Michigan v. Harvey
Opinion of the Court
delivered the opinion of the Court.
In Michigan v. Jackson, 475 U. S. 625 (1986), the Court established a prophylactic rule that once a criminal defendant invokes his Sixth Amendment right to counsel, a subsequent waiver of that right — even if voluntary, knowing, and intelligent under traditional standards — is presumed invalid if secured pursuant to police-initiated conversation. We held that statements obtained in violation of that rule may not be admitted as substantive evidence in the prosecution’s case in chief. The question presented in this case is whether the
Respondent Tyris Lemont Harvey was convicted of two counts of first-degree criminal sexual conduct in connection with the rape of Audrey Sharp on June 11, 1986. Harvey was taken into custody on July 2, 1986, and on that date, he made a statement to an investigating officer. He was arraigned later on July 2, and counsel was appointed for him. More than two months later, Harvey told another police officer that he wanted to make a second statement, but did not know whether he should talk to his lawyer. Although the entire context of the discussion is not clear from the record, the officer told respondent that he did not need to speak with his attorney, because “his lawyer was going to get a copy of the statement anyway.” App. 32-33 (stipulation of prosecution). Respondent then signed a constitutional rights waiver form, on which he initialed the portions advising him of his right to remain silent, his right to have a lawyer present before and during questioning, and his right to have a lawyer appointed for him prior to any questioning. App. to Pet. for Cert. 3a-4a.
At a bench trial, Sharp testified that Harvey visited her home at 2:30 a.m. on the date in question and asked to use the telephone. After placing a call, Harvey confronted Sharp with a barbecue fork, and a struggle ensued. According to Sharp, respondent struck her in the face, threatened her with the fork and a pair of garden shears, and eventually threw her to the floor of her kitchen. When she ran to the living room to escape, Harvey pursued her with the weapons,
Harvey testified in his own defense and presented a conflicting account of the night’s events. He claimed that he had gone to Sharp’s home at 9 p.m. and invited her to smoke some crack cocaine, which he offered to supply in return for sexual favors. She agreed, but after smoking the cocaine, she refused to perform the favors. When respondent would not leave her house, Sharp allegedly grabbed the barbecue fork and threatened him, triggering a brief fight during which he grabbed the fork and threw it to the floor. The two then moved to the living room, where, according to Harvey, Sharp voluntarily removed her clothes. He testified, however, that the two never engaged in sexual intercourse and that he left shortly thereafter.
On cross-examination, the prosecutor used Harvey’s second statement to the police to impeach his testimony. Before doing so, the prosecutor stipulated that the statement “was not subject to proper Miranda,” App. 32, and therefore could not have been used in the case in chief. But because the statement was voluntary, the prosecutor argued that it could be used for impeachment under our decision in Harris v. New York, 401 U. S. 222 (1971). Defense counsel did not object, App. 34; App. to Pet. for Cert. 5a, and the trial court permitted the questioning. The prosecutor then impeached certain of Harvey’s statements, including his claim that he had thrown the barbecue fork to the floor, by showing that he had omitted that information from his statement to the police. App. 36-45.
To understand this case, it is necessary first to review briefly the Court’s jurisprudence surrounding the Sixth Amendment. The text of the Amendment provides in pertinent part that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to have the Assistance of Counsel for his defence.” The essence of this right, we recognized in Powell v. Alabama, 287 U. S. 45 (1932), is the opportunity for a defendant to consult with an attorney and to have him investigate the case and prepare a defense for trial. Id., at 58, 71. More recently, in a line of cases beginning with Massiah v. United States, 377 U. S. 201 (1964), and extending through Maine v. Moulton, 474 U. S. 159 (1985), the Court has held that once formal criminal proceedings begin, the Sixth Amendment renders inadmissible in the prosecution’s case in chief statements “deliberately elicited” from a defendant without an express waiver of the right to counsel. See also United States v. Henry, 447 U. S. 264 (1980); Brewer v. Williams, 430 U. S. 387 (1977). For the fruits of postindictment interrogations to be admissible in a prosecution’s case in chief, the State must prove a voluntary, knowing, and intelligent relinquishment of the Sixth Amendment
In Michigan v. Jackson, 475 U. S. 625 (1986), the Court created a bright-line rule for deciding whether an accused who has “asserted” his Sixth Amendment right to counsel has subsequently waived that right. Transposing the reasoning of Edwards v. Arizona, 451 U. S. 477 (1981), which had announced an identical “prophylactic rule” in the Fifth Amendment context, see Solem v. Stumes, 465 U. S. 638, 644 (1984), we decided that after a defendant requests assistance of counsel, any waiver of Sixth Amendment rights given in a discussion initiated by police is presumed invalid, and evidence obtained pursuant to such a waiver is inadmissible in the prosecution’s case in chief. Jackson, supra, at 636. Thus, to help guarantee that waivers are truly voluntary, Jackson established a presumption which renders invalid some waivers that would be considered voluntary, knowing, and intelligent under the traditional case-by-case inquiry called for by Brewer v. Williams.
There is no dispute in this case that respondent had a Sixth Amendment right to counsel at the time he gave the statement at issue. The State further concedes that the police transgressed the Jackson rule, because the colloquy between respondent and the investigating officer “cannot be viewed as defendant-initiated interrogation.” Tr. of Oral Arg. 52. The question, then, is whether a statement to police taken in violation of Jackson can be admitted to impeach a defendant’s inconsistent trial testimony.
Michigan v. Jackson is based on the Sixth Amendment, but its roots lie in this Court’s decisions in Miranda v. Ari
Jackson simply superimposed the Fifth Amendment analysis of Edwards onto the Sixth Amendment. Reasoning that “the Sixth Amendment right to counsel at a postarraignment interrogation requires at least as much protection as the Fifth Amendment right to counsel at any custodial interrogation,” Jackson, supra, at 632, the Court in Jackson concluded that the Edwards protections should apply when a suspect charged with a crime requests counsel outside the context of interrogation. This rule, like Edwards, is based on the supposition that suspects who assert their right to counsel are unlikely to waive that right voluntarily in subsequent interrogations.
We have already decided that although statements taken in violation of only the prophylactic Miranda rules may not be used in the prosecution’s case in chief, they are admissible to impeach conflicting testimony by the defendant. Harris v.
There is no reason for a different result in a Jackson case, where the prophylactic rule is designed to ensure voluntary, knowing, and intelligent waivers of the Sixth Amendment right to counsel rather than the Fifth Amendment privilege against self-incrimination or “right to counsel.” We have mandated the exclusion of reliable and probative evidence for all purposes only when it is derived from involuntary statements. New Jersey v. Portash, 440 U. S. 450, 459 (1979) (compelled incriminating statements inadmissible for. impeachment purposes); Mincey v. Arizona, 437 U. S. 385, 398 (1978) (same). We have never prevented use by the prosecution of relevant voluntary statements by a defendant, particularly when the violations alleged by a defendant relate only to procedural safeguards that are “not themselves rights protected by the Constitution,” Tucker, supra, at 444 CMiranda rules), but are instead measures designed to ensure that constitutional rights are protected. In such cases, we have decided that the “search for truth in a criminal case” outweighs the “speculative possibility” that exclusion of evidence might deter future violations of rules not compelled di
Respondent argues that there should be a different exclusionary rule for Jackson violations than for transgressions of Edwards and Miranda. The distinction, he suggests, is that the adversarial process has commenced at the time of a Jackson violation, and the postarraignment interrogations thus implicate the constitutional guarantee of the Sixth Amendment itself. But nothing in the Sixth Amendment prevents a suspect charged with a crime and represented by counsel from voluntarily choosing, on his own, to speak with police in the absence of an attorney. We have already held that a defendant whose Sixth Amendment right to counsel has attached by virtue of an indictment may execute a knowing and intelligent waiver of that right in the course of a police-initiated interrogation. Patterson v. Illinois, 487 U. S. 285 (1988). To be sure, once a defendant obtains or even requests counsel as respondent had here, analysis of the waiver issue changes. But that change is due to the protective rule we created in Jackson based on the apparent inconsistency between a request fob counsel and a later voluntary decision to proceed without assistance. See 487 U. S., at 290, n. 3.; cf. Michigan v. Mosley, 423 U. S. 96, 110, n. 2 (1975) (White, J., concurring in result).
In other cases, we have explicitly declined to hold that a defendant who has obtained counsel cannot himself waive his right to counsel. See Brewer, 430 U. S., at 405-406 (“The Court of Appeals did not hold, nor do we, that under the circumstances of this case Williams could not, without notice to counsel, have waived his rights under the Sixth and Fourteenth Amendments. It only held, as do we, that he did not”) (emphasis in original); Estelle v. Smith, 451 U. S. 454, 471-472, n. 16 (1981) (“We do not hold that respondent was precluded from waiving this constitutional right [to coun
Although a defendant may sometimes later regret his decision to speak with police, the Sixth Amendment does not disable a criminal defendant from exercising his free will. To hold that a defendant is inherently incapable of relinquishing his right to counsel once it is invoked would be “to imprison a man in his privileges and call it the Constitution.” Adams v. United States ex rel. McCann, 317 U. S. 269, 280 (1942). This we decline to do. Both Jackson and Edwards establish prophylactic rules that render some otherwise valid waivers of constitutional rights invalid when they result from police-initiated interrogation, and in neither case should “the shield provided by [the prophylactic rule] be perverted into a license to use perjury by way of a defense, free from the risk of confrontation with prior inconsistent utterances.” Harris, 401 U. S., at 226.
Respondent and amici assert, alternatively, that the conduct of the police officer who took Harvey’s second statement violated the “core value” of the Sixth Amendment’s constitutional guarantee, and under those circumstances, the second statement may not be used even for impeachment purposes. They contend that respondent was affirmatively misled as to his need for counsel, and his purported waiver is therefore invalid. But on the record before us, it is not possible to determine whether Harvey’s waiver was knowing and volun
Because respondent’s counsel did not object at trial to the use of his second statement for impeachment purposes, the State had no occasion to offer evidence to establish that Harvey gave a knowing and voluntary waiver of his right to counsel under traditional standards. On remand, the Michigan courts are free to conduct a hearing on that question. It is the State’s burden to show that a waiver is knowing and voluntary, Brewer v. Williams, supra, at 404, and if all the circumstances in a particular case show that the police have engaged in a course of conduct which would render the waiver involuntary, the burden will not be satisfied. Those facts are not before us, however, and we need not consider the admissibility for impeachment purposes of a voluntary statement obtained in the absence of a knowing and voluntary waiver of the right to counsel.
The judgment of the Michigan Court of Appeals is reversed, and the case is remanded for further proceedings not inconsistent with this opinion.
It is so ordered.
Harvey declined to initial portions of the waiver form explaining that anything he said could be used against him in court, and that he could decide at any time to exercise his rights and not answer any questions or make any statement. App. to Pet. for Cert. 4a.
Respondent also told police that another man and woman had been present in Sharp’s house on the night of the incident and that he thought the man’s name was “Michael. ” At trial, however, respondent said that he did not know the man’s name. App. 36-37. Respondent further testified that “Michael” had brought some cocaine to Sharp’s home, but his statement to police only mentioned cocaine that respondent had provided. Id., at 39.
Dissenting Opinion
The question presented by this case, as I understand it, is whether the State may initiate a private interview with an indicted and represented defendant to obtain impeachment evidence for use at trial. The answer to that question should be plain: “The Sixth Amendment guarantees the accused, at least after the initiation of formal charges, the right to rely on counsel as a ‘medium’ between him and the State.” Maine v. Moulton, 474 U. S. 159, 176 (1985). This right to rely on counsel applies whether the State is seeking evidence for use in its case in chief, rebuttal evidence, information about trial strategy, or material for use as impeachment.
The Court, couching its conclusion in the language of “prophylactic-rules,” seemingly answers this question in the affirmative. It reasons as follows: Although Michigan v. Jackson, 475 U. S. 625 (1986), is based on the Sixth Amendment, it protects only Fifth Amendment values; the Fifth Amendment does not prohibit the introduction of statements taken after the accused has invoked his right to counsel for use as impeachment; therefore, the Sixth Amendment, as interpreted in Jackson, does not prohibit the use of evidence taken in violation of its strictures for impeachment at trial. The Court’s syllogism is flawed from the beginning. Only two Terms ago, we made clear that the constitutional rule recognized in Jackson is based on the Sixth Amendment interest in preserving “the integrity of an accused’s choice to communicate with police only through counsel.” Patterson v. Illinois, 487 U. S. 285, 291 (1988). The Court should acknowledge as much and hold that the Sixth Amendment is violated when the fruits of the State’s impermissible encounter with the represented defendant are used for impeachment just as it is when the fruits are used in the prosecutor’s case in chief.
To explain the error of the Court’s analysis, it is appropriate to start where the Court does with the difference between the Fifth and Sixth Amendments and the values each serves. The Fifth Amendment protects against compelled self-incrimination.
The Sixth Amendment right to counsel
The accused’s right to the assistance of counsel is not limited to participation in the trial itself. A defendant is entitled to the aid of his lawyer from the time of arraignment “when consultation, thoroughgoing investigation and preparation [are] vitally important,” Powell v. Alabama, 287 U. S. 45, 57 (1932), through the time of first appeal. See Penson, 488 U. S., at 85; Anders v. California, 386 U. S. 738 (1967); Douglas v. California, 372 U. S. 353 (1963). Just as the Sixth Amendment’s right to “the Assistance” of counsel necessarily encompasses a right to the effective assistance of counsel, see Cronic, 466 U. S., at 654-655; Avery v. Alabama, 308 U. S. 444, 446 (1940), so too the accused’s right to have counsel “for his defence” in a “criminal prosecutio[n]” in-
The right to consult with counsel prior to the commencement of an interrogation, moreover, cannot be limited to those interrogations that produce evidence for use in the State’s case in chief. The interests of the defendant in the assistance of counsel in his confrontation with the prosecutorial forces of organized society extend to all efforts to elicit information from the defendant whether for use as impeachment or rebuttal at trial or simply to formulate trial strategy. Cf. Weatherford v. Bursey, 429 U. S. 545, 552, 554 (1977); Wyrick v. Fields, 459 U. S. 42, 54 (1982) (Marshall, J., dissenting). Under Estelle v. Smith, 451 U. S. 454, 469-471 (1981), for example, psychiatric evidence taken from a represented defendant without notice to counsel may not be introduced at the sentencing phase of a capital trial even when, under Fifth Amendment standards, the evidence is otherwise admissible. See Powell v. Texas, 492 U. S. 680, 681 (1989). Whether or not the accused has a right to have counsel present during a psychiatric examination, it is clear that there is a Sixth Amendment right to consult with counsel prior to submitting to the examination. 451 U. S., at 471; see also Satterwhite v. Texas, 486 U. S. 249, 254 (1988). Those concerns are not limited to the capital sentencing context. In Buchanan v. Kentucky, 483 U. S. 402 (1987), the Court unan
II
Instead of acknowledging that the facts describe a plain violation of respondent’s Sixth Amendment right, the Court elides the issue by recharacterizing it as involving nothing more than the violation of a “prophylactic” rule. The purpose of this recharacterization is to enable the Court to draw an analogy to cases like Walder v. United States, 347 U. S. 62, 65 (1954), Harris v. New York, 401 U. S. 222 (1971), Oregon v. Hass, 420 U. S. 714 (1975), and United States v. Havens, 446 U. S. 620, 626 (1980), in which the Court held that the interests in deterring violations of Miranda and the Fourth Amendment were adequately served by excluding the illegally obtained evidence from the prosecutor’s case in chief. The Court’s analysis, however, simply ignores the reasons why evidence that is taken from an indicted defendant outside the presence of counsel is excluded from trial.
The Court has held that evidence seized in violation of the Fourth Amendment is excluded from a criminal trial not as a personal right of the criminal defendant but rather as a remedy for a wrong that is fully accomplished at the time the evidence is obtained. See, e. g., Stone v. Powell, 428 U. S. 465, 486 (1976); United States v. Calandra, 414 U. S. 338,
A similar approach has characterized the Court’s analysis of introduction of statements taken in violation of a defendant’s rights under Miranda v. Arizona, 384 U. S. 436 (1966). The Court has held that Miranda establishes a prophylactic rule that “sweeps more broadly than the Fifth Amendment itself.” Oregon v. Elstad, 470 U. S. 298, 306 (1985); see New York v. Quarles, 467 U. S. 649, 654 (1984); Michigan v. Tucker, 417 U. S. 433, 444 (1974). Unwarned statements or statements improperly taken after the invocation of the right to counsel or the right to remain silent, such as respondent’s statement here, must be excluded from the State’s case in chief to ensure compliance with Miranda’s dictates. But as long as the statement is not unconstitutionally coerced or involuntary, see New Jersey v. Portash, 440 U. S. 450 (1979); Mincey v. Arizona, 437 U. S. 385, 398 (1978), and its limited use would not eviscerate the deterrent effect of the exclusionary rule, the Court has held that it can be admitted for impeachment purposes. See Oregon v. Hass, 420 U. S. 714 (1975); Harris v. New York, 401 U. S. 222 (1971).
The same is not so with respect to the Sixth Amendment. The exclusion of statements made by a represented and indicted defendant outside the presence of counsel follows not as a remedy for a violation that has preceded trial but as a necessary incident of the constitutional right itself.
. Once a defendant is formally charged with an offense, however, the State is no longer merely engaged in the task of determining who committed an unsolved crime; rather, it is preparing to convict the defendant of the crime he allegedly committed. “[T]he government’s role shifts from investigation to accusation.” Moran v. Burbine, 475 U. S., at 430. The State has obtained sufficient evidence to establish probable cause, see Patterson v. Illinois, 487 U. S., at 306 (Stevens, J., dissenting), and the ethical prosecutor has sufficient admissible evidence to convict.
Ill
In my dissenting opinion in Patterson v. Illinois, 487 U. S., at 301-302, I expressed my concern about the Court’s condonation of unethical forms of trial preparation.
“At the other extreme, recognizing the enormous importance and role that an attorney plays at a criminal trial, we have imposed the most rigorous restrictions on the information that must be conveyed to a defendant, and the procedures that must be observed, before permitting him to waive his right to counsel at trial. See Faretta v. California, 422 U. S. 806, 835-836 (1975); cf. Von Moltke v. Gillies, 332 U. S. 708, 723-724 (1948). In these extreme cases, and in others that fall between these two poles, we have defined the scope of the right to counsel by a pragmatic assessment of the usefulness of counsel to the accused at the particular proceeding, and the dangers to the accused of proceeding without counsel.” Ibid.
In this case the Court has nothing to say about the point on this spectrum at which the interview with respondent took place and the standards that would be sufficient to establish a waiver of the Sixth Amendment right. At the outset, the Court seems to hold that impeachment is always permissible,
Regardless of whether or not the Court is prepared to accept a finding that respondent’s participation in such a pretrial deposition was “voluntary” — as measured by some undisclosed standard — it surely denigrates the value of the constitutional interest in the assistance of counsel to condone such a shabby practice.
IV
Apparently as a means of identifying rules that it disfavors, the Court repeatedly uses the term “prophylactic rule.” See ante, at 345, 349, 350, 351, and 353. It is important to remember, however, that all rules of law are prophy
I respectfully dissent.
“No person shall be . . . compelled in any criminal case to be a witness against himself . . . .” U. S. Const., Arndt. 5.
“In all criminal prosecutions, the accused shall enjoy the right... to have the Assistance of Counsel for his defence.” U. S. Const., Amdt. 6.
“An accused's right to be represented by counsel is a fundamental component of our criminal justice system. Lawyers in criminal cases ‘are necessities, not luxuries.’ Their presence is essential because they are the
See also Penson v. Ohio, 488 U. S. 75, 84 (1988).
The Court has recognized that the defendant has a right to counsel at a preliminary hearing where a plea is entered that may subsequently be introduced as evidence at trial, White v. Maryland, 373 U. S. 59 (1963), at a pretrial lineup, where counsel is necessary to “assure a meaningful confrontation at trial,” United States v. Wade, 388 U. S. 218, 236 (1967), and during a pretrial interrogation when the State attempts to elicit information directly from the accused. Brewer v. Williams, 430 U. S. 387, 401 (1977); id., at 415 (Stevens, J., concurring). See also Coleman v. Alabama, 399 U. S. 1, 9 (1970); Hamilton v. Alabama, 368 U. S. 52 (1961). The Court has also applied the Sixth Amendment’s protection to surreptitious government attempts to deliberately elicit information from the indicted defendant. See Maine v. Moulton, 474 U. S. 159 (1985); United States v. Henry, 447 U. S. 264 (1980); Massiah v. United States, 377 U. S. 201 (1964).
The application of the Sixth Amendment guarantee to these pretrial events constitutes simple recognition that under the modern system of law enforcement and public prosecution, the “criminal prosecution” to which the Sixth Amendment refers begins when formal charges are filed. As we explained in United States v. Wade, 388 U. S., at 224:
“When the Bill of Rights was adopted, there were no organized police forces as we know them today. The accused confronted the prosecutor and the witnesses against him, and the evidence was marshalled, largely at the trial itself. In contrast, today’s law enforcement machinery involves critical confrontations of the accused by the prosecution at pretrial proceedings where the results might well settle the accused’s fate and reduce the trial itself to a mere formality. In recognition of these realities of modern criminal prosecution, our cases have construed the Sixth Amendment guarantee to apply to ‘critical’ stages of the proceedings.” (Footnote omitted.)
See also United States v. Ash, 413 U. S. 300, 310-311 (1973).
Indeed, we expressly foreshadowed the result in Jackson, and its grounding on the Sixth Amendment protection of the attorney-client relationship when we stated in Maine v. Moulton, 474 U. S., at 178, n. 14, that the defendant’s right to counsel “was violated as soon as the State’s agent engaged Moulton in conversation about the charges pending against him” without counsel being present.
As Professor Schulhofer has commented:
“[T]he Massiah ‘exclusionary rule’ is not merely a prophylactic device; it is not designed to reduce the risk of actual constitutional violations and is not*363 intended to deter any pretrial behavior whatsoever. Rather, Massiah explicitly permits government efforts to obtain information from an indicted suspect, so long as that information is not used ‘as evidence against him at his trial.’ The failure to exclude evidence, therefore, cannot be considered collateral to some more fundamental violation. Instead it is the admission at trial that in itself denies the constitutional right. ” Confessions and the Court, 79 Mich. L. Rev. 865, 889 (1981) (footnote omitted).
See also Loewy, Police-Obtained Evidence and the Constitution: Distinguishing Unconstitutionally Obtained Evidence from Unconstitutionally Used Evidence, 87 Mich. L. Rev. 907, 931 (1989) (“The justification for disallowing such evidence would not be the ‘exclusionary rule,’ but the sixth amendment’s rules governing fair trials”); Wasserstrom & Mertens, The Exclusionary Rule on the Scaffold: But Was it a Fair Trial?, 22 Am. Crim. L. Rev. 85, 175 (1984).
See ABA Standards for Criminal Justice 3-3.9(a) (2d ed. 1980) (“It is unprofessional conduct for a prosecutor to institute, or cause to be instituted, or to permit the continued pendency of criminal charges when it is known that the charges are not supported by probable cause. A prosecutor should not institute, cause to be instituted, or permit the continued pendency of criminal charges in the absence of sufficient admissible evidence to support a conviction”).
Most of the evidence used in criminal prosecutions is compiled shortly after the offense and prior to the indictment. See id., at 11-43 (“Normally, prosecutorial investigation will have been completed prior to the filing of the accusatory instrument”); L. Weinreb, Denial of Justice 47 (1977); Kaplan, The Prosecutorial Discretion — A Comment, 60 Nw. U. L. Rev. 174, 180 (1965).
“The work of the agents was trial preparation, pure and simple. In a civil context I would consider this behavior unethical and unfair. In a criminal context I regard it as such a departure from ‘procedural regularity’ as to violate the due process clause of the Fifth Amendment.” United States v. Springer, 460 F. 2d 1344, 1355 (CA7) (dissenting opinion) (footnote omitted), cert. denied, 409 U. S. 873 (1972).
Moreover, the Court should not ignore the fact that its holding will inevitably discriminate against defendants who are too indigent to post bond. Those who are not held in custody after the attorney-client relationship has been formed are not exposed to daily contact with the police and therefore have little stake in the rule announced in this case. Because the indigent defendant has only occasional contact with his lawyer but is under the constant control of the prosecutor, it is he whose interests are most affected by the Court’s ruling. The Court should at least pause before adopting a rule that can have such an obviously disparate impact on indigent defendants.
“The Court should not condone unethical forms of trial preparation by prosecutors or their investigators. In civil litigation it is improper for a lawyer to communicate with his or her adversary’s client without either notice to opposing counsel or the permission of the court. An attempt to ob
“After a jury has been impaneled and a criminal trial is in progress, it would obviously be improper for the prosecutor to conduct a private interview with the defendant for the purpose of obtaining evidence to be used against him at trial. By ‘private interview’ I mean, of course, an interview initiated by the prosecutor, or his or her agents, without notice to the defendant’s lawyer and without the permission of the court.” (Footnotes omitted.)
As a matter of ethics, the conduct of the officer here was plainly improper. Under the Michigan Rules of Professional Conduct, as under the ABA’s Code of Professional Responsibility, a prosecutor may not talk to the defendant without first giving notice to his opposing counsel. See Mich. Rules of Professional Conduct, Rule 4.2 (1989); ABA Model Code of Professional Responsibility DR 7-104(A)(l) (1980). That ethical restraint also applies to agents of the prosecutor. See Mich. Rules of Professional Conduct, Rule 5.3 (1989); see also Tr. of Oral Arg. 11-12. Indeed, the House of Delegates of the American Bar Association has recently stressed that the requirements of DR 7-104(A)(l) are applicable to government prosecutors. ABA House of Delegates Report No. 301 (approved Feb. 12-13, 1990).
“The question presented in this case is whether the prosecution may use a statement taken in violation of the Jackson prophylactic rule to impeach a defendant’s false or inconsistent testimony. We hold that it may do so.” Ante, at 345-346.
“[W]e need not consider the admissibility for impeachment purposes of a voluntary statement obtained in the absence of a knowing and voluntary waiver of the right to counsel.”
As the Court acknowledges, ante, at 347, and n. 2, the entire basis for the prosecutor’s attempt to impeach respondent rested upon his failure to mention three details at his deposition. Respondent testified that he and the victim had smoked cocaine in the victim’s house on the night of the incident and that another man and woman had been present during part of the time. App. 5-6. He testified at trial that he did not know the man’s name, id., at 36, but in the statement he had indicated that he “thought” his name was “Michael.” Id., at 37. Moreover, he also testified that this other man “had some caine, too, and he was smoking his. So we were like exchanging.” Id., at 39. But the statement had only mentioned cocaine that respondent had provided. Ibid. Finally, although respondent testified that he pushed the victim away after she threatened him with a fork, he neglected to mention during his deposition that he wrested the fork from her and threw it to the floor. Id., at 44.
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