In Re United States
In Re United States
Opinion
The application for a stay presented to Justice KENNEDY and by him referred to the Court is granted, and the District Court's September 22, 2017, October 17, 2017, and November 20, 2017 orders, to the extent they require discovery and addition to the administrative record filed by the Government, are stayed pending disposition of the Government's petition for a writ of mandamus or in the alternative a writ of certiorari.
Responses to the Government's petition for a writ of mandamus or in the alternative a writ of certiorari must be filed by Wednesday, December 13, 2017 at 4:00 p.m.
Justice BREYER, with whom Justice GINSBURG, Justice SOTOMAYOR, and Justice KAGAN join, dissenting from grant of stay.
On September 5, 2017, the Government announced its decision to terminate the Deferred Action for Childhood Arrivals (DACA) program, effective March 5, 2018. The Department of Homeland Security (DHS) had adopted DACA in 2012. Since that time, DACA has provided that immigrants brought to the United States illegally as children who meet certain other requirements could obtain work authorization, a social security number, and permission to travel overseas and lawfully return to the United States. Nearly 800,000 people have benefited from the program.
After the Government announced its decision to terminate DACA, respondents filed suit in the U.S. District Court for the Northern District of California to challenge the Government's termination of the program under the Administrative Procedure Act (APA) and on other grounds. The merits of that challenge have not yet been addressed by the District Court, and they are not before us. But the Government has filed a petition for a writ of mandamus in this Court to challenge the District Court's order that it provide additional documents to complete the administrative record concerning the Government's decision to terminate DACA. The U.S. Court of Appeals for the Ninth Circuit previously denied the Government most of the relief the Government seeks here. See
In re United States
,
A writ of mandamus is "a 'drastic and extraordinary' remedy 'reserved for really extraordinary causes.' "
Cheney v. United States Dist. Court for D.C.
,
The Government's primary argument is that "the district court plainly erred by ... ordering the government to 'complete' the administrative record with materials beyond those presented by the agency to the court," because a reviewing court's sole task under the APA is to "determine whether the agency's action may be upheld on the basis of the reasons the agency provides and 'the record the agency presents to the reviewing court.' " Pet. for Mandamus 19, 24 (quoting
The APA is clear that a court reviewing agency action must review "the whole record" to determine whether that action is lawful.
Indeed, judicial review cannot function if the agency is permitted to decide unilaterally what documents it submits to the reviewing court as the administrative record. Effective review depends upon the administrative record containing all relevant materials presented to the agency, including not only materials supportive of the government's decision but also materials contrary to the government's decision. See
Motor Vehicle Mfrs. Assn. of United States, Inc. v. State Farm Mut. Automobile Ins. Co.
,
Perhaps for this reason, the lower courts seem to have unanimously rejected the Government's position that the agency may unilaterally determine the contents of the administrative record that a court may review. In
Thompson v. Department of Labor
,
"The whole administrative record ... is not necessarily those documents that the
agency
has compiled and submitted as 'the' administrative record. The 'whole' administrative record, therefore, consists of all documents and materials directly or
indirectly
considered by agency decision-makers and includes evidence contrary to the agency's position."
To be sure, we also said in
Overton Park
(referring to the famous case of
United States v. Morgan
,
*373
Probing a decisionmaker's subjective mental reasoning-what was at issue in
Morgan
and
Overton Park
-is distinct from the ordinary judicial task of evaluating whether the decision itself was objectively valid, considering all of the materials before the decisionmaker at the time he made the decision.
Overton Park
,
supra,
at 420,
The documents that the District Court ordered the Government to provide are documents that were considered by the decisionmaker or those advising her and that were "already in existence" at the time of the relevant agency decision. At least facially, these documents do not seem to involve "inquiry into the mental processes" of the decisionmaker at all. They thus do not implicate the bad faith or improper conduct standard from Overton Park .
In taking the position that the agency unilaterally decides which documents make up the administrative record, the Government relies heavily on the D.C. Circuit's decision in
San Luis Obispo Mothers for Peace v. NRC
,
The Government also relies on our decision in
Cheney
,
Finally, the Government relies on dictum from
Florida Power & Light
,
In sum, the cases, both in this Court and in lower courts, hold or are consistent with the proposition that a reviewing court has the power to order the Government to supplement documents already provided with other documents where necessary to give the court "the full administrative record."
Overton Park
,
The Government also raises various other concerns, but they similarly fail to show the Government's entitlement to extraordinary mandamus relief.
The Government asserts that some of the documents the District Court ordered be included in the administrative record are protected by various privileges. But the Government has not developed a specific claim of privilege as to any particular document to us here or to any court below. See Application for Stay 24; see also
As for any additional documents that the Government may believe are privileged, the District Court's order leaves the Government free to withhold privileged documents from the administrative record. The Government simply has to explain the basis for its privilege claim and provide the documents in camera for the District Court to review. Given that the District Court concluded that of the first 84 privileged documents the Government attempted to withhold from the administrative record, 35 were not in fact privileged, the District Court's requirement that the Government justify its future privilege claims and file the documents for review in camera seems to be a reasonable exercise of the District Court's considerable discretion in this area.
The Government also complains about the burden imposed by the District Court's order, but that argument is also beside the point. The Government complains that it must review 21,000 documents as potentially part of the administrative record. But the underlying agency action here is important, and that is by no means an unusually large number of documents; administrative records often contain hundreds of thousands of documents. See,
e.g.,
Georgia ex rel. Olens v
.
McCarthy,
The same is true of the Government's objections to the District Court's order that discovery of documents and information outside the administrative record will begin on December 22. The Government has not challenged any particular discovery order as overbroad in the District Court, much less in the Court of Appeals. The Government's objections are thus premature. Concerning depositions, for example, the most the Government can say is that "the district court will likely allow " depositions of "numerous witnesses." Reply in Support of Application for Stay 13-14 (emphasis added). Perhaps the District Court will allow those depositions and perhaps it will not. But I do not see how we can restrain by mandamus an order that the Government merely fears that the District Court might enter in the future.
The Government also argues that a stay of the District Court's orders is appropriate because judicial review of the agency decision at issue is precluded by the APA as "committed to agency discretion by law,"
Except in the most extraordinary circumstances, this Court's long-settled practice has been to leave these sorts of burden and discovery-related procedural disputes to the district courts, with occasional court of appeals intervention. We follow this practice for good reason. To understand whether a particular discovery order is overly burdensome typically requires a deep understanding of the overall factual context and procedural history of an individual case. This Court is thus poorly positioned to second-guess district courts' determinations in this area.
The Court today abandons its practice of nonintervention in this kind of discovery-related dispute. In addition to disrupting the progress of this litigation, I fear that the Court's decision to intervene here means we will be asked to address run-of- *376 the-mill discovery disputes in many other matters, certainly when the Government is involved and potentially when it is not involved. In my view, the Court should maintain its usual policy of abstaining from disputes like this one.
For these reasons, with respect, I dissent from the Court's grant of the Government's application for a stay pending further consideration of its petition for a writ of mandamus.
Reference
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