Arthur v. Dunn
Opinion
Petitioner Thomas Arthur, a prisoner on Alabama's death row, has met this challenge. He has amassed significant evidence that Alabama's current lethal-injection protocol will result in intolerable and needless agony, and he has proposed an alternative-death by firing squad. The Court of Appeals, without considering any of the evidence regarding the risk posed by the current protocol, denied Arthur's claim because Alabama law does not expressly permit execution by firing squad, and so it cannot be a "known and available" alternative under Glossip . Because this decision permits States to immunize their methods of execution-no matter how cruel or how unusual-from judicial review and thus permits state law to subvert the Federal Constitution, I would grant certiorari and reverse. I dissent from my colleagues' decision not to do so.
I
A
Execution by lethal injection is generally accomplished through serial administration of three drugs. First, a fast-acting sedative such as sodium thiopental induces "a deep, comalike unconsciousness."
Baze v. Rees,
The first drug is critical; without it, the prisoner faces the unadulterated agony of the second and third drugs. The second drug causes "an extremely painful sensation of crushing and suffocation," see Denno, When Legislatures Delegate Death: The Troubling Paradox Behind State Uses of Electrocution and Lethal Injection and What It Says About Us,
*726
Execution absent an adequate sedative thus produces a nightmarish death: The condemned prisoner is conscious but entirely paralyzed, unable to move or scream his agony, as he suffers "what may well be the chemical equivalent of being burned at the stake."
Glossip,
576 U.S., at ----,
B
For many years, the barbiturate sodium thiopental seemed up to this task.
1
In 2009, however, the sole American manufacturer of sodium thiopental suspended domestic production and later left the market altogether.
Midazolam, like Valium and Xanax, belongs to a class of medicines known as benzodiazepines and has some anesthetic effect.
Like the experts in
Glossip,
the experts in this case agree that midazolam is subject to a ceiling effect, which means that
*727
there is a point at which increasing the dose of the drug does not result in any greater effect.
Ibid
. The main dispute with respect to midazolam relates to how this ceiling effect operates-if the ceiling on midazolam's sedative effect is reached before complete unconsciousness can be achieved, it may be incapable of keeping individuals insensate to the extreme pain and discomfort associated with administration of the second and third drugs in lethal-injection protocols.
After the horrific execution of Clayton Lockett, who, notwithstanding administration of midazolam, awoke during his execution and appeared to be in great pain, we agreed to hear the case of death row inmates seeking to avoid the same fate. In Glossip, these inmates alleged that because midazolam is incapable of rendering prisoners unconscious and insensate to pain during lethal injection, Oklahoma's intended use of the drug in their executions would violate the Eighth Amendment. The Court rejected this claim for two reasons.
First, the Court found that the District Court had not clearly erred in determining that "midazolam is highly likely to render a person unable to feel pain during an execution."
Post-
Glossip,
in order to prevail in an Eighth Amendment challenge to a State's method of execution, prisoners first must prove the State's current method "entails a substantial risk of severe pain,"
id
., at ----,
II
This case centers on whether Thomas Arthur has met these requirements with respect to Alabama's lethal-injection protocol.
A
Alabama adopted lethal injection as its default method of execution in 2002. Ala.Code § 15-18-82.1(a) (2011) ; see also
Ex parte Borden,
Perhaps anticipating constitutional challenges, Alabama's legislature enacted a contingency plan: The statute provides that "[i]f electrocution or lethal injection is held to be unconstitutional ... all persons sentenced to death for a capital crime shall be executed by any constitutional method of execution." § 15-18-82.1(c).
B
Thomas Douglas Arthur killed his paramour's husband in 1982.
Arthur asserted two distinct claims in the District Court. First, Arthur asserted a facial challenge, arguing that midazolam is generally incapable of performing as intended during Alabama's three-drug lethal-injection procedure. Second, Arthur asserted an as-applied challenge, arguing that because of his individual health attributes, midazolam creates a substantial risk of severe pain for him during the procedure.
The District Court considered these two claims separately. With respect to the facial challenge, the District Court ordered bifurcated proceedings, with the first hearing limited to the availability of a feasible alternative method of execution. App. to Pet. for Cert
.
189a, and n. 2. Arthur's initial complaint proposed a single dose either of pentobarbital or sodium thiopental rather than a three-drug protocol, but the District Court found that those methods were unavailable given the elimination of both drugs from the domestic market.
Arthur then moved to amend his complaint to allege the firing squad as an alternative method of execution. The District Court denied the motion, holding that "execution by firing squad is not permitted by statute and, therefore, is not a method of execution that could be considered either feasible or readily implemented by Alabama at this time."
In a separate order, the District Court considered Arthur's as-applied challenge. Arthur alleged, based on the expert opinion of Dr. Jack Strader, that "his cardiovascular issues, combined with his age and emotional makeup, create a constitutionally unacceptable risk of pain that will result in a violation of the Eighth Amendment if he is executed under the [midazolam] protocol."
The court then turned to the question it had avoided in the facial challenge: whether Alabama's lethal-injection protocol created a risk of serious illness or needless suffering. But because the District Court considered the question as part of Arthur's as-applied challenge, it focused on the protocol as applied to Arthur's personal physical condition. The court rejected Dr. Strader's opinion that the dose of midazolam required by Alabama's protocol "will likely induce a rapid and dangerous reduction in blood pressure more quickly than it results in sedation," and that during this time gap, Arthur-whom he believed to suffer from heart disease -would suffer a painful heart attack.
The District Court expressly refused to consider the expert opinions that Arthur proffered as part of his facial challenge, noting that they "are untested in court, due to Arthur's inability to provide a[n alternative] remedy in his facial, and now as-applied, challenges."
The District Court therefore concluded that Arthur failed to meet the Glossip standard and entered judgment in favor of the State. App. to Pet. for Cert. 238a.
*729 C
The Eleventh Circuit affirmed. In a 111-page slip opinion issued the day before Arthur's scheduled execution, the court first found that "Arthur never showed Alabama's current lethal injection protocol,
per se
or as applied to him, violates the Constitution."
On the day of his scheduled execution, Arthur filed a petition for certiorari and an application to stay his execution. The Court granted the stay, 580 U.S. ----,
III
A
The decision below permits a State, by statute, to bar a death-row inmate from vindicating a right guaranteed by the Eighth Amendment. Under this view, even if a prisoner can prove that the State plans to kill him in an intolerably cruel manner, and even if he can prove that there is a feasible alternative, all a State has to do to execute him through an unconstitutional method is to pass a statute declining to authorize any alternative method. This cannot be right.
To begin with, it contradicts the very decisions it purports to follow-
Baze
and
Glossip
.
Glossip
based its "known and available alternative" requirement on the plurality opinion in
Baze
.
Baze,
in turn, states that "[t]o qualify, the alternative procedure must be feasible, readily implemented, and in fact significantly reduce a substantial risk of severe pain."
Even more troubling, by conditioning federal constitutional rights on the operation of state statutes, the decision below contravenes basic constitutional principles. The Constitution is the "supreme law of the land"-irrespective of contrary state laws. Art. VI, cl. 2. And for more than two centuries it has been axiomatic that this Court-not state courts or legislatures-is the final arbiter of the Federal Constitution. See
*730
Marbury v. Madison,
Equally untenable are the differing interpretations of the Eighth Amendment that would result from the Eleventh Circuit's rule. Under the Eleventh Circuit's view, whether an inmate who will die in an intolerably cruel manner can obtain relief under
Glossip
depends not on the Constitution but on vagaries of state law. The outcome of this case, for instance, would turn on whether Arthur had been sentenced in Oklahoma, where state law expressly permits the firing squad, see Okla. Stat., Tit. 22, § 1014 (Supp. 2016), rather than in Alabama, which-according to the Eleventh Circuit
3
-does not, see Ala.Code § 15-18-82.1. But since the very beginning of our Nation, we have emphasized the "necessity of uniformity" in constitutional interpretation "throughout the whole United States, upon all subjects within the purview of the constitution."
Martin v. Hunter's Lessee,
B
The Eleventh Circuit's alternative holdings are unavailing.
First, the court erroneously concluded that Arthur failed to carry his burden on the first Glossip requirement-proving that Alabama's midazolam-centered protocol poses a substantial risk of severe pain. The court used the District Court's finding that Arthur failed to meet this prong with respect to his as-applied challenge to hold that Arthur's facial challenge likewise failed. But it is undisputed that Arthur put forth "impressive" evidence to support his facial challenge that neither the District Court nor the Court of Appeals considered. This evidence included the expert testimony of Dr. Alan Kaye, chairman of the Department of Anesthesiology at Louisiana State University's Health Sciences Center, who found the dose of midazolam prescribed in Alabama's protocol insufficient to "cure ... the fundamental unsuitability of midazolam as the first drug in [Alabama's lethal-injection] protocol."
*731 App. to Pet. for Cert. 302a (emphasis added). Dr. Kaye concluded that "the chemical properties of midazolam limit its ability to depress electrical activity in the brain. The lack of another chemical property-analgesia-renders midazolam incapable of maintaining even that limited level of depressed electrical activity under the undiminished pain of the second and third lethal injection drugs." Id ., at 311a.
The court next read
Glossip
as categorically "uph[olding] the midazolam-based execution protocol."
Finally, the court's laches finding faults Arthur for failing to act immediately after
Baze,
which, according to the panel, "made clear in 2008 ... that a petitioner-inmate had the burden to show that a proffered alternative was 'feasible, readily implemented, and in fact significantly reduced a substantial risk of pain.' "
In sum, the Eleventh Circuit's opinion rests on quicksand foundations and flouts the Constitution, as well as the Court's decisions in Baze and Glossip . These errors alone counsel in favor of certiorari.
IV
The decision below is all the more troubling because it would put an end to an ongoing national conversation-between the legislatures and the courts-around the methods of execution the Constitution tolerates. The meaning of the Eighth Amendment's prohibition on cruel and unusual punishments "is determined not by the standards that prevailed when the Eighth Amendment was adopted in 1791" but instead derives from " 'the evolving standards of decency that mark the progress of a maturing society.' "
Kennedy v. Louisiana,
A
From the time of the founding until the early 20th century, hanging was the preferred
*732
practice. Gardner, Executions and Indignities-An Eighth Amendment Assessment of Methods of Inflicting Capital Punishment,
New York carried out the world's first electrocution in ghastly fashion,
4
leading the New York Times to declare it "a disgrace to civilization." See Far Worse Than Hanging, N.Y. Times, Aug. 7, 1890, p. 1. Electrocution nonetheless remained the dominant mode of execution for more than a century, until the specter of charred and grossly disfigured bodies proved too much for the public, and the courts, to bear.
5
See,
e.g.,
Dawson v. State,
The States then tried lethal gas. Although the gas chamber was initially believed to produce relatively painless death, it ultimately became clear that it exacted "exquisitely painful" sensations of "anxiety, panic, [and] terror," leading courts to declare it unconstitutional. See,
e.g.,
Fierro v. Gomez,
Finally, States turned to a "more humane and palatable" method of execution:
*733 lethal injection. Denno, 63 Ohio St. L. J., at 92. Texas performed the first lethal injection in 1982 and, impressed with the apparent ease of the process, other States quickly followed suit. S. Banner, The Death Penalty: An American History 297 (2002). One prison chaplain marveled: " 'It's extremely sanitary.... The guy just goes to sleep. That's all there is to it.' " Ibid . What cruel irony that the method that appears most humane may turn out to be our most cruel experiment yet.
B
Science and experience are now revealing that, at least with respect to midazolam-centered protocols, prisoners executed by lethal injection are suffering horrifying deaths beneath a "medically sterile aura of peace." Denno, supra, at 66. Even if we sweep aside the scientific evidence, we should not blind ourselves to the mounting firsthand evidence that midazolam is simply unable to render prisoners insensate to the pain of execution. The examples abound.
After Ohio administered midazolam during the execution of Dennis McGuire in January 2014, he "strained against the restraints around his body, and ... repeatedly gasped for air, making snorting and choking sounds for about 10 minutes." Johnson, Inmate's Death Called 'Horrific', Columbus Dispatch, Jan. 17, 2014, pp. A1, A10.
The scene was much the same during Oklahoma's execution of Clayton Lockett in April 2014. After executioners administered midazolam and declared him unconscious, Lockett began to writhe against his restraints, saying, "[t]his s* * * is f* * *ing with my mind," "something is wrong," and "[t]he drugs aren't working."
Glossip,
576 U.S., at ----,
When Arizona executed Joseph Rudolph Wood in July 2014 using a midazolam-based protocol, he "gulped like a fish on land." Kiefer, Botched Execution, Arizona Dispatch, July 24, 2014, pp. A1, A9. A witness reported more than 640 gasps as Woods convulsed on the gurney for more than an hour and a half before being declared dead. Ibid .
Finally, and just over a month after this Court stayed Thomas Arthur's execution, Alabama executed Ronald Bert Smith. Following the dose of midazolam, Smith "clenched his fist" and was "apparently struggling for breath as he heaved and coughed for about 13 minutes." Berman & Barnes, Alabama Inmate was Heaving, Coughing During Lethal-Injection Execution, Washington Post, Dec. 10, 2016, p. A3.
It may well be that as originally designed, lethal injection can be carried out in a humane fashion that comports with the Eighth Amendment. But our lived experience belies any suggestion that midazolam reliably renders prisoners entirely unconscious to the searing pain of the latter two drugs. These accounts are especially terrifying considering that each of these men received doses of powerful paralytic agents, which likely masked the full extent of their pain. Like a hangman's poorly tied noose or a malfunctioning electric chair, midazolam might render our latest method of execution too much for our conscience-and the Constitution-to bear.
C
As an alternative to death by midazolam, Thomas Arthur has proposed death by firing squad. Some might find this choice regressive, but the available evidence suggests "that a competently performed shooting may cause nearly instant death." Denno, Is Electrocution An Unconstitutional
*734
Method of Execution? The Engineering of Death Over the Century,
Chief Justice Warren famously wrote that "[t]he basic concept underlying the Eighth Amendment is nothing less than the dignity of man."
Trop,
To be clear, this is not a matter of permitting inmates to choose the manner of death that best suits their desires. It is a matter of permitting a death row inmate to make the showing Glossip requires in order to prove that the Constitution demands something less cruel and less unusual than what the State has offered. Having met the challenge set forth in Glossip, Arthur deserves the opportunity to have his claim fairly reviewed in court. The Eleventh Circuit denied him this opportunity, and in doing so, thwarted the Court's decision in Glossip, as well as basic constitutional principles.
* * *
Twice in recent years, this Court has observed that it "has never invalidated a State's chosen procedure for carrying out a sentence of death as the infliction of cruel and unusual punishment."
Baze,
I dissent.
We examined the constitutionality of lethal injection in
Baze v. Rees,
Because "midazolam is not an analgesic drug, any painful stimulus applied to an inmate will generate and transmit full intensity pain signals to the brain without interference." App. to Pet. for Cert. 309a. Arthur's expert witness provides "a rough analogy":
"[I]f being sedated is like being asleep, analgesia is like wearing earplugs. If two people are sleeping equally deeply, but only one is wearing earplugs, it will be much easier to shout and wake the person who is not wearing earplugs. If two people are sedated to equivalent levels of electrical brain activity, but only one has analgesia, the person sedated without analgesia will be much more easily aroused to consciousness by the application of pain."Ibid .
I question the Eleventh Circuit's conclusion that the statute does not authorize the firing squad as an available means of execution. In my view, the Alabama statute unambiguously reads as a codification of Glossip . If either of the specified methods-lethal injection or electrocution-is declared unconstitutional, the statute authorizes the State to execute prisoners by " any constitutional method of execution." Ala.Code § 15-18-82.1(c) (2016) (emphasis added). The state statute thus permits exactly what the Court required in Glossip -if a condemned prisoner can prove that the lethal-injection protocol presents an unconstitutional risk of needless suffering, he may propose an alternative, constitutional means of execution, which may include the firing squad. Even assuming, however, that the Eleventh Circuit properly interpreted Alabama's statute, the question remains whether States may legislatively determine what the Eighth Amendment requires or prohibits. That question is worthy of our review.
New York executed William Kemmler on August 6, 1890. According to the New York Times, "[p]robably no convicted murderer of modern times has been made to suffer as Kemmler suffered." Far Worse Than Hanging, N.Y. Times, Aug. 7, 1890, p. 1. Witnesses recounted the execution:
"After the first convulsion there was not the slightest movement of Kemmler's body.... Then the eyes that had been momentarily turned from Kemmler's body returned to it and gazed with horror on what they saw. The men rose from their chairs impulsively and groaned at the agony they felt. 'Great God! [H]e is alive!' [S]omeone said[.] 'Turn on the current,' said another....
"Again came that click as before, and again the body of the unconscious wretch in the chair became as rigid as one of bronze. It was awful, and the witnesses were so horrified by the ghastly sight that they could not take their eyes off it. The dynamo did not seem to run smoothly. The current could be heard sharply snapping. Blood began to appear on the face of the wretch in the chair. It stood on the face like sweat....
"An awful odor began to permeate the death chamber, and then, as though to cap the climax of this fearful sight, it was seen that the hair under and around the electrode on the head and the flesh under and around the electrode at the base of the spine was singeing. The stench was unbearable."Ibid. (paragraph break omitted).
After a particularly gruesome electrocution in Florida, this Court granted certiorari on the question whether electrocution creates a constitutionally unacceptable risk of physical suffering in violation of the Eighth Amendment, see
Bryan v. Moore,
This Court granted certiorari in
Fierro,
vacated the judgment, and remanded for consideration in light of the California Legislature's adoption of lethal injection as the State's primary method of execution. See
Gomez v. Fierro,
Case-law data current through December 31, 2025. Source: CourtListener bulk data.