Opati v. Republic of Sudan
Opati v. Republic of Sudan
Opinion
*1604 In 1998, al Qaeda operatives simultaneously detonated truck bombs outside the United States Embassies in Kenya and Tanzania. Hundreds died, thousands were injured. In time, victims and their family members sued the Republic of Sudan in federal court, alleging that it had assisted al Qaeda in perpetrating the attacks. After more than a decade of motions practice, intervening legislative amendments, and a trial, the plaintiffs proved Sudan's role in the attacks and established their entitlement to compensatory and punitive damages. On appeal, however, Sudan argued, and the court agreed, that the Foreign Sovereign Immunities Act barred the punitive damages award. It is that decision we now review and, ultimately, vacate.
*
*1605
The starting point for nearly any dispute touching on foreign sovereign immunity lies in
Schooner Exchange v. McFaddon
,
For much of our history, claims of foreign sovereign immunity were handled on a piecework basis that roughly paralleled the process in
Schooner Exchange
. Typically, after a plaintiff sought to sue a foreign sovereign in an American court, the Executive Branch, acting through the State Department, filed a "suggestion of immunity"-case-specific guidance about the foreign sovereign's entitlement to immunity. See
Verlinden B.V. v. Central Bank of Nigeria
,
Eventually, though, this arrangement began to break down. In the mid-20th century, the State Department started to take a more restrictive and nuanced approach to foreign sovereign immunity. See
In 1976, Congress sought to remedy the problem and address foreign sovereign immunity on a more comprehensive basis. The result was the Foreign Sovereign Immunities Act (FSIA). As a baseline rule, the FSIA holds foreign states and their instrumentalities immune from the jurisdiction of federal and state courts. See
Two years after Congress amended the FSIA, al Qaeda attacked the U.S. Embassies in Kenya and Tanzania. In response, a group of victims and affected family members led by James Owens sued Sudan in federal district court, invoking the newly adopted terrorism exception and alleging
*1606
that Sudan had provided shelter and other material support to al Qaeda. As the suit progressed, however, a question emerged. In its recent amendments, had Congress merely withdrawn immunity for state-sponsored terrorism, allowing plaintiffs to proceed using whatever pre-existing causes of action might be available to them? Or had Congress gone further and created a new federal cause of action to address terrorism? Eventually, the D.C. Circuit held that Congress had only withdrawn immunity without creating a new cause of action. See
Cicippio-Puleo v. Islamic Republic of Iran
,
In response to that and similar decisions, Congress amended the FSIA again in the National Defense Authorization Act for Fiscal Year 2008 (NDAA),
Following these amendments, the Owens plaintiffs amended their complaint to include the new federal cause of action, and hundreds of additional victims and family members filed new claims against Sudan similar to those in Owens . Some of these new plaintiffs were U.S. nationals or federal government employees or contractors who sought relief under the new § 1605A(c) federal cause of action. But others were the foreign-national family members of U.S. government employees or contractors killed or injured in the attacks. Ineligible to invoke § 1605A(c)'s new federal cause of action, these plaintiffs relied on § 1605A(a)'s state-sponsored terrorism exception to overcome Sudan's sovereign immunity and then advance claims sounding in state law.
After a consolidated bench trial in which Sudan declined to participate, the district court entered judgment in favor of the plaintiffs. District Judge John Bates offered detailed factual findings explaining that Sudan had knowingly served as a safe haven near the two United States Embassies and allowed al Qaeda to plan and train for the attacks. The court also found that Sudan had provided hundreds of Sudanese passports to al Qaeda, allowed al Qaeda operatives to travel over the Sudan-Kenya border without restriction, and permitted the passage of weapons and money to supply al Qaeda's cell in Kenya. See
Owens v. Republic of Sudan
,
*1607 The question then turned to damages. Given the extensive and varied nature of the plaintiffs' injuries, the court appointed seven Special Masters to aid its factfinding. Over more than two years, the Special Masters conducted individual damages assessments and submitted written reports. Based on these reports, and after adding a substantial amount of prejudgment interest to account for the many years of delay, the district court awarded a total of approximately $10.2 billion in damages, including roughly $4.3 billion in punitive damages to plaintiffs who had brought suit in the wake of the 2008 amendments.
At that point, Sudan decided to appear and appeal. Among other things, Sudan sought to undo the district court's punitive damages award. Generally, Sudan argued, Congress may create new forms of liability for past conduct only by clearly stating its intention to do so. And, Sudan continued, when Congress passed the NDAA in 2008, it nowhere clearly authorized punitive damages for anything countries like Sudan might have done in the 1990s.
The court of appeals agreed. It started by addressing the plaintiffs who had proceeded under the new federal cause of action in § 1605A(c). The court noted that, in passing the NDAA, Congress clearly authorized individuals to use the Prior Actions and Related Actions provisions to bring new federal claims attacking past conduct. Likewise, the law clearly allowed these plaintiffs to collect compensatory damages for their claims. But, the court held, Congress included no statement clearly authorizing
punitive
damages for preenactment conduct. See
Owens v. Republic of Sudan
,
The petitioners responded by asking this Court to review the first of these rulings and decide whether the 2008 NDAA amendments permit plaintiffs proceeding under the federal cause of action in § 1605A(c) to seek and win punitive damages for past conduct. We agreed to resolve that question. 588 U.S. ----,
*
The principle that legislation usually applies only prospectively "is deeply rooted in our jurisprudence, and embodies a legal doctrine centuries older than our Republic."
Landgraf
v.
USI Film Products
,
Still, Sudan doesn't challenge the constitutionality of the 2008 NDAA amendments on these or any other grounds-the arguments we confront today are limited to the field of statutory interpretation. But, as *1608 both sides acknowledge, the principle of legislative prospectivity plays an important role here too. In fact, the parties devote much of their briefing to debating exactly how that principle should inform our interpretation of the NDAA.
For its part, Sudan points to
Landgraf
. There, the Court observed that, "in decisions spanning two centuries," we have approached debates about statutory meaning with an assumption that Congress means its legislation to respect the principle of prospectivity and apply only to future conduct-and that, if and when Congress wishes to test its power to legislate retrospectively, it must say so "clear[ly]."
But if Sudan focuses on the rule, the petitioners highlight an exception suggested by
Altmann
. Because foreign sovereign immunity is a gesture of grace and comity,
Altmann
reasoned, it is also something that may be withdrawn retroactively without the same risk to due process and equal protection principles that other forms of backward-looking legislation can pose. Foreign sovereign immunity's "principal purpose," after all, "has never been to permit foreign states ... to shape their conduct in reliance on the promise of future immunity from suit in United States courts."
Really, this summary only begins to scratch the surface of the parties' debate. Sudan replies that it may be one thing to retract immunity retroactively consistent with
Altmann
, because all that does is open a forum to hear an otherwise available legal claim. But it is another thing entirely to create new rules regulating primary conduct and impose them retroactively. When Congress wishes to do
that
, Sudan says, it must speak just as clearly as
Landgraf
commanded. And, Sudan adds, the NDAA didn't simply open a new forum to hear a pre-existing claim; it also created a new cause of action governing completed conduct that the petitioners now seek to exploit. Cf.
Altmann
,
As we see it, however, there is no need to resolve the parties' debate over interpretive presumptions. Even if we assume (without granting) that Sudan may claim the benefit of Landgraf 's presumption of prospectivity, Congress was as clear as it could have been when it authorized plaintiffs to seek and win punitive damages for past conduct using § 1065A(c)'s new federal cause of action. After all, in § 1083(a), Congress created a federal cause of action that expressly allows suits for damages that "may include economic damages, solatium, pain and suffering, *1609 and punitive damages ." (Emphasis added.) This new cause of action was housed in a new provision of the U.S. Code, 28 U.S.C. § 1605A, to which the FSIA's usual prohibition on punitive damages does not apply. See § 1606. Then, in §§ 1083(c)(2) and (c)(3) of the very same statute, Congress allowed certain plaintiffs in "Prior Actions" and "Related Actions" to invoke the new federal cause of action in § 1605A. Both provisions specifically authorized new claims for preenactment conduct. Put another way, Congress proceeded in two equally evident steps: (1) It expressly authorized punitive damages under a new cause of action; and (2) it explicitly made that new cause of action available to remedy certain past acts of terrorism. Neither step presents any ambiguity, nor is the NDAA fairly susceptible to any competing interpretation.
Sudan's primary rejoinder only serves to underscore the conclusion. Like the court of appeals before it, Sudan stresses that § 1083(c) itself contains no express authorization of punitive damages. But it's hard to see what difference that makes. Sudan admits that § 1083(c) authorizes plaintiffs to bring claims under § 1605A(c) for acts committed before the 2008 amendments. Sudan concedes, too, that § 1605A(c) authorizes plaintiffs to seek and win "economic damages, solatium, [and] pain and suffering," for preenactment conduct. In fact, except for the two words "punitive damages," Sudan accepts that every other jot and tittle of § 1605A(c) applies to actions properly brought under § 1083(c) for past conduct. And we can see no plausible account on which § 1083(c) could be clear enough to authorize the retroactive application of all other features of § 1605A(c), just not these two words.
Sudan next contends that § 1605A(c) fails to authorize retroactive punitive damages with sufficient clarity because it sounds equivocal-the provision says only that awards "may" include punitive damages. But this language simply vests district courts with discretion to determine whether punitive damages are appropriate in view of the facts of a particular case. As we have repeatedly observed when discussing remedial provisions using similar language, "the 'word "may"
clearly
connotes discretion.' "
Halo Electronics, Inc.
v.
Pulse Electronics, Inc.
, 579 U.S. ----, ----,
That takes us to Sudan's final argument. Maybe Congress did act clearly when it authorized a new cause of action and other forms of damages for past conduct. But because retroactive damages of the punitive variety raise special constitutional concerns, Sudan says, we should create and apply a new rule requiring Congress to provide a super-clear statement when it wishes to authorize their use.
We decline this invitation. It's true that punitive damages aren't merely a form a compensation but a form of punishment, and we don't doubt that applying new punishments to completed conduct can raise serious constitutional questions. See
Landgraf
,
*
With the question presented now resolved, both sides ask us to tackle other matters in this long-running litigation. Perhaps most significantly, the petitioners include a postscript asking us to decide whether Congress also clearly authorized retroactive punitive damages in claims brought by foreign-national family members under state law using § 1605A(a)'s exception to sovereign immunity. Sudan insists that, if we take up that question, we must account for the fact that § 1605A(a), unlike § 1605A(c), does not expressly discuss punitive damages. And in fairness, Sudan contends, we should also resolve whether litigants may invoke state law at all, in light of the possibility that § 1605A(c) now supplies the exclusive cause of action for claims involving state-sponsored acts of terror.
We decline to resolve these or other matters outside the question presented. The petitioners chose to limit their petition to the propriety of punitive damages under the federal cause of action in § 1605A(c). See Pet. for Cert. i. The Solicitor General observed this limitation in the question presented at the petition stage. See Brief for United States as Amicus Curiae 19, n. 8. The parties' briefing and argument on matters outside the question presented has been limited, too, and we think it best not to stray into new terrain on the basis of such a meager invitation and with such little assistance.
Still, we acknowledge one implication that necessarily follows from our holding today. The court of appeals refused to allow punitive damages awards for foreign-national family members proceeding under state law for "the same reason" it refused punitive damages for the plaintiffs proceeding under § 1605A(c)'s federal cause of action.
The judgment of the court of appeals with respect to punitive damages is vacated. The case is remanded for further proceedings consistent with this opinion.
It is so ordered.
Justice KAVANAUGH took no part in the consideration or decision of this case.
Reference
- Full Case Name
- Monicah Okoba OPATI, in Her Own Right, and as Executrix of the Estate of Caroline Setla Opati, Deceased, Et Al., Petitioners v. REPUBLIC OF SUDAN, Et Al.
- Cited By
- 113 cases
- Status
- Published