Martin v. Hadix
Martin v. Hadix
Opinion of the Court
delivered the opinion of the Court.
Section 803(d)(3) of the Prison Litigation Reform Act of 1995 (PLRA or Act), 110 Stat. 1321-72, 42 U. S. C. § 1997e(d)(3) (1994 ed., Supp. III),
I
The fee disputes before us arose out of two class action lawsuits challenging the conditions of confinement in the Michigan prison system. The first case, which we will call Glover, began in 1977 when a now-certified elass of female prisoners filed suit under Rev. Stat. § 1979, 42 U. S. C. § 1983, in the United States District Court for the Eastern District of Michigan. The Glover plaintiffs alleged that the defendant prison officials had violated their rights under the Equal Protection Clause of the Fourteenth Amendment by denying them access to vocational and educational opportunities that were available to male prisoners. They also claimed that the defendants had denied them their right of access to the courts. After a bench trial, the District Court found “[significant discrimination against the female prison population” in violation of the Equal Protection Clause, Glover v. John
In 1985, the parties agreed to, and the District Court entered, an order providing that the plaintiffs were entitled to attorney’s fees for postjudgment monitoring of the defendants’ compliance with the court’s remedial decrees. Glover v. Johnson, No. 77-71229 (ED Mich., Nov. 12, 1985), App. 125a (Order Granting Plaintiffs’ Motion for System for Submission of Attorney Fee). This order also established the system for awarding monitoring fees that was in place when the present dispute arose. Under this system, the plaintiffs submit their fee requests on a semiannual basis, and the defendants then have 28 days to submit any objections to the requested award. The District Court resolves any disputes. Ibid. In an appeal from a subsequent dispute over the meaning of this order, the Court of Appeals for the Sixth Circuit affirmed that the plaintiffs were entitled to attorney’s fees, at the prevailing market rate, for postjudgment monitoring. Glover v. Johnson, 934 F. 2d 703, 715-716 (1991). The prevailing market rate has been adjusted over the years, but it is currently set at $150 per hour. See Hadix v. Johnson, 143 F. 3d 246, 248 (CA6 1998) (describing facts of Glover).
The second case at issue here, Hadix, began in 1980. At that time, male prisoners at the State Prison of Southern Michigan, Central Complex (SPSM-CC), filed suit under 42 U. S. C. § 1983 in the United States District Court for
In November 1987, the District Court entered an order awarding attorney’s fees to the Hadix plaintiffs for post-judgment monitoring of the defendants’ compliance with the consent decree. Hadix v. Johnson, No. 80-CY-73581 (ED Mich., Nov. 19, 1987), App. 79a. Subsequently, the Hadix plaintiffs were awarded attorney’s fees through a procedure similar to the procedure that had been established for the Glover plaintiffs: The plaintiffs submitted semiannual fee requests, the defendants filed timely objections to these requests, and the District Court resolved any disputes. The District Court set, and periodically adjusted, a specific market rate for the fee awards; by 1995, that rate was set at $150 per hour for lead counsel. See Hadix v. Johnson, 65 F. 3d 532, 536 (CA6 1995).
Thus, by 1987, Glover and Hadix were on parallel paths. In both eases, the District Court had concluded that the plaintiffs were entitled to postjudgment monitoring fees under 42 U. S. C. § 1988, and the parties had established a system for awarding those fees on a semiannual basis. Moreover, in both cases, the District Court had established specific market rates for awarding fees. By the time the PLRA was enacted, the prevailing market rate in both cases had been set at $150 per hour.
The fee landscape changed with the passage of the PLRA on April 26, 1996. The PLRA, as its name suggests, con
§ 803(d)(3), places a cap on the size of attorney’s fees that may be awarded in prison litigation suits:
"(d) Attorney’s fees
"(1) In any action brought by a prisoner who is confined to any jail, prison, or other correctional facility, in which attorney’s fees are authorized under [42 U. S. C. §1988], such fees shall not be awarded, except to the extent [authorized here].
"(3) No award of attorney’s fees in an action described in paragraph (1) shall be based on an hourly rate greater than 150 percent of the hourly rate established under [18 U. S. C. § 3006A (1994 ed. and Supp. III)], for payment of court-appointed counsel.” § 803(d), 42 U. S. C. § 1997e(d) (1994 ed., Supp. III).
Court-appointed attorneys in the Eastern District of Michigan are compensated at a maximum rate of $75 per hour, and thus, under § 803(d)(3), the PLRA fee cap for attorneys working on prison litigation suits translates into a maximum hourly rate of $112.50.
Questions involving the PLRA first arose in both Glover and Radix with respect to fee requests for postjudgment' monitoring performed before the PLRA was enacted. In both cases, in early 1996, the plaintiffs submitted fee requests for work performed during the last half of 1995. These requests were still pending when the PLRA became effective on April 26, 1996. In both cases, the District Court concluded that the PLRA fee cap did not limit attorney’s fees for services performed in these eases prior to the effective
Fee requests next were filed in both Glover and Radix for services performed between January 1, 1996, and June 30, 1996, a time period encompassing work performed both before and after the effective date of the PLRA. As relevant to this ease, the defendant state prison officials argued that these fee requests were subject to the fee cap found in § 803(d)(3) of the PLRA, and the District Court accepted this argument in part. In nearly identical orders issued in the two eases, the court reiterated its earlier conclusion that the PLRA does not limit fees for work performed before April 26, 1996, but concluded that the PLRA fee cap does limit fees for services performed after the effective date. Radix v. Johnson, Case No. 80-73581 (ED Mich., Dec. 4, 1996), App. to Pet. for Cert. 27a; Glover v. Johnson, Case No. 77-71229 (ED Mich., Dec. 4, 1996), App. to Pet. for Cert. 33a.
The Court of Appeals for the Sixth Circuit consolidated the appeals from these orders, and, as relevant here, affirmed in part and reversed in part. Hadix v. Johnson, 143 F. 3d 246 (1998). According to the Court of Appeals, the PLRA’s fee limitation does not apply to fee requests such as those in Radix and Glover that relate to cases that were pending on the date of enactment. If it were applied to pending eases, the court held, it would have an impermissible retroactive effect, regardless of when the work was performed. 143 F. 3d, at 250-256.
The Court of Appeals’ holding — that the PLRA’s attorney’s fees provisions do not apply to pending cases — is inconsistent with the holdings of other Circuits on these issues. For example, the Courts of Appeals for the Fourth and Ninth
II
Petitioners contend that the PLRA applies to Glover and Radix, eases that were pending when the PLRA was enacted. This fact pattern presents a recurring question in the law: When should a new federal statute be applied to pending cases? See, e. g., Lindh v. Murphy, 521 U. S. 320 (1997); Hughes Aircraft Co. v. United States ex rel. Schumer, 520 U. S. 939 (1997). To answer this question, we ask first “whether Congress has expressly prescribed the statute’s proper reach.” Landgraf v. USI Film Products, 511 U. S. 244, 280 (1994). If there is no congressional directive on the temporal reach of a statute, we determine whether the application of the statute to the conduct at issue would result in a retroactive effect. Ibid. If so, then in keeping with our “traditional presumption” against retroactivity, we presume that the statute does not apply to that conduct. Ibid. See also Hughes Aircraft Co. v. United States ex rel. Schumer, supra, at 946.
1
Congress has not expressly mandated the temporal reach of § 808(d)(3). Section 803(d)(1) provides that “[i]n any action brought by a prisoner who is confined [to a correctional facility]... attorney’s fees ... shall not be awarded, except” as authorized by the statute. Section 803(d)(3) further provides that “[n]o award of attorney’s fees . . . shall be based on an hourly rate greater than 150 percent of the hourly rate established under [18 U. S. C. §3006A], for payment of court-appointed counsel.” Petitioners contend that this language — particularly the phrase “[i]n any action brought by a prisoner who is confined,” § 803(d)(1) (emphasis added)— clearly expresses a congressional intent that § 803(d) apply to pending eases. They argue that “any” is a broad, encompassing word, and that its use with “brought,” a past-tense verb, demonstrates congressional intent to apply the fees limitations to all fee awards entered after the PLRA became effective, even when those awards were for services performed before the PLRA was enacted. They also contend that § 803(d)(3), by its own terms, applies to all “award[s]” — understood as the actual court order directing the payment of fees — entered after the effective date of the PLRA, regardless of when the work was performed.
The fundamental problem with all of petitioners’ statutory arguments is that they stretch the language of § 803(d) to find congressional intent on the temporal scope of that section when we believe that § 803(d) is better read as setting substantive limits on the award of attorney’s fees. Section 803(d)(1), for example, prohibits fee awards unless those fees were “directly and reasonably incurred” in the suit, and unless those fees are “proportionately related” to, or “directly and reasonably incurred in enforcing,” the relief ordered. 42 U.S.C. §1997e(d)(1) (1994 ed., Supp. III). Similarly, § 803(d)(3) sets substantive limits by prohibiting the award
In any event, we note that “brought,” as used in this section, is not a past-tense verb; rather, it is the participle in a participial phrase modifying the noun “action.” And although the word “any” is broad, it stretches the imagination to suggest that Congress intended, through the use of this one word, to make the fee limitations applicable to all fee awards. Finally, we do not believe that the phrase “[n]o award” in § 803(d)(3) demonstrates congressional intent to apply that section to all fee awards (i. e., fee payment orders) entered after the PLRA’s effective date. Had Congress intended § 803(d)(3) to apply to all fee orders entered after the effective date, even when those awards compensate for work performed before the effective date, it could have used language more obviously targeted to addressing the temporal reach of that section. It could have stated, for example, that “No award entered after the effective date of this Act shall be based on an hourly rate greater than the ceiling rate.”
The conclusion that § 803(d) does not clearly express congressional intent that it apply retroactively is strengthened by comparing § 803(d) to the language that we suggested in Landgraf might qualify as a clear statement that a statute was to apply retroactively: “[T]he new provisions shall apply to all proceedings pending on or commenced after the date of enactment.” Id., at 260 (internal quotation marks omitted). This provision, unlike the language of the PLRA, unambiguously addresses the temporal reach of the statute.
2
Respondents agree that § 803(d) of the PLRA lacks an express directive that the statute apply retroactively, but they contend that the PLRA reveals congressional intent that the fees provisions apply prospectively only. That is, respondents insist that the PLRA’s fees provisions demonstrate that they only apply to cases filed after the effective date of the Act, For respondents, this congressional intent is evident from a study of the Act’s structure and legislative history.
According to respondents, a comparison of §§802 and 803 of the PLRA leads to the conclusion that § 803(d) should only apply to cases filed after its enactment. The attorney’s fees provisions are found in §803 of the PLRA, and, as described above, this section contains no explicit directive that it should apply to pending cases. By contrast, §802— addressing “appropriate remedies” in prison litigation— explicitly provides that it applies to pending eases: “[This section] shall apply with respect to all prospective relief whether such relief was originally granted or approved before, on, or after the date of the enactment of this title.” § 802(b)(1), note following 18 U. S. C. §3626 (1994 ed., Supp. III). According to respondents, the presence of this express command in §802, when coupled with §803’s silence, supports the negative inference that §803 is not to apply to pending cases. Respondents buttress this “negative inference” argument by reference to the legislative history of the fees provisions. Respondents contend that when the attorney’s fees limitations were originally drafted, they were in the section that became § 802 of the PLRA, which at the time contained language making them applicable to pending cases. Later, the fees provisions were moved to what be
Respondents' "negative inference" argument is based on an analogy to our decision in Lindh v. Murphy, 521 U. S. 320 (1997). In Lindh, we considered whether chapter 153 of the newly enacted Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), 110 Stat. 1214, was applicable to pending cases. In concluding that chapter 153 does not apply to such eases, we relied heavily on the observation that chapter 154 of AEDPA includes explicit language making that chapter applicable to pending eases. We concluded that “[n]othing . . . but a different intent explains the different treatment.” 521 U. S., at 329. This argument carried special weight because both chapters addressed similar issues: Chapter 153 established new standards for review of habeas corpus applications by state prisoners, and chapter 154 created new standards for review of habeas corpus applications by state prisoners under capital sentences. Because both chapters “governed] standards affecting entitlement to relief” in habeas eases, “[i]f . . . Congress was reasonably concerned to ensure that chapter 154 be applied to pending cases, it should have been just as concerned about chapter 153.” Ibid.
Because §§802 and 803 address wholly distinct subject matters, the same negative inference does not arise from the silence of §803. Section 802 addresses “[appropriate remedies” in prison litigation, prohibiting, for example, prospective relief unless it is “narrowly drawn” and is “the least intrusive means necessary to correct the violation.” § 802(a), 18 U.S.C. § 3626(a)(1)(A) (1994 ed., Supp. III). That section also creates new standards designed to encourage the prompt termination of prospective relief or
Finally, we note that respondents’ reliance on the legislative history overstates the inferences that can be drawn from an ambiguous act of legislative drafting. Even if respondents are correct about the legislative history, the inference that respondents draw from this history is speculative. It rests on the assumption that the reason the fees provisions were moved was to move them away from the language applying §802 to pending cases, when they may have been moved for a variety of other reasons. This weak inference provides a thin reed on which to rest the argument that the fees provisions, by negative implication, were intended to apply prospectively.
B
Because we conclude that Congress has not “expressly prescribed” the proper reach of § 803(d)(3), Landgraf, 511 U. S., at 280, we must determine whether application of this section in this case would have retroactive effects inconsistent with the usual rule that legislation is deemed to be prospective. The inquiry into whether a statute operates retroactively demands a eommonsense, functional judgment about “whether the new provision attaches new legal
1
For postjudgment monitoring performed before the effective date of the PLRA, the PLRA’s attorney’s fees provisions, as construed by respondents, would have a retroactive effect contrary to the usual assumption that congressional statutes are prospective in operation. The attorneys in both Hadix and Glover had a reasonable expectation that work they performed prior to enactment of the PLRA in monitoring petitioners’ compliance with the court orders would be compensated at the pre-PLRA rates as provided in the stipulated order. Long before the PLRA was enacted, the plaintiffs were declared prevailing parties, and the parties agreed to a system for periodically awarding attorney’s fees for postjudgment monitoring. The District Court entered orders establishing that the fees were to be awarded at prevailing market rates, and specifically set those rates, as relevant here, at $150 per hour. Respondents’ counsel performed a specific task — monitoring petitioners’ compliance with the court orders — and they were told that they would be compensated at a rate of $150 per hour. Thus, when the lawyers provided these postjudgment monitoring services before the enactment of the PLRA, they worked in reasonable reliance on this fee schedule. The PLRA, as applied to work performed before its effective date, would alter the fee arrangement post hoc by reducing the rate of compensation. To give effect to the PLRA’s fees limitations, after the fact, would “attac[h] new legal consequences” to completed conduct. Landgraf, supra, at 270.
Petitioners contest this conclusion. They contend that the application of a new attorney’s fees provision is “‘unquestionably proper,”’ Brief for Petitioners 24 (quoting
Moreover, petitioners’ reliance on our decision in Bradley v. School Bd. of Richmond, 416 U. S. 696 (1974), to support their argument that attorney’s fees provisions can be applied retroactively is misplaced. In Bradley, the District Court had awarded attorney’s fees, based on general equitable principles, to a group of parents who had prevailed in their suit seeking the desegregation of the Richmond schools. While the case was pending on appeal, Congress passed a statute specifically authorizing the award of attorney’s fees for prevailing parties in school desegregation cases. The Court of Appeals held that the new statute could not authorize fee awards for work performed before the effective date of the new law, but we reversed, holding that the
2
With respect to postjudgment monitoring performed after the effective date of the PLRA, by contrast, there is no ret-roactivity problem. On April 26, 1996, through the PLRA, the plaintiffs’ attorneys were on notice that their hourly rate had been adjusted. Prom that point forward, they would be paid at a rate consistent with the dictates of the law. After April 26, 1996, any expectation of compensation at the pre-PLRA rates was unreasonable. There is no manifest injustice in telling an attorney performing postjudgment monitoring services that, going forward, she will earn a lower hourly rate than she had earned in the past. If the attorney does not wish to perform services at this new, lower pay rate, she can choose not to work. In other words, as applied to work performed after the effective date of the PLRA, the PLRA has future effect on future work; this does not raise retro-activity concerns.
Respondents contend that the PLRA has retroactive effect in this context because it attaches new legal consequences
C
In sum, we conclude that the PLRA contains no express command about its temporal scope. Because we find that the PLRA, if applied to postjudgment monitoring services performed before the effective date of the Act, would have a retroactive effect inconsistent with our assumption that statutes are prospective, in the absence of an express command by Congress to apply the Act retroactively, we de
It is so ordered.
For the reasons stated in his separate opinion, Justice Scalia joins Parts I, II-A, and II-C of this opinion. For the reasons stated in Justice Ginsburg’s separate opinion, she and Justice Stevens join Parts I, II-A-1, and II-B-1 of this opinion.
Subsection (d) of § 803(d) is the fee provision we consider today, and is codified at 42 U. S. C. § 1997e(d). Although that provision is technically §803(d)(d) of the PLRA, like the parties, we refer to it simply as § 803(d) of the PLRA.
Concurring Opinion
concurring in part and concurring in the judgment.
Our task in this ease is to determine the temporal application of that provision of the Prison Litigation Reform Act of 1995 (PLRA), 42 U. S. C. § 1997e(d)(3) (1994 ed., Supp. III), which prescribes that “[n]o award of attorney’s fees in an action [brought by a prisoner in which attorney’s fees are authorized under 42 U. S. C. § 1988 (1994 ed., and Supp. III)] shall be based on an hourly rate greater than 150 percent of the hourly rate established under [18 U. S. C. §3006A (1994 ed., and Supp. III)] for payment of court-appointed counsel.”
I agree with the Court that the intended temporal application is not set forth in the text of the statute, and that the outcome must therefore be governed by our interpretive principle that, in absence of contrary indication, a statute will not be construed to have retroactive application, see Landgraf v. USI Film Products, 511 U.S. 244, 280 (1994). But that leaves open the key question: retroactive in reference to what? The various options in the present case include (1) the alleged violation upon which the fee-imposing suit is based (applying the new fee rule to any case involving an alleged violation that occurred before the PLRA became effective would be giving it “retroactive application”); (2) the lawyer’s undertaking to prosecute the suit for which attorney’s fees were provided (applying the new fee rule to any case in which the lawyer was retained before the PLRA became effective would be giving it “retroactive application”);
My disagreement with the Court’s approach is that, in deciding which of the above five reference points for the retro-activity determination ought to be selected, it seems to me not much help to ask which of them would frustrate expectations. In varying degrees, they all would. As I explained in my concurrence in Landgraf, supra, at 286 (opinion concurring in judgments), I think the decision of which reference point (which “retroactivity event”) to select should turn upon which activity the statute was intended to regulate. If it was intended to affect primary conduct, No. 1 should govern; if it was intended to induce lawyers to undertake representation, No. 2 — and so forth.
In my view, the most precisely defined purpose of the provision at issue here was to reduce the previously established incentive for lawyers to work on prisoners’ civil rights cases. If the PLRA is viewed in isolation, of course, its purpose could be regarded as being simply to prevent a judicial award of fees in excess of the referenced amount — in which case the relevant retroactivity event would be the award. In reality, however, the PLRA simply revises the fees provided for by § 1988, and it seems to me that the underlying purpose of that provision must govern its amendment as well — which purpose was to provide an appropriate incentive for lawyers to work on (among other civil rights cases) pris
For these reasons, I concur in the judgment of the Court and join all but Part II-B of its opinion.
Although the fees awarded under § 1988 are payable to the party rather than to the lawyer, I think it dear that the purpose of the provision was to enable the civil rights plaintiffs to offer a rate of compensation that would attract attorneys.
I reject Justice Ginsburg's contention that the retroactivity event should be the attorney's undertaking to represent the dvil rights plaintiff The fees are intended to induce not merely signing on (no time can be billed for that) but actually doing the legal work. Like the Court, I do not think it true that an attorney who has signed on cannot terminate his representation; he assuredly can if the client says that he will no longer pay the hourly fee agreed upon.
Concurring in Part
with whom Justice Stevens joins, concurring in part and dissenting in part.
I agree with the Court’s determination that § 803(d) of the Prison Litigation Reform Act of 1995, (PLRA or Act), 42 U. S. C. § 1997e(d) (1994 ed., Supp. III), does not «limit fees for postjudgment monitoring performed before the [Act’s] effective date,” ante, at 347, and with much of the reasoning set out in Parts I, II-A-1, and II-B-1 of the Court’s opinion. I disagree, however, with the holding that § 803(d) “limits attorney’s fees with respect to postjudgment monitoring services performed after . . . the effective date.” Ibid.
On April 26, 1996, President Clinton signed the PLRA into law. Section 803(d) of the Act, governing attorney’s fees, provides:
“(1) In any action brought by a prisoner who is confined to any jail, prison, or other correctional facility, in which attorney’s fees are authorized under section 1988 of this title, such fees shall not be awarded, except to the extent that—
“(A) the fee was directly and reasonably incurred in proving an actual violation of the plaintiff’s rights protected by a statute pursuant to which a fee may be awarded under section 1988 of this title; and
“(B)(i) the amount of the fee is proportionately related to the court ordered relief for the violation; or
“(ii) the fee was directly and reasonably incurred in enforcing the relief ordered for the violation.
“(2) Whenever a monetary judgment is awarded in an action described in paragraph (1), a portion of the judgment (not to exceed 25 percent) shall be applied to satisfy the amount of attorney’s fees awarded against the defendant. If the award of attorney’s fees is not greater than 150 percent of the judgment, the excess shall be paid by the defendant.
“(3) No award of attorney’s fees in an action described in paragraph (1) shall be based on an hourly rate greater*366 than 150 percent of the hourly rate established under section 3Q06A of title 18 for payment of court-appointed counsel.” 42 U. S. C. § 1997e(d) (1994 ed., Supp. III).
At issue here is whether § 803(d) governs post-April 26, 1996, fee awards in two lawsuits commenced before that date. In Glover v. Johnson, 478 F. Supp. 1075 (ED Mich. 1979), a class of female Michigan inmates filed an action under 42 U. S. C. § 1983 (1994 ed., Supp. III) against various Michigan prison officials (State) in 1977; the Glover plaintiffs alleged principally that they were denied vocational and educational opportunities afforded their male counterparts, in violation of the Equal Protection Clause. Ruling in plaintiffs’ favor, the District Court entered a remedial order and retained jurisdiction over the case pending defendants’ substantial compliance with that order. See Glover v. Johnson, 510 F. Supp. 1019, 1020 (ED Mich. 1981). Under a 1985 ruling governing fee awards, plaintiffs’ counsel applied for fees and costs twice yearly. See Hadix v. Johnson, 143 F. 3d 246, 248 (CA6 1998).
In Radix v. Johnson, a class of male Michigan inmates filed a § 1983 action against the State in 1980, alleging that the conditions of their confinement violated the First, Eighth, Ninth, and Fourteenth Amendments. In 1985, the parties entered into a consent decree governing sanitation, health care, fire safety, overcrowding, court access, and other aspects of prison life. The District Court retained jurisdiction over the case pending substantial compliance with the decree. Plaintiffs’ attorneys remain responsible for monitoring compliance with the decree. In 1987, the District Court entered an order governing the award of fees and costs to plaintiffs’ counsel for compliance monitoring. See id., at 249.
Counsel for plaintiffs in both eases filed fee applications for compensation at the court-approved market-based level of $150 per hour for work performed between January 1, 1996, and June 30, 1996. See App. to Pet. for Cert. 27a, 33a. The
Relying on its recent decision in Glover v. Johnson, 138 F. 3d 229 (1998), the Sixth Circuit affirmed the District Court’s refusal to apply § 803(d) to work completed pre-enactment. See 143 F. 3d, at 248. The appeals court reversed the District Court’s judgment, however, to the extent that it applied § 803(d) to work performed postenactment. See id., at 255-256. Unpersuaded that Congress intended the PLRA attorney’s fees provisions to apply retroactively, the panel held that § 803(d) “is inapplicable to cases brought before the statute was enacted whether the underlying work was performed before or after the enactment date of the statute.” Ibid.
II
In Landgraf v. USI Film Products, 511 U.S. 244 (1994), we reaffirmed the Court’s longstanding presumption against retroactive application of the law. “If [a] statute would operate retroactively,” we held, “our traditional presumption teaches that it does not govern absent clear congressional intent favoring such a result.” Id., at 280.
Emphasizing that § 803(d) applies to “any action brought by a prisoner who is confined,” the State insists that the statute’s plain terms reveal Congress’ intent to limit fees in pending as well as future eases. See Brief for Petitioners 14-15 (emphases deleted; internal quotation marks omitted). As the Court recognizes, however, §803(d)’s “any action brought” language refers to the provision’s substantive scope, not its temporal reach, see ante, at 353-354; “any” appears in the text only in proximity to provisions identifying the
Comparison of §803(d)’s text with that of a neighboring provision, § 802(b)(1) of the PLRA, is instructive for the retroactivity question we face. Section 802(b)(1), which governs “appropriate remedies” in prison litigation, applies expressly to “all prospective relief whether such relief was originally granted or approved before, on, or after the date of the enactment of this title.” 110 Stat. 1321-70, note following 18 U. S. C. § 3626. “Congress [thus] saw fit to tell us which part of the Act was to be retroactively applied,” i e., § 802. Jensen v. Clarke, 94 P. 3d 1191, 1203 (CA8 1996). While I agree with the Court that the negative implication created by these two provisions is not dispositive, see ante, at 357, Congress’ silence nevertheless suggests that § 803(d) has no carryback thrust.
Absent an express statutory command respecting retro-activity, Landgraf teaches, the attorney’s fees provision should not be applied to pending eases if doing so would “have retroactive effect.” 511 U. S., at 280. As the Court recognizes, see ante, at 360, application of § 803(d) to work performed before the PLRA’s effective date would be im-permissibly retroactive. Instead of the court-approved
III
In my view, § 803(d) is most soundly read to cover all, and only, representations undertaken after the PLRA’s effective date. Application of § 803(d) to representations commenced before the PLRA became law would “attac[h] new legal consequences to [an] even[t] completed before [the statute’s] enactment”; hence the application would be retroactive under Landgraf. 511 U. S., at 270. The critical event effected before the PLRA’s effective date is the lawyer’s undertaking to prosecute the client’s civil rights claim. Applying § 803(d) to pending matters significantly alters the consequences of the representation on which the lawyer has embarked.
While the injustice in applying the fee limitations to pending actions may be more readily apparent regarding work performed before the PLRA’s effective date, application of the statute to work performed thereafter in pending cases also frustrates reasonable reliance on prior law and court-approved market rates. Consider, for example, two attorneys who filed similar prison reform lawsuits at the same time, pre-PLRA. Both attorneys initiated their lawsuits in the expectation that, if they prevailed, they would earn the market rate anticipated by pre-PLRA law. In one case, the lawsuit progressed swiftly, and labor-intensive pretrial discovery was completed before April 26, 1996. In the other, the suit lagged through no fault of plaintiff’s counsel, pending the court’s disposition of threshold motions, and the attorney was unable to pursue discovery until after April 26, 1996.
The Court avoids a conclusion of retroactivity by dismissing as an unsupported assumption the attorneys’ assertion of an obligation to continue their representations through to
Like the ABA’s Model Rules, the Michigan Rules of Professional Conduct (1999), which apply to counsel in both Hadix and Glover, see Rule 83.20(j), provide that absent good cause for terminating a representation, “a lawyer should carry through to conclusion all matters undertaken for a client.” Rule 1.3, Comment. It is true that withdrawal may be permitted where “the representation will result in an unreasonable financial burden on the lawyer,” Rule 1.16(b)(5), but explanatory comments suggest that this exception is designed for situations in which “the client refuses to abide by the terms of an agreement relating to the representation, such as an agreement concerning fees,” Rule 1.16, Comment. Consistent with the Michigan Rules, counsel for petitioners affirmed at oral argument their ethical obligation to continue these representations to a natural conclusion. See Tr. of Oral Arg. 43 (“[Continuing the representation] does involve ethical concerns certainly, especially in the[se] circumstanee[s].”). There is no reason to think counsel ethically could have abandoned these representations in response to the PLRA fee limitation, nor any basis to believe the trial court would have permitted counsel to withdraw. See Rule 1.16(c) (“When ordered to do so by a tribunal, a lawyer shall continue representation.”). As I see it, the attorneys’ pre-PLRA pursuit of the civil rights claims thus created an obligation, enduring post-PLRA, to continue to provide effective representation.
Accordingly, I conclude that the Sixth Circuit soundly resisted the “sophisticated construction,” 143 F. 3d, at 252, that would split apart, for fee award purposes, a constant course of representation. “[T]he triggering event for retro-activity purposes,” I am persuaded, “is when the lawyer undertakes to litigate the civil rights action on behalf of the client.” Inmates of D. C. Jail, 158 F. 3d, at 1362 (Wald, J., dissenting).
Landgrafs lesson is that Congress must speak clearly when it wants new rules to govern pending eases. Because § 803(d) contains no clear statement on its temporal reach, and because the provision would operate retroactively as applied to lawsuits pending on the Act’s effective date, I would hold that the fee limitation applies only to cases commenced after April 26,1996.
Section 803(d) is thus unlike the unenacted provision discussed in Landgraf v. USI Film Products, 511 U. S. 244, 260 (1994), which would have made the statute at issue in that case applicable “‘to all proceedings pending on or commenced after’” the effective date. Because this language would have linked the word “all” directly to the statute’s temporal scope, we recognized that it might have qualified as a dear statement of retroactive effect. The word “any” is not similarly tied to the temporal scope of the PLRA, however, and so the inference suggested in the Landgraf discussion is not permissible here.
An attorney’s decision to invest time and energy in a civil rights suit necessarily involves a complex balance of factors, including the likelihood of success, the amount of labor necessary to prosecute the case to completion, and the potential recovery. Applying § 803(d) to PLRA representations ongoing before April 26, 1996, effectively reduces the value of the lawyer’s prior investment in the litigation, and disappoints reasonable reliance on the law in place at the time of the lawyer’s undertaking.
If counsel's conduct caused delay or protraction, the court could properly exercise discretion to deny or reduce the attorney’s fee. See 42 U. S. C. § 1988(b) (1994 ed., Supp. Ill) (“[T]he court, in its discretion, may allow... a reasonable attorney’s fee.”).
Reference
- Full Case Name
- MARTIN, DIRECTOR, MICHIGAN DEPARTMENT OF CORRECTIONS, Et Al. v. HADIX Et Al.
- Cited By
- 344 cases
- Status
- Published