Peugh v. United States
Peugh v. United States
Opinion
The Constitution forbids the passage of
ex post facto
laws, a category that
*2078
includes "[e]very law that changes the punishment
*533
, and inflicts a greater punishment, than the law annexed to the crime, when committed."
Calder v. Bull,
I
Petitioner Marvin Peugh and his cousin, Steven Hollewell, ran two farming-related businesses in Illinois. Grainery, Inc., bought, stored, and sold grain; Agri-Tech, Inc., provided farming services to landowners and tenants. When the Grainery began experiencing cash-flow problems, Peugh and Hollewell engaged in two fraudulent schemes. First, they obtained a series of bank loans by representing falsely the existence of contracts for future grain deliveries from Agri-Tech to the Grainery. When they failed to pay back the principal on these loans, the bank suffered losses of over $2 million. Second, they artificially inflated the balances of accounts under their control by "check kiting," or writing bad checks between their accounts. This scheme allowed them to overdraw an account by $471,000. They engaged in their illicit conduct in 1999 and 2000.
When their acts were uncovered, Peugh and Hollewell were charged with nine counts of bank fraud, in violation of
At sentencing, Peugh argued that the Ex Post Facto Clause required that he be sentenced under the 1998 version *534 of the Federal Sentencing Guidelines in effect at the time of his offenses, rather than under the 2009 version in effect at the time of sentencing. The two versions yielded significantly different results for Peugh's applicable Guidelines sentencing range. Under the 1998 Guidelines, Peugh's base offense level was 6. United States Sentencing Commission, Guidelines Manual § 2F1.1 (Nov. 1998) (USSG). Thirteen levels were added for a loss amount of over $2.5 million, ibid., and 2 levels for obstruction of justice because of Peugh's perjury at trial, see USSG § 3C1.1 (Nov. 1998). The total offense level under the 1998 Guidelines was therefore 19. As a first-time offender, Peugh was in Criminal History Category I, and so his sentencing range under the 1998 Guidelines was 30 to 37 months. USSG, ch. 5, pt. A (Nov. 1998).
The 2009 Guidelines in effect when Peugh was sentenced in May 2010 assigned more severe consequences to his acts. First, the base offense level was raised from 6 to 7 for crimes, like Peugh's, that have a statutory maximum term of imprisonment of 20 years or more. See USSG § 2B1.1 (Nov. 2009);
*2079 USSG 2B1.1 (Nov. 2009). After adding the 2-level enhancement for obstruction of justice, Peugh's total offense level under the 2009 Guidelines was 27. With a Criminal History Category of I, Peugh's sentencing range rose under the 2009 Guidelines to 70 to 87 months. USSG, ch. 5, pt. A (Nov. 2009). The low end of the 2009 Guidelines range was 33 months higher than the high end of the 1998 Guidelines range.
At the sentencing hearing, the District Court rejected Peugh's argument that applying the 2009 Guidelines violated the
Ex Post Facto
Clause, noting that it was foreclosed by Seventh Circuit precedent. App. 30 (discussing
United States v. Demaree,
The Seventh Circuit, in keeping with its decision in
Demaree,
rejected Peugh's
ex post facto
claim and affirmed his conviction and sentence.
II
Prior to 1984, the broad discretion of sentencing courts and parole officers had led to significant sentencing disparities among similarly situated offenders. To address this problem, Congress created the United States Sentencing Commission.
Mistretta v. United States,
*536
In
United States v. Booker,
Our subsequent decisions have clarified the role that the Guidelines play in sentencing procedures, both at the district court level and when sentences are reviewed on appeal. First, "a district court should begin all sentencing proceedings by correctly calculating the applicable Guidelines range. As a matter of administration and to secure nationwide consistency, the Guidelines should be the starting point and the initial benchmark."
Gall v. United States,
*537
Pepper v. United States,
562 U.S. ----, ----,
On appeal, the district court's sentence is reviewed for reasonableness under an abuse-of-discretion standard. See
*2081
Under
III
A
The Constitution prohibits both federal and state governments from enacting any "
ex post facto
Law." Art. I, § 9, cl. 3 ; Art. I, § 10. The phrase " '
ex post facto
law' was a term of art with an established meaning at the time of the framing."
Collins v. Youngblood,
"1st. Every law that makes an action done before the passing of the law, and which was innocent when done, criminal; and punishes such action. 2d. Every law that aggravates a crime, or makes it greater than it was, when committed. 3d. Every law that changes the punishment, and inflicts a greater punishment, than the law annexed to the crime, when committed. 4th. Every law that alters the legal rules of evidence, and receives less, or different, testimony, than the law required at the time of the commission of the offence, in order to convict the offender." 3 Dall., at 390 (emphasis deleted).
See also
Carmell v. Texas,
At issue here is Calder 's third category of ex post facto laws, those that "chang[e] the punishment, and inflic[t] a greater punishment, than the law annexed to the crime, when committed." 3 Dall., at 390. Peugh's claim is that the Clause was violated because the 2009 Guidelines call for a greater punishment than attached to bank fraud in 2000, when his crimes were completed. The Government counters that because the more punitive Guidelines applied at Peugh's sentencing were only advisory, there was no ex post facto problem.
Each of the parties can point to prior decisions of this Court that lend support to its view. On the one hand, we have never accepted the proposition that a law must increase the maximum sentence for which a defendant is eligible in order to violate the
Ex Post Facto
Clause. See,
e.g.,
Lindsey v. Washington,
The most relevant of our prior decisions for assessing whether the requisite degree of risk is present here is
Miller v. Florida,
The petitioner in
Miller
had been sentenced under new guidelines that yielded a higher sentencing range than the guidelines that had been in place at the time of his crime, and he had received a sentence at the top of the new range.
*541 Miller thus establishes that applying amended sentencing guidelines that increase a defendant's recommended sentence can violate the Ex Post Facto Clause, notwithstanding the fact that sentencing courts possess discretion to deviate from the recommended sentencing range. The sentencing scheme in Miller was designed to channel sentences for similarly situated offenders into a specified range. Its reason-giving requirements and standards of appellate review meant that while variation was possible, it was burdensome; and so in the ordinary case, a defendant would receive a within-guidelines sentence.
*2083 Under the Florida system, therefore, an increase in the guidelines range applicable to an offender created a significant risk that he would receive a higher sentence. 4 The same principles apply here.
The post-
Booker
federal sentencing scheme aims to achieve uniformity by ensuring that sentencing decisions are anchored by the Guidelines and that they remain a meaningful benchmark through the process of appellate review. See
Kimbrough,
These requirements mean that "[i]n the usual sentencing, ... the judge will use the Guidelines range as the starting point in the analysis and impose a sentence within the range."
Freeman v. United States,
564 U.S. ----, ----,
Similarly, appellate review for reasonableness using the Guidelines as a benchmark helps promote uniformity by "tend[ing] to iron out sentencing differences."
Booker,
But contrary to the arguments advanced by the Government and Justice THOMAS' dissent (hereinafter dissent), see Brief for United States 23-24; post, at 2090 - 2091, these differences are not dispositive. Although the federal system's procedural rules establish gentler checks on the sentencing court's discretion than Florida's did, they nevertheless impose a series of requirements on sentencing courts that cabin the exercise of that discretion. Common sense indicates that in general, this system will steer district courts to more within-Guidelines sentences.
Peugh points to considerable empirical evidence indicating that the Sentencing Guidelines have the intended effect of influencing the sentences imposed by judges. Even after
Booker
rendered the Sentencing Guidelines advisory, district courts have in the vast majority of cases imposed either within-Guidelines sentences or sentences that depart downward from the Guidelines on the Government's motion. See United States Sentencing Commission, 2011 Sourcebook of Federal Sentencing Statistics, p. 63 (Figure G) (16th ed.) (USSC). In less than one-fifth of cases since 2007 have district
*544
courts imposed above- or below-Guidelines sentences absent a Government motion. See
The federal system adopts procedural measures intended to make the Guidelines the lodestone of sentencing. A retrospective increase in the Guidelines range applicable to a defendant creates a sufficient risk of a higher sentence to constitute an ex post facto violation.
C
Our holding today is consistent with basic principles of fairness that animate the Ex Post Facto Clause. The Framers considered ex post facto laws to be "contrary to the first principles of the social compact and to every principle of sound legislation." The Federalist No. 44, p. 282 (C.
*2085
Rossiter ed. 1961) (J. Madison). The Clause ensures that individuals have fair warning of applicable laws and guards against vindictive legislative action. See
Weaver v. Graham,
*545
The Sentencing Guidelines represent the Federal Government's authoritative view of the appropriate sentences for specific crimes. When Peugh committed his crime, the recommended sentence was 30 to 37 months. When he was sentenced, it was 70 to 87 months. "[T]he purpose and effect of the change in [the Guidelines calculation] was to increase the rates and length of incarceration for [fraud]."
Miller,
We are therefore not persuaded by the argument advanced by the Government and also suggested by the dissent that the animating principles of the
Ex Post Facto
Clause are not implicated by this case. While the Government argues that the Sentencing Commission is insulated from legislative interference, see Brief for United States 42-44, our precedents make clear that the coverage of the
Ex Post Facto
Clause is not limited to legislative acts, see
Garner,
*546
It also reflects principles of "fundamental justice."
Carmell,
IV
The Government's principal argument that there is no constitutional violation in this case is that the Sentencing Guidelines lack sufficient legal effect to attain the status of a "law" within the meaning of the
Ex Post Facto
Clause. Whereas the pre-
Booker
Guidelines "ha[d] the force and effect of laws,"
Booker,
*2086 The dissent echoes this argument. Post, at 2088 - 2090, 2091 - 2092.
The distinction that the Government draws is necessarily a fine one, because our precedents firmly establish that changes in law need not bind a sentencing authority in order to violate the
Ex Post Facto
Clause. So, for example, a law can run afoul of the Clause even if it does not alter the statutory maximum punishment attached to a crime. In
Lindsey v. Washington,
In addition, our cases make clear that "[t]he presence of discretion does not displace the protections of the
Ex Post Facto
Clause."
Garner,
The Government does not challenge these holdings but rather argues, in essence, that the Guidelines are too much like guideposts and not enough like fences to give rise to an
ex post facto
violation. It contrasts the Sentencing Guidelines with the Florida system at issue in
Miller,
which, the Government indicates, really did place "a substantial legislative constraint on the judge's exercise of sentencing discretion." Brief for United States 21. But as we have explained at length, the difference between the federal system and the scheme the Court considered in
Miller
is one in degree, not in kind. The Florida system did not achieve its "binding legal effect," Brief for United States 22, by mandating a within-guidelines sentence in every case. Rather, it achieved its "binding legal effect" through a set of procedural rules and standards for appellate review that, in combination, encouraged district courts to sentence within the guidelines. See
Miller,
*2087 *548 The Government elaborates its argument that the Sentencing Guidelines do not have adequate legal force to constitute an ex post facto violation by reviewing the various features of the post- Booker sentencing regime that, in its view, tend to render the Guidelines purely advisory. As we have noted, district courts may not presume that a within-Guidelines sentence is reasonable; they may "in appropriate cases impose a non-Guidelines sentence based on a disagreement with the Commission's views," Pepper, 562 U.S., at ----, 131 S.Ct., at 1247; and all sentences are reviewed under a deferential abuse-of-discretion standard. See supra, at 2079 - 2081.
While the Government accurately describes several attributes of federal sentencing after
Booker,
the conclusion it draws by isolating these features of the system is ultimately not supportable. On the Government's account, the Guidelines are just one among many persuasive sources a sentencing court can consult, no different from a "policy paper." Brief for United States 28. The Government's argument fails to acknowledge, however, that district courts are not required to consult any policy paper in order to avoid reversible procedural error; nor must they "consider the extent of [their] deviation" from a given policy paper and "ensure that the justification is sufficiently compelling to support the degree of the variance,"
Gall,
Of course, as the Government and the dissent point out, notwithstanding a rule that retrospective application of a higher Guidelines range violates the
Ex Post Facto
Clause, sentencing courts will be free to give careful consideration to the current version of the Guidelines as representing the most recent views of the agency charged by Congress with developing sentencing policy. See
post,
at 2081 - 2082 (citing
Demaree,
Finally, the Government contends that a rule that the Ex Post Facto Clause is violated by the application of an increased Guidelines range would be in tension with this Court's post- Booker cases and, indeed, would "largely undo ... the Booker remedy" for the Sixth Amendment violation found there. Brief for United States 35. If the Guidelines are binding enough to trigger an ex post facto violation, the argument goes, then they must be binding enough to trigger a Sixth Amendment violation as well. The Government's *2088 argument assumes that the Sixth Amendment and the Ex Post Facto Clause share a common boundary; that only where judge-found facts are the basis of a higher sentence in a manner that raises Sixth Amendment concerns can a set of sentencing rules be sufficiently determinate to run afoul of the Ex Post Facto Clause. But the Sixth Amendment *550 and Ex Post Facto Clause inquiries are analytically distinct. Our Sixth Amendment cases have focused on when a given finding of fact is required to make a defendant legally eligible for a more severe penalty. Our ex post facto cases, in contrast, have focused on whether a change in law creates a "significant risk" of a higher sentence; here, whether a sentence in conformity with the new Guidelines is substantially likely. The Booker remedy was designed, and has been subsequently calibrated, to exploit precisely this distinction: it is intended to promote sentencing uniformity while avoiding a Sixth Amendment violation. In light of the statistics invoked by petitioner, see supra, at 2084 - 2085, it appears so far to be achieving this balance. Nothing that we say today "undo[es]" the holdings of Booker, Rita, Gall, Kimbrough, or our other recent sentencing cases.
* * *
The arguments put forward by the Government and the dissent cannot unseat the conclusion that Peugh's case falls within
Calder
's third category of
ex post facto
violations. "[T]he
Ex Post Facto
Clause forbids the [government] to enhance the measure of punishment by altering the substantive 'formula' used to calculate the applicable sentencing range."
Morales,
It is so ordered.
Justice THOMAS, with whom the CHIEF JUSTICE, Justice SCALIA, and Justice ALITO join as to Parts I and II-C, dissenting.
The Constitution prohibits Congress from passing ex post facto laws. Art. I, § 9, cl. 3. The retroactive application of the 2009 Guidelines did not alter the punishment affixed to petitioner's crime and does not violate this proscription. I would affirm the Seventh Circuit's decision denying petitioner's ex post facto claim. Therefore, I respectfully dissent.
I
It is well established that an
ex post facto
law includes "[e]very law that changes the punishment, and inflicts a greater punishment, than the law annexed to the crime, when committed."
Calder v. Bull,
*2089
(opinion of Chase, J.). Under our precedents, the relevant inquiry for determining whether a law "inflicts a greater punishment," is whether the "retroactive application of the change in [the] law created 'a sufficient risk of increasing the measure of punishment attached to the covered crimes.' "
Garner v. Jones,
A
The Federal Sentencing Guidelines do not constrain the discretion of district courts. As we have said repeatedly, the Guidelines are "advisory."
United States v. Booker,
It is true that a district judge who "decides that an outside-Guidelines sentence is warranted" must "ensure that the justification is sufficiently compelling to support the degree of the variance" and that "a major departure should be supported by a more significant justification than a minor one."
Gall,
552 U.S., at 50,
None of petitioner's arguments to the contrary is persuasive. Petitioner first contends that the Guidelines constrain district courts' discretion because improperly calculating the applicable guidelines is reversible error. Brief for Petitioner 20-21, and n. 7;
Petitioner next argues that the Guidelines limit district court discretion because sentences falling outside the Guidelines are more likely to be reversed for substantive unreasonableness. Brief for Petitioner 25. I doubt, however, that reversal is a likely outcome when a district judge can justify his sentence based on agreement with either of two Guidelines-the old or the new. If a district court calculated the sentencing range under the new Guidelines but sentenced the defendant to a below-Guidelines sentence that fell within the range provided by the old Guidelines, it would be difficult to label such a sentence "substantively unreasonable." To do so would cast doubt on every within-Guidelines sentence issued under the old Guidelines. Similarly, it is hard to imagine that a court of appeals would reverse a sentence for substantive unreasonableness if it was above the range of the Guidelines in effect at the time of the offense but fell within the range of the most up-to-date Guidelines. This case provides an apt example. After considering all of the § 3553(a)(2) factors, the District Court concluded that a sentence within the amended Guidelines range was "the most appropriate sentence in this case." App. 100. The same sentence would undoubtedly be upheld on appeal if the District Court, on remand, once again determined that a sentence within the amended Guidelines was appropriate in light of all the facts. The essential point is that once new Guidelines have been promulgated, reasonableness review does not meaningfully constrain the discretion of district courts to sentence offenders within either of the two ranges.
The majority argues that our opinion in
Miller v. Florida,
The Court cites Miller for the proposition "that applying amended sentencing guidelines that increase a defendant's recommended sentence can violate the Ex Post Facto Clause, notwithstanding the fact that sentencing courts possess discretion to deviate from the recommended sentencing range." Ante, at 2082. But that claim is not supported by Miller . The guidelines in Miller violated the Ex Post Facto Clause precisely because they constrained the sentencing judge's discretion.
The Federal Guidelines, by contrast, do no such thing. Indeed, our post-
Booker
opinions have made abundantly clear that the Guidelines do not create a "high hurdle"-or any hurdle at all-"that must be cleared before discretion can be exercised."
Miller,
*556 B
Notwithstanding the discretion district courts have to impose appropriate sentences anywhere within the statutory range, Guidelines do "influenc[e] the sentences imposed by judges." Ante, at 2084. But, the Guidelines do this by helping district courts impose sentences that are consistent with § 3553(a). It is difficult to see how an advisory Guideline, designed to lead courts to impose sentences more in line with fixed statutory objectives, could ever constitute an ex post facto violation. But that is exactly what the Court concludes.
District courts are charged with imposing sentences that are " 'sufficient, but not greater than necessary' to comply with the sentencing purposes set forth in" § 3553(a).
Pepper,
562 U.S., at ----, 131 S.Ct., at 1242 (quoting § 3553(a) ). The district court's task is to impose sentences that reflect the punitive goals of justice, deterrence, protection of the public, and rehabilitation.
The Sentencing Reform Act of 1984 instructs the Sentencing Commission to promulgate Guidelines that reflect the "same basic § 3553(a) objectives" that district courts must consider.
Rita,
*2092
Rita,
*557
United States,
In light of this extensive study, amendments to the Guidelines should produce sentencing ranges that better comport with the § 3553(a) factors. If the Commission has fulfilled its mission of recommending sentences that are generally consistent with § 3553(a)(2), then sentences
should
fall within the Guidelines range most of the time. This, in part, explains why within-Guidelines sentences are presumed, on appeal, to reflect a "discretionary decision" by the district court that "accords with the Commission's view."
Rita,
Again, this case furnishes a ready example. Prior to petitioner's sentencing, Congress directed the Commission "to consider" whether fraud guidelines were " 'sufficient to deter and punish' " particular offenses, in light of increases to statutory maximum penalties for certain fraud crimes other than bank fraud. USSG App. C, Amdt. 653 (Reason for Amendment) (effective Nov. 1, 2003) (quoting White-Collar Crime Penalty Enhancement Act of 2002, § 905(b)(2),
This is underscored by the fact that even the Court's holding-which requires district courts to calculate the Guidelines range in effect at the time of the offense-will not eliminate the "risk" of a higher sentence. The district judge remains free to consider the range produced by the amended Guidelines. See
Demaree,
*2093 II
Today's opinion also demonstrates the unworkability of our
ex post facto
jurisprudence. Under our current precedent, whenever a change in the law creates a "risk" of an increased sentence, we must determine whether the risk is "sufficient," see
Morales,
*559 A
This Court addressed the
Ex Post Facto
Clause a mere decade after the Constitution was ratified. In
Calder,
Justice Chase described four types of
ex post facto
laws. 3 Dall., at 390. As relevant, Justice Chase's third category indicated that "[e]very law that changes the punishment, and inflicts a greater punishment, than the law annexed to the crime, when committed" violates the
Ex Post Facto
Clause.
Ibid.
Justice Chase's emphasis on increases in the punishment "annexed to the crime" was grounded in the English common law and accurately reflected the original understanding of the
Ex Post Facto
Clause. See Part II-B,
infra
. Unfortunately, the Court rapidly deviated from this formulation. In
Kring v. Missouri,
Following
Collins
' disavowal of
Kring,
the Court held that a law is
ex post facto
if it "produces a sufficient risk of increasing the measure of punishment attached to the covered crimes."
Morales,
The practical difficulties with the test are apparent even from our application in
*2094
Morales,
where we considered an amendment to California's parole procedures that allowed, under certain circumstances, the Board of Prison Terms to decrease the frequency of parole suitability hearings. Under the sufficient risk test, we were compelled to speculate about the possible effects of the new law on various individuals' prison terms. Ultimately, we held that the amendment did not violate the
Ex Post Facto
Clause because the "narrow class of prisoners covered by the amendment [could not] reasonably expect that their prospects for early release on parole would be enhanced by the opportunity of annual hearings."
Morales, supra, at 512,
B
"Although the Latin phrase '
ex post facto
' literally encompasses any law passed 'after the fact,' "
Collins,
Although Blackstone confined his discussion of ex post facto laws to those laws retroactively declaring innocent acts to be criminal, other authorities confirm that laws retroactively increasing the punishment were also understood to be ex post facto at the time of the founding. See, e.g., 2 R. Wooddeson, A Systematical View of the Laws of England, as treated in a Course of Vinerian Lectures 638 (1792) (discussing "acts of parliament, which principally affect the punishment, making therein some innovation, or creating some forfeiture or disability, not incurred in the ordinary course of law"); 3 J. Story, Commentaries on the Constitution of the United States § 679, p. 486 (Abr. 1833) (The "prohibition" against ex post facto laws "reaches every law ... whereby the act, if a crime, is aggravated in enormity, or punishment"). Justice Chase's formulation reflects this understanding. Calder, 3 Dall., at 390 ("Every law that changes the punishment, and inflicts a greater punishment, than the law annexed to the crime, when committed" is ex post facto ). Under this view, courts must compare the punishment affixed to the crime at the time of the offense with the punishment affixed at the time of sentencing. If the latter is harsher than the former, the court must apply the punishment in effect at the time of the offense.
*562
At common law, it was quite easy to identify when a law retroactively increased the punishment, because the criminal law generally " prescribed a particular sentence for each offense." Langbein, The English Criminal Trial Jury on the Eve of the French Revolution, in The Trial Jury in
*2095
England, France, Germany 1700-1900, p. 36 (A. Schioppa ed. 1987). In a world of determinate sentencing, a retroactive increase in the punishment affixed to a crime renders an act "punishable in a manner in which it was not punishable when it was committed,"
Fletcher v. Peck,
Focusing on the punishment affixed by law, rather than on the specific sentence imposed, furthers the goals of notice and fair warning recognized by Blackstone as the rationales for the prohibition against
ex post facto
laws. See
Ross' Case,
Retroactive laws that merely create a
risk
that a defendant will receive a higher sentence, however, do not implicate traditional
ex post facto
concerns. An individual contemplating the commission of a given offense knows he may be sentenced anywhere within the legally prescribed range. He may
hope
to receive a lenient sentence, and he may even
*563
have good reasons for expecting leniency. But he does not have any guarantees. See
Garner,
C
The statutory range in effect at the time of petitioner's offense remained in effect at his sentencing. The Guidelines sentencing range is not the punishment affixed to the offense. See in Part I-A, supra . Accordingly, sentencing petitioner under the amended Guidelines did not violate the Ex Post Facto Clause. Because the Court concludes otherwise, I respectfully dissent.
Justice ALITO, with whom Justice SCALIA joins, dissenting.
I agree with Justice THOMAS that retroactive application of amended advisory Guidelines does not violate the
Ex Post Facto
Clause under our "sufficient risk" test. See
California Dept. of Corrections v. Morales,
As the author of Morales, failure to apply the original meaning was an error to which I succumbed.
The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See
United States v. Detroit Timber & Lumber Co.,
Justice KENNEDY joins this opinion except as to Part III-C.
Compare
United States v. Demaree,
We have left open the question whether "closer [appellate] review [of a non-Guidelines sentence] may be in order when the sentencing judge varies from the Guidelines based solely on the judge's view that the Guidelines range 'fails properly to reflect § 3553(a) considerations' even in a mine-run case."
Kimbrough,
Justice THOMAS, raising the issue on his own initiative, would reject our established Ex Post Facto Clause framework. Post, at 2082 - 2085. We decline to revisit settled precedent, and we reject Justice THOMAS' assertion that our case law has become "unworkab[le]," post, at 2082, simply because it requires case-by-case judgments.
Miller
employed a "substantial disadvantage" test that this Court has since abandoned. See
California Dept. of Corrections v. Morales,
The Government does not dispute these statistics. It argues instead that by relying on aggregated data, Peugh glosses over the fact that non-Guidelines sentences are more common for certain crimes and that some individual judges are less likely to follow the Guidelines than others. Brief for United States 49-50. But these arguments do not refute the basic point that the applicable Guidelines channel sentences toward the specified range, even if they do not fix them within it.
Of course, "while the principle of unfairness helps explain and shape the Clause's scope, it is not a doctrine unto itself, invalidating laws under the
Ex Post Facto
Clause by its own force."
Carmell,
The Government likens the Sentencing Guidelines system to the Parole Commission's Parole Release Guidelines, which established an advisory framework for parole decisions, see
United States Parole Comm'n v. Geraghty,
There may be cases in which the record makes clear that the District Court would have imposed the same sentence under the older, more lenient Guidelines that it imposed under the newer, more punitive ones. In such a case, the
ex post facto
error may be harmless. See
Chapman v. California,
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