who alleged that his union had engaged in a campaign of personal abuse and harassment against him, could maintain an action for damages against the union and its officers for the intentional infliction of emotional distress. One aspect of the alleged campaign was discrimination by the union in hiring hall refer
The Court identified those factors which warranted a departure from the general pre-emption guidelines in the “local interest” cases. Two are relevant to the arguably prohibited branch of the Garmon doctrine.
The critical inquiry, therefore, is not whether the State is enforcing a law relating specifically to labor relations or one of general application but whether the controversy presented to the state court is identical to (as in Garner) or different from (as in Farmer) that which could have been, but was not, presented to the Labor Board. For it is only in the former situation that a state court’s exercise of jurisdiction necessarily involves a risk of interference with the unfair labor practice jurisdiction of the Board which the arguably prohibited branch of the Garmon doctrine was designed to avoid.
The reasons why pre-emption of state jurisdiction is normally appropriate when union activity is arguably prohibited by federal law plainly do not apply to this situation; they therefore are insufficient to preclude a State from exercising jurisdiction limited to the trespassory aspects of that activity.
The question whether the arguably protected character of the Union’s trespassory picketing provides a sufficient justification for pre-emption of the state court’s jurisdiction over Sears’ trespass claim involves somewhat different considerations.
Apart from notions of “primary jurisdiction,”
The first is the relative unimportance in this context of the “primary jurisdiction” rationale articulated in Garmon. In theory, of course, that rationale supports pre-emption regardless of which section of the NLRA is critical to resolving a controversy which may be subject to the regulatory jurisdiction of the NLRB.. Indeed, at first blush, the primary-jurisdiction rationale provides stronger support for pre-emption in this case when the analysis is focused upon the arguably protected, rather than the arguably prohibited, character of the Union’s conduct. For to the extent that the Union’s picketing was arguably protected, there existed a potential overlap between the controversy presented to the state court
Although it was theoretically possible for the accommodation issue to be decided either by the state court or by the Labor Board, there was in fact no risk of overlapping jurisdiction in this case. The primary-jurisdiction rationale justifies pre-emption only in situations in which an aggrieved party has a reasonable opportunity either to invoke the Board’s jurisdiction himself or else to induce his adversary to do so. In this case, Sears could not directly obtain a Board ruling on the question whether the Union’s trespass was federally protected. Such a Board determination could have been obtained only if the Union had filed an unfair labor practice charge alleging that Sears had interfered with the Union’s § 7 right to engage in peaceful picketing on Sears’ property. By demanding that the Union remove its pickets from the store’s property, Sears in fact pursued a course of action which gave the Union
In the face of the Union’s intransigence, Sears had only three options: permit the pickets to remain on its property; forcefully evict the pickets; or seek the protection of the State’s trespass laws. Since the Union’s conduct violated state law, Sears legitimately rejected the first option. Since the second option involved a risk of violence, Sears surely had the right — perhaps even the duty — to reject it. Only by proceeding in state court, therefore, could Sears obtain an orderly resolution of the question whether the Union had a federal right to remain on its property.
The primary-jurisdiction rationale unquestionably requires that when the same controversy may be presented to the state court or the NLRB, it must be presented to the Board. But that rationale does not extend to cases in which an employer has no acceptable method of invoking, or inducing the Union to invoke, the jurisdiction of the Board.
This conclusion does not, however, necessarily foreclose the possibility that pre-emption may be appropriate. The danger of state interference with federally protected conduct is the principal concern of the second branch of the Garmon doctrine. To allow the exercise of state jurisdiction in certain contexts might create a significant risk of misinterpretation of federal law and the consequent prohibition of protected conduct. In those circumstances, it might be reasonable to infer that Congress preferred the costs inherent in a jurisdictional hiatus to the frustration of national labor policy which might accompany the exercise of state jurisdiction. Thus, the acceptability of “arguable protection” as a justification for pre-emption in a given class of cases is, at least in part, a function of the strength of the argument that § 7 does in fact protect the disputed conduct.
In NLRB v. Babcock & Wilcox Co., 351 U. S. 105, for example, the Court recognized that in certain circumstances non-employee union organizers may have a limited right of access to an employer’s premises for the purpose of engaging in organization solicitation.
For purpose of analysis we must assume that the Union could have proved that its picketing was, at least in the absence of a trespass, protected by § 7. The remaining question is whether under Babcock the trespassory nature of the
Experience with trespassory organizational solicitation by nonemployees is instructive in this regard. While Babcock indicates that an employer may not always bar nonemployee union organizers from his property, his right to do so remains the general rule. To gain access, the union has the burden of showing that no other reasonable means of communicating its organizational message to the employees exists or that the employer’s access rules discriminate against union solicitation.
If there is a strong argument that the trespass is protected in a particular case, a union can be expected to respond to an employer demand to depart by filing an unfair labor practice charge; the protection question would then be decided by the agency experienced in accommodating the § 7 rights of unions and the property rights of employers in the context of a labor dispute. But if the argument for protection is so weak that it has virtually no chance of prevailing, a trespassing union would be well advised to avoid the jurisdiction of the Board and to argue that the protected character of its conduct deprives the state court of jurisdiction.
As long as the union has a fair opportunity to present the protection issue to the Labor Board, it retains meaningful protection against the risk of error in a state tribunal. In this case the Union failed to invoke the jurisdiction of the Labor Board,
It is so ordered.
49 Stat. 449, as amended, 29 U. S. C. §§ 151-169 (1970 ed. and Supp. V). Hereinafter, the National Labor Relations Act will be referred to as the Act or the NLRA.
Although Sears claimed that some deliverymen and repairmen refused to cross the picket lines on the public sidewalks, the Union ultimately concluded that the picketing was then too far removed from the store to be effective. The picketing was discontinued on November 12.
The Superior Court apparently rested its decision on two grounds: (1) that the injunction was not prohibited by state law, and (2) that the picketing was not protected by the First and Fourteenth Amendments of the Federal Constitution. Transcript of Preliminary Injunction Hearing, App. 32. Thus, the precise issue presently before the Court was not decided until the case reached the Court of Appeal.
The court was referring to this statement in the Garmon opinion:
“When an activity is arguably subject to § 7, or § 8 of the Act, the States as well as the federal courts must defer to the exclusive competence of the National Labor Relations Board if the danger of state interference with national policy is to be averted.” 359 U. S., at 245.
The court also reaffirmed the conclusion of the Superior Court that the injunction was not prohibited by either state law or the Federal Constitution.
In concluding that the state courts were “not preempted from exercising their general jurisdiction in matters of trespass related to labor disputes,”
The issue was left open by the Court in Meat Cutters v. Fairlawn Meats, Inc., 353 U. S. 20, 24-25. Cf. Taggart v. Weinacker’s, Inc., 283 Ala. 171, 214 So. 2d 913 (1968), cert. dismissed, 397 U. S. 223.
The state courts have divided on the question of state-court jurisdic
The State Superior Court and the Court of Appeal concluded that the Union’s activity violated state law. Because it concluded that the state courts lacked jurisdiction to entertain the state trespass claim, the California Supreme Court did not address the merits of the lower court rulings. The Union contends that those rulings were incorrect. Though we regard the state-law issue as foreclosed in this Court, there is of course nothing in our decision on the pre-emption issue which bars consideration of the Union’s arguments by the California Supreme Court on remand.
Section 8 (b) (4) (D) provides in part that it shall be an unfair labor practice for a labor organization or its agents—
“to threaten, coerce, or restrain any person engaged in commerce or in an industry affecting commerce, where ... an object thereof is—
“forcing or requiring any employer to' assign particular work to employees in a particular labor organization or in a particular trade, craft, or class rather than to employees in another labor organization or in another trade, craft, or class, unless such employer is failing to conform to an order or certification of the Board determining the bargaining representative for employees performing such work.” 29 U. S. C. § 158 (b) (4) (D).
There are two provisos to § 8 (b) (4) which exempt certain conduct from its prohibitions, but they appear to have no application in this case.
Section 8 (b) (7) (C) provides in part that “[i]t shall be an unfair labor practice for a labor organization or its agents—
“to picket . . . any employer where an object thereof is forcing or requiring an employer to recognize or bargain with a labor organization as the representative of his employees . . . unless such labor organization is currently certified as the representative of such employees:
“where such picketing has been conducted without a petition . . . [for a representation election] being filed within a reasonable period of time not to exceed thirty days from the commencement of such picketing. . . .” 29 U. S. C. §158 (b)(7)(C).
As to conduct clearly protected or prohibited by the federal statute, the Court stated:
“When it is clear or may fairly be assumed that the activities which a State purports to regulate are protected by § 7 of the National Labor Relations Act, or constitute an unfair labor practice under § 8, due regard for the federal enactment requires that state jurisdiction must yield. To leave the States free to regulate conduct so plainly within the central aim of federal regulation involves too great a danger of conflict between power asserted by Congress and requirements imposed by state law.” 359 U. S., at 244.
This sensitivity to the consequences of pre-emption is undoubtedly attributable, at least in part, to the way in which the labor pre-emption doctrine has evolved. The doctrine is to a great extent the result of this Court's ongoing effort to decipher the presumed intent of Congress in the face of that body’s steadfast silence. Mr. Justice Frankfurter aptly described the difficulty of this never-completed task: “The statutory implications concerning what has been taken from the States and what has been left to them are of a Delphic nature, to be translated into concreteness by the process of litigating elucidation.” Machinists v. Gonzales, 356 U. S. 617, 619. And it is “because Congress has refrained from providing specific directions with respect to the scope of pre-empted state regulation, [that] the Court has been unwilling to 'declare pre-empted all local regulation that touches or concerns in any way the complex interrelationships between employees, employers, and unions Farmer v. Carpenters, 430 U. S. 290, 295-296 (citation omitted).
“We have refused to apply the pre-emption doctrine to activity that otherwise would fall within the scope of Garmon if that activity 'was a merely peripheral concern of the Labor Management Relations Act . . .
The Court’s rejection of an inflexible pre-emption approach is reflected in other situations as well. Where only a minor aspect of the controversy presented to the state court is arguably within the regulatory jurisdiction of the Labor Board, the Court has indicated that the Garmon rule should not be read to require pre-emption of state jurisdiction. Hanna Mining Co. v. Marine Engineers, 382 U. S. 181. The Court has also indicated that if the state court can ascertain the actual legal significance of particular conduct under federal law by reference to “compelling precedent applied to essentially undisputed facts,” San Diego Building Trades Council v. Garmon, 359 U. S., at 246, the court may properly do so and proceed to adjudicate the state cause of action. Permitting the state court to proceed under these circumstances deprives the litigant of the argument that the Board should reverse its position, or, perhaps, that precedent is not as compelling as one adversary contends.
“In addition to the judicially developed exceptions referred to in [n. 13, supra], Congress itself has created exceptions to the Board’s exclusive jurisdiction in other classes of cases. Section 303 of the Labor Management Relations Act, 1947, 61 Stat. 158, as amended, 29 U. S. C. § 187, authorizes anyone injured in his business or property by activity viola-tive of § 8 (b) (4) of the NLRA, 61 Stat. 140, as amended, 29 U. S. C. § 158 (b) (4), to recover damages in federal district court even though the underlying unfair labor practices are remediable by the Board. See Teamsters v. Morton, 377 U. S. 252 (1964). Section 301 of the LMRA, 29 U. S. C. § 185, authorizes suits for breach of a collective-bargaining agreement even if the breach is an unfair labor practice within the Board’s jurisdiction. See Smith v. Evening News Assn., 371 U. S. 195 (1962). Section 14 (c) (2) of the NLRA, as added by Title VII, § 701 (a) of the
For a brief summary of the development of this national policy, see R. Gorman, Labor Law 1-6 (1976).
“Comparison of the State and Federal statutes will show that both governments have laid hold of the same relationship for regulation, and it involves the same employers and the same employees. Each has delegated to an administrative authority a wide discretion in applying this plan of regulation to specific cases, and they are governed by somewhat different standards. Thus, if both laws are upheld, two administrative bodies are asserting a discretionary control over the same subject matter, conducting hearings, supervising elections and determining appropriate units for bargaining in the same plant.
“We therefore conclude that it is beyond the power of New York State to apply its policy to these appellants as attempted herein.” Bethlehem Steel Co. v. New York Labor Relations Bd., 330 U. S. 767, 775-777.
See n. 16, supra.
La Crosse Telephone Corp. v. Wisconsin Employment Relations Bd., 336 U. S. 18, 24-26.
Plankinton Packing Co. v. Wisconsin Employment Relations Bd., 338 U. S. 953.
The apparent objective of the picketing was to pressure an employer into coercing employees into joining the union.
This Court has summarily reversed several cases in which the state court purported to regulate labor union activities under provisions of state labor laws comparable to the prohibitions of the federal Act. See, e. g., Pocatello Building & Constr. Trades Council v. C. H. Elle Constr. Co., 352 U. S. 884, rev’g 78 Idaho 1, 297 P. 2d 519 (1956); Electrical Workers v. Farnsworth & Chambers Co., 353 U. S. 969, rev’g 201 Tenn. 329, 299 S. W. 2d 8 (1957).
As the Court noted recently in Farmer v. Carpenters: “[I]t is well settled that the general applicability of a state cause of action is not sufficient to exempt it from pre-emption. ‘[I]t [has not] mattered whether the States have acted through laws of broad general application rather than laws specifically directed towards the governance of industrial relations.’ . . . Instead, the cases reflect a balanced inquiry into such factors as the nature of the federal and state interests in regulation and the potential for interference with federal regulation.” 430 U. S., at 300 (emphasis added).
As Professor Cox has noted:
“[A]n antitrust statute is not the kind of general law [which should avoid the reach of the pre-emption doctrine]. Such statutes are based*194 upon a view of policj'' towards combinations and collective action in the market place which is the very subject addressed by Congress in the NLRA. That the state laws primarily apply to business combinations and merely sweep collective action by employees within the same rule does not sufficiently lessen the narrowness of focus.” Labor Law Preemption Revisited, 85 Harv. L. Rev. 1337, 1357 (1972).
“Respondent argues that Missouri is not prohibiting the IAM's conduct for any reason having to do with labor relations but rather because that conduct is in contravention of a state law which deals generally with restraint of trade. It distinguishes Garner on the ground that there the State and Congress were both attempting to regulate labor relations as such.
“We do not think this distinction is decisive. In Garner the emphasis was not on two conflicting labor statutes but rather on two similar remedies, one state and one federal, brought to bear on precisely the same conduct.” 348 U. S., at 479.
Motor Coach Employees v. Lockridge, 403 U. S. 274, reaffirmed the notion that state regulation of activity arguably prohibited by the federal Act cannot avoid pre-emption simply because it is pursuant to a law of general application. In Lockridge, a union member who failed to pay his monthly dues was suspended from membership in the union and discharged from employment at union request. The union’s conduct in securing Loekridge’s discharge was arguably prohibited by §§ 8 (b) (1) (A) and 8 (b) (2) or protected by § 7. But rather than filing an unfair labor practice charge with the Labor Board, Lockridge brought suit in state court on a breach-of-contract theory. He alleged that the union breached a promise implicit in the union constitution that it would not secure his discharge pursuant to the union security clause in the collective-bargaining agreement for missing one month’s dues.
The Court noted that both the state court and the Board would “inquire into the proper construction of union regulations in order to ascertain whether the union properly found [Lockridge] to have been derelict in his dues-paying responsibilities, where his discharge was procured on the asserted grounds of nonmembership in the union.” 403 U. S., at 293. The Court further noted that the “possibility that, in defining the scope of the union’s duty to [Lockridge], the state courts would directly and
An identical result would undoubtedly obtain were an employer subjected to recognitional or secondary picketing to seek injunctive relief in state court on the theory that the union was tortiously interfering with his freedom to contract. Cf. Retail Clerks v. J. J. Newberry Co., 352 U. S. 987, summarily rev’g 78 Idaho 85, 298 P. 2d 375 (1956).
One of the factors identified by the Court was that the conduct giving rise to the state cause of action (e. g., violence, libel, or intentional infliction of emotional distress), if proved, would not be protected by § 7 of the NLRA, and therefore there existed no' risk that state regulation of the conduct alleged in the complaint would result in prohibition of conduct protected by the federal Act. To this extent, the instant case is not controlled by the decision in Farmer. Sears’ state cause of action was for trespass, and some trespassory union activity may be protected under the federal Act. See Part V, infra. However, two points must be made regarding the apparent distinction between Farmer and the case at bar. First, Farmer itself involved some risk that protected conduct would be regulated; for, while the complaint alleged outrageous conduct, there remained a possibility that the plaintiff would only have been able to prove a robust intra-union dispute and that the state tribunal would have found that sufficient to support recovery. Second, the distinction between this case and Farmer, to the extent that it exists, has significance only with respect to the arguably protected branch of the Garmon doctrine, which we discuss in Part V; it does not detract from the support Farmer provides for our conclusion with respect to pre-emption under the arguably prohibited branch of the doctrine.
As the Court explained:
“If the charges in Hill’s complaint were filed with the Board, the focus of any unfair labor practice proceeding would be on whether the statements or conduct on the part of union officials discriminated or threatened discrimination against him in employment referrals for reasons other than failure to pay union dues. . . . Whether the statements or conduct of the respondents also caused Hill severe emotional distress and physical injury would play no role in the Board’s disposition of the case, and the Board could not award Hill damages for pain, suffering, or medical expenses. Conversely, the state-court tort action can be adjudicated without resolution of the ‘merits’ of the underlying labor dispute. Recovery for the tort of emotional distress under California law requires proof that the defendant intentionally engaged in outrageous conduct causing the plaintiff to sustain mental distress. . . . The state court need not consider, much less resolve, whether a union discriminated or threatened to discriminate against an employee in terms of employment opportunities. To the contrary, the tort action can be resolved without reference to any accommodation of the special interests of unions and members in the hiring hall context.
“On balance, we cannot conclude that Congress intended to oust state-court jurisdiction over actions for tortious activity such as that alleged in this case. At the same time, we reiterate that concurrent state-court jurisdiction cannot be permitted where there is a realistic threat of interference with the federal regulatory scheme.” 430 U. S., at 304-305.
While the distinction between a law of general applicability and a law expressly governing labor relations is, as we have noted, not disposi-
Moreover, decision of that issue would not necessarily have determined whether the picketing could continue. For the Board could conclude that the picketing was not prohibited by either § 8 (b) (4) (D) or § 8 (b) (7) (C) without reaching the question whether it was protected by § 7. If the Board had concluded that the picketing was not prohibited, Sears would still have been confronted with picketing which violated state law and was arguably protected by federal law. Thus, the filing of an unfair labor practice charge could initiate complex litigation which would not necessarily lead to a resolution of the problem which led to this litigation.
In this opinion, the term "primary jurisdiction” is used to refer to the various considerations articulated in Garmon and its progeny that militate in favor of pre-empting state-court jurisdiction over activity which is subject to the unfair labor practice jurisdiction of the federal Board. This use of the term should not be confused with the doctrine of primary jurisdiction, which has been described by Professor Davis as follows:
“The precise function of the doctrine of primary jurisdiction is to guide a court in determining whether the court should refrain from exercising its jurisdiction until after an administrative agency has determined some question or some aspect of some question arising in the proceeding before the court.
"The doctrine of primary jurisdiction does not necessarily allocate power between courts and agencies, for it governs only the question whether court or agency will initially decide a particular issue, not the question whether court or agency will finally decide the issue.” 3 K. Davis, Administrative Law Treatise § 19.01, p. 3 (1958) (emphasis in original).
While the considerations underlying Garmon are similar to those underlying the primary-jurisdiction doctrine, the consequences of the two doctrines are therefore different. Where applicable, the Garmon doctrine completely pre-empts state-court jurisdiction unless the Board determines that the disputed conduct is neither protected nor prohibited by the federal Act.
Although it is clear that a state court may not exercise jurisdiction over protected conduct, it is important to note that the word "protected” may refer to two quite different concepts: union conduct which the State may not prohibit and against which the employer may not retaliate because it is covered by § 7 or conduct which a State may not prohibit even
The Union does not claim that trespassory picketing is protected from state interference under this doctrine. We merely identify this line of preemption analysis in order to make it perfectly clear that it is unaffected by our consideration of the significance of the status of the picketing as arguably protected under § 7 of the Act. We also note, however, that in the cases in which pre-emption exists even though neither § 7 nor § 8 of the Act is even arguably applicable, there is, by hypothesis, no opportunity for the National Labor Relations Board to make the initial evaluation of the controversy. In these cases, the pre-emption issue is necessarily addressed in the first instance by a state tribunal, and that tribunal must decide whether or not the conduct is actually privileged from governmental regulation.
As noted in Part IV, supra, the primary-jurisdiction rationale of Garmon did not require pre-emption of state jurisdiction over the Union's picketing insofar as it may have been prohibited by § 8, since the controversy presented to the state court was not the same controversy which Sears could have presented to the Board. In deciding the state-law issue, the Court had no occasion to interpret or enforce the prohibitions in § 8 of the federal Act; in deciding the unfair labor practice question, the Board's sole concern would have been the objective, not the location, of the challenged picketing.
That accommodation would have been required only if the Board first found that the object of the picketing was to maintain area standards. Of course, if Sears had initiated the proceeding before the Board, the location of the picketing would have been entirely irrelevant and no question of accommodation would have arisen. See n. 31, supra.
Even if Sears had elected the self-help option, it could not have been assured that the Union would have invoked the jurisdiction of the Board. The Union may well have decided that the likelihood of success was remote and outweighed by the cost of the effort and the probability that Sears in turn would have charged the Union with violating § 8 (b) (4) (D) or § 8 (b) (7) (C) of the Act. Moreover, if Sears had elected this option, and the pickets were evicted with more force than reasonably necessary, it might have exposed itself to tort liability under state law. We are unwilling to presume that Congress intended to require employers to pursue such a risky course in order to ensure that issues involving the scope of § 7 rights be decided only by the Labor Board.
“If the National Labor Relations Act provided an effective mechanism whereby an employer could obtain a determination from the National Labor Relations Board as to whether picketing is protected or unprotected, I would agree that the fact that picketing is ‘arguably’ protected should require state courts to refrain from interfering in deference to the expertise and national uniformity of treatment offered by the NLRB. But an employer faced with 'arguably protected’ picketing is given by the present federal law no adequate means of obtaining an evaluation of the picketing by the NLRB. The employer may not himself seek a determination from the Board and is left with the unsatisfactory remedy of using ‘self-help’ against the pickets to try to provoke the union to charge the employer with an unfair labor practice.
“So long as employers are effectively denied determinations by the NLRB as to whether ‘arguably protected’ picketing is actually protected except when an employer is willing to threaten or use force to deal with picketing, I would hold that only labor activity determined to be actuaEy, rather than arguably, protected under federal law should be immune from state judicial control. To this extent San Diego Building Trades Council v. Garmon, 359 U. S. 236 (1959), should be reconsidered.” Longshoremen v. Ariadne Shining Co., 397 U. S. 195, 201-202 (White, J., concurring).
Youngdahl v. Rainfair, Inc., 355 U. S. 131; Construction Workers v. Laburnum, 347 U. S. 656.
Linn v. Plant Guard Workers, 383 U. S. 53.
Farmer v. Carpenters, 430 U. S. 290.
Automobile Workers v. Russell, 356 U. S. 634.
As the Court stated:
“The employer may not affirmatively interfere with organization; the union may not always insist that the employer aid organization. But when the inaccessibility of employees makes ineffective the reasonable attempts by nonemployees to communicate with them through the usual channels, the right to exclude from property has been required to yield to the extent needed to permit communication of information on the right to organize.” 351 U. S., at 112.
See also Central Hardware Co. v. NLRB, 407 U. S. 539.
As the Court noted in Babcock & Wilcox:
“It is our judgment . . . that an emptier may validly post his property against nonemployee distribution of union literature if reasonable efforts by the union through other available channels of communication will enable it to reach the employees with its message and if the employer’s notice or order does not discriminate against the union by allowing other distribution.” 351 U. S., at 112.
In the absence of discrimination, the union’s asserted right of access for organizational activity has generally been denied except in cases involv
This assumption, however, is subject to serious question. Indeed, several factors make the argument for protection of trespassory area-standards, picketing as a category of conduct less compelling than that for trespassory organizational solicitation. First, the right to- organize is at the very core of the purpose for which the NLRA was enacted. Area-standards picketing, in contrast, has only recently been recognized as a §7 right. Hod Carriers Local 41 (Calumet Contractors Assn.), 133 N. L. R. B. 512 (1961). Second, Babcock makes clear that the interests being protected by according limited-access rights to nonemployee, union organizers are not those of the organizers but of the employees located on the employer’s property. The Court indicated that “no . . . obligation is owed nonemployee organizers”; any right they may have to solicit on an employer’s property is a derivative of the right of that employer’s employees to exercise their organization rights effectively. Area-standards picketing, on the other hand, has no such vital link to the employees located on the employer’s property. While such picketing may have a beneficial effect on the compensation of those employees, the rationale for protecting area-standards picketing is that a union has a legitimate interest in protecting the wage standards of its members who are employed by competitors of the picketed employer.
Not only could the Union have filed an unfair labor practice charge pursuant to § 8 (a) (1) of the Act at the time Sears demanded that the pickets leave its property, but the Board’s jurisdiction could have been invoked and the protection of its remedial powers obtained even after the litigation in the state court had commenced or the state injunction issued. See Capital Service, Inc. v. NLRB, 347 U. S. 501; NLRB v. Nash-Finch Co., 404 U. S. 138.
The fact that Sears demanded that the Union discontinue the trespass before it initiated the trespass action is critical to our holding. While it appears that such a demand was a precondition to commencing a trespass action under California law, see 122 Cal. Rptr. 449 (1975), in order to
The Board has taken the position that “a resort to court action . . . does not violate §8 (a)(1).” NLRB v. Nosh-Finch Co., supra, at 142. If the employer were not required to demand discontinuation of the trespass before proceeding in state court and the Board did not alter its position in cases of this kind, the union would be deprived of an opportunity to present the protection issue to the agency created by Congress to decide such questions. While the union’s failure to invoke the Board's jurisdiction should not be a sufficient basis for pre-empting state jurisdiction, the employer should not be permitted to deprive the union of an opportunity to do so.
Concurring Opinion
concurring.
I join the Court’s opinion, but add three observations:
1. The problem of a no-man’s land in regard to trespassory picketing has been a troubling one in the past because employers have been unable to secure a Labor Board adjudication whether the picketing was “actually protected” under § 7 of the National Labor Relations Act except by resorting to self-help to expel the pickets and thereby inducing the union to file an unfair labor practice charge. The unacceptable possibility of precipitating violence in such a situation called into serious question the practicability there of the Garmon preemption test, see Longshoremen v. Ariadne Shipping Co., 397 U. S. 195, 202 (1970) (White, J., concurring), despite the virtues of the Garmon test in ensuring uniform application of the standards of the NLRA.
In this case, however, the NLRB as amiaus curiae has taken a position that narrows the no-man’s land in regard to tres-passory picketing, namely, that an employer’s mere act of informing nonemployee pickets that they are not permitted
In this case, as the Court notes, the Union failed to file an unfair labor practice charge after being asked to leave. In such a situation pre-emption cannot sensibly obtain because the “risk of an erroneous state-court adjudication ... is outweighed by the anomalous consequence of a rule which would deny the employer access to any forum in which to litigate either the trespass issue or the protection issue.” Ante, at 206-207. It should be made clear, however, that the logical corollary of the Court’s reasoning is that if the union does file a charge upon being asked by the employer to leave the employer’s property and continues to process the charge expeditiously, state-court jurisdiction is pre-empted until such time as the General Counsel declines to issue a complaint or the Board, applying the standards of NLRB v. Babcock & Wilcox Co., 351 U. S. 105 (1956), rules against the union and holds the picketing to be unprotected. Similarly, if a union timely files a§8(a)(1) charge, a state court would be bound to stay any pending injunctive or damages suit brought by the employer until the Board has concluded, or the General Counsel by refusal to issue a complaint has indicated, that the picketing is not protected by § 7. As the Court also notes, ante, at 202, the primary-jurisdiction rationale articulated in Garmon “unquestionably requires that when the same controversy may be presented to the state court or the NLRB, it must be presented to the Board.” Once the no-man’s land has been bridged, as it is once a union files a charge, the importance of
2. The opinion correctly observes, ante, at 205, that in implementing this Court’s decision in Babcock the NLRB only occasionally has found trespassory picketing to be protected under § 7. That observation is important, as is noted,
3. The acceptability of permitting state-court jurisdiction over “arguably protected” activities where there is a jurisdictional no-man’s land depends, as the Court notes, on whether the exercise of state-court jurisdiction is likely to interfere frequently with actually protected conduct. The
Mr. Justice Powell’s concern, post, at 213, that there is an unacceptable delay in waiting for the General Counsel to act is answered in main part by this Court’s previous holdings that any obstructive picketing or threatening conduct may be directly regulated by the State. See Electrical Workers v. Wisconsin Employment Relations Bd., 315 U. S. 740 (1942); Youngdahl v. Rainfair, Inc., 355 U. S. 131 (1957); cf. Automobile Workers v. Russell, 356 U. S. 634 (1958). There was no hint of such a problem in this case. As the California Supreme Court notes: “It is not disputed that at all times . . . the pickets conducted themselves in a peaceful and orderly fashion. The record discloses no acts of violence, threats of violence, or obstruction of traffic.” 17 Cal. 3d 893, 896, 553 P. 2d 603, 606 (1976). There is no claim made that the pickets annoyed members of t(ie public who wished to patronize the store of petitioner Sears; such conduct would be enjoinable, Youngdahl, supra, if it had occurred. And, of course, under current NLRB law, pickets would have no right to carry on their activity within a store. Marshall Field & Co. v. NLRB, 200 F. 2d 375 (CA7 1953). With respect, I do not see what “danger of violence” remains in such a situation, any more than for a business that fronts upon a public sidewalk.
The possibility of delay to which my Brother Powell adverts is a double-edged sword. The question really is upon whom the burden of delay should be placed. If it takes the General Counsel “weeks” to decide whether to issue a § 8 (a) (1) complaint, by the same token there would be no relief available against an erroneous state-court injunction interfering with protected picketing for an equal length of time. Section 10 (j) permits the Board to seek injunctive relief only after the issuance of a complaint. The Board arguably might seek dissolution of a state-court order under NLRB v. Nash-Finch Co., 404 U. S. 138 (1971), but that remedy, too, would encompass some delay. It is worth noting that here by November 12, 1973, the picketing, confined to the public sidewalks by the California Superior Court’s temporary restraining order, was abandoned as ineffective. Delay in remedy is desired by neither party in a labor dispute.
Concurring Opinion
concurring.
Although I join the Court’s opinion, Mr. Justice Black-mun’s concurrence prompts me to add a word as to the “no-man’s land” discussion with respect to trespassory picketing. Mr. Justice Blackmun, relying on the amicus brief of the National Labor Relations Board, observes that “there is a practicable means of getting the issue of trespassory picketing before the Board in a timely fashion without danger of violence,” ante, at 209, if the union — -having been requested to leave the property — files a§8 (a)(1) charge.
With all respect, this optimistic view overlooks the realities of the situation. Trespass upon private property by pickets,
In the context of trespassory picketing not otherwise viola-tive of the Act, the Board has no comparable authority. If a §8 (a)(1) charge is filed, nothing is likely to happen “in a timely fashion.” The Board cannot issue, or obtain from the federal courts, a restraining order directed at the picketing. And it may take weeks for the General Counsel to decide whether to issue a complaint. Meanwhile, the “no-man’s land” prevents all recourse to the courts, and is an open invitation to self-help. I am unwilling to believe that Congress intended, by its silence in the Aet, to create a situation where there is no forum to which .the parties may turn for orderly interim relief in the face of a potentially explosive situation.
In sum, I do not agree with Me. Justice Blackmun that “the logical corollary of the Court’s reasoning” in its opinion today is that state-court jurisdiction is pre-empted forthwith upon the filing of a charge by the union. I would not join the Court’s opinion if I thought it fairly could be read to that effect.
It is true that under this Court’s decisions, state courts -are not precluded from providing relief against actual or threatened violence. But in light of the “danger of violence” inherent in many instances of sustained trespassory picketing, relief often may come too late to prevent interference with the operation of the target business. Cf. People v. Bush, 39 N. Y. 2d 529, 349 N. E. 2d 832 (1976). Moreover, as Mr. Justice Clark noted for the Court in Linn v. Plant Guard Workers, 383 U. S. 53, 64 n. 6 (1966), “[t]he fact that the Board has no- authority to grant effective relief aggravates the State’s -concern since the refusal to redress an otherwise actionable wrong creates disrespect for the law and encourages the victim to take matters into his own hands.” The "imminent threat of violence [that] exists whenever an employer is required to resort to self-help in order to vindicate his property rights,” has prompted at least one state court to retain jurisdiction to enjoin trespassory picket
Dissenting Opinion
dissenting.
The Court concedes that both the objective and the location of the Union’s peaceful, nonobstructive picketing of
By holding that the arguably protected character of union activity will no longer be sufficient to pre-empt state-court jurisdiction, the Court creates an exception of indeterminate dimensions to a principle of labor law pre-emption that has been followed for at least two decades. Now, when the em
This drastic abridgment of established principles is unjustified and unjustifiable. The Garmon test, itself fashioned after some 15 years of judicial experience with jurisdictional conflicts that threatened national labor policy, see Motor Coach Employees v. Lockridge, 403 U. S. 274, 290-291 (1971), has provided stability and predictability to a particularly complex area of the law for nearly 20 years. Thus, the most elementary notions of stare decisis dictate that the test be reconsidered only upon a compelling showing, based on actual experience, that the test disserves important interests. Emphatically, that showing has not been and cannot be made. Rather, the Garmon test has proved to embody an entirely acceptable, and probably the best possible, accommodation of the competing state-federal interests. That an employer’s remedies in consequence may be limited, while anomalous to the Court, produces no positive social harm; on the contrary, the limitation on employer remedies is fully justified both by the ease of application of the test by thousands of state and federal judges and by its effect of averting the danger that state courts may interfere with national labor policy. In
I
It is appropriate to recall the considerations that have shaped the development of the doctrine of labor law preemption. The National Labor Relations Act (Act), of course, changed the substantive law of labor relations. Prior to its enactment many courts treated concerted labor activities of employees as tortious conspiracies or restraints of trade to be enjoined unless the activities related to a specific benefit sought by the employees from their employer; activity directed at strengthening the union was, for these courts, impermissible. See F. Frankfurter & N. Greene, The Labor Injunction 26-29 (1930) (hereafter Frankfurter & Greene). While some courts regarded peaceful picketing as permissible if intended to attain lawful objectives, others regarded picketing as always enjoinable. Id., at 30-46. Section 7 abrogated these state laws. It declares that “concerted activities for the purpose of collective bargaining or other mutual aid or protection,” including specific types and forms of picketing, are protected from interference from any source. Section 7 further provides that employers no longer have an absolute right to prohibit concerted activities occurring on their properties; unwilling employers frequently are required to suffer the presence of organizational activities on their premises. See NLRB v. Magnavox Co., 415 U. S. 322 (1974); NLRB v. Babcock & Wilcox Co., 351 U. S. 105 (1956); Republic Aviation Corp. v. NLRB, 324 U. S. 793 (1945).
The animating force behind the doctrine of labor law preemption has been the recognition that nothing could more fully serve to defeat the purposes of the Act than to permit state and federal courts, without any limitation, to exercise jurisdiction over activities that are subject to regulation by the National Labor Relations Board. See Motor Coach Employees v. Lockridge, supra, at 286. Congress created the centralized expert agency to administer the Act because of its conviction — generated by the historic abuses of the labor injunction, see Frankfurter & Greene — that the judicial attitudes, court procedures, and traditional judicial remedies, state and federal, were as likely to produce adjudications incompatible with national labor policy as were different rules of substantive law. See Garner v. Teamsters, 346 U. S. 485, 490-491 (1953). Although Congress could not be understood as having displaced “all local regulation that touches or concerns in any way the complex interrelationships between employers, employees, and unions,” Motor Coach Employees v. Lockridge, supra, at 289, the legislative scheme clearly embodies an implicit prohibition of those state- and federal-court adjudications that might significantly interfere with those interests that are a central concern to national labor policy.
The Act’s treatment of picketing illustrates the nature of the generic problem, and at the same time highlights the issue in this case. While this Court has never held that the preserip
This aspect of Garmon has never operated as a flat prohibition.
When, on the other hand, the underlying conduct may be protected by the Act, the risk of interference with the federal scheme is of a different character. The danger of permitting local adjudications is not that timing or form of relief might be different from what the Board would administer, but rather that the local court might restrain conduct that is in fact protected by the Act. This might result not merely from attitudinal differences but even more from unfair procedures or lack of expertise in labor relations matters. The present case illustrates both the nature and magnitude of the danger. Because the location of employee picketing is often determinative of the meaningfulness of the employees’ ability to engage in effective communication with their intended audience, employees often have the right to engage in picketing at particular locations, including the private property of another. See Hudgens v. NLRB, 424 U. S. 507 (1976); Scott Hudgens, 230 N. L. R. B. 414, 95 LRRM 1351 (1977); cf. NLRB v. Babcock & Wilcox Co., 351 U. S. 105 (1956), The California Superior Court here entered an order, ex parte, broad enough to prohibit all effective picketing of Sears’ store for a period of 35 days, See opinion of my Brother Blackmun, ante, at 212.
In recognition of this fact, this Court’s efforts in the area of labor law pre-emption have been largely directed to developing durable principles to ensure that local tribunals not be in a position to restrain protected conduct. Because the Court today appears to have forgotten some of the lessons of history, it is appropriate to summarize this Court’s efforts. The first approach to be tried — and abandoned — was for this Court to proceed on a case-by-case basis and determine whether each particular final state-court ruling “does, or might reasonably be thought to, conflict in some relevant manner with federal labor policy,” Motor Coach Employees v. Lockridge, 403 U. S., at 289-291; see Automobile Workers v. Wisconsin Employment Relations Bd., 336 U. S. 245 (1949). Not surprisingly, such an effort proved institutionally impossible. Because of the infinite combinations of events that implicate the central protections of the Act, this Court could not, without largely abdicating its other responsibilities, hope to determine on an ad hoc, generic-situation-by-generic-situation basis whether applications of state laws threatened national labor policy. In any case, such an approach necessarily disserved national labor policy because decision by this Court came too late to repair the damage that an erroneous decision would do to the congressionally established balance of power and was no substitute for decision in the first instance by the Board. The
While there is some unavoidable uncertainty concerning the arguably prohibited prong of Garmon, I emphasize that it has heretofore been absolutely clear that there is no state power to deal with conduct that is a central concern of the Act
II
The present case illustrates both the necessity of this flat rule and the danger of even the slightest deviation from it. The present case, of course, is a classic one for pre-emption. The question submitted to the state court was whether the Union had a protected right to locate peaceful nonobstructive pickets on the privately owned walkway adjacent to Sears’
A
That the trespass was arguably protected could scarcely be clearer. NLRB v. Babcock & Wilcox Co., 351 U. S., at 112, indicates that trespassory § 7 activity is protected when “reasonable efforts . . . through other available channels” will not enable the union to reach its intended audience. This standard, which was developed in the context of a rather different factual situation, is but an application of more general principles. “[T]he basic objective under the Act [is the] accommodation of § 7 rights and private property rights ‘with as little destruction of one as is consistent with the maintenance of the other.’ The locus of that accommodation, however, may fall at differing points along the spectrum depending on the nature and strength of the respective § 7 rights and private property rights asserted in any given context.” Hudgens v. NLRB, 424 U. S., at 522, quoting NLRB v. Babcock & Wilcox Co., supra, at 112; see Scott Hudgens, 230 N. L. R. B., at 417, 95 LRRM, at 1354.
Here, it can seriously be contended that the locus of the accommodation should be on the side of permitting the trespass. The § 7 interest is strong: The object of the picketing was arguably protected on one of two theories- — as “area standards”
But the Court refuses to follow the simple analysis that has been sanctioned by the decisions of the last 20 years. Its reasons for discarding prior teachings, apparently, is a belief that faithful application of Garmon to the generic situation presented by this case causes positive social harm. I disagree.
It bears emphasizing that Garmon only partially pre-empts an employer’s remedies against unlawful trespassory picketing. A state court may, of course, enjoin any picketing that is clearly unprotected by the Act: e. g., peaceful, nonobstructive picketing occurring within a retail store. See Brief for Respondent 30 n. 14, citing NLRB v. Fansteel Corp., 306 U. S. 240 (1939); Marshall Field & Co. v. NLRB, 200 F. 2d 375 (CA7 1953); Brief for NLRB as Amicus Curiae 15 n. 9. And, as already indicated, state courts have jurisdiction over picket
Thus, pre-emption of state-court jurisdiction to deal with trespassory picketing has been largely, if not entirely, confined to situations such as presented in this case, i. e., in which the interest of the employer in preventing the picketing is weak, the § 7 interest in picketing on the employer’s property strong, and the picketing peaceful and nonobstructive. In this circumstance, I think the denial to the employer of a remedy is an entirely acceptable social cost for the benefits of a pre-emption rule that avoids the danger of state-court interference with national labor policy. The Court’s arguments to the contrary are singularly unpersuasive. Because an employer’s remedies are only pre-empted in the narrow circumstances of a case such as the present one, any suggestion that the faithful application of Garmon creates a “no-man’s land” which results in a substantial risk of violence, see opinion of my Brother Blackmun, ante, at 208; opinion of my Brother Powell, ante, at 213; cf. opinion of the Court, ante, at 202, can be dismissed as the most unfounded speculation. An employer like Sears may be angered or outraged by the presence of peaceful, nonobstructive picketing close to its retail store. But the Act requires the employer’s toleration of peaceful picketing when § 7 affords the union the right to engage in this form of
In apparent recognition of this indisputable fact, the Court places no great reliance on the likelihood of violence. But the only other reason advanced for a conclusion that Garmon produces socially intolerable results is that it is “anomalous” to deny an employer a trespass remedy. Since the Act extensively regulates the conditions under which an employer’s proprietary rights must yield to the exercise of § 7 rights, I am at a loss as to why the anomaly here is any greater than that which results from the pre-emption of state remedies against tortious conspiracies, compare § 7 of the Act with Frankfurter & Greene 26-39, or from the pre-emption of state remedies against nonmalieious libels. See Linn v. Plant Guard Workers, 383 U. S. 53 (1966).
B
That this Court’s departure from Garmon creates a great risk that protected picketing will be enjoined is amply illustrated by the facts of this case and by the task that was assigned to the California Superior Court. To decide whether the location of the Union’s picketing rendered it unlawful, the state court here had to address a host of exceedingly complex labor law questions, which implicated nearly every aspect of the Union’s labor dispute with Sears and which were uniquely within the province of the Board. Because it had to assess the “relative strength of the § 7 right,” see Hudgens v. NLRB, 424 U. S., at 522, its first task necessarily was to determine the nature of the Union’s picketing. This picketing could have
But even if the state court correctly assesses the § 7 interest, there are a host of other pitfalls. A myriad of factors are or
' It simply cannot be seriously contended that the thousands of judges, state and federal, throughout the United States can be counted upon accurately to identify the relevant considerations and give each the proper weight in accommodating the respective rights. Indeed, the actions of the California courts illustrate the danger. Not only was the ex parte order of the California Superior Court entered under conditions precluding careful consideration of all relevant considerations, even the Court of Appeal, presumably able to devote more time and deliberation to isolate the correct decisional criteria, failed properly to appreciate the significance of a criterion critical to the application of national law: that the distance of the picketing from a store entrance is largely determinative of its effectiveness. Cf. Scott Hudgens, 230 N. L. R. B., at 417, 95 LRRM, at 1354 (“a message announced ... by picket sign . .. a [substantial] distance from the focal point would be too greatly diluted to be meaningful”). Nothing better demonstrates the wisdom of the heretofore settled rule that “the primary responsibility for making [the] accommodation [between § 7 rights and private property rights] must rest with the Board in the first instance.” Hudgens v. NLRB, supra, at 522.
The Court does not deny that its decision may well result in state-court decisions erroneously prohibiting or curtailing conduct in fact protected by § 7. But it identifies two con
The first is its belief that the generic type of activity— which the Court characterizes as trespassory organizational activity by nonemployees — is more likely to be unprotected than protected. Ante, at 205-206. In so concluding, the Court relies on NLRB v. Babcock & Wilcox Co., 351 U. S. 105 (1956), for the proposition that there is a strong presumption against permitting trespasses by nonemployees. But the Court overlooks a critical distinction between Babcock and the case at bar. Babcock involved a trespass on industrial property which the employer had fenced off from the public at large, and it is a grave error to treat Babcock as having substantial implications for the generic situation presented by this case. To permit trespassory § 7 activities in the Babcock fact pattern entails far greater interference with an employer’s business than does allowing peaceful nonobstructive picketing on a parking lot which is open to the public and which has been used for other types of solicitation. As my Brother Blackmun’s concurring opinion notes, this Court’s short-lived holding that picketing at shopping centers is protected by. the Fourteenth Amendment, see Food Employees v. Logan Valley Plaza, 391 U. S. 308 (1968), overruled in Hudgens v. NLRB, supra, has resulted in a situation where neither this Court nor the Board has considered, in any comprehensive fashion, the quite different question of the conditions under which union representatives may enter privately owned areas of shopping centers to engage in protected activities such as peaceful picketing. But the Court’s own opinion in Hudgens v. NLRB, supra, and the Board’s decision in Scott Hudgens, supra,
The Court’s second reason is more problematic still. It urges that the risk that local adjudications will interfere with protected § 7 activity is “minimized by the fact that in the cases in which the argument in favor of protection is the strongest, the union is likely to invoke the Board’s jurisdiction and thereby avoid the state forum.” Ante, at 206. That, with all respect, betrays ignorance of the conduct of adversaries in the real world of labor disputes. Whether a union will seek the protection of a Board order will depend upon whether that tactic will best serve its self-interest, and that determination will depend in turn on whether the employer’s request inhibits or interferes with the union’s ability to engage in protected conduct. A request that a trespass cease may or may not so threaten the union as to lead it to go to the trouble and expense of attempting to invoke the Board’s jurisdiction, and the strength of the argument that the conduct is protected will frequently be a factor of no relevance. For example, if the union perceives the employer’s request as a hollow threat or believes that the employer’s legal position in any case has no merit, the union will have no reason to turn to the Board.
It might, on the other hand, be the case that the union
But what is far more disturbing than the specific holding in this case is its implications for different generic situations. Whatever the shortcomings of Garmon, none can deny the necessity for a rule in this complex area that is capable of uniform application by the lower courts. The Court’s new exception to Garmon cannot be expected to be correctly applied by those courts and thus most inevitably will threaten erosion of the goal of uniform administration of the national labor laws. Even though the Court apparently intends to create only a very narrow exception to Garmon — largely if not entirely limited to situations in which the employer first requested the nonemployees engaged in area-standards picketing on the employer’s property to remove the pickets from the employer’s land and the union did not respond by filing § 8 (a)(1) unfair labor practice charges — the approach the Court today adopts cannot be so easily cabined and thus threatens intolerable disruption of national labor policy.
Because § 8 (b) only affords an employer a remedy against certain types of unprotected employee activity, there necessarily will be a myriad of circumstances in which an employer will be confronted with possibly unprotected employee or union conduct, and yet be unable directly to invoke the Board’s processes to receive a determination of the protected
First, the court must inquire whether the employer had a “reasonable opportunity” to force a Board determination. What constitutes a “reasonable opportunity”? I have to assume from today’s decision that the employer can never be deemed to have an acceptable opportunity when nonemployees are engaged in the arguably protected activity. But what if employees are involved? Will the fact that the employer can provoke the filing of an unfair labor practice charge by disciplining the employee always constitute an acceptable alternative? Perhaps so, but the Court provides no guidance that can help the local judges. Some may believe that the fact that any discipline will enhance the seriousness of the unfair labor practice renders that course unacceptable. Similarly, what of the instances in which employer discipline might not, under the circumstances, provoke the filing of a charge: e. g., if an economic strike were in progress?
Second, if the lower court concludes that the employer did not have an acceptable means of placing the protection issue before the Board, it must then proceed to inquire whether, in light of its assessment of the strength of the argument that § 7 might protect the generic type of conduct involved, there is a substantial likelihood that its adjudication will be incompatible with national labor policy. This is a particularly onerous task to assign to judges having no special expertise or specialized sensitivity in the application of the federal labor laws, and it is not clairvoyant to predict that many local tribunals will misconceive the relevant criteria and erroneously
This prospect should give the Court more concern than its opinion reflects. It is no answer that errors remain correctible while this Court sits. The burden that will be thrown upon this Court finally to decide, on an ad hoc, generic-situation-by-generic-situation basis, whether the employer had a “reasonable opportunity” to obtain a Board determination and, if not, whether the risk of interference outweighs the anomaly of denying the employer a remedy, should give us pause. Inconsistency and error in decisions below may compel review of an inordinate number of cases, lest lower court adjudications threaten irretrievable injury to interests protected by § 7. Indeed, the experience of 30 years ago should, I would have thought, taught us the folly of such an approach. And our burden will be even greater if, as my Brother Blackmun suggests, ante, at 211-212, this Court must fashion a code of
I do not doubt that this Court could, if it wished, minimize the deleterious consequences of today’s unfortunate decision. But the Court cannot prevent it from introducing inconsistency and confusion that will threaten the fabric of national labor policy and from imposing new and unnecessary burdens on this Court. Adherence to Garmon would spare us and the Nation these burdens. Because the Court has not demonstrated that Garmon produces an unacceptable accommodation of the conflicting state and federal interests, I respectfully dissent.
See infra, at 225-226.
Garmon announced the following test of labor law pre-emption:
“When it is clear or may fairly be assumed that the activities which a State purports to regulate are protected by § 7 of the [Act] or constitute an unfair labor practice under § 8, due regard for the federal enactment requires that state jurisdiction must yield. . . . [And] [w]hen an activity is arguably subject to §'7 or § 8 of the Act, the States as well as the federal courts must defer to the exclusive competence of the National Labor Relations Board if the danger of state interference with national policy is to be averted.” 359 U. S., at 244-245.
This rule, which was implicit in earlier decisions, has been repeatedly reaffirmed. See, e. g., Farmer v. Carpenters, 430 U. S. 290 (1977); Machinists v. Wisconsin Employment Relations Comm’n, 427 U. S. 132, 138-139 (1976); Motor Coach Employees v. Lockridge, 403 U. S. 274 (1971).
Although the Court also misapplies the “arguably prohibited” prong of the Garmon test, see n. 12, infra, I concentrate on its modification of the “arguably protected” prong because this aspect of the decision has far greater significance.
One danger, of course, is that a state court’s misinterpretation of the federal prohibition may result in restraining conduct that in fact is protected by the Act. The “arguably protected” prong of Garmon addresses this risk. A second danger is that the state court’s misconception or misapplication of the law may result in the imposition of restraints on conduct that is neither protected nor prohibited by the Act, but which Congress intended to be free from government control. See Machinists v. Wisconsin Employment Relations Comm’n, 427 U. S. 132 (1976).
There are several arguably discrete exceptions to Garmon, all sharing a common characteristic. Each applies only in circumstances in. which local adjudications will not threaten important interests protected by the Act: e. g., when a state court can ascertain the actual legal significance of particular conduct by reference to “compelling precedent applied to essentially undisputed facts,” Garmon, 359 U. S., at 246; when the rule to be invoked before the state tribunal is “so structured and administered that, in virtually all instances, it is safe to presume that judicial supervision will not disserve the interests promoted by the [Act],” Motor Coach Employees v. Lockridge, 403 U. S., at 297-298; “where the activity regulated was merely a peripheral concern of the [Act or) ... touched interests so deeply rooted in local feeling and responsibility that, in the absence of compelling congressional direction, we could not infer that Congress had deprived the States of the power to act.” Garmon, supra, at 243-244.
A second approach was suggested and rejected by Garmon itself: that state-court jurisdiction be pre-empted only when “it is clear or may fairly be assumed that the activities which a State purports to regulate are protected by § 7 of the .. . Act.” 359 U. S., at 244. This Court recognized that state and federal courts, quite simply, lack the familiarity and requisite sensitivity to labor law matters to be counted on accurately to determine which combinations of facts could “fairly be assumed” to fall within the ambit of § 7.
If an activity were merely a “peripheral concern” of the Act, state and federal courts presumably may restrain it even if arguably protected. See Garmon, 359 U. S., at 246.
See Longshoremen v. Ariadne Shipping Co., 397 U. S. 195 (1970).
The Act provides that recognitional picketing is prohibited if no representation petition is filed within a reasonable time, not to exceed 30 days. See ante, at 186, and n. 10. Although the Board has never held that recognitional picketing is protected at the outset and for up to 30 days thereafter, this conclusion would seem to follow from its holding that “area standards” picketing is protected. See Hod Carriers (Calumet Contractors Assn.), 133 N. L. R. B. 512 (1961).
Although the matter is disputed, a Union representative testified that picketing from the public sidewalk adjacent to the outer perimeters of Sears’ parking lot was totally ineffective and that, for this reason, the California Superior Court’s temporary restraining order required the Union to abandon the picketing. App. 28.
Sears permitted solicitation and distribution of literature on its property in the cases of the Lion’s Club white cane drive, the Salvation Army at Christmas time, and the League of Women Voters for voter registration. Id,., at 14. The fact of prior soli citation simply confirms what would have been clear in any case: that the Union picketing was not incompatible with the retail operations.
Since the whole premise for an order effectively terminating all picketing of the Sears store could be the state court's conclusion that the picketing was prohibited by § 8 (b), it is difficult to understand how the Court can assert that this is a case in which the “arguably prohibited” prong of the Garmon test is not implicated. Even if the Court is correct that the crucial consideration under that aspect of Garmon is whether the controversy in the state court would be the same as that which would have been presented to the NLRB, see ante, at 197, the test surely is satisfied here. More fundamentally, to permit a state court to enter an order which, in law and fact, prohibits picketing because of an interpretation of § 8 (b) entails a substantial risk of interference with the objectives Congress sought to achieve by giving the Board exclusive jurisdiction to enforce § 8 (b).
In Scott Hudgens, the Board held that warehouse employees of a shoe company had a § 7 right to engage in protected picketing on a privately owned shopping mall that contained one of the shoe company’s retail outlets. Since the warehouse employees were no more “rightfully
The Court leaves open a host of questions concerning the availability of state-court remedies to the precise type of trespassory picketing that here occurred: Is state-court jurisdiction pre-empted when a §8 (a)(1) charge is filed before the institution of state suit? What if the § 8 (a) (1) charge is filed after the employer files the state-court complaint, or after the state court has issued temporary, preliminary, or final relief; must the state-court action and state-court order be stayed pending the Board proceedings or is it up to the Board to take action to protect its jurisdiction? Since the generic situation is one in which there is no realistic possibility of violence, I think my Brother Blackmun’s logic in answering some of these questions is unassailable, see ante, at 208-210. Indeed, 1 would think the Court would be compelled to extend it to a situation my Brother Blackmun does not address: when the state court has entered final relief. But especially in light of my Brother Powell’s differing views, see ante, p. 212, it can safely be predicted that the state and federal courts around the country will answer these questions in a variety of ways. A consequence surely will be that erroneous determinations of non-preemption will occur and rights and interests protected by the Act will be irreparably damaged before any corrective action can be taken by this Court.
It should be apparent that to require employees to file §8 (a)(1) charges to avoid hostile local adjudications itself would entail a certain
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