Schall v. Martin
Opinion of the Court
delivered the opinion of the Court.
Section 320.5(3)(b) of the New York Family Court Act authorizes pretrial detention of an accused juvenile delinquent based on a finding that there is a “serious risk” that the child “may before the return date commit an act which if committed by an adult would constitute a crime.”
Appellee Gregory Martin was arrested on December 13, 1977, and charged with first-degree robbery, second-degree assault, and criminal possession of a weapon based on an incident in which he, with two others, allegedly hit a youth on the head with a loaded gun and stole his jacket and sneakers. See Petitioners’ Exhibit lb. Martin had possession of the gun when he was arrested. He was 14 years old at the time and, therefore, came within the jurisdiction of New York’s Family Court.
Appellees Luis Rosario and Kenneth Morgan, both age 14, were also ordered detained pending their factfinding hearings. Rosario was charged with attempted first-degree robbery and second-degree assault for an incident in which he, with four others, allegedly tried to rob two men, putting a gun to the head of one of them and beating both about the head with sticks. See Petitioners’ Exhibit 2b. At the time of his initial appearance, on March 15, 1978, Rosario had another delinquency petition pending for knifing a student, and two prior petitions had been adjusted.
Kenneth Morgan was charged with attempted robbery and attempted grand larceny for an incident in which he and another boy allegedly tried to steal money from a 14-year-old girl and her brother by threatening to blow their heads off and grabbing them to search their pockets. See Petitioners’ Exhibit 3b. Morgan, like Rosario, was on release status on another petition (for robbery and criminal possession of stolen property) at the time of his initial appearance on March 27, 1978. He had been arrested four previous times, and his mother refused to come to court because he had been in trouble so often she did not want him home. A probable-cause hearing was set for March 30, but was continued until April 4, when it was combined with a factfinding hearing. Morgan was found guilty of harassment and petit larceny and was ordered placed with the Department of Social Services for 18 months. He was detained a total of eight days between his initial appearance and the factfinding hearing.
On December 21, 1977, while still in preventive detention pending his factfinding hearing, Gregory Martin instituted a
In an unpublished opinion, the District Court certified the class. App. 20-32.
At trial, appellees offered in evidence the case histories of 34 members of the class, including the three named petitioners. Both parties presented some general statistics on the relation between pretrial detention and ultimate disposition. In addition, there was testimony concerning juvenile proceedings from a number of witnesses, including a legal aid attorney specializing in juvenile cases, a probation supervisor, a child psychologist, and a Family Court Judge. On the basis of this evidence, the District Court rejected the equal protection challenge as “insubstantial,”
The Court of Appeals affirmed. After reviewing the trial record, the court opined that “the vast majority of juveniles detained under [§ 320.5(3)(b)] either have their petitions dismissed before an adjudication of delinquency or are released after adjudication.” 689 F. 2d, at 369. The court concluded from that fact that § 320.5(3)(b) “is utilized principally, not for preventive purposes, but to impose punishment for unadjudi-cated criminal acts.” Id., at 372. The early release of so many of those detained contradicts any asserted need for pretrial confinement to protect the community. The court therefore concluded that § 320.5(3)(b) must be declared unconstitutional as to all juveniles. Individual litigation would be a practical impossibility because the periods of detention are so short that the litigation is mooted before the merits are determined.
The statutory provision at issue in these cases, § 320.5(3)(b), permits a brief pretrial detention based on a finding of a “serious risk” that an arrested juvenile may commit a crime before his return date. The question before us is whether preventive detention of juveniles pursuant to §320.5(3)(b) is compatible with the “fundamental fairness” required by due process. Two separate inquiries are necessary to answer this question. First, does preventive detention under the
A
Preventive detention under the FCA is purportedly designed to protect the child and society from the potential consequences of his criminal acts. People ex rel. Wayburn v. Schupf, 39 N. Y. 2d, at 689-690, 350 N. E. 2d, at 910. When making any detention decision, the Family Court judge is specifically directed to consider the needs and best interests of the juvenile as well as the need for the protection of the community. FCA §301.1; In re Craig S., 57 App. Div. 2d 761, 394 N. Y. S. 2d 200 (1977). In Bell v. Wolfish, supra, at 534, n. 15, we left open the question whether any governmental objective other than ensuring a detainee’s presence at trial may constitutionally justify pretrial detention. As an initial matter, therefore, we must decide whether, in the context of the juvenile system, the combined interest in protecting both the community and the juvenile himself from the consequences of future criminal conduct is sufficient to justify such detention.
The “legitimate and compelling state interest” in protecting the community from crime cannot be doubted. De Veau v. Braisted, 363 U. S. 144, 155 (1960). See also Terry v. Ohio, 392 U. S. 1, 22 (1968). We have stressed before that crime prevention is “a weighty social objective,” Brown v. Texas, 443 U. S. 47, 52 (1979), and this interest persists undiluted in the juvenile context. See In re Gault, supra, at 20, n. 26. The harm suffered by the victim of a crime is not de
The juvenile’s countervailing interest in freedom from institutional restraints, even for the brief time involved here, is undoubtedly substantial as well. See In re Gault, supra, at 27. But that interest must be qualified by the recognition that juveniles, unlike adults, are always in some form of custody. Lehman v. Lycoming County Children’s Services, 458 U. S. 502, 510-511 (1982); In re Gault, supra, at 17. Children, by definition, are not assumed to have the capacity to take care of themselves. They are assumed to be subject to the control of their parents, and if parental control falters, the State must play its part as parens patriae. See State v. Gleason, 404 A. 2d 573, 580 (Me. 1979); People ex rel. Waybum v. Schupf, supra, at 690, 350 N. E. 2d, at 910; Baker v. Smith, 477 S. W. 2d 149, 150-151 (Ky. App. 1971). In this respect, the juvenile’s liberty interest may, in appropriate circumstances, be subordinated to the State’s “parens patriae interest in preserving and promoting the welfare of the child.” Santosky v. Kramer, supra, at 766.
The New York Court of Appeals, in upholding the statute at issue here, stressed at some length “the desirability of protecting the juvenile from his own folly.” People ex rel. Wayburn v. Schupf, supra, at 688-689, 350 N. E. 2d, at 909.
The substantiality and legitimacy of the state interests underlying this statute are confirmed by the widespread use and judicial acceptance of preventive detention for juveniles. Every State, as well as the United States in the District of
“The fact that a practice is followed by a large number of states is not conclusive in a decision as to whether that practice accords with due process, but it is plainly worth considering in determining whether the practice ‘offends some principle of justice so rooted in the traditions and conscience of our people as to be ranked as fundamental.’ Snyder v. Massachusetts, 291 U. S. 97, 105 (1934).” Leland v. Oregon, 343 U. S. 790, 798 (1952). In light of the uniform legislative judgment that pretrial detention of juveniles properly promotes the interests both of society and the juvenile, we conclude that the practice serves a legitimate regulatory purpose compatible with the “fundamental fairness” demanded by the Due Process Clause in juvenile proceedings. Cf. McKeiver v. Pennsylvania, 403 U. S., at 548 (plurality opinion).
There is no indication in the statute itself that preventive detention is used or intended as a punishment. First of all, the detention is strictly limited in time. If a juvenile is detained at his initial appearance and has denied the charges
Detained juveniles are also entitled to an expedited factfinding hearing. If the juvenile is charged with one of a limited number of designated felonies, the factfinding hearing must be scheduled to commence not more than 14 days after the conclusion of the initial appearance. §340.1. If the juvenile is charged with a lesser offense, then the factfinding hearing must be held not more than three days after the initial appearance.
Thus, the maximum possible detention under §320.5(3)(b) of a youth accused of a serious crime, assuming a 3-day extension of the factfinding hearing for good cause shown, is 17 days. The maximum detention for less serious crimes, again assuming a 3-day extension for good cause shown, is six days. These time frames seem suited to the limited purpose of providing the youth with a controlled environment and separating him from improper influences pending the speedy disposition of his case.
The conditions of confinement also appear to reflect the regulatory purposes relied upon by the State. When a juvenile is remanded after his initial appearance, he cannot, absent exceptional circumstances, be sent to a prison or lockup where he would be exposed to adult criminals. FCA
Secure detention is more restrictive, but it is still consistent with the regulatory and parens patriae objectives relied upon by the State. Children are assigned to separate dorms based on age, size, and behavior. They wear street clothes provided by the institution and partake in educational and recreational programs and counseling sessions run by trained social workers. Misbehavior is punished by confinement to one’s room. See Testimony of Mr. Kelly, id., at 292-297. We cannot conclude from this record that the controlled environment briefly imposed by the State on juveniles in secure pretrial detention “is imposed for the purpose of punishment” rather than as “an incident of some other legitimate governmental purpose.” Bell v. Wolfish, 441 U. S., at 538.
The Court of Appeals, of course, did conclude that the underlying purpose of §320.5(3)(b) is punitive rather than regulatory. But the court did not dispute that preventive detention might serve legitimate regulatory purposes or that the terms and conditions of pretrial confinement in New York are compatible with those purposes. Rather, the court invalidated a significant aspect of New York’s juvenile justice system based solely on some case histories and a statistical study which appeared to show that “the vast majority of juveniles detained under [§320.5(3)(b)] either have their petitions dismissed before an adjudication of delinquency or are released after adjudication.” 689 F. 2d, at 369. The court assumed that dismissal of a petition or failure to confine a juvenile at
There are some obvious flaws in the statistics and case histories relied upon by the lower court.
Pretrial detention need not be considered punitive merely because a juvenile is subsequently discharged subject to con
“It should surprise no one that caution and concern for both the juvenile and society may indicate the more conservative decision to detain at the very outset, whereas the later development of very much more relevant information may prove that while a finding of delinquency was warranted, placement may not be indicated.” People ex rel. Wayburn v. Schupf, 39 N. Y. 2d, at 690, 350 N. E. 2d, at 910.
Even when a case is terminated prior to factfinding, it does not follow that the decision to detain the juvenile pursuant to § 320.5(3)(b) amounted to a due process violation. A delinquency petition may be dismissed for any number of reasons collateral to its merits, such as the failure of a witness to testify. The Family Court judge cannot be expected to anticipate such developments at the initial hearing. He makes his decision based on the information available to him at that time, and the propriety of the decision must be judged in that light. Consequently, the final disposition of a case is “largely irrelevant” to the legality of a pretrial detention. Baker v. McCollan, 443 U. S. 137, 145 (1979).
It may be, of course, that in some circumstances detention of a juvenile would not pass constitutional muster. But the validity of those detentions must be determined on a case-by-ease basis. Section 320.5(3)(b) is not invalid “on its face” by
B
Given the legitimacy of the State’s interest in preventive detention, and the nonpunitive nature of that detention, the remaining question is whether the procedures afforded juveniles detained prior to factfinding provide sufficient protection against erroneous and unnecessary deprivations of liberty. See Mathews v. Eldridge, 424 U. S., at 335.
In many respects, the FCA provides far more predetention protection for juveniles than we found to be constitutionally required for a probable-cause determination for adults in Gerstein. The initial appearance is informal, but the accused juvenile is given full notice of the charges against him and a complete stenographic record is kept of the hearing. See 513 F. Supp., at 702. The juvenile appears accompanied by his parent or guardian.
The nonhearsay allegations in the delinquency petition and supporting depositions must establish probable cause to
At the conclusion of the initial appearance, the presentment agency makes a recommendation regarding detention. A probation officer reports on the juvenile’s record, including other prior and current Family Court and probation contacts, as well as relevant information concerning home life, school attendance, and any special medical or developmental problems. He concludes by offering his agency’s recommendation on detention. Opposing counsel, the juvenile’s parents, and the juvenile himself may all speak on his behalf and challenge any information or recommendation. If the judge does decide to detain the juvenile under §320.5(3)(b), he must state on the record the facts and reasons for the detention.
In sum, notice, a hearing, and a statement of facts and reasons are given prior to any detention under § 320.5(3)(b). A formal probable-cause hearing is then held within a short while thereafter, if the factfinding hearing is not itself scheduled within three days. These flexible procedures have been found constitutionally adequate under the Fourth Amendment, see Gerstein v. Pugh, and under the Due Process Clause, see Kent v. United States, supra, at 557. Appellees have failed to note any additional procedures that would significantly improve the accuracy of the determination without unduly impinging on the achievement of legitimate state purposes.
Our cases indicate, however, that from a legal point of view there is nothing inherently unattainable about a prediction of future criminal conduct. Such a judgment forms an important element in many decisions,
We have also recognized that a prediction of future criminal conduct is “an experienced prediction based on a host of variables” which cannot be readily codified. Greenholtz v. Nebraska Penal Inmates, 442 U. S. 1, 16 (1979). Judge Qui-nones of the Family Court testified at trial that he and his colleagues make a determination under § 320.5(3)(b) based on numerous factors including the nature and seriousness of the charges; whether the charges are likely to be proved at trial; the juvenile’s prior record; the adequacy and effectiveness of his home supervision; his school situation, if known; the time of day of the alleged crime as evidence of its seriousness and a possible lack of parental control; and any special circumstances that might be brought to his attention by the probation officer, the child’s attorney, or any parents, relatives, or other responsible persons accompanying the child. Testimony of Judge Quinones, App. 254-267. The decision is based on as much information as can reasonably be obtained at the initial appearance. Ibid.
Given the right to a hearing, to counsel, and to a statement of reasons, there is no reason that the specific factors upon which the Family Court judge might rely must be specified in the statute. As the New York Court of Appeals concluded, People ex rel. Wayburn v. Schupf, 39 N. Y. 2d, at 690, 350 N. E. 2d, at 910, “to a very real extent Family Court must exercise a substitute parental control for which there can be
It is worth adding that the Court of Appeals for the Second Circuit was mistaken in its conclusion that “[ijndividual litigation ... is a practical impossibility because the periods of detention are so short that the litigation is mooted before the merits are determined.” 689 F. 2d, at 373. In fact, one of the juveniles in the very case histories upon which the court relied was released from pretrial detention on a writ of ha-beas corpus issued by the State Supreme Court. New York courts also have adopted a liberal view of the doctrine of “capable of repetition, yet evading review” precisely in order to ensure that pretrial detention orders are not unre viewable. In People ex rel. Wayburn v. Schupf, supra, at 686, 350 N. E. 2d, at 908, the court declined to dismiss an appeal from the grant of a writ of habeas corpus despite the technical mootness of the case.
“Because the situation is likely to recur . . . and the substantial issue may otherwise never be reached (in view of the predictably recurring happenstance that, however expeditiously an appeal might be prosecuted, fact-finding and dispositional hearings normally will have been held and a disposition made before the appeal could reach us), ... we decline to dismiss [the appeal] on the ground of mootness.”
The required statement of facts and reasons justifying the detention and the stenographic record of the initial appearance will provide a basis for the review of individual cases. Pretrial detention orders in New York may be reviewed by writ of habeas corpus brought in State Supreme Court. And the judgment of that court is appealable as of right and may be taken directly to the Court of Appeals if a constitutional question is presented. N. Y. Civ. Prac. Law § 5601(b)(2)
p — i I ! — I
The dissent would apparently have us strike down New York’s preventive detention statute on two grounds: first, because the preventive detention of juveniles constitutes poor public policy, with the balance of harms outweighing any positive benefits either to society or to the juveniles themselves, post, at 290-291, 308, and, second, because the statute could have been better drafted to improve the quality of the decisionmaking process, post, at 304-306. But it is worth recalling that we are neither a legislature charged with formulating public policy nor an American Bar Association committee charged with drafting a model statute. The question before us today is solely whether the preventive detention system chosen by the State of New York and applied by the New York Family Court comports with constitutional standards. Given the regulatory purpose for the detention and the procedural protections that precede its imposition, we conclude that § 320.5(3)(b) of the New York FCA is not invalid under the Due Process Clause of the Fourteenth Amendment.
The judgment of the Court of Appeals is
Reversed.
New York Jud. Law § 320.5 (McKinney 1983) (Family Court Act (hereinafter FCA)) provides, in relevant part:
“1. At the initial appearance, the court in its discretion may release the respondent or direct his detention.
“3. The court shall not direct detention unless it finds and states the facts and reasons for so finding that unless the respondent is detained;
“(a) there is a substantial probability that he will not appear in court on the return date; or
“(b) there is a serious risk that he may before the return date commit an act which if committed by an adult would constitute a crime.”
Appellees have only challenged pretrial detention under § 320.5(3)(b). Thus, the propriety of detention to ensure that a juvenile appears in court on the return date, pursuant to § 320.5(3)(a), is not before the Court.
The original challenge was to § 739(a)(ii) of the FCA, which, at the time of the commencement of this suit, governed pretrial release or detention of both alleged juvenile delinquents and persons in need of supervision. Effective July 1, 1983, a new Article 3 to the Act governs, inter alia, “all juvenile delinquency actions and proceedings commenced upon or after the effective date thereof and all appeals and other post-judgment proceedings relating or attaching thereto.” FCA §301.3(1). Article 7 now applies only to proceedings concerning persons in need of supervision.
Obviously, this Court must “review the judgment below in light of the . . . statute as it now stands, not as it once did.” Hall v. Beals, 396 U. S. 45, 48 (1969). But since new Article 3 contains a preventive detention section identical to former §739(a)(ii), see FCA §320.5(3), the appeal is not moot. Brockington v. Rhodes, 396 U. S. 41, 43 (1969).
Although the pretrial detention of the class representatives has long since ended, see infra, at 257-261, this case is not moot for the same reason that the class action in Gerstein v. Pugh, 420 U. S. 103, 110, n. 11 (1975), was not mooted by the termination of the claims of the named plaintiffs. “Pretrial detention is by nature temporary, and it is most unlikely that any given individual could have his constitutional claim decided on appeal before he is either released or convicted. The individual could nonetheless suffer repeated deprivations, and it is certain that other persons similarly situated will be detained under the allegedly unconstitutional procedures. The claim, in short, is one that is distinctly ‘capable of repetition, yet evading review.’”
See also People ex rel. Wayburn v. Schupf, 39 N. Y. 2d 682, 686-687, 350 N. E. 2d 906, 907-908 (1976).
In New York, a child over the age of 7 but less than 16 is not considered criminally responsible for his conduct. FCA §301.2(1). If he commits an act that would constitute a crime if committed by an adult, he comes under the exclusive jurisdiction of the Family Court. §302.1(1). That court is charged not with finding guilt and affixing punishment, In re Bogart, 45 Mise. 2d 1075, 259 N. Y. S. 2d 351 (1963), but rather with determining and pursuing the needs and best interests of the child insofar as those are consistent with the need for the protection of the community. FCA § 301.1. See In re Craig S., 57 App. Div. 2d 761, 394 N. Y. S. 2d 200 (1977). Juvenile proceedings are, thus, civil rather than criminal, although because of the restrictions that may be placed on a juvenile adjudged delinquent, some of the same protections afforded accused adult criminals are also applicable in this context. Cf. FCA § 303.1.
When a juvenile is arrested, the arresting officer must immediately notify the parent or other person legally responsible for the child’s care. FCA § 305.2(3). Ordinarily, the child will be released into the custody of his parent or guardian after being issued an “appearance ticket” requiring him to meet with the probation service on a specified day. §307.1(1). See n. 9, infra. If, however, he is charged with a serious crime, one of several designated felonies, see § 301.2(8), or if his parent or guardian cannot be reached, the juvenile may be taken directly before the Family Court. § 305.2. The Family Court judge will make a preliminary deter
Only if, as in Martin’s case, the Family Court is not in session and special circumstances exist, such as an inability to notify the parents, will the child be taken directly by the arresting officer to a juvenile detention facility. § 305.2(4)(c). If the juvenile is so detained, he must be brought before the Family Court within 72 hours or the next day the court is in session, whichever is sooner. § 307.3(4). The propriety of such detention, prior to a juvenile’s initial appearance in Family Court, is not at issue in this case. Appellees challenged only judicially ordered detention pursuant to § 320.5(3)(b).
A delinquency petition, prepared by the “presentment agency,” originates delinquency proceedings. FCA § 310.1. The petition must contain, inter alia, a precise statement of each crime charged and factual allegations which “clearly apprise” the juvenile of the conduct which is the subject of the accusation. §311.1. A petition is not deemed sufficient unless the allegations of the factual part of the petition, together with those of any supporting depositions which may accompany it, provide reasonable cause to believe that the juvenile committed the crime or crimes charged. §311.2(2). Also, nonhearsay allegations in the petition and supporting deposition must establish, if true, every element of each crime charged and the juvenile’s commission thereof. § 311.2(3). The sufficiency of a petition may be tested by filing a motion to dismiss under § 315.1.
The first proceeding in Family Court following the filing of the petition is known as the initial appearance even if the juvenile has already been brought before the court immediately following his arrest. FCA § 320.2.
The “factfinding” is the juvenile’s analogue of a trial. As in the earlier proceedings, the juvenile has a right to counsel at this hearing. § 341.2. See In re Gault, 387 U. S. 1 (1967). Evidence may be suppressed on the same grounds as in criminal cases, FCA § 330.2, and proof of guilt, based on the record evidence, must be beyond a reasonable doubt, § 342.2. See In re Winship, 397 U. S. 358 (1970). If guilt is established, the court enters an appropriate order and schedules a dispositional hearing. § 345.1.
The dispositional hearing is the final and most important proceeding in the Family Court. If the juvenile has committed a designated felony, the court must order a probation investigation and a diagnostic assessment. § 351.1. Any other material and relevant evidence may be offered by the probation agency or the juvenile. Both sides may call and cross-examine witnesses and recommend specific dispositional alternatives. §350.4. The court must find, based on a preponderance of the evidence, § 350.3(2), that the juvenile is delinquent and requires supervision, treatment, or confinement. §352.1. Otherwise, the petition is dismissed. Ibid.
If the juvenile is found to be delinquent, then the court enters an order of disposition. Possible alternatives include a conditional discharge; probation for up to two years; nonsecure placement with, perhaps, a relative or the Division for Youth; transfer to the Commissioner of Mental Health; or secure placement. §§ 353.1-353.5. Unless the juvenile committed one of the designated felonies, the court must order the least restrictive available alternative consistent with the needs and best interests of the juvenile and the need for protection of the community. § 352.2(2).
Every accused juvenile is interviewed by a member of the staff of the Probation Department. This process is known as “probation intake.” See
We have never decided whether Federal Rule of Civil Procedure 23, providing for class actions, is applicable to petitions for habeas corpus relief. See Bell v. Wolfish, 441 U. S. 520, 527, n. 6 (1979); Middendorf v. Henry, 425 U. S. 25, 30 (1976). Although appellants contested the class certification in the District Court, they did not raise the issue on appeal; nor do they urge it here. Again, therefore, we have no occasion to reach the question.
The equal protection claim, which was neither raised on appeal nor decided by the Second Circuit, is not before us.
The District Court gave three reasons for this conclusion. First, under the FCA, a juvenile may be held in pretrial detention for up to five
Second, after a review of the pertinent scholarly literature, the court noted that “no diagnostic tools have as yet been devised which enable even the most highly trained criminologists to predict reliably which juveniles will engage in violent crime.” Id., at 708. A fortiori, the court concluded, a Family Court judge cannot make a reliable prediction based on the limited information available to him at the initial appearance. Id., at 712. Moreover, the court felt that the trial record was “replete” with examples of arbitrary and capricious detentions. Id., at 713.
Finally, the court concluded that preventive detention is merely a euphemism for punishment imposed without an adjudication of guilt. The alleged purpose of the detention' — to protect society from the juvenile’s criminal conduct — is indistinguishable from the purpose of post-trial detention. And given “the inability of trial judges to predict which juveniles will commit crimes,” there is no rational connection between the decision to detain and the alleged purpose, even if that purpose were legitimate. Id., at 716.
Judge Newman concurred separately. He was not convinced that the record supported the majority’s statistical conclusions. But he thought
In 1982, juveniles under 16 accounted for 7.5 percent of all arrests for violent crimes, 19.9 percent of all arrests for serious property crime, and 17.3 percent of all arrests for violent and serious property crimes combined. U. S. Dept, of Justice, Federal Bureau of Investigation, Crime in the United States 176-177 (1982) (“violent crimes” include murder, non-negligent manslaughter, forcible rape, robbery, and aggravated assault; “serious property crimes” include burglary, larceny-theft, motor vehicle theft, and arson).
“Our society recognizes that juveniles in general are in the earlier stages of their emotional growth, that their intellectual development is
“For the same reasons that our society does not hold juveniles to an adult standard of responsibility for their conduct, our society may also conclude that there is a greater likelihood that a juvenile charged with delinquency, if released, will commit another criminal act than that an adult charged with crime will do so. To the extent that self-restraint may be expected to constrain adults, it may not be expected to operate with equal force as to juveniles. Because of the possibility of juvenile delinquency treatment and the absence of second-offender sentencing, there will not be the deterrent for the juvenile which confronts the adult. Perhaps more significant is the fact that in consequence of lack of experience and comprehension the juvenile does not view the commission of what are criminal acts in the same perspective as an adult. . . . There is the element of gamesmanship and the excitement of ‘getting away’ with something and the powerful inducement of peer pressures. All of these commonly acknowledged factors make the commission of criminal conduct on the part of juveniles in general more likely than in the case of adults.” People ex rel. Wayburn v. Sckupf, 39 N. Y. 2d, at 687-688, 350 N. E. 2d, at 908-909.
Ala. Code § 12-15-59 (1975); Alaska Stat. Ann. § 47.10.140 (1979); Rule 3, Ariz. Juv. Ct. Rules of Proc., Ariz. Rev. Stat. Ann. (Supp. 1983-1984 to vol. 17A); Ark. Stat. Ann. §45-421 (Supp. 1983); Cal. Welf. & Inst. Code Ann. § 628 (West Supp. 1984); Colo. Rev. Stat. § 19-2-102 (Supp. 1983); Conn. Gen. Stat. §46b-131 (Supp. 1984); Del. Fam. Ct. Rule 60 (1981); D. C. Code §16-2310 (1981); Fla. Stat. §39.032 (Supp. 1984); Ga. Code Ann. §15-11-19 (1982); Haw. Rev. Stat. §571-31.1 (Supp. 1984); Idaho Code §16-1811 (Supp. 1983); Ill. Rev. Stat., ch. 37, §703-4 (1983); Ind. Code §31-6-4-5 (1982); Iowa Code §232.22 (1983); Kan. Stat. Ann. §38-1632 (Supp. 1983); Ky. Rev. Stat. §208.192 (1982); La. Code Juv. Proc. Ann., Art. 40 (West 1983 Pamphlet); Me. Rev. Stat. Ann., Tit. 15, §3203 (1964 and Supp. 1983-1984); Md. Cts. & Jud. Proc. Code Ann. §3-815 (1984); Mass. Gen. Laws Ann., ch. 119, §66 (West Supp. 1983-1984); Mich. Comp. Laws §712A.15 (1979); Minn. Stat. §260.171 (1982); Miss. Code Ann. § 43-23-11 (1972); Mo. Juv. Ct. Rule 111.02 (1981); Mont. Code Ann. §41-5-305 (1983); Neb. Rev. Stat. §43-255 (Supp. 1982); Nev. Rev. Stat. §62.140 (1983); N. H. Rev. Stat. Ann. §169B:14 (Supp. 1983); N. J. Stat. Ann. §2A:4-56 (Supp. 1983-1984); N. M. Stat. Ann. §32-1-24 (1981); N. Y. FCA §320.5(3) (McKinney 1983); N. C. Gen. Stat. § 7A-574 (Supp. 1983); N. D. Cent. Code §27-20-14 (1974); Ohio Rev. Code Ann. §2151.311 (1976); Okla. Stat., Tit. 10, § 1107 (Supp. 1983); Ore. Rev. Stat. §419.573 (1983); 42 Pa. Cons. Stat. §6325 (1982); R. I. Gen. Laws §§14-1-20, 14-1-21 (1981); S. C. Code §20-7-600 (Supp. 1983); S. D. Codified Laws § 26-8-19.2 (Supp. 1983); Tenn. Code Ann. § 37-1-114 (1984); Tex. Fam. Code Ann. § 53.02 (1975 and Supp. 1984); Utah Code Ann. §78-3a-30 (Supp. 1983); Vt. Stat. Ann., Tit. 33, §643 (1981); Va. Code § 16.1-248 (1982); Wash. Rev. Code § 13.40.040 (1983); W. Va. Code §49-5-8 (Supp. 1983); Wis. Stat. §48.208 (1981-1982); Wyo. Stat. § 14-6-206 (1977).
See U. S. Dept, of Justice, Office of Juvenile Justice and Delinquency Prevention, Standards for the Administration of Juvenile Justice, Report of the National Advisory Committee for Juvenile Justice and Delinquency Prevention 294-296 (July 1980); Uniform Juvenile Court Act § 14, 9A U. L. A. 22 (1979); Standard Juvenile Court Act, Art. IV, § 16, proposed by the National Council on Crime and Delinquency (1959); W. Sheridan, Legislative Guide for Drafting Family and Juvenile Court Acts § 20(a)(1) (Dept, of HEW, Children’s Bureau, Pub. No. 472-1969); see also Standards for Juvenile and Family Courts 62-63 (Dept, of HEW, Children’s Bureau,
Appellees argue that some limit must be placed on the categories of crimes that detained juveniles must be accused of having committed or being likely to commit. But the discretion to delimit the categories of
More fundamentally, this sort of attack on a criminal statute must be made on a case-by-ease basis. United States v. Raines, 362 U. S. 17, 21 (1960). The Court will not sift through the entire class to determine whether the statute was constitutionally applied in each ease. And, outside the limited First Amendment context, a criminal statute may not be attacked as overbroad. See New York v. Ferber, 458 U. S. 747 (1982).
For good cause shown, the court may adjourn the hearing, but for no more than three additional court days. FCA § 325.1(3).
In either case, the court may adjourn the hearing for not more than three days for good cause shown. FCA §340.1(3). The court must state on the record the reason for any adjournment. § 340.1(4).
For example, as the Court of Appeals itself admits, 689 P. 2d, at 369, n. 18, the statistical study on which it relied mingles indiscriminately detentions under §320.5(3)(b) with detentions under § 320.5(3)(a). The latter provision applies only to juveniles who are likely not to appear on the return date if not detained, and appellees concede that such juveniles may be lawfully detained. Brief for Appellees 93. Furthermore, the 34 case histories on which the court relied were handpicked by appellees’ counsel from over a 3-year period. Compare Petitioners’ Exhibit 19a (detention of Geraldo Delgado on March 5,1976) with Petitioners’ Exhibit 35a (detention of James Ancrum on August 19, 1979). The Court of Appeals stated that appellants did not contest the representativeness of these case histories. 689 F. 2d, at 369, n. 19. Appellants argue, however,'that there was no occasion to contest their representativeness because the case histories were not even offered by appellees as a representative sample, and were not evaluated by appellees’ expert statistician or the District Court in that light. See Brief for Appellant in No. 82-1278, pp. 24-25, n.**. We need not resolve this controversy.
Judge Quinones testified that detention at disposition is considered a “harsh solution.” At the dispositional hearing, the Family Court judge usually has “a much more complete picture of the youngster” and tries to tailor the least restrictive dispositional order compatible with that picture. Testimony of Judge Quinones, App. 279-281.
Several amici argue that similar statistics obtain throughout the country. See, e. g., Brief for American Bar Association as Amicus Curiae 23; Brief for Association for Children of New Jersey as Amicus Curiae 8, 11; Brief for Youth Law Center et al. as Amici Curiae 13-14. But even if New York’s experience were duplicated on a national scale, that fact would not lead us, as amici urge, to conclude that every State and the United States are illicitly punishing juveniles prior to their trial. On the contrary, if such statistics obtain nationwide, our conclusion is strengthened that the existence of the statistics in these cases is not a sufficient ground for striking down New York’s statute. As already noted: “The fact that a practice is followed by a large number of states is not conclusive in a decision as to whether that practice accords with due process, but it is plainly worth considering in determining whether the practice ‘offends some principle of justice so rooted in the traditions and conscience of our people as to be ranked as fundamental’ Snyder v. Massachusetts, 291 U. S. 97, 105 (1934).” Leland v. Oregon, 343 U. S. 790, 798 (1952).
Appellees urge the alleged lack of procedural safeguards as an alternative ground for upholding the judgment of the Court of Appeals. Brief for Appellees 62-75. The court itself intimated that it would reach the same result on that ground, 689 P. 2d, at 373-374, and Judge Newman, in his concurrence, relied expressly on perceived procedural flaws in the statute. Accordingly, we deem it necessary to consider the question.
If the juvenile’s parent or guardian fails to appear after reasonable and substantial efforts have been made to notify such person, the court must appoint a law guardian for the child. FCA § 320.3.
If the child chooses to remain silent, he is assumed to deny the charges. FCA §321.1. With the consent of the court and of the presentment agency, the child may admit to a lesser charge. If he wishes to admit to the charges or to a lesser charge, the court must, before accepting the admission, advise the child of his right to a factfinding hearing and of the possible specific dispositional orders that may result from the admission. Ibid. The court must also satisfy itself that the child actually did commit the acts to which he admits. Ibid.
With the consent of the victim or complainant and the juvenile, the court may also refer a case to the probation service for adjustment. If the case is subsequently adjusted, the petition is then dismissed. § 320.6.
Given that under Gerstein, 420 U. S., at 119-123, a probable-cause hearing may be informal and nonadversarial, a Family Court judge could make a finding of probable cause at the initial appearance. That he is not required to do so does not, under the circumstances, amount to a deprivation of due process. Appellees fail to point to a single example where probable cause was not found after a decision was made to detain the child.
The Court in Gerstein indicated approval of pretrial detention procedures that supplied a probable-cause hearing within five days of the initial detention. Id,., at 124, n. 25. The brief delay in the probable-cause hearing may actually work to the advantage of the juvenile since it gives his counsel, usually appointed at the initial appearance pursuant to FCA § 320.2(2), time to prepare.
statutory improvements. These suggested changes included: limitations on the crimes for which the juvenile has been arrested or which he is likely to commit if released; a determination of the likelihood that the juvenile committed the crime; an assessment of the juvenile’s background; and a more specific standard of proof. The first and second of these suggestions have already been considered. See nn. 18 and 27, supra. We need only add to
See Jurek v. Texas, 428 U. S. 262, 274-275 (1976) (death sentence imposed by jury); Greenholtz v. Nebraska Penal Inmates, 442 U. S. 1, 9-10 (1979) (grant of parole); Morrissey v. Brewer, 408 U. S. 471, 480 (1972) (parole revocation).
A prediction of future criminal conduct may also form the basis for an increased sentence under the “dangerous special offender” statute, 18 U. S. C. § 3575. Under § 3575(f), a “dangerous” offender is defined as an individual for whom “a period of confinement longer than that provided for such [underlying] felony is required for the protection of the public from further criminal conduct by the defendant.” The statute has been challenged numerous times on the grounds that the standard is unconstitutionally vague. Every Court of Appeals considering the question has rejected that claim. United States v. Davis, 710 F. 2d 104, 108-109 (CA3), cert. denied, 464 U. S. 1001 (1983); United States v. Schell, 692 F. 2d 672,
Dissenting Opinion
dissenting.
The New York Family Court Act governs the treatment of persons between 7 and 16 years of age who are alleged to have committed acts that, if committed by adults, would
The Court today holds that preventive detention of a juvenile pursuant to § 320.5(3)(b) does not violate the Due Process Clause. Two rulings are essential to the Court’s decision: that the provision promotes legitimate government objectives important enough to justify thé abridgment of the detained juveniles’ liberty interests, ante, at 274; and that the provision incorporates procedural safeguards sufficient to prevent unnecessary or arbitrary impairment of constitutionally protected rights, ante, at 277, 279-280. Because I disagree with both of those rulings, I dissent.
I
The District Court made detailed findings, which the Court of Appeals left undisturbed, regarding the manner in which § 320.5(3)(b) is applied in practice. Unless clearly erroneous, those findings are binding upon us, see Fed. Rule Civ. Proc. 52(a), and must guide our analysis of the constitutional questions presented by these cases.
The first step in the process that leads to detention under § 320.5(3)(b) is known as “probation intake.” A juvenile may arrive at intake by one of three routes: he may be brought there directly by an arresting officer; he may be detained for a brief period after his arrest and then taken to intake; he may be released upon arrest and directed to appear at a designated time. United States ex rel. Martin v. Strasburg,
On the basis of the information derived from the interview and from an examination of the juvenile’s record, the probation officer decides whether the case should be disposed of informally (“adjusted”) or whether it should be referred to the Family Court. If the latter, the officer makes an additional recommendation regarding whether the juvenile should be detained. “There do not appear to be any governing criteria which must be followed by the probation officer in choosing between proposing detention and parole . . . .” Ibid.
The actual decision whether to detain a juvenile under §320.5(3)(b) is made by a Family Court judge at what is called an “initial appearance” — a brief hearing resembling an arraignment.
In the typical case, the judge appoints counsel for the juvenile at the time his case is called. Thus, the lawyer has no opportunity to make an independent inquiry into the juvenile’s background or character, and has only a few minutes to
Neither the statute nor any other body of rules guides the efforts of the judge to determine whether a given juvenile is likely to commit a crime before his trial. In making detention decisions, “each judge must rely on his own subjective
After examining a study of a sample of 34 cases in which juveniles were detained under §320.5(3)(b)
Finally, the District Court made a few significant findings concerning the conditions associated with “secure detention” pursuant to § 320.5(3)(b).
It is against the backdrop of these findings that the contentions of the parties must be examined.
H
>
As the majority concedes, ante, at 263, the fact that §320.5(3)(b) applies only to juveniles does not insulate the provision from review under the Due Process Clause. “[Njeither the Fourteenth Amendment nor the Bill of Rights is for adults alone.” In re Gault, 387 U. S. 1, 13 (1967). Examination of the provision must of course be informed by a recognition that juveniles have different needs and capacities than adults, see McKeiver v. Pennsylvania, 403 U. S. 528, 550 (1971), but the provision still “must measure up to the essentials of due process and fair treatment,” Kent v. United States, 383 U. S. 541, 562 (1966).
To comport with “fundamental fairness,” §320.5(3)(b) must satisfy two requirements. First, it must advance goals com-' mensúrate with the burdens it imposes on constitutionally protected interests. Second, it must not punish the juveniles to whom it applies.
The majority only grudgingly and incompletely acknowledges the applicability of the first of these tests, but its grip on the cases before us is undeniable. It is manifest that §320.5(3)(b) impinges upon fundamental rights. If the “liberty” protected by the Due Process Clause means anything, it means freedom from physical restraint. Ingraham v. Wright, 430 U. S. 651, 673-674 (1977); Board of Regents v. Roth, 408 U. S. 564, 572 (1972).. Only a very important government interest can justify deprivation of liberty in this basic sense.
The majority’s arguments do not survive scrutiny. Its characterization of preventive detention as merely a transfer of custody from a parent or guardian to the State is difficult to take seriously. Surely there is a qualitative difference between imprisonment and the condition of being subject to
“Then again, Juvenile Center, as much as we might try, is not the most pleasant place in the world. If you put them in detention, you are liable to be exposing these youngsters to all sorts of things. They are liable to be exposed to assault, they are liable to be exposed to sexual assaults. You are taking the risk of putting them together with a youngster that might be much worse than they, possibly might be, and it might have a bad effect in that respect.” App. 270.
Many other observers of the circumstances of juvenile detention in New York have come to similar conclusions.
The applicability of the second of the two tests is admitted even by the majority. In Bell v. Wolfish, 441 U. S. 520, 535
For related reasons, §320.5(3)(b) cannot satisfy either of the requirements discussed above that together define “fundamental fairness” in the context of pretrial detention.
B
Appellants and the majority contend that §320.5(3)(b) advances a pair of intertwined government objectives: “protecting the community from crime,” ante, at 264, and “protecting a juvenile from the consequences of his criminal activity,” ante, at 266. More specifically, the majority argues that detaining a juvenile for a period of up to 17 days prior to his trial has two desirable effects: it protects society at large from the crimes he might have committed during that period if released; and it protects the juvenile himself “both from potential physical injury which may be suffered when a victim fights back or a policeman attempts to make an arrest and from the downward spiral of criminal activity into which peer pressure may lead the child.” Ante, at 264-266.
Appellees and some amici argue that public purposes of this sort can never justify incarceration of a person who has not been adjudicated guilty of a crime, at least in the absence of a determination that there exists probable cause to believe he committed a criminal offense.
1
Both of the courts below concluded that only occasionally and accidentally does pretrial detention of a juvenile under §320.5(3)(b) prevent the commission of a crime. Three subsidiary findings undergird that conclusion. First, Family Court judges are incapable of determining which of the juveniles who appear before them would commit offenses before their trials if left at large and which would not. In part, this incapacity derives from the limitations of current knowledge concerning the dynamics of human behavior. On the basis of evidence adduced at trial, supplemented by a thorough review of the secondary literature, see 513 F. Supp., at 708-712, and nn. 31-32, the District Court found that “no diagnostic tools have as yet been devised which enable even the most highly trained criminologists to predict reliably which juveniles will engage in violent crime.” Id., at 708. The evidence supportive of this finding is overwhelm
The rarity with which invocation of §320.5(3)(b) results in detention of a juvenile who otherwise would have committed a crime fatally undercuts the two public purposes assigned to the statute by the State and the majority. The argument that §320.5(3)(b) serves “the State’s ‘parens patriae interest in preserving and promoting the welfare of the child,”’ ante, at 265 (citation omitted), now appears particularly hollow. Most juveniles detained pursuant to the provision are not
The argument that § 320.5(3)(b) protects the welfare of the community fares little better. Certainly the public reaps no benefit from incarceration of the majority of the detainees who would not have committed any crimes had they been released. Prevention of the minor offenses that would have been committed by a small proportion of the persons detained confers only a slight benefit on the community.
2
The majority seeks to deflect appellees’ attack on the constitutionality of §320.5(3)(b) by contending that they have framed their argument too broadly. It is possible, the majority acknowledges, that “in some circumstances detention of a juvenile [pursuant to §320.5(3)(b)] would not pass constitutional muster. But the validity of those detentions must be determined on a case-by-case basis.” Ante, at 273; see ante, at 268-269, n. 18. The majority thus implies that, even if the Due Process Clause is violated by most detentions under §320.5(3)(b) because those detainees would not have committed crimes if released, the statute nevertheless is not invalid “on its face” because detention of those persons who would have committed a serious crime comports with the Constitution. Separation of the properly detained juveniles from the improperly detained juveniles must be achieved through “case-by-case” adjudication.
There are some obvious practical impediments to adoption of the majority’s proposal. Because a juvenile may not be incarcerated under §320.5(3)(b) for more than 17 days, it
But even if these practical difficulties could be surmounted, the majority’s proposal would be inadequate. Precisely because of the unreliability of any determination whether a particular juvenile is likely to commit a crime between his arrest and trial, see swpra, at 293-294, no individual detainee would be able to demonstrate that he would have abided by the law had he been released. In other words, no configuration of circumstances would enable a juvenile to establish that he fell into the category of persons unconstitutionally detained rather than the category constitutionally detained.
C
The findings reviewed in the preceding section lend credence to the conclusion reached by the courts below: §320.5(3)(b) “is utilized principally, not for preventive purposes, but to impose punishment for unadjudicated criminal acts.” 689 F. 2d, at 372; see 513 F. Supp., at 715-717.
The majority contends that, of the many factors we have considered in trying to determine whether a particular sanction constitutes “punishment,” see Kennedy v. Mendoza-Martinez, 372 U. S. 144, 168-169 (1963), the most useful are “whether an alternative purpose to which [the sanction] may
The inference that § 320.5(3)(b) is punitive in nature is supported by additional materials in the record. For example, Judge Quinones and even appellants’ counsel acknowledged that one of the reasons juveniles detained pursuant to §320.5(3)(b) usually are released after the determination of their guilt is that the judge decides that their pretrial detention constitutes sufficient punishment. 689 F. 2d, at 370-371, and nn. 27-28. Another Family Court Judge-admitted using “preventive detention” to punish one of the juveniles in the sample. 513 F. Supp., at 708.
I — I h — I I — I
If the record did not establish the impossibility, on the basis of the evidence available to a Family Court judge at a §320.5(3)(b) hearing, of reliably predicting whether a given juvenile would commit a crime before his trial, and if the purposes relied upon by the State were promoted sufficiently to justify the deprivations of liberty effected by the provision, I would nevertheless still strike down §320.5(3)(b) because of the absence of procedural safeguards in the provision. As Judge Newman, concurring in the Court of Appeals observed, “New York’s statute is unconstitutional because it permits liberty to be denied, prior to adjudication of guilt, in the exercise of unfettered discretion as to an issue of considerable uncertainty — likelihood of future criminal behavior.” 689 F. 2d, at 375.
Appellees point out that § 320.5(3)(b) lacks two crucial procedural constraints. First, a New York Family Court judge is given no guidance regarding what kinds of evidence he should consider or what weight he should accord different sorts of material in deciding whether to detain a juvenile.
Not surprisingly, in view of the lack of directions provided by the statute, different judges have adopted different ways of estimating the chances whether a juvenile will misbehave in the near future. “Each judge follows his own individual approach to [the detention] determination.” 513 F. Supp., at 702; see App. 265 (testimony of Judge Quinones). This discretion exercised by Family Court judges in making detention decisions gives rise to two related constitutional problems. First, it creates an excessive risk that juveniles will be detained “erroneously” — i. e., under circumstances in which no public interest would be served by their incarceration. Second, it fosters arbitrariness and inequality in a decisionmaking process that impinges upon fundamental rights.
A
One of the purposes of imposing procedural constraints on decisions affecting life, liberty, or property is to reduce the
“[identification of the specific dictates of due process generally requires consideration of three distinct factors: First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government’s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.” Id., at 335.
As Judge Newman recognized, 689 F. 2d, at 375-376, a review of these three factors in the context of New York’s preventive-detention scheme compels the conclusion that the Due Process Clause is violated by §320.5(3)(b) in its present form. First, the private interest affected by a decision to detain a juvenile is personal liberty. Unnecessary abridgment of such a fundamental right, see supra, at 288, should be avoided if at all possible.
Second, there can be no dispute that there is a serious risk under the present statute that a juvenile will be detained erroneously — i. e., despite the fact that he would not commit a crime if released. The findings of fact reviewed in the preceding sections make it apparent that the vast majority of detentions pursuant to §320.5(3)(b) advance no state interest; only rarely does the statute operate to prevent crime. See supra, at 297-298. This high incidence of demonstrated error should induce a reviewing court to exercise utmost care in ensuring that no procedures could be devised that would improve the accuracy of the decisionmaking process. Opportunities for improvement in the extant regime are apparent
The majority purports to see no value in such additional safeguards, contending that activity of estimating the likelihood that a given juvenile will commit a crime in the near future involves subtle assessment of a host of variables, the precise weight of which cannot be determined in advance. Ante, at 279. A review of the hearings that resulted in the detention of the juveniles included in the sample of 34 cases reveals the majority’s depiction of the decisionmaking process to be hopelessly idealized. For example, the operative portion of the initial appearance of Tyrone Parson, the three-card monte player,
“COURT OFFICER: Will you identify yourself.
“TYRONE PARSON: Tyrone Parson, Age 15.
“THE COURT: Miss Brown, how many times has
Tyrone been known to the Court?
“MISS BROWN: Seven times.
*306 “THE COURT: Remand the respondent.” Petitioners’ Exhibit 18a.35
This kind of parody of reasoned decisionmaking would be less likely to occur if judges were given more specific and mandatory instructions regarding the information they should consider and the manner in which they should assess it.
Third and finally, the imposition of such constraints on the deliberations of the Family Court judges would have no adverse effect on the State’s interest in detaining dangerous juveniles and would give rise to insubstantial administrative burdens. For example, a simple directive to Family Court judges to state on the record the significance they give to the seriousness of the offense of which a juvenile is accused and to the nature of the juvenile’s background would contribute materially to the quality of the decisionmaking process without significantly increasing the duration of initial appearances.
In summary, the three factors enumerated in Mathews in combination incline overwhelmingly in favor of imposition of more stringent constraints on detention determinations under § 320.5(3)(b). Especially in view of the impracticability of correcting erroneous decisions through judicial review, see supra, at 298-300, the absence of meaningful procedural safeguards in the provision renders it invalid. See Santosky v. Kramer, 455 U. S. 745, 757, and n. 9 (1982).
B
A principle underlying many of our prior decisions in various doctrinal settings is that government officials may not be accorded unfettered discretion in making decisions that
So, in striking down on vagueness grounds a vagrancy ordinance, we emphasized the “unfettered discretion it places in the hands of the . . . police.” Papachristou v. City of Jacksonville, 405 U. S. 156, 168 (1972). Such flexibility was deemed constitutionally offensive because it “permits and encourages an arbitrary and discriminatory enforcement of the law.” Id., at 170. Partly for similar reasons, we have consistently held violative of the First Amendment ordinances which make the ability to engage in constitutionally protected speech “contingent upon the uncontrolled will of an official— as by requiring a permit or license which may be granted or withheld in the discretion of such official.” Staub v. City of Baxley, 355 U. S. 313, 322 (1958); accord, Shuttlesworth v. City of Birmingham, 394 U. S. 147, 151, 153 (1969). Analogous considerations inform our understanding of the dictates of the Due Process Clause. Concurring in the judgment in Zablocki v. Redhail, 434 U. S. 374 (1978), striking down a statute that conditioned the right to marry upon the satisfaction of child-support obligations, Justice Powell aptly observed:
“Quite apart from any impact on the truly indigent, the statute appears to ‘confer upon [the judge] a license for arbitrary procedure,’ in the determination of whether an applicant’s children are ‘likely thereafter to become public charges.’ A serious question of procedural due process is raised by this feature of standardless discretion, particularly in light of the hazards of prediction in this area.” Id., at 402, n. 4 (quoting Kent v. United States, 383 U. S., at 553).
IV
The majority acknowledges — indeed, founds much of its argument upon — the principle that a State has both the power and the responsibility to protect the interests of the children within its jurisdiction. See Santosky v. Kramer, supra, at 766. Yet the majority today upholds a statute whose net impact on the juveniles who come within its purview is overwhelmingly detrimental. Most persons detained under the provision reap no benefit and suffer serious injuries thereby. The welfare of only a minority of the detainees is even arguably enhanced. The inequity of this regime, combined with
I respectfully dissent.
N. Y. Jud. Law §§301.2(1), 302.1(1) (McKinney 1983) (hereinafter Family Court Act or FCA). Children aged 13 or over accused of murder and children aged 14 or over accused of kidnaping, arson, rape, or a few other serious crimes are exempted from the coverage of the Act and instead are prosecuted as “juvenile offenders” in the adult criminal courts. N. Y. Penal Law §§ 10.00(18), 30.00(2) (McKinney Supp. 1983-1984). For the sake of simplicity, offenses covered by the Family Court Act, as well as the more serious offenses enumerated above, hereinafter will be referred to generically as crimes.
Ironically, juveniles arrested for very serious offenses, see n. 1, supra, are not subject to preventive detention under this or any other provision.
Strictly speaking, “guilt” is never adjudicated under the Act; nor is the juvenile ever given a trial. Rather, whether the juvenile committed the offense is ascertained in a “factfinding hearing.” In most respects, however, such a hearing is the functional equivalent of an ordinary criminal trial. For example, the juvenile is entitled to counsel and the State bears the burden of demonstrating beyond a reasonable doubt that the juvenile committed the offense of which he is accused. See FCA §§341.2(1), 342.2(2); cf. In re Winship, 397 U. S. 358 (1970); In re Gault, 387 U. S. 1 (1967) (establishing constitutional limitations on the form of such proceedings in recognition of the severity of their impact upon juveniles). For convenience, the ensuing discussion will use the terminology associated with adult criminal proceedings when describing the treatment of juveniles in New York.
At the time appellees first brought their suit, the pertinent portions of FCA § 320.5(3) were embodied in FCA § 739(a). I agree with the majority that the reenactment of the crucial provision under a different numerical heading does not render the case moot. See ante, at 256, n. 2.
If the juvenile is detained upon arrest, this hearing must be held on the next court day or within 72 hours, whichever comes first. FCA § 307.3(4).
The majority admits that “the Family Court judge is not required to make a finding of probable cause at the initial appearance,” but contends that the juvenile has the option to challenge the sufficiency of the petition for delinquency on the ground that it fails to establish probable cause. Ante, at 276. None of the courts that have considered the constitutionality of New York’s preventive-detention system has suggested that a juvenile has a statutory right to a probable-cause determination before he is detained. The provisions cited by the majority for its novel reading of the statute provide only shaky support for its contention. FCA § 315.1, which empowers the juvenile to move to dismiss a petition lacking allegations sufficient to satisfy § 311.2, provides that “[a] motion to dismiss under this section must be made within the time provided for in section 332.2.” Section 332.2, in turn, provides that pretrial motions shall be made within 30 days after the initial appearance and before the factfinding hearing. If the juvenile has been detained, the judge is instructed to “hear and determine pre-trial motions on an expedited basis,” §332.2(4), but is not required to rule upon such motions peremptorily. In sum, the statutory scheme seems to contemplate that a motion to dismiss a petition for lack of probable cause, accompanied with “supporting affidavits, exhibits and memo-randa of law,” § 332.2(2), would be filed sometime after the juvenile is detained under § 320.5(3)(b). And there is no reason to expect that the ruling on such a motion would be rendered before the juvenile would in any event be entitled to a probable-cause hearing under § 325.1(2). That counsel for a juvenile ordinarily is not even appointed until a few minutes prior to the initial appearance, see supra, at 284 and this page, confirms this interpretation. The lesson of this foray into the tangled provisions of the New York Family Court Act is that the majority ought to adhere to our usual policy of relying whenever possible for interpretation of a state statute upon courts better acquainted with its terms and applications.
The majority refuses to consider the circumstances of these 34 cases, dismissing them as unrepresentative, ante, at 272, n. 21, and focuses instead on the lurid facts associated with the cases of the three named appel-lees. I cannot agree that the sample is entitled to so little weight. There was uncontested testimony at trial to the effect that the 34 cases were typical. App. 128 (testimony of Steven Hiltz, an attorney with 8V2 years of experience before the Family Court). At no point in this litigation have appellants offered an alternative selection of instances in which §320.5(3)(b) has been invoked. And most importantly, despite the fact that the District Court relied heavily on the sample when assessing the manner in which the statute is applied, see 513 F. Supp., at 695-700, appellants did not dispute before the Court of Appeals the representativeness of the 34 cases, see Martin v. Strasburg, 689 F. 2d 365, 369, n. 19 (CA2 1982). When the defendants in a plaintiff class action challenge on appeal neither the certification of the class, see ante, at 261, n. 10, nor the plaintiffs’ depiction of the character of the class, we ought to analyze the case as it comes to us and not try to construct a new version of the facts on the basis of an independent and selective review of the record.
As the Court of Appeals acknowledged, 689 F. 2d, at 369, n. 18, there are defects in all of the available statistical studies. Most importantly, none of the studies distinguishes persons detained under § 320.5(3)(a) from persons detained under §320.5(3)(b). However, these flaws did not disable the courts below from making meaningful — albeit rough — generalizations regarding the incidence of detention under the latter provision. Especially when conjoined with the sample of 34 cases submitted by appel-lees, see n. 7, supra, the studies are sufficient to support the three findings enumerated in the text. Even the majority, though it chastises appellees for failing to assemble better data, ante, at 272, and n. 21, does not suggest that those findings are clearly erroneous.
The figures in the text are taken from the District Court’s summary of the 34 cases in the sample. Review of the transcripts of the hearings in those cases reveals the actual number to be 9 and 23, respectively. See Petitioners’ Exhibits 6a, 11a, 12a, 14a, 15a, 16a, 19a, 24a, 35a.
The state director of detention services testified that, in 1978, approximately six times as many juveniles were ádmitted to “secure facilities” as to “non-secure facilities.” See 513 F. Supp., at 703, n. 8. These figures are not broken down as to persons detained under § 320.5(3)(a) and persons detained under § 320.5(3)(b). There seems no dispute, however, that most of the juveniles held under the latter provision are subjected to “secure detention.”
This principle underlies prior decisions of the Court involving various constitutional provisions as they relate to pretrial detention. In Gerstein
The phrase “legitimate governmental objective” appears at several points in the opinion of the Court in Bell v. Wolfish, 441 U. S. 520 (1979), e. g., id., at 538-539, and the majority may be relying implicitly on that decision for the standard it applies in these cases. If so, the reliance is misplaced. Wolfish was exclusively concerned with the constitutionality of conditions of pretrial incarceration under circumstances in which the legitimacy of the incarceration itself was undisputed; the Court avoided any discussion of the showing a State must make in order to justify pretrial detention in the first instance. See id., at 533-534, and n. 15. The standard employed by the Court in Wolfish thus has no bearing on the problem before us.
All of the 34 juveniles in the sample were detained in Spofford Juvenile Center, the detention facility for New York City. Numerous studies of that facility have attested to its unsavory characteristics. See, e. g., Citizens’ Committee for Children of New York, Inc., Juvenile Detention Problems in New York City 3-4 (1970); J. Stone, R. Ruskin, & D. Goff, An Inquiry into the Juvenile Centers Operated by the Office of Probation 25-27, 52-54, 79-80 (1971). Conditions in Spofford have been successfully challenged on constitutional grounds (by a group of inmates of a different type), see Martarella v. Kelley, 359 P. Supp. 478 (SDNY 1973), but nevertheless remain grim, see Mayor’s Task Force on Spofford: First Report v, viii-ix, 20-21 (June 1978). Not surprisingly, a former New York City Deputy Mayor for Criminal Justice has averred that “Spofford is, in many ways, indistinguishable from a prison.” Petitioners’ Exhibit 30, ¶ 6 (affidavit of Herbert Sturz, June 29, 1978).
Cf. Aubry, The Nature, Scope and Significance of Pre-Trial Detention of Juveniles in California, 1 Black L. J. 160, 164 (1971).
This standard might be refined in one of two ways. First, it might be argued that, because § 320.5(3)(b) impinges upon “[ljiberty from bodily restraint,” which has long been “recognized as the core of the liberty protected by the Due Process Clause,” Greenholtz v. Nebraska Penal Inmates, 442 U. S. 1, 18 (1979) (Powell, J., concurring in part and dissenting in part), the provision can pass constitutional muster only if it promotes a “compelling” government interest. See People ex rel. Wayburn v. Schupf, 39 N. Y. 2d 682, 687, 350 N. E. 2d 906, 908 (1976) (requiring a showing of a “compelling State interest” to uphold § 320.5(3)(b)); cf. Shapiro v. Thompson, 394 U. S. 618, 634 (1969). Alternatively, it might be argued that the comparatively brief period of incarceration permissible under the provision warrants a slight lowering of the constitutional bar. Applying the principle that the strength of the state interest needed to legitimate a statute depends upon the degree to which the statute encroaches upon fundamental rights, see Williams v. Illinois, 399 U. S. 235, 259-260, 262-263 (1970) (Harlan, J., concurring in result), it might be held that an important — but not quite “compelling” — objective is necessary to sustain § 320.5(3)(b). In the present context, there is no need to choose between these doctrinal options, because §320.5(3)(b) would fail either test.
See also Ingraham v. Wright, 430 U. S. 651, 671-672, and n. 40, 673-674 (1977); Gregory v. Chicago, 394 U. S. Ill, 112 (1969); Thompson v. Louisville, 362 U. S. 199, 206 (1960).
Cf. Sellers v. United States, 89 S. Ct. 36, 38, 21 L. Ed. 2d 64, 67 (1968) (Black, J., in chambers) (questioning whether a defendant’s dangerousness can ever justify denial of bail).
An additional reason for not reaching appellees’ categorical objection to the purposes relied upon by the State is that the Court of Appeals did not pass upon the validity of those objectives. See 689 F. 2d, at 372. We are generally chary of deciding important constitutional questions not reached by a lower court.
See, e. g., American Psychiatric Association, Clinical Aspects of the Violent Individual 27-28 (1974); Cocozza & Steadman, The Failure of Psychiatric Predictions of Dangerousness: Clear and Convincing Evidence, 29 Rutgers L. Rev. 1084,1094-1101 (1976); Diamond, The Psychiatric Prediction of Dangerousness, 123 U. Pa. L. Rev. 439 (1974); Ennis & Litwack, Psychiatry and the Presumption of Expertise: Flipping Coins In the Courtroom, 62 Calif. L. Rev. 693 (1974); Schlesinger, The Prediction of Dangerousness in Juveniles: A Replication, 24 Crime & Delinquency 40, 47 (1978); Steadman & Cocozza, Psychiatry, Dangerousness and the Repetitively Violent Offender, 69 J. Crim. L. & C. 226, 229-231 (1978); Wenk, Robi-son, & Smith, Can Violence Be Predicted?, 18 Crime & Delinquency 393, 401 (1972); Preventive Detention: An Empirical Analysis, 6 Harv. Civ. Rights — Civ. Lib. L. Rev. 289 (1971).
The majority brushes aside the District Court’s findings on this issue with the remark that “a prediction of future criminal conduct. . . forms an important element in many decisions, and we have specifically rejected the contention . . . ‘that it is impossible to predict future behavior and that the question is so vague as to be meaningless.’” Ante, at 278-279 (footnote and citation omitted). Whatever the merits of the decisions upon which the majority relies, but cf., e. g., Barefoot v. Estelle, 463 U. S. 880, 909 (1983) (Marshall, J., dissenting), they do not control the problem before us. In each of the cases in which the Court has countenanced reliance upon a prediction of future conduct in a decisionmaking process impinging upon life or liberty, the affected person had already been convicted of a crime. See Greenholtz v. Nebraska Penal Inmates, 442 U. S. 1 (1979)
For example, Tyrone Parson, aged 15, one of the members of the sample, was arrested for enticing others to play three-card monte. Petitioners’ Exhibit 18b. After being detained for five days under §320.5(3)(b), the petition against him was dismissed on the ground that “the offense alleged did not come within the provisions of the penal law.” 513 F. Supp., at 698-699.
In contrast to the breadth of the coverage of the Family Court Act, the District of Columbia adult preventive-detention statute that was upheld in United States v. Edwards, 430 A. 2d 1321 (D. C. 1981), cert. denied, 455 U. S. 1022 (1982), authorizes detention only of persons charged with one of a prescribed set of “dangerous crime[s]” or “crime[s] of violence.” D. C. Code §§ 23-1322(a)(l), (2) (1981).
Prediction whether a given person will commit a crime in the future is especially difficult when he has committed only minor crimes in the past. Cf. Baldosar v. Illinois, 446 U. S. 222, 231 (1980) (Powell, J., dissenting) (“No court can predict with confidence whether a misdemeanor defendant is likely to become a recidivist”).
By contrast, under the District of Columbia statute, see n. 21, supra, the judge is obliged before ordering detention to find, inter alia, a “substantial probability” that the defendant committed the serious crime for which he was arrested. D. C. Code § 23 — 1322(b)(2)(C) (1981).
Both courts below made this inference. See 689 F. 2d, at 372; 513 F. Supp., at 705. Indeed, the New York Court of Appeals, in upholding the statute, did not disagree with this explanation of the incidence of its application. People ex rel. Wayburn v. Schupf, 39 N. Y. 2d, at 690, 350 N. E. 2d, at 910.
Release (before or after trial) of some of the juveniles detained under § 320.5(3)(b) may well be due to a different factor: the evidence against them may be insufficient to support a finding of guilt. It is conceivable that some of those persons are so crime-prone that they would have committed an offense if not detained. But even the majority does not suggest that persons who could not be convicted of any crimes may nevertheless be imprisoned for the protection of themselves and the public.
See testimony of Steven Hiltz, App. 130-134 (describing the detrimental effects of pretrial detention of a juvenile upon the preparation and presentation of his defense); cf. Barker v. Wingo, 407 U. S. 514, 533 (1972); Bitter v. United States, 389 U. S. 15, 16-17 (1967) (per curiam); Stack v. Boyle, 342 U. S., at 8; Miller, Preventive Detention — A Guide to the Eradication of Individual Rights, 16 How. L. J. 1, 15 (1970).
Cf. Tribe, An Ounce of Detention: Preventive Justice in the World of John Mitchell, 56 Va. L. Rev. 371, 381 (1970) (“[Under a statute proposed by the Attorney General,] trivial property offenses may be deemed sufficiently threatening to warrant preventive imprisonment. No tenable concept of due process could condone a balance that gives so little weight to the accused’s interest in pretrial liberty”).
Some amici contend that a preventive-detention statute that, unlike §320.5(3)(b), covered only specific categories of juveniles and embodied stringent procedural safeguards would result in incarceration only of juveniles very likely to commit crimes of violence in the near future. E. g., Brief for American Bar Association as Amicus Curiae 9-14. It could be argued that, even though such a statute would unavoidably result in detention of some juveniles who would not have committed any offenses if released (because of the impossibility of reliably predicting the behavior of individual persons, see supra, at 293-294), the gains consequent upon the detention of the large proportion who would have committed crimes would be sufficient to justify the injuries to the other detainees. To decide the cases before us, we need not consider either the feasibility of such a scheme or its constitutionality.
The District Court, whose knowledge of New York procedural law surely exceeds ours, concluded that “[t]he short span of pretrial detention makes effective review impossible.” 513 F. Supp., at 708, n. 29. The majority dismisses this finding, along with a comparable finding by the Court of Appeals, see 689 F. 2d, at 373, as “mistaken.” Ante, at 280. But neither of the circumstances relied upon by the majority supports its confident judgment on this point. That the New York courts suspended their usual rules of mootness in order to consider an attack on the constitutionality of the statute as a whole, see People ex rel. Wayburn v. Schupf, 39 N. Y. 2d, at 686, 350 N. E. 2d, at 907-908, in no way suggests that they would be willing to do so if an individual detainee challenged the constitutionality of § 320.5(3)(b) as applied to him. The majority cites one case in which a detainee did obtain his release by securing a writ of habeas corpus. However, that case involved a juvenile who was not given a probable-cause hearing within six days of his detention — a patent violation of the state statute. See 513 F. Supp., at 708. That a writ of habeas corpus could be obtained on short notice to remedy a glaring statutory violation provides no support for the majority’s suggestion that individual detainees could effectively petition for release by challenging the constitutionality of their detentions.
This problem is exacerbated by the fact that Family Court judges, when making findings justifying a detention pursuant to § 320.5(3)(b), do not specify whether there is a risk that the juvenile would commit a serious crime or whether there is a risk that he would commit a petty offense. A finding of the latter sort should not be sufficient under the Due Process Clause to justify a juvenile’s detention. See supra, at 297-298, and n. 25. But a particular detainee has no way of ascertaining the grounds for his incarceration.
See transcript of the initial appearance of Ramon Ramos, #1356/80, Judge Heller presiding, Petitioners’ Exhibit 42, p. 11:
“This business now of being able to get guns, is now completely out of proportion. We are living in a jungle. We are living in a jungle, and it is time that these youths that are brought before the Court, know that they*302 are in a Court, and that if these allegations are true, that they are going to pay the penalty.
“As for the reasons I just statefd] on the record, ... I am remand[ing] the respondent to the Commissioner of Juvenile Justice, secure detention.”
The absence of any limitations on the sorts of reasons that may support a determination that a child is likely to commit a crime if released means that the statutory requirement that the judge state “reasons” on the record, see ante, at 276, does not meaningfully constrain the decision-making process.
See 513 F. Supp., at 713:
“Whether the juvenile was a first offender with no prior conduct, whether the court was advised that the juvenile was an obedient son or was needed at home, whether probation intake recommended parole, the case histories in this record disclose that it was not unusual for the court to discount these considerations and order remand based on a 5 to 15 minute evaluation.”
Cf. Addington v. Texas, 441 U. S. 418, 431-433 (1979) (“clear and convincing” proof constitutionally required to justify civil commitment to mental hospital).
Judge Newman, concurring below, pointed to three other protections lacking in § 320.5(3)(b): “the statute places no limits on the crimes for which the person subject to detention has been arrested . . . , the judge ordering detention is not required to make any evaluation of the degree of likelihood that the person committed the crime of which he is accused[,]. . . [and] the statute places no limits on the type of crimes that the judge believes the detained juvenile might commit if released.” 689 F. 2d, at 377. In my view, the absence of these constraints is most relevant to the question whether the ends served by the statute can justify its broad reach, see Part II-B, supra. However, as Judge Newman observed, they could also be considered procedural flaws. Certainly, a narrowing of the categories of persons covered by § 320.5(3)(b), along the lines sketched by Judge Newman, would reduce the incidence of error in the application of the provision.
See n. 21, supra.
Parson’s case is not unique. The hearings accorded Juan Santiago and Daniel Nelson, for example, though somewhat longer in duration, were nearly as cavalier and undiscriminating. See Petitioners’ Exhibits 13a, 22a.
See n. 29, supra.
See 513 F. Supp., at 708:
“It is clear that the judge decides on pretrial detention for a variety of reasons — as a means of protecting the community, as the policy of the judge to remand, as an express punitive device, or because of the serious nature of the chargef,] among others” (citations omitted).
Reference
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