Bowen v. Owens
Opinion of the Court
delivered the opinion of the Court.
Certain provisions of the Social Security Act in effect between 1979 and 1983 authorized payment of survivor’s benefits from a wage earner’s account to a widowed spouse who remarried after age 60, but not to a similarly situated divorced widowed spouse. The question in this case is whether those provisions violated the equal protection component of the Due Process Clause of the Fifth Amendment.
I
The Social Security Act (Act) originally provided only primary benefits to qualified wage earners. Congress later provided secondary benefits to wives, widows, dependent children, and surviving parents of the wage earner. At that time, widows and other secondary beneficiaries would lose their entitlement to survivor’s benefits upon a subsequent marriage. In 1950, Congress extended secondary benefits to dependent husbands and widowers, subject to the same restriction. In 1958, Congress created an exception to this remarriage rule so that if a widow or widower married an individual who received benefits under the Act, neither would forfeit survivor’s benefits.
Until 1965, divorced wives, including those who had outlived their former spouse (divorced widows), were not eligible for the same benefits provided to wives and widows. In that year, Congress amended § 202(b) of the Act to extend
In 1977, Congress again relaxed the remarriage provision for widows and widowers, allowing them to receive unreduced survivor’s benefits if they remarried after age 60. The effective date of that amendment was 1979. Pub. L. 95-216, §§ 336(a)(3), (b)(3), (c)(1), 91 Stat. 1547.
As a result of a pair of District Court sex discrimination opinions that invalidated portions of the Act, Ambrose v. Califano, CCH Unempl. Ins. Rep. ¶ 17,702 (Ore. 1980); Oli
II
Appellee Buenta Owens married Russell Judd in 1937 and was divorced from him in 1968. In 1978, when she was 61, she married appellee Kenneth Owens. Judd died on June 19,1982. On July 30,1982, Owens applied for widow’s benefits on Judd’s earnings account as a divorced widow. Her claim was denied on August 27,1982, because she had remarried. She sought administrative reconsideration, contending that the statutory provision denying benefits because of her remarriage was unconstitutional. Her claim again was denied. Subsequently, Owens and the Secretary entered into an agreement stipulating that the only disputed issue was the constitutionality of the provisions of the Act that at that time denied widow’s benefits to divorced widows who remarried. See 42 U. S. C. §§ 402(e)(1)(A), (e)(4). The parties also stipulated that, but for the relevant provisions, Owens’ right to the benefits had been established. Based on that agreement, the parties waived any further administrative review. On April 19, 1983, Owens filed this action in the United States District Court for the Central District of California,
On December 23, 1983, the District Court rejected Owens’ constitutional challenge. Applying the rational-basis standard of review, the court reasoned that Congress was justified in taking one step at a time in extending benefits to spouses who had remarried. While Owens’ motion to alter or amend the judgment under Federal Rule of Civil Procedure 59 was pending, the 1983 amendments to the Act went into effect, so that all otherwise eligible members of the class became entitled to receive monthly survivor’s benefits beginning in January 1984. Subsequently, the court certified a nationwide plaintiffs’ class, consisting of all divorced widowed spouses who remarried after age 60 and who were denied benefits between December 1978 and January 1984.
Ill
Congress faces an unusually difficult task in providing for the distribution of benefits under the Act. The program is a massive one, and requires Congress to make many distinctions among classes of beneficiaries while making allocations from a finite fund. In that context, our review is deferential. “Governmental decisions to spend money to improve the general public welfare in one way and not another are ‘not confided to the courts. The discretion belongs to Congress, unless the choice is clearly wrong, a display of arbitrary power, not an exercise of judgment.’” Mathews v. De Castro, 429 U. S. 181, 185 (1976), quoting Helvering v. Davis, 301 U. S. 619, 640 (1937). As this Court explained in Flemming v. Nestor, 363 U. S. 603, 611 (1960):
“Particularly when we deal with a withholding of a non-contractual benefit under a social welfare program such as [Social Security], we must recognize that the Due Process Clause can be thought to interpose a bar only if the statute manifests a patently arbitrary classification, utterly lacking in rational justification.”
A
We have previously noted that “[t]he entitlement of any secondary beneficiary is predicated on his or her relationship to a contributing wage earner.” Califano v. Jobst, 434 U. S. 47, 52 (1977). In determining who is eligible for such benefits, the scope of the program does not allow for “individualized proof on a case-by-case basis.” Ibid. Congress “has elected to use simple criteria, such as age and marital status, to determine probable dependency.” Ibid. In particular, Congress has used marital status as a general guide to dependency on the wage earner: “The idea that marriage changes dependency is expressed throughout the Social Security Act.” Id., at 52, n. 8. One example of this assumption is Congress’ original decision to terminate the benefits of all secondary beneficiaries, including widowed spouses, who remarried.
Congress was not constitutionally obligated to continue to extend benefits to any remarried secondary beneficiary. It nevertheless chose to do so, but in gradual steps. In 1965, Congress provided that if a widow or widower remarried after age 60, she or he would receive reduced benefits. In
This Court consistently has recognized that in addressing complex problems a legislature “may take one step at a time, addressing itself to the phase of the problem which seems most acute to the legislative mind.” Williamson v. Lee Optical Co., 348 U. S. 483, 489 (1955). That is precisely what Congress has done in this case. When Congress decided to create some exceptions to the remarriage rule, it was not required to take an all-or-nothing approach. Instead, it chose to proceed more cautiously. It had valid reasons for doing so.
The House version of the 1977 bill contained a complete elimination of the general rule terminating benefits upon a subsequent marriage. H. R. Rep. No. 95-702, pt. 1, pp. 47-48 (1977). The House version would have created in the first year of operation alone 670,000 more beneficiaries than under the pre-1977 system,
Congress’ adjustments of this complex system of entitlements necessarily create distinctions among categories of beneficiaries, a result that could be avoided only by making sweeping changes in the Act instead of incremental ones. A constitutional rule that would invalidate Congress’ attempts to proceed cautiously in awarding increased benefits might deter Congress from making any increases at all. The Due Process Clause does not impose any such “‘constitutional straitjacket.’” De Castro, 429 U. S., at 185, quoting Jefferson v. Hackney, 406 U. S. 535, 546 (1972). As we recognized in Jobst:
“Congress could reasonably take one firm step toward the goal of eliminating the hardship caused by the general marriage rule without accomplishing its entire objective in the same piece of legislation. Williamson v. Lee Optical Co., 348 U. S. 483, 489. Even if it might have been wiser to take a larger step, the step Congress did take was in the right direction and had no adverse impact on persons like the Jobsts.” 434 U. S., at 57-58.
Congress drew a reasonable line in a process that soon increased benefits to all relevant beneficiaries.
B
The District Court correctly reasoned that under De Castro and Boles, it was rational for Congress to assume that
When Congress first began to make divorced wives eligible for wives’ benefits in 1965, it focused on that group of divorced wives whose marriages ended after many years, when they might be “too old to build up a substantial social security earnings record even if [they] can find a job.” H. R. Rep. No. 213, 89th Cong., 1st Sess., 107-108 (1965). To that end, divorced wives were eligible for wife’s benefits only if they had been married to the wage earner for 20 years and received substantial support from him. It was not until 1972 that Congress dropped the requirement of showing support from the wage earner. Even then, Congress retained the 20-year marriage requirement.
Congress has made the same distinctions in its treatment of divorced widowed spouses. When they first became eligible for survivor’s benefits in 1965, it was under the same basic eligibility rules that applied to divorced spouses. During the relevant time of this lawsuit, divorced spouses and divorced widowed spouses had to have been married to the wage earner for at least 10 years to receive benefits. That precondition did not have to be met by spouses or widows.
IV
The judgment of the District Court is reversed, and the case is remanded for proceedings consistent with this opinion.
It is so ordered.
In 1972, Congress eliminated the requirement that a divorced wife or divorced widow show a specified level of support from her former husband, but retained the 20-years-of-marriage requirement. Pub. L. 92-603, §§ 114(a), (b), 86 Stat. 1348.
Congress also reduced the 20-years-of-marriage requirement for divorced wives and divorced widows to 10 years.
Appellee Kenneth Owens had been married to Dorothy L. Owens for over 34 years when they were divorced in 1978. In that same year he married Buenta Owens. He was 60 years old. In 1982 he applied for survivor’s benefits based on the earnings account of his former wife, who had died. His claim was denied at the initial stage and again in a reconsideration decision in 1983. He and the Secretary also reached an agreement to waive any further administrative review. Kenneth Owens filed suit in the United States District Court for the Central District of California, challenging the constitutionality of the statutory provisions with an argument virtually identical to his wife’s. When he filed his lawsuit, the District Court already had ruled in favor of the Secretary in Buenta Owens’ suit, and her motion for reconsideration was pending. The court consolidated Kenneth Owens' suit with that of his wife. Kenneth Owens died during the pendency of this suit before this Court. Buenta Owens moved to be substituted for him as an appellee in this case, a motion we granted on February 24, 1985. Because appellees raise identical arguments, the discussion of Kenneth Owens’ case is subsumed in the discussion of Buenta Owens’ case.
The Secretary disputes the propriety of the class certification and in particular the District Court’s conclusion that the waiver of further administrative review as to the named appellees had the effect of waiving exhaustion requirements as to all the members of the class. Because we reject the equal protection claim, we do not reach the class certification issue.
In 1958, Congress amended this strict remarriage rule to provide that benefits would not be terminated if a widow or widower married a person who was also entitled to benefits under the Act. Pub. L. 85-840, §§ 307(b), (e), 72 Stat. 1031.
In addition to widowed spouses and divorced widowed spouses, the expanded class of beneficiaries would have included surviving parents and surviving children.
The contemporaneous legislative history does not reveal what portion of that figure would have been attributable to divorced widowed spouses. A budgetary report on the 1983 amendments that eliminated the distinction between widowed spouses and divorced widowed spouses estimated the cost of that amendment as less than $50 million a year. Congress in 1977 was not required to separate out the $1.3 billion cost figure by subcategories. It was free to continue to extend benefits following marriage only to that group of secondary beneficiaries most closely tied to the wage
Dissenting Opinion
dissenting.
The Court demonstrates an enviable ability to discern rationality where there is none. But the majority’s efforts to imagine plausible legislative scenarios cannot obscure the simple truth: there is absolutely no evidence that Congress had any rational basis for deciding in 1977 that surviving divorced spouses who remarried could not receive the same survivor’s benefits allowed to remarried widowed spouses. Because I believe that such a distinction between two groups treated similarly in other respects cannot survive the scru
I
In 1977, a Report of the House Committee on Ways and Means noted one drawback of the benefits scheme then in force:
“Present law provides, in general, that the marriage (or remarriage) of a worker’s divorced or surviving spouse, parent, or child prevents or terminates entitlement to benefits based on the worker’s social security earnings record. For example, a widow who remarries before age 60 cannot get benefits based on her first husband’s earnings as long as she is married. If she remarries after age 60, the benefits based on the first husband’s social security are reduced or terminated; the widow gets either a wife’s benefit based on her first husband’s earnings (which is less than the widow’s benefit she was getting) or a wife’s benefit based on her current husband’s earnings (if he is a beneficiary), whichever is higher. Benefits are not payable to divorced spouses and young surviving spouses who are remarried.
“Your committee is especially concerned about the effect of these provisions on older surviving spouses (and divorced spouses). Accordingly, your committee has recommended changes in the law which would eliminate marriage or remarriage as a factor affecting entitlement to benefits or benefit amounts. Specifically, under your committee’s bill, marriage or remarriage would not bar or terminate entitlement to benefits as a divorced spouse, surviving spouse . . . , parent, or child, and remarriage would not cause any reduction in aged widow’s or widower’s insurance benefits.” H. R. Rep. No. 95-702, pt. 1, pp. 47-48 (1977).
The Senate version of this bill, however, did not address any of the House Committee’s concerns. And a subsequent
“The Senate recedes, with an amendment that would retain only that part of the House-passed provisions that would prevent reduction in benefits for widows and widowers who remarry after age 60.” H. R. Conf. Rep. No. 95-837, p. 73 (1977).
The compromise thus produced the Social Security provisions in effect between 1979 and 1983 that are the subject of this suit. Those provisions authorized payment of survivor’s benefits to widowed spouses who remarried after age 60, but not to similarly situated divorced widowed spouses.
II
As a historical matter, I suspect that the Court is right to characterize the distinction drawn by the 1977 Act between widowed spouses and surviving divorced spouses as the product of Congress’ decision to “take one step at a time,” ante, at 347, toward a program that would reflect “the needs of today’s society,” H. R. Rep. No. 95-702, pt. 1, supra, at 4. However, under the Due Process Clause, even legislative classifications that result from compromise must bear at least a rational relationship to a legitimate governmental purpose. Had Congress accommodated the House’s reform goals with the Senate’s more conservative outlook in this area by passing a law giving benefits to only those remarried widowed spouses who had been born on odd-numbered days of the calendar, we would surely have to strike the provision down as irrational. The question here is thus whether Congress had any rational basis for taking the particular step that it chose to take in 1977.
Recognizing that it is not enough to label the 1977 provisions a way station on the road to a sensible destination, the Court argues that the statutory distinction between surviving divorced spouses and widowed spouses was based upon a legislative judgment that widowed spouses were the more
The majority attempts to-fill the gap by assuming that Congress must have perceived a distinction between divorced spouses and widowed spouses because it required that the former, but not the latter, be married to the wage earner for 10 years in order to receive benefits. That distinction can perhaps be taken as evidence that Congress believed that a divorced spouse who had been married to the wage earner for less than 10 years was not sufficiently dependent on the wage earner’s income to justify the extension of benefits. Yet it can hardly be taken as an indication that surviving divorced spouses who did satisfy the 10-year requirement were thought any less dependent than widowed spouses. Divorced spouses meeting that requirement were not treated differently from widowed spouses for any purpose other than the remarriage provisions, and there is no indication in the statute or legislative history that Congress ever attempted to articulate a difference between the two groups justifying different treatment.
“When a legislative purpose can be suggested only by the ingenuity of a government lawyer litigating the constitutionality of a statute, a reviewing court may be presented not so much with a legislative policy choice as its absence.” Schweiker v. Wilson, 450 U. S. 221, 244 (1981) (Powell, J., dissenting); see United States Railroad Retirement Board v. Fritz, 449 U. S. 166, 184 (1980) (Brennan, J., dissenting). While the absence of a clear statement of purposes need not doom a statute under rationality review, our task must always be to determine whether a particular rational purpose actually motivated the Legislature. See Fritz, supra, at
Dissenting Opinion
dissenting.
I agree with Justice Marshall that the Court has failed to identify a rational basis for Congress’ decision to treat widowed spouses and surviving divorced spouses differently upon their remarriage. If anything, persons in these two categories are more similarly situated after remarriage than they were before, since they all then belong to family units unconnected to the primary wage earner whose eárnings provide the basis for their secondary social security benefits. Cf. Califano v. Jobst, 434 U. S. 47, 53 (1977) (“marriage is an event which normally marks an important change in economic status” and “not only creates a new family . . . but also modifies . . . pre-existing relationships”).
Reference
- Full Case Name
- BOWEN, SECRETARY OF HEALTH AND HUMAN SERVICES v. OWENS Et Al.
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- 87 cases
- Status
- Published