Faucheaux v. Provo City
Faucheaux v. Provo City
Opinion
¶1 Kevin Faucheaux appeals the dismissal of his suit against Provo City. The district court dismissed the suit for lack of subject matter jurisdiction on the basis that Faucheaux, who seemingly brought this action as personal representative of the estate of Helen M. Faucheaux, did not have legal authority to bring a wrongful death suit. We reverse.
¶2 In 2009, Faucheaux called 911 after finding his wife, Helen Faucheaux, "unable to even complete a full sentence," "stumbling around the house," and "stumbl[ing] into the bathroom" where he "heard snorting noises." 1 Faucheaux informed the 911 operator that Helen had a history of drug abuse and that he was concerned that she "had overdosed." Provo City police officers were dispatched, arrived at the Faucheaux home, and concluded that Helen was intoxicated and needed to "sleep it off." They also advised Faucheaux to "leave her alone" since she was upset with him. Faucheaux insisted that his wife needed to be evaluated by a medical professional because she had previously attempted suicide and was possibly overdosing. Despite his pleas, the officers told him "to *107 have a good night" and left. He did not have a good night. Approximately two hours later, Faucheaux went to check on his wife and found her dead.
¶3 Faucheaux brought a wrongful death suit against Provo City, claiming its officers "negligently failed to protect" Helen when they responded to "his request for a welfare check" because, in answering that request, they "undertook a specific action to protect" Helen. Provo City, then discerning no problem with standing or subject matter jurisdiction, simply answered the complaint and later filed a motion for summary judgment on the grounds that "its police officers had no legal duty to take [Helen] into custody against her will and deliver her for involuntary commitment" and that "[t]he discretionary acts of [Provo City's] police officers also provide [Provo City] with governmental immunity." Granting summary judgment to Provo City, the district court ruled that the city owed no duty of care to Helen and that, even if it did, it was immune from suit. Faucheaux appealed.
¶4 On appeal from the initial summary judgment against Faucheaux, we determined that the district court erred in concluding that "the public-duty doctrine shields Provo from liability."
Faucheaux v. Provo City
,
¶5 But on remand, Provo City instead latched on to a new procedural bar to Faucheaux's suit and moved to dismiss the case because "the Estate of Helen M. Faucheaux had no capacity to sue for wrongful death, and no real party in interest may be substituted." Faucheaux filed a response to the city's motion, arguing that Provo City forfeited the right to file a motion to dismiss when it filed its answer and that he brought his claim against Provo City as a personal representative of the heirs of Helen's estate, with the caption of his complaint identifying the estate as the party bringing the suit being merely a technical error. The district court dismissed the case, concluding it lacked subject matter jurisdiction because the estate did not have legal authority to bring a wrongful death suit under Utah Code section 78B-3-106(1) (LexisNexis 2012). 2 Faucheaux again appeals.
¶6 "Because the propriety of a motion to dismiss is a question of law, we review for correctness, giving no deference to the decision of the trial court."
Krouse v. Bower
,
¶7 Faucheaux argues that the district court's rationale for dismissing his complaint on remand "conflated a standing issue with the issue of real party in interest, and wrongly concluded that it lacks jurisdiction to determine ... the real party in interest in this case." He argues that "real party in interest" is not a question of subject matter jurisdiction that can be raised at any time, but rather one of legal capacity to sue, and for that reason, Provo City waived its objection *108 when it failed to raise it in a timely way. 3
¶8 Rule 17 of the Utah Rules of Civil Procedure requires that "[e]very action shall be prosecuted in the name of the real party in interest." Utah R. Civ. P. 17(a). "The real party in interest is the person entitled under the substantive law to enforce the right sued upon and who generally, but not necessarily, benefits from the action's final outcome."
Orlob v. Wasatch Med. Mgmt.
,
¶9 Accordingly, the district court in the present case concluded that the estate-and by implication, Kevin Faucheaux as personal representative on behalf of the estate-lacked standing and that the court was therefore unable to exercise subject matter jurisdiction over the suit. But "subject matter jurisdiction concerns a court's broad authority to hear the sort of case before it."
4
Iota LLC v. Davco Mgmt. Co.
,
¶10 But as we explained in
Elite Legacy Corp. v. Schvaneveldt
,
¶11 Consequently, the lack of capacity to sue "is an affirmative defense, which may be waived ... by failure to bring it before the trial court."
Id.
¶ 53 (omission in original) (citation and internal quotation marks omitted).
Cf.
Wall Inv. Co. v. Garden Gate Distrib., Inc
.,
¶12 Because the error of which Provo City now complains was evident on the face of Faucheaux's complaint, Provo City, if truly concerned about Faucheaux's capacity to sue as an heir or on behalf of Helen's heirs, should have presented the issue as an affirmative defense in its answer or in an early motion to dismiss. Given its failure to do so, Provo City has waived the defense that Faucheaux does not have the capacity to sue on behalf of the real party or parties in interest, Helen M. Faucheaux's heirs, of which he is one and perhaps the only one.
¶13 Accordingly, we reverse and remand for resolution of Faucheaux's complaint on the merits.
"On appeal from a motion to dismiss, we review the facts only as they are alleged in the complaint. We accept the factual allegations as true and draw all reasonable inferences from those facts in a light most favorable to the plaintiff."
Peck v. State
,
An estate is not a legal entity that can bring suit.
See
31 Am. Jur. 2d
Executors & Administrators
§ 1085 (2012). It is a decedent's bundle of property rights that, once claims against the decedent have been settled or paid, might be bequeathed, devised, or transferred to a decedent's heirs or devisees.
See
In the prior appeal, we appear to have recognized the technicality of the defect in the complaint to some extent. The complaint identified "Estate of Helen M. Faucheaux" as the plaintiff, but our prior opinion names Kevin Faucheaux as the plaintiff and appellant.
Faucheaux also raises two other issues on appeal. However, for both issues, he essentially argues that the district court erred by not recognizing that the caption of his complaint merely contained a technical error. Faucheaux asserts that he substantially complied with Utah Code section 78B-3-106(1) in bringing suit against Provo City, albeit purportedly as the personal representative of his wife's estate, because the body of his complaint states, with our emphasis, that "Kevin Faucheaux is the personal representative, or will soon be named the personal representative, of the Estate of Helen M. Faucheaux and brings this action on behalf of and for the benefit of Helen M. Faucheaux's heirs ." See Utah Code Ann. § 78B-3-106(3) (LexisNexis 2012) ("The [wrongful death] action may be brought by either the personal representatives of the adult deceased person, for the benefit of the person's heirs, or by the guardian for the benefit of the heirs[.]"). He argues that the complaint's caption, naming the plaintiff as "Estate of Helen M. Faucheaux," was a technical error which he should be allowed to correct under rule 15(c) of the Utah Rules of Civil Procedure so that the caption reflects the substance of his complaint.
Nevertheless, it is clear to us from the complaint and the record as a whole that Faucheaux purportedly brought this suit on behalf of the estate, and therefore in the first appeal we noted that Faucheaux was bringing the suit as the "personal representative of Helen's estate."
Faucheaux v. Provo City
,
Utah courts have broad authority over wrongful death claims.
See
Utah Code Ann. § 78A-5-102(1) (LexisNexis 2012) ("The district court has original jurisdiction in all matters civil and criminal, not excepted in the Utah Constitution and not prohibited by law.");
Our holding in
Haro v. Haro
,
Faucheaux also contends that rule 17(a) of the Utah Rules of Civil Procedure should have prohibited the court from dismissing the complaint "until a reasonable time has been allowed after objection for ratification, joinder or substitution of the real party in interest." While the general proposition has merit, because Provo City waived the issue of real party in interest and Faucheaux is already before the court-with the capacity in which he brought the action being comparatively insignificant in the context of this case-it is unnecessary for us to reach this issue.
Reference
- Full Case Name
- Kevin FAUCHEAUX, Appellant, v. PROVO CITY, Appellee.
- Cited By
- 3 cases
- Status
- Published