Baldwin v. United States
Baldwin v. United States
Opinion
Under
Chevron
deference, courts generally must adopt an agency's interpretation of an ambiguous statute if that interpretation is "reasonable."
Chevron U.S. A. Inc. v. Natural Resources Defense Council, Inc.
,
This petition asks us to reconsider
Brand X
. In 1992, the Ninth Circuit interpreted a deadline for requesting a refund from the Internal Revenue Service (IRS). See
Anderson v. United States
,
Although I authored
Brand X
, "it is never too late to 'surrende[r] former views to a better considered position.' "
South Dakota
v.
Wayfair
,
Inc.
, 585 U.S. ----, ----,
I
My skepticism of
Brand X
begins at its foundation-
Chevron
deference. In 1984, a bare quorum of six Justices decided
Chevron
. The Court reasoned that "if [a] statute is silent or ambiguous with respect to the specific issue, the question for the court is whether the agency's answer is based on a permissible construction of the statute."
A
Chevron
compels judges to abdicate the judicial power without constitutional sanction. The Vesting Clause of Article III gives "[t]he judicial Power of the United States" to "one supreme Court, and ... such inferior Courts as the Congress may from time to time ordain and establish." § 1. As I have previously explained, "the judicial power, as originally understood, requires a court to exercise its independent judgment in interpreting and expounding upon the laws."
Perez v. Mortgage Bankers Assn.
,
Chevron
also gives federal agencies unconstitutional power. Executive agencies enjoy only "the executive Power." Art. II, § 1. But when they receive
Chevron
deference, they arguably exercise "[t]he judicial Power of the United States," which is vested in the courts.
Chevron
cannot be salvaged by saying instead that agencies are "engaged in the 'formulation of policy.' "
Michigan
,
supra
, at ----, 135 S.Ct. at, 2713 (THOMAS, J., concurring) (quoting
Chevron
,
supra
, at 843,
This apparent abdication by the Judiciary and usurpation by the Executive is not a harmless transfer of power. The Constitution carefully imposes structural constraints on all three branches, and the exercise of power free of those accompanying restraints subverts the design of the Constitution's ratifiers. The Constitution shielded judges from both the "external threats" of politics and "the 'internal threat' of 'human will' " by providing tenure
*692
and salary protections during good behavior and by insulating judges from the process of writing the laws they are asked to interpret.
Perez
,
supra
, at 120,
Perhaps worst of all,
Chevron
deference undermines the ability of the Judiciary to perform its checking function on the other branches. The Founders expected that the Federal Government's powers would remain separated-and the people's liberty secure-only if the branches could check each other. The Judiciary's checking power is its authority to apply the law in cases or controversies properly before it. See
Michigan
,
supra
, at ----, n. 1, 135 S.Ct. at, 2713, n. 1 (THOMAS, J., concurring);
Perez
,
supra
, at 124-126,
B
Chevron
deference appears to be inappropriate in many cases for another reason: It is likely contrary to the APA, "which [
Chevron
] did not even bother to cite."
United States v. Mead Corp.
,
C
In the past, I have left open the possibility that "there is some unique historical *693 justification for deferring to federal agencies." Michigan , supra , at ----, 135 S.Ct. at, 2713 (concurring opinion). It now appears to me that there is no such special justification and that Chevron is inconsistent with accepted principles of statutory interpretation from the first century of the Republic.
For most of the 19th century, there was no general federal-question jurisdiction. Instead, review was available in a common-law action, under certain limited grants of federal-question jurisdiction, or by extraordinary writ (such as a writ of mandamus). Bamzai, The Origins of Judicial Deference to Executive Interpretation,
When 18th- and 19th-century courts decided questions of statutory interpretation in common-law actions or under federal-question jurisdiction, they did not apply anything resembling
Chevron
deference. Judges interpreted statutes according to their independent judgment. For example, in a lawsuit involving a federal land patent, the Court simply "inquire[d] whether the statute, rightly construed, defeated [the respondent's] otherwise perfect right to the patent."
Johnson v. Towsley,
Courts did apply traditional interpretive canons that accorded respect to certain contemporaneous, consistent interpretations of statutes by executive officers. See Bamzai,
supra
, at 933-947. In perhaps its most famous articulation, the Court wrote that "[i]n the construction of a doubtful and ambiguous law, the contemporaneous construction of those who were called upon to act under the law, and were appointed to carry its provisions into effect, is entitled to very great respect."
Edwards' Lessee v. Darby,
This practice is consistent with the more general principle of "liquidation," in which consistent and longstanding interpretations of an ambiguous text could fix its meaning. See
Stuart v. Laird,
*694
Packard v. Richardson
,
The standard applied in mandamus cases might appear to be a forerunner of
Chevron
deference, but the comparison dissipates upon close examination. In mandamus cases, courts generally would not second-guess legal interpretations made "in the discharge of any official duty, partaking in any respect of an executive character," but they would "enforce the performance of a mere ministerial act."
Kendall v. United States ex rel. Stokes,
The rule in Chevron thus differs from historical practice in at least four ways. First, it requires deference regardless of whether the interpretation began around the time of the statute's enactment (and thus might reflect the statute's original meaning). Second, it requires deference regardless of whether an agency has changed its position. Third, it requires deference regardless of whether the agency's interpretation has the sanction of long practice. And fourth, it applies in actions in which courts historically have interpreted statutes independently.
II
Even if Chevron deference were sound, I have become increasingly convinced that Brand X was still wrongly decided because it is even more inconsistent with the Constitution and traditional tools of statutory interpretation than Chevron .
A
By requiring courts to overrule their own precedent simply because an agency later adopts a different interpretation of a statute,
Brand X
likely conflicts with Article III of the Constitution. The Constitution imposes a duty on judges to exercise the judicial power. See
supra
, at 690. That power is to be exercised "for the purpose of giving effect to the will of the Legislature; or, in other words, to the will of the law."
Osborn v. Bank of United States,
The Article III duty to decide cases even when the Executive disagrees with the conclusion has long been recognized by this Court. In a statutory interpretation
*695
case in 1841, the Court acknowledged "the uniform construction given to the act ... ever since its passage, by the Treasury Department," but stated that "if it is not in conformity to the true intendment and provisions of the law, it cannot be permitted to conclude the judgment of a Court of justice."
Dickson
,
"it is not to be forgotten, that ours is a government of laws, and not of men; and that the Judicial Department has imposed upon it, by the Constitution, the solemn duty to interpret the laws, in the last resort; and however disagreeable that duty may be, in cases where its own judgment shall differ from that of other high functionaries, it is not at liberty to surrender, or to waive it."Id. , at 162.
Brand X is in serious tension with this understanding of Article III.
Brand X takes on the constitutional deficiencies of Chevron and exacerbates them. Chevron requires judges to surrender their independent judgment to the will of the Executive, see supra , at 691; Brand X forces them to do so despite a controlling precedent. Chevron transfers power to agencies, see supra , at 691; Brand X gives agencies the power to effectively overrule judicial precedents. Chevron withdraws a crucial check on the Executive from the separation of powers, see supra , at 692; Brand X gives the Executive the ability to neutralize a previously exercised check by the Judiciary. But, with this said, there is no need to question Chevron in order to recognize the heightened constitutional harms wrought by Brand X .
B
Brand X also seems to be strongly at odds with traditional tools of statutory interpretation. As discussed above, early federal courts afforded weight to longstanding executive interpretations of a law that were made contemporaneously with its passage and that were uniformly maintained. See supra , at 692 - 694. Brand X , however, mandates deference to an executive interpretation that is neither contemporaneous nor settled.
Under traditional rules of statutory interpretation, this Court declined to give weight to late-arising or inconsistent statutory interpretations by the Executive. In
Merritt
v.
Cameron
, for example, the Court rejected an interpretation offered by the Executive because there was no "long and uninterrupted ... departmental construction ... as will bring the case within the rule announced at an early day in this court, and followed in very many cases."
III
Regrettably, Brand X has taken this Court to the precipice of administrative absolutism. Under its rule of deference, agencies are free to invent new (purported) interpretations of statutes and then require courts to reject their own prior interpretations. Brand X may well follow from Chevron , but in so doing, it poignantly lays bare the flaws of our entire executive-deference jurisprudence. Even if the Court is not willing to question Chevron itself, at the very least, we should consider taking a step away from the abyss by revisiting Brand X .
As I have previously noted,
Chevron
arguably sets out an "interpretive too[l]" and so may not be entitled to
stare decisis
treatment.
Perez v. Mortgage Bankers Assn.
,
The phrasing and substance of these canons vary, and I express no opinion on their details, such as whether congressional acquiescence in a longstanding interpretation was required. See P. Hamburger, Is Administrative Law Unlawful? 583, n. 24 (2014).
Reference
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- Howard L. BALDWIN, Et Ux. v. UNITED STATES
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