State v. Padilla
State v. Padilla
Opinion
¶1 Ricardo Antonio Padilla appeals his convictions for felony discharge of a firearm and obstruction of justice. He argues that the trial court erred by refusing to give a cautionary instruction to the jury about accomplice testimony. He also argues that he received constitutionally ineffective assistance of counsel when his counsel failed to renew a motion for mistrial. We affirm.
BACKGROUND
¶2 A jury convicted Padilla of felony discharge of a firearm and obstruction of justice based on his involvement in events that led to the death of a rival gang member (Victim). One evening in July 2013, Padilla, a member of the 18th Street gang, and five others left his apartment to go tagging. 1 They took two cars. While driving, one of Padilla's cohorts recognized someone from a rival gang standing with a group in front of a house. The two cars circled back around and another of Padilla's cohorts shot and killed Victim.
¶3 The State charged Padilla with murder, felony discharge of a weapon, and obstruction of justice, all first degree felonies. He was initially tried with two codefendants, both of whom were involved in the shooting.
¶4 During trial, the State established Padilla's involvement in Victim's death largely based on the testimony of two of Padilla's other companions, both of whom were present in one of the vehicles during the shooting. 2 On the third day of the trial, one of those companions testified that, shortly before the shooting, Padilla said that they were going to return to the house where they had spotted Victim, "ask him which gang he belonged to," and, depending on Victim's answer, shoot him.
¶5 Based on this testimony, defense counsel for Padilla and the two codefendants moved for mistrial on confrontation grounds, arguing that they could not confront Padilla's out-of-court testimony.
See
Bruton v. United States
,
¶6 The court granted the motion for mistrial as to Padilla's codefendants but denied it as to Padilla. In doing so, the court gave a curative instruction to the jury, addressing how the jury should view the codefendants' dismissals:
The trial will proceed tomorrow morning, but it will only involve one of the defendants. Two of the defendants, there are legal reasons that we cannot proceed against them, so we are only going to proceed against [Padilla].
I want to instruct you and admonish you that you are not to draw any conclusions from that at all. It doesn't mean that the Court determined that the other defendants lack responsibility for anything. It doesn't mean that the Court determined that they do. It doesn't mean that they entered pleas. It doesn't mean anything other than the fact for legal reasons we cannot proceed against them.
So that's not something you should hold against [Padilla]. It doesn't mean anything with respect to his role in this versus anyone else's role. And so no conclusions really can be drawn one way or the other with respect to the fact we are only proceeding with regard to one of the defendants.
The court asked Padilla's counsel if this instruction was satisfactory, and counsel responded that it was.
¶7 The next day, the court again addressed the jury, stating that the bailiff "told [the court] ... that [the jury] had asked questions of him whether there was any testimony or evidence that [it] needed to disregard from yesterday." The court continued,
[O]ther than what I instructed you about at the time, the answer is no. And I gather from your questions that you posed to him that people are kind of wondering about what happened yesterday and why we're proceeding the way that we are. I told you not to worry about that. I recognize it's a little bit late telling you not to think about a pink elephant.
So what I can tell you-and I don't think that this would offend counsel-is that there was a legal irregularity, it's fairly complicated, that occurred yesterday, that just requires that we handle those other two cases separately from this case. Doesn't have anything to do with the strength or weakness of the State's claims or case against this defendant versus the other two. Doesn't have anything to do with what's going to happen ultimately with those two other cases. They just have to be handled separately from this one. Don't speculate as to why, and don't worry about it beyond that, if you can, but that's what occurred yesterday.
¶8 The testimony of his two companions also prompted Padilla to request that the court give a cautionary accomplice testimony instruction to the jury. Referencing, among other things, Utah Code section 77-17-7(2), Padilla asked the court to instruct the jury as follows:
An accomplice is someone who joined with another person in committing a crime, voluntarily and with common intent. The testimony of an accomplice may be received in evidence and considered by you, even though it is not supported by other evidence. You may decide how much weight it should have. You are to keep in mind, however, that accomplice testimony should be received with caution and considered with great care.
You should not convict a defendant based on the unsupported testimony of an alleged accomplice, unless you believe the unsupported testimony beyond a reasonable doubt.
¶9 During review of these instructions, the State argued that the instruction was improper. In particular, the State argued that neither companion was an accomplice to the crimes Padilla had been charged with because neither was charged as such. The State also argued that instructing that the testimony was "unsupported" was improper because it was "suggestive of some sort of conclusion that the Court has reached," and it asserted that there was nothing in the proposed instruction that was not already covered in the general instruction about how much weight to give a witness's testimony.
¶10 Padilla argued, on the other hand, that the two companions were accomplices because the status of being an accomplice depends on conduct, not on whether "the prosecution elects to charge people in different ways or elects to not even choose to prosecute someone." He therefore asserted that the definition of accomplice "is accurate," and he stated that "the instruction should be given." Padilla also contended that the instruction correctly stated the law "with regard to not convicting an individual simply because of an unsupported statement."
¶11 In response to the State's objections, the court modified the proposed instruction. First, the court added an introductory sentence, explaining that the defense contended the companions were accomplices. The court also completely omitted the sentence advising the jury to receive the accomplice testimony "with caution." Finally, the court edited the proposed language so as not to opine that the accomplice testimony was "unsupported." Thus, the court instructed the jury as follows:
You have heard testimony from witnesses the defense contends were accomplices in the offense. An accomplice is someone who joined with another person in committing a crime, voluntarily and with common intent. The testimony of an accomplice may be received in evidence and considered by you, even if you find it is not supported by other evidence. You may decide how much weight it should have.
As with any evidence, you should not convict a defendant based solely on the testimony of an alleged accomplice, unless you believe the testimony beyond a reasonable doubt.
Defense counsel did not object to the addition of the introductory sentence. Counsel did, however, lodge a general objection to all of the other changes.
¶12 The jury convicted Padilla of felony discharge of a firearm and obstruction of justice. He now appeals.
ANALYSIS
I. The Jury Instruction Issue
¶13 Padilla first argues that the trial court erred by refusing to give the jury the cautionary instruction about accomplice testimony under Utah Code section 77-17-7. After establishing that a defendant may be convicted "on the uncorroborated testimony of an accomplice," that statute provides that, "[i]n the discretion of the court, an instruction to the jury may be given to the effect that such uncorroborated testimony should be viewed with caution, and such an instruction shall be given if the trial judge finds the testimony of the accomplice to be self contradictory, uncertain or improbable."
¶14 Ordinarily, this is an alleged error we might review for correctness.
See
State v. Malaga
,
¶15 Utah Code section 77-17-7 describes how a court is to instruct a jury about accomplice testimony under two scenarios-one discretionary and one mandatory. In the first, if the accomplice's testimony is uncorroborated, a court
may
, in its discretion, give the jury a cautionary instruction about the accomplice's testimony.
See
¶16 Padilla argues on appeal that the trial court erred by failing to give the mandatory instruction. He claims that the record demonstrates that the "accomplice testimony was uncorroborated and unreliable." However, because the statute describes two potential scenarios for providing a cautionary instruction-one discretionary and one mandatory-to preserve the issue he asserts on appeal, Padilla needed to afford the court the opportunity to determine whether the instruction was mandatory as opposed to discretionary. To do this, it was incumbent upon him to specifically alert the trial court that the circumstances fell within the mandatory, and not merely the discretionary, scenario.
See
Kennedy
,
¶17 He did not do so. First, in the requested jury instruction itself, Padilla only generally referenced section 77-17-7(2), and he made no suggestion that he considered the instruction to be mandatory on the basis that the companions' testimonies were "self contradictory, uncertain or improbable." Second, in argument before the trial court, while Padilla asked that his proposed cautionary instruction be given, he did not argue that such an instruction was required by statute under the circumstances of the case. Much of his substantive argument on the matter focused on refuting the State's contention that the two companions were not accomplices. Beyond that, he only generally asserted that the instruction he proposed was legally correct as to an accomplice's unsupported testimony and, apart from stipulating to the court's addition of the introductory sentence, he lodged only a general objection to the court's other modifications. He did not argue to the court that the instruction was required because the companions' testimonies were self-contradictory, uncertain, or improbable. Indeed, he did not request the court to make findings as to the quality of the companions' testimonies for instruction purposes at all. As a result, the trial court made no findings about the two companions' testimonies, and it made no ruling regarding whether, given the companions' testimonies, the instruction was mandatory.
¶18 Therefore, at best, Padilla's request for the instruction and arguments at trial invoked the court's discretionary authority to give the proposed instruction under section 77-17-7(2). Indeed, nothing in Padilla's assertion that the companions were accomplices and his otherwise general objection to the court's modifications to his proposed instruction could have sufficiently alerted the court that Padilla believed, and was asking the court to specifically find, that his proposed instruction was mandatory.
See
State v. Alzaga
,
¶19 On this basis, and given the unique circumstances here, we conclude that Padilla has failed to preserve his argument that the trial court erred by failing to give the cautionary instruction.
See
State v. Kennedy
,
II. Renewing the Mistrial Motion
¶20 Padilla next argues that he received constitutionally ineffective assistance of counsel when his counsel failed to renew a motion for mistrial once it became apparent that, due to procedural irregularities, the jury was confused. "When a claim of ineffective assistance of counsel is raised for the first time on appeal, there is no lower court ruling to review and we must decide whether the defendant was deprived of the effective assistance of counsel as a matter of law."
State v. Parkinson
,
¶21 To establish that he received constitutionally ineffective assistance of counsel for failing to renew the mistrial motion, Padilla must show both "(1) that counsel's performance was so deficient as to fall below an objective standard of reasonableness and (2) that but for counsel's deficient performance there is a reasonable probability that the outcome would have been different."
See
State v. Wilkinson
,
¶22 We conclude that Padilla has not demonstrated that counsel performed deficiently by failing to renew the mistrial motion. When evaluating whether counsel's performance was deficient, we "must bear in mind the strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance. Put another way, the defendant must overcome the presumption that, under the circumstances, the challenged action might be considered sound trial strategy."
Wilkinson
,
¶23 When the confrontation issue arose with regard to Padilla's two codefendants, Padilla's counsel moved for a mistrial along with them. He acknowledged that Padilla's position with regard to a mistrial was "weaker" than Padilla's codefendants. Nevertheless, as a basis for mistrial, Padilla's counsel contended, "If the codefendants are suddenly gone and my client is alone then it is perhaps prejudicial." The court denied Padilla's mistrial motion, and it gave the jury a curative instruction, at Padilla's request, which advised the jury not to draw any conclusions from the codefendants' dismissals and not to hold the dismissals against Padilla.
¶24 The next day, the court addressed the jury again, stating that the bailiff informed it that the jury had asked "whether there was any testimony or evidence that [the jury] needed to disregard from yesterday." The court then re-instructed the jury, advising that the codefendants' dismissals should have no bearing on its assessment of the case against Padilla. Padilla's counsel did not thereafter renew his motion for mistrial.
¶25 Padilla argues that trial counsel performed deficiently when it became apparent that the "jury was so confused that curative instructions could not provide an adequate remedy." As evidence of the jury's confusion, he points to the fact that the jury apparently attempted to resolve its confusion about the "procedural abnormalities" by resorting "to improper conversations with court staff."
¶26 We are not persuaded. "Curative instructions are a settled and necessary feature of our judicial process and one of the most important tools by which a court may remedy errors at trial."
State v. Cruz
,
¶27 In any event, we have observed that "[w]hether to move for a mistrial or request a curative instruction is a strategic decision that is generally left to the professional judgment of counsel." Id. ¶ 44 (quotation simplified). Indeed, "if there is any plausible strategic explanation for counsel's behavior, we assume counsel acted competently." Id. (quotation simplified).
¶28 We can imagine a reasonable strategy for counsel's decision not to renew the mistrial motion.
See
State v. Clark
,
¶29 Thus, in the absence of any additional evidence of jury confusion, it would have been reasonable for counsel to rely on the court's two curative instructions to address potential jury confusion rather than renew Padilla's mistrial motion and take a chance on a different jury.
3
Padilla's counsel therefore did not act deficiently by failing to renew the motion for mistrial. And because he has failed to establish that his counsel performed deficiently, Padilla's ineffective assistance of counsel claim fails.
4
State v. Franco
,
CONCLUSION
¶30 Padilla did not preserve the issue of whether the trial court, under the circumstances present in the case, was required under Utah Code section 77-17-7(2) to give his proposed cautionary instruction. And because Padilla has not established an exception to our preservation requirement, we do not reach the merits of that issue. Further, we conclude that Padilla has not established that he received constitutionally ineffective assistance of counsel by failing to renew the mistrial motion. Accordingly, we affirm.
One of Padilla's companions testified that "tag" in this context meant graffiti.
The two companions who testified were not the two codefendants tried with Padilla. The State charged both companions with obstruction of justice, a first degree felony, and they were granted immunity for their testimony. The State agreed to dismiss the obstruction charges against both companions if, after the trial, it believed they "testified truthfully."
Padilla briefly suggests that the jury's interaction with the bailiff was "an independent ground for mistrial" that impermissibly tainted the proceedings. He asserts that trial counsel should have moved for a mistrial on this basis or, "at the very least, ask[ed] for a contemporaneous in camera review." But Padilla does not develop this argument as an independent basis for reversal on appeal. Rather, it appears to be part of his overall argument that the jury was so confused that counsel should have renewed his motion for a mistrial. As a result, we do not address this argument separately.
Padilla also argues that we should reverse "because the cumulative effect of the errors was prejudicial." However, we have not concluded that the trial court committed any error related to this appeal. The cumulative error doctrine therefore does not apply.
See
State v. Gonzales
,
Reference
- Full Case Name
- STATE of Utah, Appellee, v. Ricardo Antonio PADILLA, Appellant.
- Cited By
- 5 cases
- Status
- Published