State v. Robinson
State v. Robinson
Opinion
¶ 1 Timothy Ryan Robinson appeals his sentence for aggravated assault, arguing that the district court failed to properly resolve an inaccuracy in his presentence investigation report (PSR). Specifically, Robinson objected to the four points added to his criminal history score based on his prior conviction for assault on a police officer. In determining that the assault was a "person crime with injury" for purposes of the sentencing guidelines, the district court looked to the PSR, police report, and photographs from the prior crime and concluded that an "injury" occurred where Robinson punched the police officer in the face, causing pain and a laceration to his nose. Robinson argues that the court should not have relied on such evidence and that the court abused its discretion by finding that the injury sustained by the police officer qualified for the four-point assessment. We affirm.
BACKGROUND
¶ 2 Following an episode of domestic violence between Robinson and his wife, the State charged Robinson with several offenses, including aggravated assault. In exchange for the State dismissing six of the charges, Robinson pled guilty to one count of aggravated assault, a third-degree felony, with a weapon enhancement.
¶ 3 At the district court's request, Adult Probation and Parole (AP&P) conducted an investigation and submitted a PSR. As part of the PSR, AP&P calculated a criminal history assessment score for Robinson, which it then incorporated into the Utah Sentencing Commission's general matrix (Sentencing Matrix). The Sentencing Matrix "compare[s] a defendant's 'criminal history assessment' score with the degree of the offense of which he ha[s] been convicted" to "assist sentencing judges in deciding whether or not to incarcerate."
State v. Egbert
,
¶ 4 Robinson received a criminal history assessment score of eight, placing him in criminal history category III. Four of the eight criminal history points were based on Robinson's prior conviction for attempted homicide, which AP&P categorized as a "person crime with injury." 1 When viewed in conjunction with the third-degree felony to which Robinson pled guilty, Robinson's category III score produced a recommendation of an "intermediate sanction" on the Sentencing Matrix-i.e., "any sanction between regular probation and prison." Utah Sentencing Comm'n, Adult Sentencing & Release Guidelines 17 (2015), https://www.utah.gov/pmn/files/172049.pdf. AP& P recommended, however, that the district court deviate from that recommendation and impose the maximum sentence of one-to-ten years in the Utah State Prison "due to the extremely brutal nature of the offense, as well as the defendant's repeated history of violent behaviors," which indicate that Robinson is "an immediate public safety risk."
¶ 5 Robinson challenged the accuracy of the PSR, arguing that AP&P had incorrectly categorized his prior attempted homicide conviction as a "person crime with injury" based on the mistaken belief that the offense had resulted in death. Because no injury or death had occurred during the commission of that prior crime, Robinson argued that he should have been awarded only two points instead of four toward the total score on his criminal history assessment. A reduced criminal history score of six would have placed him in criminal history category II, resulting in a recommendation of "probation" under the Sentencing Matrix.
¶ 6 After reviewing the objections to the PSR, AP&P admitted that it had erroneously stated that Robinson had previously caused the death of another individual. But AP&P determined that Robinson should nevertheless be assessed four points for committing a prior person crime with injury based on a separate class A misdemeanor conviction for assaulting a police officer.
¶ 7 Robinson moved the district court to correct the PSR, contending that AP&P's amended evaluation was "driven by the earlier error[ ] rather than a fair assessment of the facts" underlying the prior assault conviction. Robinson further argued that the award of four points was "particularly inappropriate" because the PSR for the prior assault conviction reflected that the police officer reported "no physical or emotional injury as a result of the incident."
¶ 8 The district court requested that Robinson submit the police report, photographs, and PSR from the prior assault case for it to consider. Before relying on that evidence to determine whether Robinson's prior person crime conviction involved an injury, the court asked, "[D]oes anybody contest what the photograph and the police reports say?" Robinson's counsel responded, "No." The court followed up by asking, "[D]oes everybody agree the police reports are what they are? This is what they say? The photographs of the police officer." In response, Robinson's counsel stated, "That is correct."
¶ 9 The district court ultimately determined that Robinson's prior assault conviction qualified as a "person crime with injury" under the Sentencing Matrix. Because the sentencing guidelines do not include a definition of "injury," the district court referred to the Utah Criminal Code, which defines "bodily injury" as "physical pain, illness, or any impairment of physical condition."
See
¶ 10 The district court adopted the PSR, including the four-point enhancement for the prior assault, and ultimately sentenced Robinson to one-to-ten years in prison, the maximum permissible sentence for a third-degree felony with an enhancement for the use of a dangerous weapon. In doing so, the court stated that its decision to send Robinson to prison was not "based on those two extra points."
¶ 11 Robinson appeals. Although he does not challenge the ultimate sentence imposed, he asserts that his PSR "will follow him through the justice system" and seeks "a remand for the purpose of correcting the inaccuracy in his PSR."
ISSUES AND STANDARDS OF REVIEW
¶ 12 Robinson raises two sentencing issues on appeal, one procedural and one substantive. As to the procedural issue, he
contends that the district court failed to comply with its legal duty to properly resolve the alleged inaccuracy contained in the PSR. "Whether the [district] court properly complied with a legal duty to resolve on the record the accuracy of contested information in sentencing reports is a question of law that we review for correctness."
State v. Waterfield
,
¶ 13 Substantively, Robinson contends that the district court abused its discretion in determining that the injury sustained by the police officer rendered that conviction a "person crime with injury." This sentencing determination resulted in a higher criminal history assessment score. District courts are afforded wide latitude in sentencing, and we will reverse a sentencing decision only if the court abused its discretion.
See
State v. Moa
,
ANALYSIS
I. Procedural Challenge
¶ 14 Under Utah Code section 77-18-1(6)(a), "[a]ny alleged inaccuracies in the [PSR], which have not been resolved by the parties and the department prior to sentencing, shall be brought to the attention of the sentencing judge."
¶ 15 At sentencing, Robinson objected to the PSR's calculation of his criminal history assessment score. Specifically, Robinson claimed that his prior conviction for assault on a police officer did not qualify as a "person crime with injury," which carried a four-point assessment. Robinson argued that assessing four points was only "rational when ... someone is convicted or pleads guilty to an offense which requires as an element some type of injury, [and] this isn't such an offense."
¶ 16 The district court considered Robinson's objection and made findings on the record that Robinson's prior conviction qualified as a person crime with injury for purposes of calculating his criminal history score. On appeal, Robinson challenges the court's use of the police report and photographs from the prior offense in making that determination. Whether it was permissible for the court to look to this evidence to categorize the prior conviction involves two sub-issues, only the first of which was preserved. First, we consider whether the district court properly looked beyond the elements of the prior offense to the underlying facts that gave rise to that conviction. Second, because we conclude that the court properly looked beyond the elements of the offense, we consider whether the court based its determination on sufficiently reliable evidence. This second sub-issue was not preserved, and although Robinson asks us to reach it through the plain error exception to the preservation rule, Robinson cannot establish plain error on appeal.
See
State v. Johnson
,
A. Consideration of Facts Underlying Prior Conviction
¶ 17 First, Robinson contends that the district court erred in categorizing his prior conviction for assault on a police officer as a "person crime with injury" because that offense does not include injury as an element. But nothing in the language of the Sentencing Matrix limits the application of the "person crime with injury" category to crimes in which injury is an element of the offense.
¶ 18 The phrase appears only once in the 2015 Utah Sentencing Guidelines, written as "person crime w/injury" at the top of the Sentencing Matrix. See Utah Sentencing Comm'n, Adult Sentencing & Release Guidelines 19 (2015), https://www.utah.gov/pmn/files/172049.pdf. The instructions accompanying the Sentencing Matrix provide no guidance on how to interpret the phrase. Nor do they define or place any limitation on the term "injury." If the sentencing commission had wished to limit application of the four points to those person crimes in which injury was an element of the offense, it could have easily done so, either in the instructions or by changing the language in the Sentencing Matrix to "person crime w/injury as an element."
¶ 19 In contrast, the instructions to the Sentencing Matrix do define the term "person crime." A person crime means "any offense listed in Utah Code Annotated 76-3-203.5(c), as well as those designated as person crimes in Addendum B." Id. at 14. Addendum B instructs courts to "first determine the degree of the offense (1st degree, 2nd degree, or 3rd degree) by referring to the judgment and commitment order or other official court document. Then, look on this list to determine whether the offense is categorized as murder, death, person, possession, or other. " Id. at 43. While offenses that constitute "person" crimes are listed by statute number, Addendum B does not indicate which of those person crimes should be categorized as "person crimes w/injury." This omission strongly suggests that such a determination is not categorical based on the elements of the prior offense, but depends on the facts underlying the prior conviction.
¶ 20 In the absence of any contrary direction in the sentencing guidelines, we apply the general proposition that the sentencing court "must be permitted to consider any and all information that reasonably might bear on the proper sentence for the particular defendant, given the crime committed."
Wasman v. United States
,
B. Due Process Challenge to Reliability of Evidence
¶ 21 Having decided that a court may look beyond the elements of the prior offense in categorizing a prior conviction as a "person crime with injury," we turn to the second procedural sub-issue: whether the court's determination was based on reliable evidence. The State argues that Robinson has waived this issue under the doctrine of invited error. We disagree.
¶ 22 Under the doctrine of invited error, "where a party makes an affirmative representation encouraging the court to proceed without further consideration of an issue, an appellate court need not consider the party's objection to that action on appeal."
State v. Bruun
,
¶ 23 The district court's inquiry went to the authenticity of the documents, not their reliability. Under rule 901(a) of the Utah Rules of Evidence, a "proponent must produce evidence sufficient to support a finding that the item is what the proponent claims it is." Utah R. Evid. 901(a). In affirming that the documents "are what they are" or say "what they say," Robinson waived any challenge to the authenticity of the documents, an evidentiary issue distinct from Robinson's challenge to the reliability of the evidence. Because Robinson never affirmatively represented that he had no objection to the court considering the documents for purposes of sentencing, he did not waive the issue asserted on appeal.
¶ 24 But neither did Robinson preserve the issue. To preserve an issue for appeal, a party "must specifically raise the issue in a timely fashion and must introduce supporting evidence and relevant legal authority."
State v. Salgado
,
¶ 25 Robinson argues that the court's reliance on this evidence amounted to plain error. To prevail under the plain-error exception to the preservation rule, Robinson must establish that: (1) "an error exists"; (2) "the error should have been obvious to the district court"; and (3) "absent the error, there is a reasonable likelihood of a more favorable outcome."
State v. Williams
,
¶ 26 Robinson contends that the district court plainly erred because police reports and photographs are insufficiently reliable to satisfy due process. Due process "requires that a sentencing judge act on reasonably reliable and relevant information in exercising discretion in fixing a sentence."
State v. Howell
,
State v. Moosman
,
¶ 27 Robinson has cited no authority to support the proposition that police reports and photographs generated during the investigation of a prior offense do not meet this threshold standard of reliability. Instead, he cites cases concerning the reliability of police reports for purposes of determining their admissibility under the Utah Rules of Evidence.
See
State v. Bertul
,
¶ 28 "For an error to be obvious to the trial court, the party arguing for the exception to preservation must show that the law governing the error was clear or plainly settled at the time the alleged error was made."
State v. Johnson
,
II. Substantive Challenge
¶ 29 In addition to the procedural claims addressed above, Robinson raises a substantive challenge to the district court's conclusion that the injuries sustained by the police officer warranted a four-point increase to his criminal history score. Specifically, Robinson argues that because the victim's injuries were minor, Robinson's score and the resulting sentence recommendation were disproportionate, especially when compared with other offenses listed under the person crimes category in the sentencing guidelines.
¶ 30 Robinson's challenge again involves two sub-issues: whether the district court correctly interpreted "injury" to include minor injury and whether the district court abused its discretion in concluding that the police officer suffered such an injury. These two sub-issues are each subject to a different standard of review.
See
State v. Rhodes
,
A. Legal Interpretation of "Injury"
¶ 31 We first consider whether the district court correctly interpreted the term "injury," as used in the Sentencing Matrix, to include minor injury. Sentencing guidelines are commonly interpreted using traditional canons of statutory interpretation.
See, e.g.
,
United States v. Enrique-Ascencio
,
¶ 32 If the guidelines included a definition of "injury," "we would of course look there first."
See
O'Hearon v. Hansen
,
Notably, the sentencing commission did not use a modifier to limit the prior person crime category to only those crimes involving "serious" or "substantial" injuries, as the legislature often does throughout the Utah Criminal Code.
See, e.g.
,
¶ 33 In the absence of a specialized definition, we interpret "injury" according to its plain meaning.
See
O'Hearon
,
B. Factual Finding that an Injury Occurred
¶ 34 Second, we review the district court's factual finding that Robinson's prior assault conviction involved injury. We defer to factual findings at sentencing unless they are clearly erroneous.
See
State v. Rhodes
,
¶ 35 Although the police officer reported in his victim impact statement that he suffered no physical or emotional injury as a result of the incident, the district court, as the finder of fact, was entitled to resolve apparent conflicts in the evidence.
See
State v. Black
,
CONCLUSION
¶ 36 We conclude that the district court properly resolved the alleged inaccuracy in the PSR and did not abuse its discretion in assessing four criminal history points for Robinson's prior assault conviction. Accordingly, we affirm.
This category no longer appears in the Utah Sentencing Guidelines. "The distinction between prior person crimes with or without injury has been replaced with a specific number for a specific type of offense by severity." Utah Sentencing Comm'n, Adult Sentencing & Release Guidelines 1 (2017), https://justice.utah.gov/Sentencing/Guidelines/Adult/2017% 20Adult% 20Sentencing% 20and% 20Release% 20Guidelines.pdf.
We note that the United States Supreme Court has adopted a categorical approach to determining whether a prior offense triggers an enhanced sentence under federal recidivism statutes. Under this approach, a court may look "only to the statutory definitions of the prior offenses, and not to the particular facts underlying those convictions."
Taylor v. United States
,
However, a criminal history assessment under the Utah Sentencing Guidelines does not function as a sentencing enhancement. Robinson's third-degree felony conviction with the weapons enhancement carried a term of imprisonment not to exceed ten years,
see
Reference
- Full Case Name
- STATE of Utah, Appellee, v. Timothy Ryan ROBINSON, Appellant.
- Cited By
- 2 cases
- Status
- Published