United States v. Villamonte-Marquez
Opinion of the Court
delivered the opinion of the Court.
Congress has provided that “[a]ny officer of the customs may at any time go on board of any vessel... at any place in the United States . . . and examine the manifest and other documents and papers . . . and to this end may hail and stop such vessel . . . and use all necessary force to compel compliance.” 46 Stat. 747, as amended, 19 U. S. C. § 1581(a).
Shortly after sighting the sailboat, the officers also observed a large freighter moving north in the channel. The freighter was creating a huge wake and as it passed the Henry Morgan II the wake caused the smaller vessel to rock violently from side to side. The patrol boat then approached the sailboat from the port side and passed behind its stern.
Officer Wilkins, accompanied by Officer Dougherty of the Louisiana State Police, then boarded the Henry Morgan II and asked to see the vessel’s documentation. Hamparian handed Officer Wilkins what appeared to be a request to change the registration of a ship from Swiss registry to French registry, written in French and dated February 6, 1980. It subsequently was discovered that the home port designation of “Basilea” was Latin for Basel, Switzerland; the vessel was, however, of French registry.
While examining the document, Officer Wilkins smelled what he thought to be burning marihuana. Looking through an open hatch, Wilkins observed burlap-wrapped bales that proved to be marihuana. Respondent Villamonte-Marquez was on a sleeping bag atop of the bales. Wilkins arrested both Hamparian and Villamonte-Marquez and gave them Miranda warnings. A subsequent search revealed some 5,800 pounds of marihuana on the Henry Morgan II, stored in almost every conceivable place including the forward, mid, and aft cabins, and under the seats in the open part of the vessel.
A jury found respondents guilty of conspiring to import marihuana in violation of 21 U. S. C. § 963, importing marihuana in violation of 21 U. S. C. § 952(a), conspiring to possess marihuana with intent to distribute in violation of 21 U. S. C. § 846, and possessing marihuana with intent to distribute in violation of 21 U. S. C. § 841(a)(1). The Court of Appeals for the Fifth Circuit reversed the judgment of conviction, finding that the officers’ boarding of the Henry Morgan II “was not reasonable under the fourth amendment” because the boarding occurred in the absence of “a reasonable
In 1790 the First Congress enacted a comprehensive statute “to provide more effectually for the collection of the duties imposed by law on goods, wares and merchandise imported into the United States, and on the tonnage of ships or vessels.” Act of Aug. 4, 1790, 1 Stat. 145. Section 31 of that Act provided in pertinent part as follows:
“That it shall be lawful for all collectors, naval officers, surveyors, inspectors, and the officers of the revenue cutters herein after mentioned, to go on board of ships or vessels in any part of the United States, or within four leagues of the coast thereof, if bound to the United States, whether in or out of their respective districts, for the purposes of demanding the manifests aforesaid, and of examining and searching the said ships or vessels . . . .” 1 Stat. 164.
This statute appears to be the lineal ancestor of the provision of present law upon which the Government relies to sustain
The Government insists that the language of the statute clearly authorized the boarding of the vessel in this case. The respondents do not seriously dispute this contention, but contend that even though authorized by statute the boarding here violated the prohibition against unreasonable searches and seizures contained in the Fourth Amendment to the United States Constitution. We of course agree with respondents’ argument that “no Act of Congress can authorize a violation of the Constitution.” Almeida-Sanchez v. United States, 413 U. S. 266, 272 (1973). But we also agree with the Government’s contention that the enactment of this statute by the same Congress that promulgated the constitutional Amendments that ultimately became the Bill of Rights gives the statute an impressive historical pedigree.
“The seizure of stolen goods is authorized by the common law . . . and the like seizures have been authorized by our own revenue acts from the commencement of the government. The first statute passed by Congress to regulate the collection of duties, the act of July 31, 1789, 1 Stat. 29, 43, contains provisions to this effect. As this*587 Act was passed by the same Congress which proposed for adoption the original amendments to the Constitution, it is clear that the members of that body did not regard searches and seizures of this kind as ‘unreasonable,’ and they are not embraced within the prohibition of the amendment.” Id., at 623 (emphasis supplied; footnote omitted).
In holding that the boarding of the vessel without articula-ble suspicion violated the Fourth Amendment, the Court of Appeals relied on several of its own decisions and on our decision in United States v. Brignoni-Ponce, 422 U. S. 873 (1975), where we said:
“Except at the border and its functional equivalents, officers on roving patrol may stop vehicles only if they are aware of specific articulable facts, together with rational inferences from those facts, that reasonably warrant suspicion that the vehicles contain aliens who may be illegally in the country.” Id., at 884.
We think that two later decisions also bear on the question before us.
In United States v. Martinez-Fuerte, 428 U. S. 543 (1976), we upheld the authority of the Border Patrol to maintain permanent checkpoints at or near intersections of important roads leading away from the border at which a vehicle would be stopped for brief questioning of its occupants “even though there is no reason to believe the particular vehicle contains illegal aliens.” Id., at 545. Distinguishing our holding in United States v. Brignoni-Ponce, supra, we said:
“A requirement that stops on major routes inland always be based on reasonable suspicion would be impractical because the flow of traffic tends to be too heavy to allow the particularized study of a given car that would enable it to be identified as a possible carrier of illegal aliens. In particular, such a requirement would largely eliminate any deterrent to the conduct of*588 well-disguised smuggling operations, even though smugglers are known to use these highways regularly.” 428 U. S., at 557.
Three Terms later we held in Delaware v. Prouse, 440 U. S. 648 (1979), that “persons in automobiles on public roadways may not for that reason alone have their travel and privacy interfered with at the unbridled discretion of police officers.” Id., at 663. We added that alternative methods, such as spot checks that involve less intrusion, or questioning of all oncoming traffic at roadblock-type stops, would just as readily accomplish the State’s objectives in furthering compliance with auto registration and safety laws.
Our focus in this area of Fourth Amendment law has been on the question of the “reasonableness” of the type of governmental intrusion involved. “Thus, the permissibility of a particular law enforcement practice is judged by balancing its intrusion on the individual’s Fourth Amendment interests against its promotion of legitimate governmental interests.” Delaware v. Prouse, supra, at 654. See also Camara v. Municipal Court, 387 U. S. 523 (1967); Terry v. Ohio, 392 U. S. 1 (1968); Cady v. Dombrowski, 413 U. S. 433 (1973); United States v. Brignoni-Ponce, supra; United States v. Martinez-Fuerte, supra. It seems clear that if the customs officers in this case had stopped an automobile on a public highway near the border, rather than a vessel in a ship channel, the stop would have run afoul of the Fourth Amendment because of the absence of articulable suspicion. See United States v. Brignoni-Ponce, supra. But under the overarching principle of “reasonableness” embodied in the Fourth Amendment, we think that the important factual differences between vessels located in waters offering ready access to the open sea and automobiles on principal thoroughfares in the border area are sufficient to require a different result here.
The difference in outcome between the roving patrol stop in Brignoni-Ponce, supra, and the fixed checkpoint stop in
Respondents have asserted that permanent checkpoints could be established at various ports. But vessels having ready access to the open sea need never come to harbor. Should the captain want to avoid the authorities at port, he could carry on his activity by anchoring at some obscure location on the shoreline, or, as may have been planned in this case, the captain could transfer his cargo from one vessel to another. In cases involving such endeavors as fishing or water exploration, the crew of the vessel can complete its mission without any assistance.
Quite apart from the aforementioned differences between waterborne vessels and automobiles traveling on highways, the documentation requirements with respect to vessels are significantly different from the system of vehicle licensing
The panoply of statutes and regulations governing maritime documentation are likewise more extensive and more complex than the typical state requirements for vehicle licensing; only some of the papers required need explicit mention here to illustrate the point. All American vessels of at least five tons and used for commercial purposes must have a “certificate of documentation.” In addition, vessels engaged in certain trades must obtain special licenses. While pleasure vessels of this size are not required to be documented, they are eligible for federal registration. See 46 U. S. C. § 65 et seq. (1976 ed., Supp. V). Many of these vessels must also submit to periodic inspection by the Coast Guard and a “certificate of inspection” must be kept on the vessel at all times. 46 U. S. C. §§399, 400. Smaller American vessels cannot be issued federal documentation papers, but under federal law each such vessel with propulsion machinery must have a state-issued number displayed on a “certificate of number” that must be available for inspection at all times. 46 U. S. C. § 1470. Vessels not required to carry federal documentation papers also may be required to carry a state-issued safety certificate. 46 U. S. C. § 1471.
These documentation laws serve the public interest in many obvious ways and respondents do not suggest that the public interest is less than substantially furthered by enforcement of these laws. They are the linchpin for regulation of participation in certain trades, such as fishing, salvaging, towing, and dredging, as well as areas in which trade is sanctioned, and for enforcement of various environmental laws. The documentation laws play a vital role in the collection of customs duties and tonnage duties. They allow for regulation of imports and exports assisting, for example, Government officials in the prevention of entry into this country of controlled substances, illegal aliens, prohibited medicines, adulterated foods, dangerous chemicals, prohibited agricultural products, diseased or prohibited animals, and illegal weapons and explosives. These interests are, of course, most substantial in areas such as the ship channel in this case, which connects the open sea with a Customs Port of Entry. Cf. United States v. Ramsey, 431 U. S. 606 (1977). Requests to check certificates of inspection play an obvious role in ensuring safety on American waterways. While inspection of a vessel’s documents might not always conclusively establish compliance with United States shipping laws, more often than not it will.
We briefly recapitulate the reasons, set forth above in greater detail, which lead us to conclude that the Government’s boarding of the Henry Morgan II did not violate the Fourth Amendment. In a lineal ancestor to the statute at issue here the First Congress clearly authorized the sus-picionless boarding of vessels, reflecting its view that such boardings are not contrary to the Fourth Amendment; this gives the statute before us an impressive historical pedigree. Random stops without any articulable suspicion of vehicles away from the border are not permissible under the Fourth Amendment, United States v. Brignoni-Ponce, supra; Dela
All of these factors lead us to conclude that the action of the customs officers in stopping and boarding the Henry Morgan II was “reasonable,” and was therefore consistent with the Fourth Amendment. The judgment of the Court of Appeals is
Reversed.
See also 46 U. S. C. § 277 (provides similar authority for “[a]ny officer concerned in the collection of the revenue”). Cf. 14 U. S. C. § 89(a); 19 U. S. C. § 1581(b).
Section 1581(a) provides customs officials with authority beyond boarding for document inspections. In this case, however, we are concerned only with the more narrow issue.
Respondents briefly argue that we should not reach even this question. Relying on United States v. Sarmiento-Rozo, 592 F. 2d 1318 (CA5 1979), respondents contend that this case is moot because they have been deported and, subsequent to the issuance of the mandate by the Court of Appeals reversing their convictions, the indictments against them were dismissed. Sarmiento-Rozo provides some authority for respondents’ argument; nevertheless, we reject the contention.
The Government has sought review of the Court of Appeals’ decision reversing respondents’ convictions. Ordinarily our reversal of that decision would reinstate the judgment of conviction and the sentence entered by the District Court. See United States v. Morrison, 429 U. S. 1, 3 (1976) (per curiam). The fact that the Government did not obtain a stay, thus permitting issuance of the mandate of the Court of Appeals, would not change the effect of our reversal. See Aetna Casualty & Surety Co. v. Flowers, 330 U. S. 464, 467 (1947); Carr v. Zaja, 283 U. S. 52 (1931). Under our reasoning in Mancusi v. Stubbs, 408 U. S. 204, 205-207 (1972), the absence of an indictment does not require a contrary conclusion. Further, it is settled law that the preliminary steps in a criminal proceeding are “merged” into a sentence once the defendant is convicted and sentenced. See Parr v. United States, 351 U. S. 513, 518-519 (1956); Berman v. United States, 302 U. S. 211 (1937). Upon respondents’ conviction and sentence, the indictment that was returned against them was merged into their convictions and sentences, thus making unnecessary a separate reinstatement of the original indictment.
That respondents have been deported likewise does not remove the controversy involved. Following a reversal of the Court of Appeals, there would be a possibility that respondents could be extradited and imprisoned for their crimes, or if respondents manage to re-enter this country on their own they would be subject to arrest and imprisonment for these convictions. See United States v. Campos-Serrano, 404 U. S. 293, 294, n. 2 (1971). In addition, as a collateral consequence of the convictions, the Government could bar any attempt by respondents to voluntarily re-enter this country. 8 U. S. C. § 1182(a)(9). See Pennsylvania v. Mimms, 434 U. S. 106, 108, n. 3 (1977) (per curiam); Sibron v. New York, 392 U. S. 40, 53-57 (1968).
“In the case of Ex parte Bain, 121 U. S. 1, on which the accused relies, there was an actual amendment or alteration of the indictment to avoid an adverse ruling on demurrer, and the trial was on the amended charge without a resubmission to a grand jury. The principle on which the decision proceeded is not broader than the situation to which it was applied.” Id., at 549 (emphasis added).
In the present case, there is no doubt whatever that a valid indictment was returned by the grand jury, the case was tried on that indictment, and, unlike the dissent's hypothetical civil analogy, a judgment pursuant to Federal Rule of Criminal Procedure 32 was entered on the jury verdict of guilty. At this juncture, for reasons explained above, the indictment vvas merged into the judgment, and a successful effort on the part of the Government to reverse the judgment of the Court of Appeals would have the effect of reinstating the judgment of conviction.
There is no issue in this case concerning the activities of the officers once they boarded the Henry Morgan II. The only question presented to this Court concerns the validity of the suspicionless boarding of the vessel for a document inspection.
Respondents, however, contend in the alternative that because the customs officers were accompanied by a Louisiana state policeman, and were following an informant’s tip that a vessel in the ship channel was thought to be carrying marihuana, they may not rely on the statute authorizing boarding for inspection of the vessel's documentation. This line of reasoning was rejected in a similar situation in Scott v. United States, 436 U. S. 128, 135-139 (1978), and we again reject it. Acceptance of respondents’ argument would lead to the incongruous result criticized by Judge Campbell in his opinion in United States v. Arra, 630 F. 2d 836, 846 (CA1 1980): “We would see little logic in sanctioning such examinations of ordinary, unsus-pect vessels but forbidding them in the case of suspected smugglers.”
Relying on the words “bound to the United States” in the 1790 statute and this Court’s decision in Maul v. United States, 274 U. S. 501 (1927), the dissent contends that the Act of Aug. 4, 1790, § 31,1 Stat. 164, did not grant any authority to board a vessel found in domestic waters. Post, at 600-601, n. 7. The dissent misreads the statute and the Maul decision. As noted, § 31 of the 1790 Act provides for the boarding of vessels found “in any part of the United States, or within four leagues of the coast thereof, if bound to the United States.” (Emphasis supplied.) The dissent completely ignores that part of the statute which reads “in any part of the United States.” Furthermore, the phrase “if bound to the United States” obviously qualifies only the phrase “within four leagues of the coast.” It would make no sense whatsoever to say that the statute authorizes the boarding of vessels found in “any part of the United States” only so long as such vessels are “bound to the United States.” The dissent also says that because § 48 of the Act of Aug. 4,1790, authorized some searches without regard to location, it must be read as the only provision in the Act that allows boardings in domestic waters. Post, at 600-601, n. 7. Again the dissent misreads the statutory scheme. Section 48 expressly applies only to seizures of “goods, wares or merchandise subject to duty” and
The dissent’s reliance on the concurring opinion of Justice Brandéis in Maul seriously misreads that concurrence. Where the dissent says that the concurrence “recognized” that it was only in 1922 that Congress purported to authorize suspicionless boardings of vessels not “bound to the United States,” the dissent’s reading of Justice Brandéis’ language is imprecise, to say the least. Observing that the 1922 amendments made two changes in the statutory law, he described one of them in these terms: “Unlike the earlier statutes, it did not limit to inbound vessels the right to board and search.” 274 U. S., at 529. Thus Congress in 1922 allowed searches to be made within four leagues of the coast of any vessel, whether inbound or not. But this change in no way altered the separate provision in the same sentence of the 1922 statute retaining the authority to “go on board of any vessel or vehicle at any place in the United States
Nor is anything in the Court’s opinion in Maul to the contrary. The Court was asked to decide whether the Coast Guard was authorized to seize an American vessel “on the high seas more than twelve miles from the coast.” Id., at 503. In tracing the history of statutory authorization for “seizures made on the high seas,” id., at 504, the Court properly noted that when acting pursuant to the Act of Aug. 4, 1790, and its pre-1922 descendants, such seizures were authorized only for inbound vessels within the 12-mile limit, id., at 505-506. The Court determined, however, that the Act of Mar. 2, 1799, § 70,1 Stat. 678, authorized the seizure of American vessels beyond the 12-mile limit where the Coast Guard was acting pursuant to “any [law] respecting the revenue.” Nothing in the Maul decision even remotely purported to apply to the boarding of vessels in domestic waters.
The dissent maintains that in lieu of the type of stop made in this case, it would be possible to enforce documentation laws by requiring vessels to
Respondents suggest that even if the public interest is great in stopping commercial vessels, it is not so with “pleasure boats.” The difficulties with such line-drawing are exemplified by this case. Respondents assert that they were in a “pleasure boat,” yet they proved to be involved in a highly lucrative commercial trade.
Dissenting Opinion
dissenting.
The Court today holds that this case is not moot despite the voluntary dismissal of the prosecution by the Government. It also holds that police on a roving, random patrol may stop and board any vessel, at any time, on any navigable waters accessible to the open sea, with no probable cause or reasonable suspicion to believe that there has been a crime or a border crossing, and without any limits whatever on their discretion to impose this invasion of privacy. Because I cannot agree with either holding, I dissent.
It is long settled that a party may not seek appellate review when it has itself sought and obtained entry of a judgment against it, unless it does so solely as a device by which to obtain immediate appellate review of an interlocutory order. E. g., United States v. Procter & Gamble Co., 356 U. S. 677, 680-681 (1958); United States v. Babbitt, 104 U. S. 767 (1882); Evans v. Phillips, 4 Wheat. 73 (1819).
Yet that is precisely what the Court permits the Government to do in this case.
Rule 48(a) provides that the Government “may by leave of court file a dismissal of an indictment, information or complaint and the prosecution shall thereupon terminate” (emphasis added). No one has ever challenged the effectiveness of the District Court’s order of dismissal, or sought to set it aside, either by a request for rehearing in that court or by direct review on appeal. Yet the Government, having itself permanently terminated this prosecution, now asks this Court to reinstate respondents’ convictions — convictions for which there is no pending indictment and no extant criminal action. Neither the Government nor the Court provides any adequate explanation of how this is possible.
The Court relies primarily on cases holding that issuance of the mandate of a court of appeals does not necessarily moot a case. Ante, at 581-582, n. 2. That is ordinarily true enough, but it is quite beside the point. The act that terminated this case was not the issuance of the mandate (or the Government’s failure to seek a further stay), but the dismissal of the indictment at the Government’s request. The Court cites Mancusi v. Stubbs, 408 U. S. 204, 205-207 (1972), as support for the proposition that the Court may reinstate respondents’ convictions despite the dismissal. Presumably the Court refers to our holding in Mancusi that “[p]etitioner’s obedience to the mandate of the Court of Appeals and the judgment of the District Court does not moot this case.” Id., at 206 (footnote omitted).
The Court points out that preliminary steps in a prosecution are merged into a conviction and sentence. Ante, at 581-582, n. 2. Again, this is true enough as a general rule, but it is hard to see how it provides any support for the Court’s position. The rule means simply that interlocutory steps are subject to attack on appeal from the final judgment; it has never been meant or taken to undermine the fundamental principle that an indictment is the necessary foundation of and predicate for a felony prosecution, conviction, or sentence. On the contrary, it means just the opposite — that the indictment can be attacked on appeal from the conviction, and if it is defective, the entire conviction and sentence falls. Likewise, if the indictment is dismissed, everything that has been “merged” with it is necessarily included in the dismissal. Where there is no valid indictment pending, “[i]t is of no avail... to say that the court still has jurisdiction of the person and of the crime; for, though it has possession of the person, and would have jurisdiction of the crime, if it were properly presented by indictment, the jurisdiction of the offence is gone, and the court has no right to proceed any further in the progress of the case for want of an indictment.” Ex parte Bain, 121 U. S. 1, 13 (1887).
II
Today, for the first time in the nearly 200-year history of the Fourth Amendment, the Court approves a completely random seizure and detention of persons and an entry onto private, noncommercial premises by police officers, without any limitations whatever on the officers’ discretion or any safeguards against abuse. The Court makes no pretense that its issuance of this maritime writ of assistance is supported by any precedent approving such extraordinary and unregulated powers.
The Court freely admits that the limitations we have imposed on police discretion were necessary to our holdings in the vehicle-stop cases, ante, at 588, and that the seizure and boarding at issue in this case cannot pass muster under those precedents, ibid. Yet it upholds this seizure, concluding that there are differences between boats and cars sufficient to justify such a blatant departure from solid and recent constitutional precedent.
A
In Almeida-Sanchez, we held that police officers on a roving patrol must have probable cause to suspect that a vehicle contains illegal aliens or contraband before they may search it. In Ortiz, we held that the same rule governs searches of vehicles at fixed checkpoints. In either case, the severity of the intrusion and the selective discretion necessarily exercised by police in the field require that that discretion be limited by a requirement of probable cause:
“This degree of discretion to search private automobiles is not consistent with the Fourth Amendment. A search, even of an automobile, is a substantial invasion of privacy. To protect that privacy from official arbitrariness, the Court has always regarded probable cause as the minimum requirement for a lawful search.” Ortiz, supra, at 896 (footnote omitted).
In Brignoni-Ponce, the stop in question was made by Border Patrol officers on a roving patrol. We held that such stops are permitted only if the police have a reasonable suspicion that the vehicle contains illegal aliens. As in the vehicle-search cases, we rested primarily on the Fourth Amendment’s command that police discretion be limited by independent constitutional constraints:
“We are unwilling to let the Border Patrol dispense entirely with the requirement that officers must have a reasonable suspicion to justify roving-patrol stops. [T]he reasonableness requirement of the Fourth Amendment demands something more than the broad and unlimited discretion sought by the Government. ... To approve roving-patrol stops of all vehicles in the border area, without any suspicion that a particular vehicle is carrying illegal immigrants, would subject the residents of these and other areas to potentially unlimited interference with their use of the highways, solely at the discretion of Border Patrol officers. [I]f we approved the Government’s position in this case, Border Patrol officers could stop motorists at random for questioning, day or night, anywhere within 100 air miles of the 2,000-mile border, on a city street, a busy highway, or a desert road, without any reason to suspect that they have violated any law.” 422 U. S., at 882-883 (footnote omitted).
“[WJe view checkpoint stops in a different light because the subjective intrusion — the generating of concern or even fright on the part of lawful travelers — is appreciably less in the case of a checkpoint stop. . . .
“[Cjheckpoint operations both appear to and actually involve less discretionary enforcement activity. The regularized manner in which established checkpoints are operated is visible evidence, reassuring to law-abiding motorists, that the stops are duly authorized and believed to serve the public interest. The location of a fixed checkpoint is not chosen by officers in the field, but by officials responsible for making overall decisions as to the most effective allocation of limited enforcement resources. We may assume that such officials will be unlikely to locate a checkpoint where it bears arbitrarily or oppressively on motorists as a class. And since field officers may stop only those cars passing the checkpoint, there is less room for abusive or harassing stops of individuals than there was in the case of roving-patrol stops.” 428 U. S., at 558-559.
See also Ortiz, 422 U. S., at 894-895.
In Prouse, we reaffirmed our holdings in Brignoni-Ponce and Martinez-Fuerte that stops of vehicles are permissible
“The marginal contribution to roadway safety possibly resulting from a system of spot checks cannot justify subjecting every occupant of every vehicle on the roads to a seizure — limited in magnitude compared to other intrusions but nonetheless constitutionally cognizable— at the unbridled discretion of law enforcement officials. To insist neither upon an appropriate factual basis for suspicion directed at a particular automobile nor upon some other substantial and objective standard or rule to govern the exercise of discretion ‘would invite intrusions upon constitutionally guaranteed rights based on nothing more substantial than inarticulate hunches . . . .’ Terry v. Ohio, 392 U. S. [1,] 22 [(1968)]. When there is not probable cause to believe that a driver is violating any one of the multitude of applicable traffic and equipment regulations — or other articulable basis amounting to reasonable suspicion that the driver is unlicensed or his vehicle unregistered — we cannot conceive of any legitimate basis upon which a patrolman could decide that stopping a particular driver for a spot check would be more productive than stopping any other driver. This kind of standardless and unconstrained discretion is the evil the Court has discerned when in previous cases it has insisted that the discretion of the official in the field be circumscribed, at least to some extent.” Id., at 661 (footnote omitted).
In short, every one of the vehicle-stop precedents on which the Court relies, from Almeida-Sanchez to Prouse, requires
Nor can this departure from Brignoni-Ponce and Prouse be justified by a difference in degree of intrusiveness. The Court asserts that its rule involves “only a modest intrusion,” ante, at 592 (although, the Court admits, not a “minimal” one, ante, at 593). The intrusion is modest, if the comparison is made to a full, detailed search of a vessel and its occupants, which could only be made on probable cause. But the Court’s bland assertion masks the fact that the intrusion at issue here is significantly more severe than those in Brignoni-Ponce and Prouse, which we held permissible only on reasonable suspicion. As in those cases, the stop is made on a roving patrol, so that it cannot claim the more limited intrusiveness of fixed checkpoints. Also as in those cases, there is a large noncriminal maritime traffic that may henceforth be stopped and boarded at random in nearly any waters, at any time, without any reason to suspect that there has been any violation of law. Unlike the earlier cases, however, it does not involve a mere stopping and questioning, cf. infra, at 608, but an actual boarding of a private vessel — more similar to entry of a private house than to the
Today’s holding thus runs roughshod over the previously well-established principle that the police may not be issued a free commission to invade any private premises without a requirement of probable cause, reasonable suspicion, or some other limit on their discretion or abuse thereof. Here, as in
B
The Court attempts to justify its departure from Brignoni-Ponce and Prouse by pointing to supposed special law enforcement problems in the maritime setting. I do not accept the premise that such problems permit us to dispense with the Fourth Amendment’s protections against arbitrary police intrusion, see Part II-C, infra. In any event, I am unpersuaded that any sufficiently severe problems have been demonstrated here.
The Court asserts that it is not practicable on water for the police to set up fixed checkpoints such as we approved in Martinez-Fuerte and Prouse. The boarding in this case, however, took place in the Calcasieu Ship Channel, “a separate thoroughfare . . . which all vessels moving between Lake Charles and the open sea of the Gulf must traverse.” Ante, at 582. The Channel bears a strong functional resemblance to the limited-access interstate highways on which the Border Patrol sets up its fixed checkpoints, located so as to funnel most of the relevant traffic through the checkpoints. See Martinez-Fuerte, 428 U. S., at 553. As an opportunity for effective fixed-point inspection, it compares quite favorably to anything likely to 'have been available to the New Castle County, Delaware, patrolman who made the illegal random stop in Prouse. Yet, despite the predictable difficulty of setting up effective checkpoints or even temporary roadblocks in an ordinary urban or suburban network of highways and streets, we held in Prouse that random, roving-
Checkpoints aside, there is no apparent reason why random stops are really necessary for adequate law enforcement. In Prouse, we noted that many, if not all, safety defects are readily detectable by visual means, without any necessity for random stops. 440 U. S., at 660. The same is true of vessels. We also noted that the law enforcement interests at stake could be substantially vindicated by stopping drivers who commit traffic violations. Id., at 659-660. Again, the same is true of vessels. “Smuggling is commonly attended by violation of the navigation laws.” Maul v. United States, 274 U. S. 501, 525 (1927) (Brandéis, J., concurring). Similarly, as we noted in Brignoni-Ponce: “[T]he nature of illegal alien traffic and the characteristics of smuggling operations tend to generate articulable grounds for identifying violators. Consequently, a requirement of reasonable suspicion for stops allows the Government adequate means of guarding the public interest and also protects residents of the border areas from indiscriminate official interference.” 422 U. S., at 883. The case law shows that the same is true of the maritime smuggling trade.
C
Even if the Court could make a more persuasive showing that there are important differences between vehicles and vessels as to the difficulty of law enforcement, I would not agree with its holding. It simply does not follow that, because the police in particular situations dislike limitations placed on their powers of search and seizure, we may therefore sanction an unprecedented invasion of constitutionally protected liberties.
“The needs of law enforcement stand in constant tension with the Constitution’s protection of the individual*610 against certain exercises of official power. It is precisely the predictability of these pressures that counsels a resolute loyalty to constitutional safeguards. It is well to recall the words of Mr. Justice Jackson, soon after his return from the Nuremberg trials:
“‘These [Fourth Amendment rights], I protest, are not mere second-class rights but belong in the catalog of indispensable freedoms. Among deprivations of rights, none is so effective in cowing a population, crushing the spirit of the individual and putting terror in every heart. Uncontrolled search and seizure is one of the first and most effective weapons in the arsenal of every arbitrary government.’ Brinegar v. United States, 338 U. S. 160, 180 [(1949)] (Jackson, J., dissenting).” Almeida-Sanchez, 413 U. S., at 273-274.
Ill
In dissent in Martinez-Fuerte, I expressed my fear that the Court’s decision was part of a “continuing evisceration of Fourth Amendment protections against unreasonable searches and seizures.” 428 U. S., at 567. The majority chided me for my rhetoric and my “unwarranted concern,” pointing out that its holding was expressly and narrowly limited: “Our holding today, approving routine stops for brief questioning ... is confined to permanent checkpoints.” Id., at 566, n. 19. Today the Court breaks that promise. I dissent.
Consider this hypothetical: Peter brings a diversity suit against David, seeking damages for trespass and an injunction against further trespass. The jury awards damages to Peter. On post-trial motions, however, the district judge refuses to enter judgment on the verdict for damages or an injunction; instead, he orders a new trial because he concludes that the verdict rested on improper hearsay evidence. Peter’s lawyer advises him that his chances on retrial are slim; without the supposed hearsay, he has virtually no evidence to support a key element of his case. He advises Peter to pursue an interlocutory appeal under 28 U. S. C. § 1292(a). But Peter decides not to bother further with the case; he files a stipulated dismissal of the complaint under Federal Rule of Civil Procedure 41(a)(1). Thereafter, however, Peter files a notice of appeal, contending that the district judge should have entered judgment on the jury verdict. When the court of appeals asks him about mootness, he asserts that the court should proceed to decide the hearsay issue, because if it holds for Peter it may vacate the dismissal of the complaint and reinstate the jury verdict.
Can there be any doubt that, in this hypothetical case, the court of appeals would throw Peter out on his ear? Yet there is no significant difference between Peter's conduct and that of the Government in this case.
The time for filing was extended by Justice White.
The facts of Mancusi illuminate why that case does not control this one. There, New York had sentenced Stubbs as a second offender, based on an allegedly infirm prior Tennessee conviction. On appeal from a denial
The Government suggests that the Speedy Trial Act, 18 U. S. C. § 3161(e) (1976 ed., Supp. V), somehow foreclosed this. Supplemental Brief for United States 2, n. 1. It is doubtful, however, that a judgment on which certiorari has been granted is “final” within § 3161(d)(2); alternatively, action on the petition for certiorari would likely constitute “other proceedings concerning the defendant” under § 3161(h)(1). In any event, § 3161(e) applies only “[i]f the defendant is to be tried again.” The Government has disclaimed any intention of retrying respondents.
Salinger v. United States, 272 U. S. 542, 549 (1926), hardly limits Bain to its facts, as the Court contends, ante, at 581-582, n. 2; even less does it
The closest this Court has ever come to granting such unlimited police discretion is in one narrowly limited situation — that of border searches:
“Travellers may be . . . stopped in crossing an international boundary because of national self protection reasonably requiring one entering the country to identify himself as entitled to come in, and his belongings as effects which may be lawfully brought in.” Carroll v. United States, 267 U. S. 132, 154 (1925).
Yet at the same time, we have always stressed the uniqueness of the border-search rule, and have repeatedly pointed out that its rationale cannot acceptably be applied to any other situation:
“It would be intolerable and unreasonable if a prohibition agent were authorized to stop every automobile on the chance of finding liquor and thus*599 subject all persons lawfully using the highways to the inconvenience and indignity of such a search. [Tjhose lawfully within the country, entitled to use the public highways, have a right to free passage without interruption or search unless there is known to a competent official authorized to search, probable cause for believing that their vehicles are carrying contraband or illegal merchandise.” Id., at 153-154.
See also, e. g., Almeida-Sanchez v. United States, 413 U. S. 266, 272-274 (1973).
The Government does not contend that the boarding in this case can be justified as a border search. Accordingly, the Court — correctly—does not argue that either the rule or the rationale of the border-search cases has any bearing on this case. In any event, a border search is, in most instances, a fixed-checkpoint stop, sharing the discretion-limiting features of all such stops. See United States v. Ortiz, 422 U. S. 891, 894-895 (1975); United States v. Martinez-Fuerte, 428 U. S. 543, 558-559 (1976); Delaware v. Prouse, 440 U. S. 648, 656-657 (1979); infra, at 603-605. When a border search does not occur at a regular port of entry, it can be made only if it is known that there has in fact been a border crossing. See 3 W. LaFave, Search and Seizure §§ 10.5(d), (e) (1978); cf. United States v. Brignoni-Ponce, 422 U. S. 873, 884 (1975) (Government’s power, if any, freely to stop and question aliens cannot affect Fourth Amendment rights of citizens mistaken for aliens). Hence, the border-search rule does not represent any exception to our uniform insistence under the Fourth Amendment that the police may not be loosed upon the populace with no limits on their ability to stop, seize, or search.
The Court also rests on its assertion that “[i]n a lineal ancestor to the statute at issue here the First Congress clearly authorized the suspicion-less boarding of vessels, reflecting its view that such boardings are not contrary to the Fourth Amendment; this gives the statute before us an impressive historical pedigree.” Ante, at 592; see ante, at 584-587. I cannot agree that every statute enacted by the First Congress must be presumed to be constitutional. See Marsh v. Chambers, 463 U. S. 783, 795 (1983) (Brennan, J., dissenting). Even granting this theory of constitutional adjudication, however, the Court’s historical analysis is self-refuting. The 1790 statute on which it relies, quoted ante, at 584, is by its own terms limited to boardings and searches of ships “if bound to the United States.” 1 Stat. 164 (emphasis added). By contrast, § 48 of the Act, which did authorize customs officers to board and search any vessel without regard to location or entry into the country, was expressly limited to vessels in which customs officers had “reason to suspect any goods, wares, or merchandise subject to duty shall be concealed.” §48, 1 Stat. 170 (emphasis added); cf. Carroll, supra, at 150-151. The Court attempts to explain, away § 48, reasoning that § 48 authorized searches, whereas § 31 authorized only boardings for document checks. Ante, at 585-586, n. 4. Section 31, however, also authorized officers to search an inbound ship, with “free access to the cabin, and every other part of a ship or vessel.” Unless §48 (with its express requirement of reasonable suspicion for searches) is to be read out of the Act, § 31’s broad grant of authority to board and search without suspicion must be read as applying only to ships entering the country — as the language “if bound to the United States” indicates. The section’s further authorization to board and search vessels without suspicion “in any part of the United States” meant merely that customs officials could wait to search a ship until it reached port. In short, § 31 was a border-search statute, applicable only to vessels entering the country. See also n. 6, supra. Thus, as we recognized in Maul v. United
Since the Court’s holding rests primarily on the need to suppress maritime smuggling, it is necessarily limited geographically to waters accessible to the open sea. The same reasoning requires that today’s rule be limited to such vessels as are capable of having entered the country from the open sea.
The Court points to the system of safety and documentation regulation that vessels must obey. As we pointed out in Prouse, however, the same is true of automobiles, but that does not justify random stops of cars without reasonable suspicion.
“The ‘grave danger’ of abuse of discretion does not disappear simply because the automobile is subject to state regulation resulting in numerous instances of police-citizen contact. ‘[I]f the government intrudes . . . the privacy interest suffers whether the government’s motivation is to investigate violations of criminal laws or breaches of other statutory or regulatory standards.’” 440 U. S., at 662 (citations omitted), quoting Marshall v. Barlow’s, Inc., 436 U. S. 307, 312-313 (1978).
The Court also disparages the significance of the privacy interest in boats by pointing out that, in this case, a private pleasure boat turned out to be engaged in the business of smuggling. Ante, at 592, n. 6. This is precisely the sort of post hoc reasoning, justifying a Fourth Amendment violation by its results, against which we have warned. E. g., Martinez-Fuerte, 428 U. S., at 565. Presumably the Court would not assert that a random, warrantless entry of a private residence on land would be upheld because it turned out that the residence was also being used for some criminal enterprise.
The Court argues that fixed checkpoints are impossible on the open sea. Ante, at 589. Assuming this is true, however, it cannot provide any explanation of why random, suspicionless stops are necessary or permissible on inland waterways such as the Calcasieu Ship Channel. Nor does it explain why, if random stops by roving patrols are necessary, they could not be subjected to some sort of neutral selection system that would decrease the opportunity for arbitrariness or harassment. See Prouse, 440 U. S., at 663-664 (Blackmun, J., concurring).
E. g., United States v. Glen-Archila, 677 F. 2d 809, 813-814 (CA11 1982); United States v. Green, 671 F. 2d 46, 53-54 (CA1 1982); Blair v. United States, 665 F. 2d 500, 505 (CA4 1981); United States v. Streifel, 665 F. 2d 414, 424 (CA2 1981); United States v. D’Antignac, 628 F. 2d 428, 434 (CA5 1980); United States v. Williams, 617 F. 2d 1063, 1077, 1085 (CA5
Reference
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